A Novel Method for Watershed Best Management Practices Spatial Optimal Layout under Uncertainty
Abstract
:1. Introduction
Literature Review
- (1)
- How to identify and represent uncertainty. Most of the uncertainties in BMP spatial optimal layout include the efficiency uncertainty in BMPs and the uncertainty in cost and budget. The root of efficiency uncertainty is variance factors, which include temperature, rainfall, season, vegetation form, and microbial species, and the distribution pattern of the uncertainty and the uncertainty interval values have been measured by the researchers using experiment methods in related studies [16]. In mathematical models, uncertainty could be in forms of stochastic number, fuzzy number, and interval number. Economic uncertainty stems from market fluctuation and the possible variance of government grant [17]. Economic uncertainty interval could be determined by analyzing or forecasting market price fluctuation. The price uncertainty always follows fuzzy distribution, and budget uncertainty is usually expressed in interval number or in multiple scenarios.
- (2)
- How to identify the uncertainty influence on BMPs spatial optimal layout. Uncertainty factors could be regarded as the independent variable in BMP spatial optimal layout, and the dependent variable could be seen as system pollution control efficiency and the total costs, when the optimal system follow linear mathematics characteristics, the distribution interval of the dependent variable could be obtained according to the independent variable [18]. However, in reality, the optimal systems are always complex non-linear mathematics model with interaction effects between the parameters, in this case, Monte Carlo method is usually used to judge the impact of uncertainty, through multiple and randomly set data within the interval of the independent variable, multiple corresponding results could be obtained, and then the distribution interval of system results could be considered [19].
- (3)
- How to integrate uncertainty into BMP spatial optimal layout. In the mathematics model for BMP spatial optimal layout model, uncertainty could be integrated into the optimal model with digital form and in uncertainty scenario form. Genetic algorithm (GA) is widely used for uncertainty in BMPs layout [20]. It can integrate uncertainty factors in mathematical form. However, with GAs, all the related variables need to be set as uncertain values, but in practice, except for part of the variables are uncertain numbers, the others are definite variables.
- (4)
- How to avoid subjective weight in multi-objective optimization for uncertainty BMP spatial optimal layout. The related studies always use Analytic Hierarchy Process (AHP) method or expert evaluation method to set the weight for each objective programming; however, subjectivity is inevitable in the setting [21].
2. Description of Area Studied
3. Materials and Methods
- (1)
- Applying hydrological model for simulating NPS pollution emission. SWAT model is applied to discriminate the sub watershed in the study area and to simulate the distribution of NPS pollution. This task includes collecting basic data on the study area, establishing the basic database of the research area (e.g., DEM, soil, and land use), using the SWAT model to divide the study area into sub-basins, and simulating the P emissions in each sub-basin.
- (2)
- BMPs facility selection and uncertainty analysis. These tasks involve the selection of suitable BMPs facilities (e.g., vegetation buffer zones, Ponds system, wetland) and facility parameters (e.g., scale, depth, width and so on) and the analysis of the uncertainty of BMPs (cost uncertainty and P treatment efficacy uncertainty).
- (3)
- Applying mathematical optimal model for BMPs spatial optimal layout under uncertainty. The integrated interval stochastic fuzzy fractional programming (ISSFP) model is applied for the BMP spatial optimal layout under uncertainty. The results of optimal schemes and NPS pollution reduction effect and total cost could be obtained.
ISFFP
4. Study Process
4.1. Discriminating the Sub Watershed and Simulating P Distribution in Each Sub Watershed
4.1.1. Model Introduction
4.1.2. Database Preparation
4.1.3. Spatial Analysis of NPS Pollution Emission
- (1)
- Discriminating sub watershed. DEM is used for discriminating river system and sub watershed [29].
- (2)
- Discriminating hydrologic response unit (HRU). Land use type, soil type, slope and so on are used for discriminating HRU in each sub watershed. The amount of P emission in each HRU could be calculated by SWAT model, and the total amount of P emission in each sub watershed could also be get.
