1. Introduction
Runoff is a critical factor influencing hydrological processes, playing a significant role in regional ecological and environmental transformations, as well as impacting economic development [
1,
2]. In the current era of global change, climate change [
3] and human activities [
4] are the predominant forces driving runoff dynamics. The evolution of hydrological elements and the distribution of water resources are greatly influenced by these factors [
5,
6]. Notably, Zhang et al. [
7] documented a significant decline in runoff in six of China’s major river basins, attributing this variability to changes in rainfall patterns and land cover, with the contribution rates varying across different basins. Understanding the fluctuations in runoff and their underlying causes is a critical area of research in water resources. This study focuses on the upper Xihanshui River basin, aiming to elucidate the patterns of runoff evolution and the driving mechanisms at play. Such research is crucial for understanding the hydrological conditions of the area and provides valuable insights for the sustainable management of water resources within the basin [
8].
In recent years, the attribution analysis of runoff variability has been pursued through diverse methodological approaches, encompassing traditional statistical techniques, hydrological modeling, data-driven hydrological methods, and hydrological sensitivity analysis based on the Budyko framework. Among these methodologies, traditional statistical methods offer a direct and straightforward means to quantify the influence of driving factors on runoff, making them relatively easy to implement [
9]. Hydrological modeling, on the other hand, employs quantitative approaches to assess the impact of driving factors on runoff, utilizing hydrological or land surface process models such as the Soil and Water Assessment Tool (SWAT). The SWAT model is noted for its robust physical mechanisms and high accuracy, making it adaptable to a wide range of river basins [
10,
11]. Data-driven hydrological methods are primarily based on correlation analysis of the data itself, effectively processing time series data through techniques such as multiple linear regression and long short-term memory (LSTM) networks. These methods have demonstrated strong performance in runoff prediction and runoff attribution analysis. The LSTM model, with its unique structure, is capable of capturing long-term dependencies in time series data, thereby enhancing the accuracy of runoff predictions [
12]. Meanwhile, the hydrological sensitivity analysis method based on the Budyko framework involves calculating runoff variations to explore the contribution rates of influencing factors in detail [
13]. This method requires fewer parameters, offers a streamlined process, and demonstrates commendable accuracy and stability, making it highly suitable for conducting long-term runoff analysis in river basins [
14].
Current research endeavors within the Jialing River basin have primarily focused on the characterization and attribution analysis of runoff in the Xihanshui River basin. These studies encompass water resources development, ecological and environmental transformations, development characteristics and their underlying causes, the interplay between climate change and runoff, and their reciprocal responses. Guan [
15] conducted an extensive study in the upper Jialing River basin, revealing adverse trends in various hydrological parameters. These trends were attributed to global changes induced by human activities and their consequential effects on the basin’s land cover. Li et al. [
16] examined the variability in runoff characteristics at Beibei Station using Spearman correlation analysis and the Mann–Kendall (MK) test, identifying precipitation as the principal cause of reduced runoff in the study area. Wang et al. [
17] utilized six Budyko hypothesis equations to scrutinize the factors contributing to the decline in runoff in Jialing River tributaries, pinpointing human activities as the primary factor. Wang et al. [
18] investigated the characteristics of runoff evolution in the Xihanshui River basin through cumulative anomaly analysis and hierarchical clustering, underscoring the substantial influence of human activities on basin runoff. Gu et al. [
19] employed linear trends and linear regression to explore the evolution of hydro–sediment dynamics in the Xihanshui River basin, highlighting human activities as the predominant influencing factor. Despite these efforts, research on runoff variability within the upper Jialing River basin remains notably limited, especially regarding quantitative analysis. While some studies have attempted to quantify these changes, they often rely on individual methods, potentially introducing uncertainties and biases. To enhance the robustness and credibility of our findings, this study adopts a multimethod approach for runoff attribution analysis, enabling the comparison and cross-validation of outcomes.
Therefore, the primary objectives of this study are as follows:
(1) Historical Runoff Analysis: Utilizing meteorological and hydrological data from the Li County station in the upper reaches of the Jialing River from 1960 to 2016, we employ eight variations of water balance equations based on the Budyko method for comparative analysis. This is combined with the SWAT and LSTM models to conduct a thorough attribution analysis of runoff changes, aiming to uncover the patterns and influencing factors of runoff variations in the upper Jialing River over the past 57 years.
