Uncertainty Analysis in SAR Sea Surface Wind Speed Retrieval through C-Band Geophysical Model Functions Inversion
Abstract
:1. Introduction
2. Datasets
2.1. SAR Data
2.2. NWP Model Data
3. Methods
3.1. Estimation Methodology for SAR SSW Speed and Its Uncertainty
- The uncertainties Δσ0, Δθ and Δφ. The two former are evaluated within each ROI as the standard deviation of the calibrated SAR backscatter (i.e., Δσ0 = STD(σ0ROI)) and the SAR incidence angle (i.e., Δθ = STD(θROI)), whereas the corresponding mean values are given by σ0 and θ, respectively. The latter uncertainty is instead represented by the error associated with the SSW direction φ, both estimated for the same ROI. The directional estimate βROI (i.e., φ = βROI) and the marginal error MEαROI (i.e., Δφ = MEαROI) are provided by the MS LG-Mod method, as described in [40].
- The average values σ0, θ and the mean directional estimate φ. They are assumed as the true values of the corresponding parameters within the ROI, with σ0 = MEAN(σ0ROI), θ = MEAN(θROI) and φ = DIRMEAN(φROI), respectively. The operator DIRMEAN computes the directional mean, thus assuming that directions φROI must be considered as axial data in the ROI [40]. The triplet (σ0,θ,φ) represents the ‘true state’ for which the corresponding SAR SSW speed uncertainty is considered to be null.
- The specific GMF used to model the SAR sigma nought as a function of the SSW speed and direction, the SAR geometry, frequency and transmitting-receiving polarizations.
- The cost function J adopted for the minimization procedures. Without limiting the generality of the foregoing, a square function was chosen for this study as expressed by (2) and (3).
- The approximation error for SAR SSW speed retrievals. In this work, the inversion procedure provides wind speed values in the range [0, 35] m/s with an approximation error of 0.1 m/s. The latter represents the step used in the iterative procedure to minimise the cost function.
3.2. Comparison Procedure
4. Results and Discussion
4.1. Statistics of SAR-Derived Parameters
4.1.1. SAR NRCS, Incidence Angle and SSW Relative Direction
- The MS LG-Mod SSW relative direction, expressed in the range [0°, 360°], is on average about 184°, with a small variation (growing) of standard deviation depending on the examined ROI dimension. This means that the visual selection of the S-1 regions characterised by clearly visible wind rows yielded to this prevailing wind direction. This fact confirms that, according to [44], wind rows detection depends strongly on the azimuth angle, with patterns detection rates at crosswind (φ = 90°/270°) being much lower (i.e., 3–10 times) than for upwind (φ = 0°) or downwind (φ = 180°). As regards the uncertainty associated with the SSW relative direction (by the MS LG-Mod), both the precision and the accuracy are decreasing (improving) with an increasing ROI dimension, ranging from 12.08° (at 5 km) to 4.16° (at 15 km) and from 5.56° (at 5 km) to 1.52° (at 15 km), respectively. As expected, a greater ROI size allows a better directional estimation of the wind, due to a higher number of usable points for the estimation within such dimension ROI [40].
- The incidence angle is quite stable around the average value of about 37.3°, with a small standard deviation which is basically independent from the ROI dimension. Hence, wind rows are most commonly observed at higher incidence angles in the available dataset, thus confirming again [44]. The uncertainty associated with the incidence angle increases (worsens) with an increasing ROI dimension in terms of both mean and standard deviation, ranging from 0.09° (at 5 km) to 0.27° (at 15 km) and from 0.01° (at 5 km) to 0.02° (at 15 km), respectively.
- The NRCS is about 0.1022 with a standard deviation of about 0.0526, considering the three different ROIs dimensions adopted for processing. The uncertainty of the NRCS slightly increases (worsens) with an increasing ROI dimension in terms of mean and standard deviation, varying from 0.0056 (at 5 km) to 0.0063 (at 15 km), and from 0.0029 (at 5 km) to 0.0035 (at 15 km), respectively.