4.1.4. Parameter Validation and Calibration
4.1.5. Relevant Data of Sub-Watershed
4.2. BMP Selection and Relevant Uncertainty Analysis
4.2.1. Analysis of BMP Character
- (1)
- Vegetation buffer zone
- (2)
- Pond system
- (3)
- Constructed wetlands
4.2.2. Relevant Parameters of BMPs
The volume of treated P of j-th BMPs | |
The volume of retained P of j-th BMPs | |
The efficiency of P treatment of j-th BMPs | |
Total volume of P emission in i-th sub basin | |
The retained surface water of j-th BMPs | |
Total volume of surface water in i-th sub basin | |
The area of j-th BMPs | |
The depth of j-th BMPs | |
The evaporation rate of the study area in a month | |
The infiltration rate of j-th BMPs in a month |
4.2.3. The Uncertainty Analysis
4.3. Construction of Optimization Model
4.3.1. Objective Function
4.3.2. Constraint Function
4.4. Uncertainty Scenario Analysis
5. Results
- (1)
- Through integrating ISFFP model and SWAT, the uncertainty BMP spatial optimization layout schemes are obtained. The schemes include the upper scenarios and the lower scenarios for 20%, 40%, and 60% P reduction targets in July. In each sub watershed, the number of the allocated BMPs is only one (the results are shown in Table 5). The total cost and total volume of P under each scenario are shown in Table 6. Statistics on the number of all BMP facilities under each scenario are shown in Table 7 and Figure 3.
- (2)
- Table 4 shows that under the condition of the same area, whether in the upper or lower limit, according to the P treatment capacity, green buffer zone > Ponds system > wetland. Taking the sub watershed 1 as an example, Table 8 corresponds to the BMP treatment effect of sub watershed 1, and the P control effect of each BMP facility can be observed. Table 9 shows the ratio of P treatment capacity of the green buffer zone to the wetland and ponds system.
6. Discussion
- (1)
- ISFFP model is used effectively to solve the three problems of BMPs multi objective spatial optimization layout in introduction section. (1) ISFFP could reflects and integrates the uncertainty factors which are in the forms of stochastic, fuzzy and interval, and the uncertainties mainly existed in P treatment efficiency and economic cost of BMPs. (2) Subjective problem, which existed in the weight setting between multi objective programming, could be avoided by using ISFFP. (3) The schemes, which are in the interval form, are get in the different scenarios, and the intervals represent the range of the reasonable schemes.
- (2)
- The other specific problems in the case are also solved by ISFFP model. (1) The objectives of P emission treatment maximization and cost minimization are all achieved. (2) The targets of the amount of the P treatment are all reached or exceed in each scenario, and the total treated P are [38,904.15, 40,483.60] kg in 20% scenario, [89,900.35, 80,739.23] kg in 40% scenario, and [80,622.07, 121,235.31] kg in 60% scenario, respectively. (3) The specific amounts and types of BMPs are allocated in each sub watershed.
- (3)
- ISFFP model is developed for BMPs spatial optimization layout, the results shows that the different schemes for BMPs spatial optimization layout are developed according to the different objectives of water environment treatment, and also all of the objectives are achieved in the study.
- (4)
- With the increase of the targets of water environment treatment, the more BMPs facilities with higher P treatment efficiency as well as higher costs are applied in BMPs spatial layout schemes, and total costs increase accordingly.
- (5)
- In the study area, there are different amounts of P emission in each sub watershed, and the types of the installed BMPs in each sub watershed are not the same. The P emission depends on the features of each sub watershed, and the features include area, agrotype, land type and so on. The BMPs with more P treatment efficiency are installed in the sub watershed with the higher P emission.
- (6)
- In this study, 31 BMPs were assigned under each scenario. However, no upper limit is set for the installed number and the types of BMPs per subbasin in the constraints. The reason is that one-unit BMP is sufficient to cope with the P pollution of the subbasin. Thus, it does not need more than one-unit BMP in a subbasin, and it can be attributed to the strong pollution control ability of the green buffer zone, which can absorb 77.31–82.96% of P. The pollution control target, which is under this limit, could be achieved through 20 m of green buffer zones. This study does not limit the budget. In the lower limit scenario of 60% P treatment scenario, the highest budget is 17,509.48 EUR. If the budget is lower than this amount, then it will limit the setting of the high-cost green buffer zone. This condition would also lead to the simulation results in which more ponds and wetlands are installed, and three BMPs are low effective but also low cost of low-effective but also low-cost ponds and wetlands.