(2) Future Runoff Projections: Developing future climate scenario models using the SWAT model and land use change scenarios with the patch-generating land use simulation (PLUS) model, we aim to further investigate future runoff changes. This will provide a scientific basis for the sustainable development and utilization of water resources in the Jialing River basin. By focusing on the Xihanshui River basin, a critical part of the upper Jialing River, this research provides valuable insights that contribute to a broader understanding of the entire Jialing River basin.
4. Results
4.1. Analysis of Climate and Runoff Trends
Based on
Figure 3, the annual runoff series for the Xihanshui River at the Li County station from 1960 to 2016 exhibits a clear and consistent decreasing trend. The Mann–Kendall (MK) test yielded a calculated statistic of Z = −4.0133, indicating a statistically significant result that exceeds the 0.01 significance level (|Z| > 2.32). Furthermore, the Pettitt abrupt change point test applied to the annual runoff data, as illustrated in
Figure 4, identifies a significant decrease in runoff starting around 1980. This analysis conclusively identifies 1994 as the year of an abrupt change, a finding also statistically significant at the 0.01 level. Therefore, 1994 is determined as the abrupt change point. Consequently, the study period logically divides into two distinct segments as follows: a baseline period (1960–1994), characterized by minimal human activities, and a change period (1995–2016), marked by a noticeable increase in human activities.
According to
Table 4, the average annual runoff depth during the baseline period and the change period is 98.10 mm and 37.30 mm, respectively, representing a significant decrease of 60.80 mm in runoff depth during the change period. Additionally, the baseline period exhibits a dryness index of 1.61, while the change period shows a dryness index of 1.90, indicating an increase in drought conditions during the change period and relative wetter conditions in the baseline period.
Figure 5 illustrates the annual potential evapotranspiration, which demonstrates a fluctuating positive trend with Z = 3.558, exceeding the significance threshold (|Z| > 2.32) at the 0.01 level. This indicates that regional potential evapotranspiration has a negative impact on runoff variations. Conversely, the annual precipitation trend (
Figure 5) displays a fluctuating negative trend with Z = −1.1909, where |Z| < 2.32, suggesting that the decreasing trend is not statistically significant. This indicates a positive influence of regional precipitation on runoff variations.
4.2. Runoff Sensitivity
The runoff elasticity coefficient indicates how changes in annual precipitation and evapotranspiration within the study area correlate with changes in runoff. These coefficients can either be positive or negative, signifying whether they have a positive or negative effect on runoff, respectively. During the change period relative to the baseline period, the region experiences increased aridity.
Table 5 clearly demonstrates that precipitation has a significant positive impact on runoff, with impact coefficients exceeding 2. Conversely,
Table 6 highlights that evapotranspiration adversely affects runoff, with impact coefficients ranging between 1 and 2. In summary, among the climate factors analyzed, precipitation has a more pronounced influence on runoff compared to evapotranspiration, making it the primary contributing factor.
4.3. Runoff Attribution
As shown in
Table 7, the overall trend in runoff exhibits a significant decrease. Notably, the reduction in runoff attributed to human activities, as analyzed through eight distinct methods, exceeds that attributed to climate factors. Despite variations among the eight equations, all consistently indicate that human activities are responsible for more than 50% of the runoff reduction, underscoring their dominant role. In contrast, climate factors collectively contribute less than 50%, positioning them as secondary factors. This highlights that the primary cause for the decline in runoff within the Li County hydrological station’s control area in the Xihanshui River from 1960 to 2016 can predominantly be attributed to human activities.
In summary, human activities emerge as the primary driver behind the observed decrease in runoff within the study area, with precipitation playing a secondary role, while evapotranspiration exerts the least influence. Human activities primarily affect runoff through alterations in land surface characteristics. It is noteworthy that the study area is affected by the “Natural Forest Protection Project,” an initiative aimed at conserving and restoring regional vegetation. This conservation effort has yielded positive outcomes since its inception. The increase in vegetation cover consequentially reduces evapotranspiration and runoff, contributing to the overall decrease in runoff volumes. Additionally, the impact of certain water conservancy projects cannot be overlooked because they can disrupt natural runoff generation and flow patterns, leading to decreased runoff volumes.