4.1.2. SAR SSW Speed and Its Uncertainty
- For each ROI size adopted, the two applied GMFs produce similar statistics, with an absolute difference of the mean and standard deviation of SSW speed of about 0.5 m/s and 0.3 m/s, respectively, and an absolute difference of the mean and standard deviation of the related uncertainty of about 0.1 m/s and 0.03 m/s or less, respectively. All statistics obtained from the CMOD7 are smaller than those from the CMOD5.N. It appears that the CMOD7 allows better precision and accuracy in the estimation of SSW speed and its uncertainty. This is in accordance with the fact that the CMOD7 represents an improvement of the CMOD5.N in general, and especially at low winds [46].
- For each GMF applied, the mean (about 15.24 m/s and 14.77 m/s for CMOD5.N and CMOD7, respectively) and the standard deviation (about 3.53 m/s and 3.25 m/s for CMOD5.N and CMOD7, respectively) of SSW speed are quite independent from the ROI dimension. On the contrary, the mean and the standard deviation of SSW speed uncertainty significantly depend on the ROI size. In fact, the greater the ROI dimension, the lower the estimation statistics (i.e., between 2.07 m/s and 1.35 m/s for the mean, and 1.12 m/s and 0.58 m/s for the standard deviation, in the case of CMOD5.N; between 1.97 m/s and 1.26 m/s for the mean, and 1.11 m/s and 0.56 m/s for the standard deviation, in the case of CMOD7).
4.2. Contribution of Different Parameters to SAR SSW Speed Uncertainty
SAR Dataset Results
- For each ROI size adopted, the CMOD5.N and the CMOD7 produce a similar ratio, for both mean and standard deviation, and for each contribution (i.e., E1, E2 and E3).
- For each GMF applied, the ratio of both mean and standard deviation for each contribution depends on the ROI dimension. In particular, focusing on the ratio of the mean values, with an increasing ROI dimension, both the contributions E1 and E2, strictly due to the NRCS (Δσ0) and the incidence angle (Δθ) uncertainty, respectively, increases; on the other hand, the contribution E3, strictly due to the MS LG-Mod SSW relative direction uncertainty (Δφ), decreases. For example (Table 3), for our S-1 dataset, the results for the CMOD7 application show that the contribution E1 varies from 34.5% (at 5 km) to 51.0% (at 15 km), the contribution E2 changes from 6.9% (at 5 km) to 22.3% (at 15 km), and the contribution E3 decreases from 59.9% (at 5 km) to 29.2% (at 15 km).
4.3. Assessment of SAR SSW Direction and Speed Uncertainty as Proxy of Accuracy
- Although ERA5 wind data are gathered in this work in “open water” condition and assumed as reference for comparisons, these global NWP model data are doubtless affected by their own uncertainties, e.g., with a wind speed RMSE ranging from 1.25 to 1.5 m/s in the Dutch North Sea [47].
- SSW direction and the related uncertainty are provided by the MS LG-Mod algorithm as a directional mean and a measure of the directional content within each WVC [40]. However, the directionality of patterns in a cell may be sometimes affected by other local phenomena, even after a careful human eye selection of regions characterised by wind rows. In addition, as well known, the direction extracted by wind rows is not exactly aligned to the actual local wind direction [33], also depending on the phenomena causing the wind rows themselves.
- NRCS value and its uncertainty are assumed to be given by the mean and standard deviation of the NRCS in the WVC. It has been shown that the distribution of NRCS values is an important factor which can influence the accuracy of SAR wind and that should be taken into account [48]. Nevertheless, the sigma nought signal in the cell may depend on several factors other than the sea surface wind vector, which may be regarded as the dominant environmental factor responsible for the sea surface roughness. In fact, the effect of sea currents, wave motion, linear and non-linear waves in deep water and, to a lesser degree, bathymetry of shallow water, can represent other possible reasons for modification of the SAR backscattering [49]. Finally, error components derived from the calibration of the SAR signal might occur [12,43].
- GMFs applied represent a semi-empirical model whose coefficients are experimentally derived by tuning on a large amount of wind data, such as those from in situ stations, scatterometers and NWP models. Such tuning may determine further errors in the methodology results.