- (7)
- According to the results, with the increase of the P pollution reduction target, the number of installed BMPs with higher pollution control effect is increase. In the lower limit scenarios of 20%, 40%, and 60% P reduction target, the number of green buffer zones installed are 6, 9, and 14, respectively. In the upper limit scenario, the assigned amounts are 8, 12, and 19. As the total number of BMPs in each scheme is the same, the number of green buffer zones with the highest treatment effect increases, and the number of other types of BMP decreases accordingly.
- (8)
- As the upper limit value of the BMP facility cost and the lower limit value of P pollution control quantity are considered in the lower limit scenario, then on the premise of completing the pollution control target of each grade, the total cost in the upper limit scenario is less than the total cost in the lower limit scenario.In the 20%, 40%, and 60% scenarios, the total cost of the upper and lower limit scenarios are [6585.58 (lower scenario), 3990.58 (upper scenario)], [10,955.14 (lower scenario), 5699.22 (upper scenario)], and [17,509.48 (lower scenario), 6573.14 (upper scenario)], respectively.
- (9)
- As the lower limit of the BMP pollution control efficiency is set in the lower limit scenario, and the upper limit is set in the upper limit scenario, the number of green buffer zones with high cost and high pollution control effect in the upper limit scenario under each control target is also smaller than that in the lower limit scenario. This condition means that solving the same volume requires a smaller number of BMP facilities with high P pollution treatment efficiency and high cost.
- (10)
- As the cost and P treatment efficacy in this study are considered as the upper and lower limit values, the uncertain values of the cost and treatment efficiency of BMPs are also expressed as interval numbers. Thus, the results are in the form of the upper and lower limit scenarios. The results represent the upper and lower limits of the corresponding schemes under uncertainty impact, which means that the schemes are reasonable when their results are in the interval range.
- (11)
- The developed method could be extended to other areas. The SWAT model could be applied to simulate NPS emission in different types of land, and the ISFFP model could be used to reflected multiple types of uncertainties, and the model could change according to the types of uncertainties in actual situations.
- (12)
- The limitation of the study includes two aspects, one is that only two objectives of maximization and minimization are set, and the model would not avoid subjective weight setting completely when there are more objectives such as minimizing land use for BMPs setting, maximizing N emission treatment, and so on. How to apply more appropriate model for the problem would be studied in the future. The other is that the scheme is allocating the appropriate BMPs in each sub watershed; however, in practice, many other problems need to be considered, such as the natural condition for BMPs setting, cultivated land occupied for the setting, and so on, and the related problems also needs considering.
7. Conclusions
- (1)
- The innovation of the study is that it introduces a new method for solving the uncertainty in BMP spatial optimal layout, and the ISFFP method integrated with SWAT model has rarely been used for this purpose. The advantages of the method include the following: (1) it can reflect multiple uncertainty characters; (2) it could process the weight setting in maximum and minimum programming; and (3) it could achieve flexible schemes with alternative boundaries.
- (2)
- SWAT model is used in the study to discriminate each sub watershed and simulate P distribution in each watershed. Determining the location of BMP installation based on the results of SWAT model simulation is reasonable.
- (3)
- The ISFFP model in the study could be converted into different models according to the types of uncertainties.
- (4)
- According to the spatial layout scheme that corresponds to the upper and lower limit scenarios under different P pollution reduction targets, the upper and lower limit scenarios represent the limit of uncertainty impact on the scheme. The scheme is reasonable when it is in the interval. The total costs in the research results and practical terms are interval numbers.
- (5)
- The developed method provides the schemes that correspond to the upper and lower limit scenarios. The method can provide more reasonable schemes for decision makers under uncertain conditions.