4.4. Land Use Change
The analysis of land use patterns across three distinct time periods (
Figure 6 and
Table 8) highlights that the study area is primarily dominated by grassland and cultivated land. Both grassland and cultivated areas have shown varying degrees of change, with notable reductions observed. The most significant transformation occurred in the forested area, which experienced relatively minor shifts between 1990 and 2000. However, from 2000 to 2010, there was a substantial increase in forested area. This significant expansion of forest cover and vegetation over the three decades can largely be attributed to diligent efforts in implementing forest conservation and protection projects.
During the period from 1990 to 2000, significant reductions were observed in the extents of both grassland and cultivated land, accompanied by expansions in areas designated as built-up land, forest, and water features. Particularly, notable shifts during this decade were observed in built-up land (
Table 9).
During the period from 2000 to 2010, there were reductions observed in the areas allocated to grassland and cultivated land, along with a slight decrease in water features. Conversely, built-up land and forest areas continued to expand. The forested area, in particular, showed a significant increase of 68.41 km
2, largely due to the conversion of grassland and cultivated land (
Table 10).
Upon reviewing
Figure 7, it is apparent that the predominant land categories within the study area consist of grassland, cultivated land, and forest. In the land use change map spanning the period from 1990 to 2000, minor alterations were observed, primarily involving the expansion of built-up land and limited conversion of cultivated land into grassland. During the subsequent decade, from 2000 to 2010, more significant changes occurred compared to the previous period. In the eastern section of the study area, a substantial area of grassland transitioned into forest, while within the central sector, some cultivated land was converted into forested areas. This dynamic reflects the impact of national forest conservation and afforestation policies, leading to increased forest cover and vegetation resurgence. These changes underscore the profound influence of human activities on the terrestrial landscape.
4.5. SWAT Model Results
The SWAT model was implemented by integrating comprehensive databases encompassing land use, soil characteristics, and meteorological parameters. Initially, the study basin was partitioned into 11 subbasins based on elevation data, with a minimum drainage area set at 62.26 km2. Subsequently, this division was further refined into 239 hydrological response units (HRUs), enabling a detailed and granular analysis of the study area. Daily meteorological station data were subsequently incorporated into the SWAT model to finalize the basin model construction.
The research design incorporated distinct time periods for model warm-up, calibration, and validation. Specifically, the years 1970 and 1971 were designated as the warm-up period, while the interval from 1972 to 1976 served as the calibration phase. The span from 1977 to 1980 was then assigned to validation. Land use data from 1980 were selected to represent the baseline period’s land use conditions. Observed monthly runoff data from 1970 to 1980 were utilized for parameter sensitivity analysis, model calibration, and validation. To facilitate this process, the SWAT-CUP software, implementing the SUFI_2 algorithm, was employed for both calibration and validation. Model parameters were meticulously assessed for sensitivity, considering the t-statistic and p-value. Subsequent enhancements in model accuracy were achieved through iterative parameter adjustments in the database.
The final selection of 29 parameters for sensitivity analysis was based on previous related studies [
44]. Sensitivity analysis using the SUFI_2 algorithm identified 16 parameters significantly influencing runoff in the study area, with T sensitivity ≥ |0.70| and
p significant value ≤ 0.50 for 16 parameters. The parameters were ranked in descending order of sensitivity as follows: CN2.mgt > CANMX.hru > SOL_BD(1).sol > SLSUBBSN.hru > HRU_SLP.hru > SOL_K(1).sol > SOL_AWC(1).sol > SFTMP.bsn > ALPHA_BNK.rte > RCHRG_DP.gw > SOL_Z(1).sol > SMFMN.bsn > GW_DELAY.gw > CH_K2.rte > ALPHA_BF.gw > EPCO.hru.
Typically, model results are deemed acceptable when both the coefficient of determination (R
2) and Nash–Sutcliffe efficiency coefficient (NSE) exceed the threshold of 0.5. Notably, R
2 and NSE for the SWAT model were both 0.84 during the calibration period. During the validation period, both the R
2 and NSE reached 0.86, indicating a good simulation performance. This demonstrates that the SWAT model is suitably applicable to the study watershed and can be further utilized to investigate runoff variations under different scenarios. This robust agreement between simulated runoff and observed data for both the calibration and validation periods, as depicted in
Figure 8, further attests to the SWAT model’s overall accuracy and its suitability for conducting runoff change attribution analyses at the Li County hydrological station.