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
ASCAT | Advanced scatterometer |
ASI | Agenzia Spaziale Italiana (Italian Space Agency) |
BLR | Boundary layer roll |
CMOD | C-band model |
DIRMEAN | Directional mean |
DLR | Deutsches Zentrum für Luft- und Raumfahrt (German Aerospace Center) |
ECMWF | European Centre for Medium-Range Weather Forecasts |
ECV | Essential climate variable |
ERA5 | ECMWF Re-Analysis 5 |
GCOS | Global Observing System for Climate |
GMF | Geophysical model function |
IPCC | Intergovernmental Panel on Climate Change |
JASON | Joint Altimetry Satellite Oceanography Network |
LG-Mod | Local gradient-modified |
MBE | Mean bias error |
ME | Marginal error |
MS | Multi-scale |
NDBC | National Data Buoy Center |
NOAA | National Oceanic and Atmospheric Administration |
NRCS | Normalised radar cross section |
NWP | Numerical weather prediction |
R2 | Square correlation coefficient |
RMSE | Root mean square error |
ROI | Region of interest |
S-1 | Sentinel-1 |
SAR | Synthetic aperture radar |
SSW | Sea surface wind |
STD | Standard deviation |
UNFCCC | United Nations Framework Convention on Climate Change |
VV | Vertical transmitting vertical receiving |
WRF | Weather research and forecasting |
WS | Wind streak |
WVC | Wind vector cell |
XMOD | X-band model |
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NRCS | Incidence Angle (°) | MS LG-Mod SSW Relative Direction (°) | |||||||
---|---|---|---|---|---|---|---|---|---|
5 km | 10 km | 15 km | 5 km | 10 km | 15 km | 5 km | 10 km | 15 km | |
∀i,…,N_ROI(mA_ROIi) 1 | 0.0165 | 0.0182 | 0.0178 | 31.76 | 32.05 | 32.12 | 74.42 | 92.66 | 81.34 |
∀i,…,N_ROI(mA_ROIi) 1 | 0.2887 | 0.2799 | 0.2770 | 45.03 | 44.80 | 44.68 | 282.25 | 269.86 | 267.86 |
∀i,…,N_ROI(mA_ROIi) 1 | 0.1020 | 0.1021 | 0.1024 | 37.34 | 37.35 | 37.33 | 184.11 | 184.04 | 184.07 |
∀i,…,N _ROI(mA_ROIi) 1 | 0.0531 | 0.0525 | 0.0523 | 2.98 | 2.93 | 2.93 | 1.12 | 2.36 | 3.76 |
∀i,…,N _ROI(sA_ROIi) 1 | 0.0009 | 0.0007 | 0.0006 | 0.08 | 0.15 | 0.23 | 3.58 | 2.13 | 1.53 |
∀i,…,N _ROI(sA_ROIi) 1 | 0.0482 | 0.0318 | 0.0235 | 0.10 | 0.20 | 0.30 | 90.00 | 42.51 | 15.89 |
∀i,…,N _ROI(sA_ROIi) 1 | 0.0056 | 0.0055 | 0.0063 | 0.09 | 0.18 | 0.27 | 12.08 | 6.18 | 4.16 |
∀i,…,N _ROI(sA_ROIi) 1 | 0.0029 | 0.0031 | 0.0035 | 0.01 | 0.01 | 0.02 | 5.56 | 2.40 | 1.52 |
CMOD5.N | CMOD7 | |||||
---|---|---|---|---|---|---|
5 km | 10 km | 15 km | 5 km | 10 km | 15 km | |
∀i,…,N_ROI(W_ROIi) (m/s) 1 | 6.8 | 7.2 | 7.5 | 6.6 | 7.1 | 7.4 |
∀i,…,N_ROI(W_ROIi) (m/s) 1 | 31.8 | 27.7 | 23 | 30.6 | 26.9 | 22.3 |
∀i,…,N_ROI(W_ROIi) (m/s) 1 | 15.31 | 15.22 | 15.20 | 14.84 | 14.74 | 14.73 |
∀i,…,N_ROI(W_ROIi) (m/s) 1 | 3.64 | 3.49 | 3.46 | 3.37 | 3.21 | 3.18 |
∀i,…,N _ROI(E_ROIi) (m/s) 1 | 0.4 | 0.4 | 0.5 | 0.4 | 0.4 | 0.4 |