- (6)
- Given that identifying the uncertainty distribution mode in practice is always difficult, the advantage of the method used in the study is that it does not need all variables as the uncertainty number nor does it need to set the average value for uncertainty numbers. Therefore, the method developed in this study can be used better in practical condition.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Conflicts of Interest
References
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Parameter | Validated Value | Parameter | Validated Value | Parameter | Validated Value | |
---|---|---|---|---|---|---|
CN2.mgt | FRST | 59.54 | CANMX.hru | 12.616 | ALPHA_BF.gw | 0.1282 |
RICE | 71.88 | ESCO.hru | 0.1188 | GW_DELAY.gw | 36.182 | |
PAST | 61.12 | GWQMN.gw | 1274.91 | SMTMP.bsn | 0.0418 | |
URML | 58.06 | Usle.mgt | 0.1367 | CMN.bsn | 0.002 | |
WATR | 85.33 | Spexp.bsn | 0.76 | NPERCO.bsn | 0.26 | |
AGRL | 73.00 | SPCON.bsn | 0.0543 | PSP.bsn | 0.7 | |
PPERCO.bsn | 15 | CH_K2.rte | 38.951 | BC2.bsn | 2 | |
BC4.bsn | 0.01 | TIMP.bsn | 0.29 | BC3.bsn | 0.23 | |
AI1.wwq | 0.08 | PHOSKD.bsn | 165 | AI2.wwq | 0.02 | |
CH_N2.rte | 0.1597 | BC1.bsn | 0.22 | RCDCO.bsn | 0.05 |
Serial Number | Area (ha) | Volume (m3) | P Emission (kg) |
---|---|---|---|
1 | 2905.30 | 949,596.18 | 13,460.24 |
2 | 2735.05 | 812,091.78 | 11,301.24 |
3 | 1.15 | 472.45 | 4.73 |
4 | 372.37 | 208,756.04 | 1399.38 |
5 | 2551.61 | 863,261.32 | 11,665.97 |
6 | 234.10 | 71,532.67 | 1402.94 |
7 | 4097.82 | 1,034,086.06 | 17,456.73 |
8 | 1501.46 | 429,672.59 | 6184.51 |
9 | 64.43 | 25,940.94 | 427.14 |
10 | 3476.11 | 746,042.74 | 14,842.99 |
11 | 131.39 | 49,412.60 | 1044.83 |
12 | 1829.82 | 481,754.04 | 7434.54 |
13 | 2754.15 | 404,336.85 | 6742.16 |
14 | 3053.00 | 730,766.05 | 12,886.71 |
15 | 652.70 | 198,354.89 | 3957.96 |
16 | 1374.90 | 448,548.42 | 8901.12 |
17 | 1461.62 | 509,054.26 | 7154.65 |
18 | 1465.23 | 324,709.64 | 6275.58 |
19 | 1373.02 | 443,786.87 | 7658.69 |
20 | 1.72 | 708.07 | 8.65 |
21 | 986.46 | 162,490.48 | 3440.79 |
22 | 1004.91 | 499,378.59 | 3939.24 |
23 | 1735.96 | 692,615.28 | 10,700.49 |
24 | 1641.29 | 657,912.61 | 8895.81 |
25 | 500.81 | 203,230.43 | 3374.49 |
26 | 1390.07 | 555,748.78 | 8261.17 |
27 | 1678.92 | 668,359.80 | 8780.73 |
28 | 170.41 | 69,879.21 | 1317.25 |
29 | 36.97 | 15,198.90 | 270.08 |
30 | 1199.74 | 488,726.56 | 7341.22 |
31 | 741.22 | 299,609.15 | 4965.44 |
Category | 1 | 2 | 3 | 4 | 5 |
---|---|---|---|---|---|
Vegetation buffer | 2 m | 5 m | 10 m | 15 m | 20 m |
Ponds system | 0.2%* Asub.i | 0.4%* Asub.i | 0.6%* Asub.i | 0.8%* Asub.i | 1.0%* Asub.i |
Wetlands | 0.2%* Asub.i | 0.4%* Asub.i | 0.6%* Asub.i | 0.8%* Asub.i | 1.0%* Asub.i |
P Treatment Efficiency | Cost (EUR/ha) | |