The results of the analysis, as presented in
Table 11, demonstrate a consistent decreasing trend in runoff. The reduction in runoff attributed to climate change is 31.34 mm, accounting for 36.79%. In contrast, human activities are found to be accountable for a larger decrease in runoff, amounting to 53.85 mm, and contributing significantly at a rate of 63.21%. Consequently, the comparison of simulated and observed runoff using the SWAT model unequivocally indicates that human activities are the primary driving force behind the observed reduction in runoff in the study area. This underscores the significance of human-induced factors in influencing the study area hydrological conditions.
4.6. LSTM Model Results
In this study, the LSTM model utilized data periods consistent with those of the SWAT model. Monthly meteorological and runoff data were employed, with seven meteorological variables selected as input features as follows: mean temperature, maximum temperature, minimum temperature, precipitation, mean relative humidity, mean wind speed, and sunshine duration. Runoff served as the output factor. Through preliminary calibration and hyperparameter tuning, an LSTM model tailored to the study area’s river basin was constructed.
The determination of optimal hyperparameters is crucial for enhancing the performance and accuracy of the LSTM model employed in this study. The final hyperparameters are as follows: the number of neurons is 300, the initial learning rate is 0.002, the number of iterations is 1000, and the packet loss rate is set to 0.3 after 700 times. The selection of these hyperparameters plays a key role in the performance improvement of the model and ensures the applicability and accuracy of the model in the study area.
In order to be consistent with the SWAT model, the runoff data from 1972 to 1976 were set as the training set, and the runoff data from 1977 to 1980 were set as the validation set. In the training set, the LSTM model in the study area performed well, the NSE and R
2 were 0.90, the NSE of the test set was 0.77, and the R
2 was 0.78 (
Figure 9). The results indicate that the LSTM model has demonstrated well simulation performance, making it suitable for further application in runoff analysis within the basin. These performance indicators verify the excellent performance of LSTM in simulating monthly runoff, and lay a reliable foundation for subsequent runoff contribution rate analysis.
As shown in
Table 12, the reduction in runoff attributed to human activities is 16.85 mm, whereas the reduction caused by climate change is 15.42 mm. Subsequently, the adjusted LSTM model was used to calculate the contribution rate of runoff, and the final contribution rate of human activities was 52.22%, while the contribution rate of climate change was 47.78% (
Table 12). This result is consistent with previous research results (Budyko and SWAT), both of which emphasize the dominant role of human activities in regional water resources changes. The research results provide a demonstration for the application of the LSTM model in hydrological simulation.
4.7. PLUS Model Land Use Scenario Simulation
In order to simulate land use changes in the control area of the Li County hydrological station and apply them to the runoff study, the research simulated land use data for four scenarios in the year 2030, based on the 2020 land use data as the baseline.
(1) Natural Development Scenario: This scenario essentially considers how land use might change without specific interventions or policies.
(2) Economic Development Scenario: This scenario examines the influence of economic development trends on land use.
(3) Ecological Conservation Scenario: The primary focus here is on simulating land use changes under the premise of ecological conservation.
(4) Comprehensive Development Scenario: This scenario considers various drivers of land use change and how they might interact to shape the future land use pattern.
The simulated land use data under these four scenarios will be applied in the subsequent runoff study. The specific transformation matrix settings are provided in
Table 13.
The research has gone a step further to examine the potential impacts of various land use scenarios on runoff variations in the study area. Three extreme land use scenarios were established. The extreme forest scenario involved the conversion of all land cover types, except for water bodies and urban area, into forest land. Similarly, the extreme grassland and extreme cropland scenarios involved the conversion of all land cover types, except for water bodies and urban area, into grassland and cropland, respectively.
The research will use seven scenarios in the subsequent SWAT model analyses to assess how each land use pattern could impact future runoff conditions in the study area. This approach allows for a comprehensive understanding of the potential consequences of different land use decisions on the local hydrology.
4.8. Runoff Simulation in Future Change Scenarios
4.8.1. Land Use Change Scenarios
In the previous analysis, a total of seven simulation scenarios were employed within the PLUS model. These seven data sets pertaining to land use were subsequently utilized to simulate the underlying runoff dynamics in the context of future land use developments. The results of the simulated runoff magnitudes are presented in
Table 14. For the scenarios representing extreme forest and extreme grassland conservation policies, the computed runoff depths were 75.78 mm and 74.46 mm, respectively. The notable reduction in runoff depth observed in these cases can potentially be attributed to a reduction in evapotranspiration, stemming from an increased forest and grassland cover.