∀i,…,N_ROI(E_ROIi) (m/s) 1 | 12.7 | 4.7 | 4.4 | 12.2 | 4.8 | 4.2 |
∀i,…,N_ROI(E_ROIi) (m/s) 1 | 2.07 | 1.39 | 1.35 | 1.97 | 1.31 | 1.26 |
∀i,…,N_ROI(E_ROIi) (m/s) 1 | 1.12 | 0.63 | 0.58 | 1.11 | 0.60 | 0.56 |
CMOD5.N | CMOD7 | |||||
---|---|---|---|---|---|---|
5 km | 10 km | 15 km | 5 km | 10 km | 15 km | |
∀i,…,N_ROI(E1_ROIi) (m/s) 1 | 0.61 (34.63%) | 0.59 (45.43%) | 0.67 (50.66%) | 0.57 (34.52%) | 0.55 (45.23%) | 0.63 (51.03%) |
∀i,…,N_ROI(E1_ROIi) (m/s) 1 | 0.27 (14.63%) | 0.28 (13.78%) | 0.31 (12.08%) | 0.25 (14.89%) | 0.26 (14.02%) | 0.29 (12.39%) |
∀i,…,N_ROI(E2_ROIi) (m/s) 1 | 0.11 (6.65%) | 0.19 (14.99%) | 0.28 (22.03%) | 0.11 (6.87%) | 0.18 (15.20%) | 0.26 (22.30%) |
∀i,…,N_ROI(E2_ROIi) (m/s) 1 | 0.04 (3.47%) | 0.08 (5.96%) | 0.11 (7.66%) | 0.04 (3.77%) | 0.08 (6.13%) | 0.11 (7.86%) |
∀i,…,N_ROI(E3_ROIi) (m/s) 1 | 1.34 (59.81%) | 0.62 (41.38%) | 0.42 (29.23%) | 1.29 (59.91%) | 0.59 (41.63%) | 0.39 (29.18%) |
∀i,…,N_ROI(E3_ROIi) (m/s) 1 | 0.96 (15.26%) | 0.41 (14.68%) | 0.27 (12.49%) | 0.96 (15.26%) | 0.39 (14.86%) | 0.26 (12.63%) |
MS LG-Mod SSW Direction (°) | CMOD5.N (m/s) | CMOD7 (m/s) | ||||||||
---|---|---|---|---|---|---|---|---|---|---|
Based on | 5 km | 10 km | 15 km | 5 km | 10 km | 15 km | 5 km | 10 km | 15 km | |
RMSE | SAR uncertainty | 13.30 | 6.63 | 4.43 | 2.35 | 1.53 | 1.47 | 2.26 | 1.44 | 1.38 |
|SAR–ECMWF| | 14.36 | 11.53 | 10.63 | 3.20 | 2.99 | 2.96 | 2.76 | 2.56 | 2.52 |
MS LG-Mod SSW Direction (°) | CMOD5.N (m/s) | CMOD7 (m/s) | |||||||
---|---|---|---|---|---|---|---|---|---|
5 km | 10 km | 15 km | 5 km | 10 km | 15 km | 5 km | 10 km | 15 km | |
R2 | 0.96 | 0.94 | 0.96 | 0.97 | 0.99 | 0.91 | 0.96 | 0.95 | 0.98 |
y = Ax + B | |||||||||
A | 0.15 | 0.07 | 0.03 | 0.31 | 0.14 | 0.11 | 0.35 | 0.14 | 0.10 |
B | 10.36 | 5.53 | 3.93 | 1.26 | 1.04 | 1.08 | 1.18 | 1.01 | 1.06 |
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Rana, F.M.; Adamo, M. Uncertainty Analysis in SAR Sea Surface Wind Speed Retrieval through C-Band Geophysical Model Functions Inversion. Remote Sens. 2022, 14, 1685. https://doi.org/10.3390/rs14071685
Rana FM, Adamo M. Uncertainty Analysis in SAR Sea Surface Wind Speed Retrieval through C-Band Geophysical Model Functions Inversion. Remote Sensing. 2022; 14(7):1685. https://doi.org/10.3390/rs14071685
Chicago/Turabian StyleRana, Fabio Michele, and Maria Adamo. 2022. "Uncertainty Analysis in SAR Sea Surface Wind Speed Retrieval through C-Band Geophysical Model Functions Inversion" Remote Sensing 14, no. 7: 1685. https://doi.org/10.3390/rs14071685
APA StyleRana, F. M., & Adamo, M. (2022). Uncertainty Analysis in SAR Sea Surface Wind Speed Retrieval through C-Band Geophysical Model Functions Inversion. Remote Sensing, 14(7), 1685. https://doi.org/10.3390/rs14071685