---|---|---|
Ponds system | 80~90% | [14.7, 34.3] |
Wetlands | 25~90% | [53.9, 80.7] |
Vegetation buffer (2 m) | 30.09~38.06% | [451.66, 1053.86] |
Vegetation buffer (5 m) | 41.00~50.92% | [451.66, 1053.86] |
Vegetation buffer (10 m) | 54.22~65.68% | [451.66, 1053.86] |
Vegetation buffer (15 m) | 69.00~78.95% | [451.66, 1053.86] |
Vegetation buffer (20 m) | 77.31~82.96% | [451.66, 1053.86] |
No. | 20H | 20L | 40H | 40L | 60H | 60L |
---|---|---|---|---|---|---|
1 | Pond 1% | Pond 1% | Buffer 20 m | Buffer 20 m | Pond 1% | Buffer 15 m |
2 | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Buffer 20 m |
3 | Buffer 20 m | Buffer 20 m | Pond 1% | Pond 1% | Pond 1% | Pond 1% |
4 | Buffer 10 m | Buffer 20 m | Pond 1% | Buffer 20 m | Buffer 20 m | Buffer 20 m |
5 | Wet 0.2% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Buffer 20 m |
6 | Pond 1% | Buffer 20 m | Pond 1% | Buffer 20 m | Buffer 20 m | Buffer 15 m |
7 | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% |
8 | Pond 1% | Pond 1% | Pond 0.8% | Buffer 20 m | Pond 1% | Buffer 20 m |
9 | Buffer 20 m | Pond 1% | Pond 0.8% | Pond 1% | Buffer 20 m | Pond 1% |
10 | Pond 1% | Pond 1% | Pond 1% | Pond 0.8% | Pond 1% | Pond 1% |
11 | Buffer 15 m | Pond 1% | Pond 1% | Pond 1% | Buffer 20 m | Buffer 20 m |
12 | Pond 1% | Pond 1% | Buffer 15 m | Pond 1% | Buffer 20 m | Pond 1% |
13 | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% |
14 | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Buffer 20 m |
15 | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% |
16 | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Buffer 20 m |
17 | Pond 1% | Pond 1% | Buffer 20 m | Pond 0.8% | Buffer 20 m | Buffer 20 m |
18 | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Buffer 15 m |
19 | Pond 1% | Pond 1% | Buffer 20 m | Pond 1% | Buffer 20 m | Buffer 20 m |
20 | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Buffer 20 m |
21 | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Pond 1% | Buffer 20 m |
22 | Buffer 20 m | Buffer 20 m | Buffer 20 m | Buffer 20 m | Buffer 20 m | Pond 1% |
23 | Pond 1% | Pond 1% | Buffer 20 m | Buffer 20 m | Buffer 20 m | Buffer 20 m |
24 | Pond 1% | Pond 1% | Buffer 20 m | Buffer 20 m | Pond 1% | Buffer 20 m |
25 | Pond 1% | Pond 1% | Pond 1% | Buffer 15 m | Buffer 15 m | Buffer 15 m |
26 | Pond 1% | Pond 1% | Buffer 20 m | Buffer 20 m | Buffer 20 m | Buffer 20 m |
27 | Pond 1% | Pond 1% | Buffer 15 m | Buffer 15 m | Buffer 20 m | Buffer 20 m |
28 | Buffer 20 m | Pond 1% | Buffer 20 m | Buffer 20 m | Buffer 20 m | Buffer 20 m |
29 | Buffer 20 m | Buffer 20 m | Buffer 20 m | Buffer 20 m | Pond 1% | Buffer 20 m |
30 | Pond 1% | Buffer 20 m | Buffer 15 m | Buffer 20 m | Buffer 20 m | Buffer 20 m |
31 | Buffer 20 m | Buffer 20 m | Pond 1% | Buffer 20 m | Pond 1% | Buffer 20 m |
20% | 40% | 60% | ||||
---|---|---|---|---|---|---|
+ | − | + | − | + | − | |
Total cost (EUR) | 3990.58 | 6585.58 | 5699.22 | 10,955.14 | 6573.14 | 17,509.48 |
Total treated P (kg) | 38,904.15 | 40,483.60 | 89,900.35 | 80,739.23 | 80,622.07 | 121,235.31 |
Type of BMPs | 20% | 40% | 60% | ||||
---|---|---|---|---|---|---|---|
+ | − | + | − | + | − | ||
wetland | 0.20% | 1 | 0 | 0 | 0 | 0 | 0 |
0.40% | 0 | 0 | 0 | 0 | 0 | 0 | |
0.60% | 0 | 0 | 0 | 0 | 0 | 0 | |
0.80% | 0 | 0 | 0 | 0 | 0 | 0 | |
1.00% | 0 | 0 | 0 | 0 | 0 | 0 | |
Pond | 0.20% | 0 | 0 | 0 | 0 | 0 | 0 |
0.40% | 0 | 0 | 0 | 0 | 0 | 0 | |
0.60% | 0 | 0 | 0 | 0 | 0 | 0 | |
0.80% | 0 | 0 | 2 | 3 | 0 | 0 | |
1.00% | 22 | 23 | 17 | 14 | 17 | 8 | |
Vegetation buffer | 2 m | 0 | 0 | 0 | 0 | 0 | 0 |
5 m | 0 | 0 | 0 | 0 | 0 | 0 | |
10 m | 1 | 0 | 0 | 0 | 0 | 0 | |
15 m | 1 | 0 | 3 | 2 | 0 | 4 | |
20 m | 6 | 8 | 9 | 12 | 14 | 19 | |
Total number of BMPs | 31 | 31 | 31 | 31 | 31 | 31 |
Type of BMPs | Scenario | 0.2% | 0.4% | 0.6% | 0.8% | 1% |
---|---|---|---|---|---|---|
Pond | − | 328.14 | 656.27 | 984.41 | 1312.54 | 1640.68 |
+ | 369.15 | 738.31 | 1107.46 | 1476.61 | 1845.76 | |
Wetland | − | 45.59 | 91.18 | 136.76 | 182.35 | 227.94 |
+ | 164.12 | 328.23 | 492.35 | 656.47 | 820.59 | |
Vegetation buffer | − | 4038.07 | 5518.70 | 7268.53 | 9287.56 | 10,364.38 |
+ | 5114.89 | 6864.72 | 8883.76 | 10,633.59 | 11,172.00 |
Ratio | 0.2% | 0.4% | 0.6% | 0.8% | 1% | |
---|---|---|---|---|---|---|
Vegetation buffer/Wetland | − | 88.57 | 60.53 | 53.15 | 50.93 | 45.47 |
+ | 31.17 | 20.91 | 18.04 | 16.20 | 13.61 | |
Vegetation buffer/Pond | − | 12.31 | 8.41 | 7.38 | 7.08 | 6.32 |
+ | 13.86 | 9.30 | 8.02 | 7.20 | 6.05 |
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Gu, J.; Cao, Y.; Wu, M.; Song, M.; Wang, L. A Novel Method for Watershed Best Management Practices Spatial Optimal Layout under Uncertainty. Sustainability 2022, 14, 13088. https://doi.org/10.3390/su142013088
Gu J, Cao Y, Wu M, Song M, Wang L. A Novel Method for Watershed Best Management Practices Spatial Optimal Layout under Uncertainty. Sustainability. 2022; 14(20):13088. https://doi.org/10.3390/su142013088
Chicago/Turabian StyleGu, Jinjin, Yuan Cao, Min Wu, Min Song, and Lin Wang. 2022. "A Novel Method for Watershed Best Management Practices Spatial Optimal Layout under Uncertainty" Sustainability 14, no. 20: 13088. https://doi.org/10.3390/su142013088
APA StyleGu, J., Cao, Y., Wu, M., Song, M., & Wang, L. (2022). A Novel Method for Watershed Best Management Practices Spatial Optimal Layout under Uncertainty. Sustainability, 14(20), 13088. https://doi.org/10.3390/su142013088