Under the natural development scenario, the computed runoff depth was 89.81 mm. This scenario aimed to maintain a hydrological cycle that closely aligned with historical local data trends. In the economic development scenario, the runoff depth was slightly higher at 90.44 mm. In this context, economic growth took precedence, potentially involving measures related to resource exploitation and overall economic progress. The marginal increase in runoff depth in this scenario may be attributed to the expansion of impermeable land cover. For the ecological conservation scenario, the computed runoff depth was 89.76 mm. This scenario prioritized ecological protection and sustainable development. The runoff depth was 90.56 mm in the comprehensive development scenario. This comprehensive scenario balanced economic growth, ecological preservation, and societal needs. In summary, the direction and policies governing future land use changes will impact runoff variations within the study area.
4.8.2. Climate Change Scenarios
Based on the content from the Intergovernmental Panel on Climate Change (IPCC) Sixth Assessment Report (AR6), the global average surface temperature is expected to reach or exceed 1.5 °C within the next 20 years. Furthermore, historical data for the study area indicates a consistent upward trend in temperatures and a concurrent decline in precipitation over the years. Drawing from the insights provided by the IPCC AR6 and the available historical climate data spanning the years from 1960 to 2016, the future climate change scenario for the study area is delineated in
Table 15. This approach results in a total of 32 distinct future climate change scenarios when combining the various temperature and precipitation change scenarios.
The calibrated and validated SWAT model was effectively employed to simulate runoff patterns within the study area under prospective climate scenarios. These simulations obtained the results of runoff changes under different climate change scenarios in the future.
Table 16 illustrates that regional runoff exhibits notable fluctuations in response to changes in precipitation and temperature. The following explanations provide a detailed account:
(1) Precipitation Impact: When temperature remains constant, a reduction of 10% and 15% in precipitation yields corresponding decreases in simulated runoff depth, reducing it from 91.16 mm to 66.31 mm and 55.10 mm, respectively. Conversely, a 10% increase in precipitation results in an amplified simulated runoff depth, raising it from 91.16 mm to 119.13 mm.
(2) Temperature Impact: When precipitation remains constant, an increase in temperature of 1 °C and 2 °C leads to an incremental rise in simulated runoff depth, with values of 91.16 mm increasing to 92.00 mm and 92.17 mm, respectively. Conversely, a decrease in temperature of 2 °C marginally increases the simulated runoff depth, changing it from 91.16 mm to 91.57 mm.
Among the 32 scenarios examined, Scenario S11 stands out with the highest simulated runoff depth. A 2 °C increase in temperature coupled with a 10% rise in precipitation results in a simulated runoff depth of 119.80 mm. This represents a significant increase of 28.64 mm compared to Scenario S4. In contrast, Scenario S2 displays the lowest simulated runoff depth, where temperature remains unchanged, and a 15% reduction in precipitation leads to a runoff depth of 55.10 mm. This reflects a substantial decrease of 36.06 mm compared to Scenario S4. Thus, precipitation exerts a significant influence on runoff dynamics in the study area. Under future climate scenarios, changes in precipitation patterns will play a crucial role in determining runoff variations, while the impact of temperature changes remains relatively minor.
6. Conclusions
Based on data collected from meteorological stations and the Li County hydrological station, this study employed a comprehensive approach to analyze runoff changes within the study area. The analysis utilized the Budyko framework, the SWAT model, and the LSTM model to investigate the evolutionary characteristics and influencing factors affecting these changes, with a specific emphasis on understanding the impact of human activities. Furthermore, this study projected future scenarios of runoff changes. The principal findings of this investigation are summarized as follows:
(1) The runoff in the controlled basin of Li County’s hydrological station on the Xihanshui River exhibited a pronounced decreasing trend spanning the period from 1960 to 2016. An abrupt change in runoff was notably identified in 1994, signifying a significant alteration in runoff patterns within the study area. The observed influence of human activities on runoff predominantly manifests through modifications in land cover. Specifically, there have been reductions in the areas of grassland and cropland, accompanied by expansions in land uses such as forestland and residential areas. Notably, forestland has experienced the most substantial increase in area.
(2) The results obtained from eight hydrological balance equations, all grounded in the Budyko hypothesis, consistently highlight a significant trend. Human activities emerge as the primary driver behind runoff reduction, accounting for 50% to 60% of the total reduction. Utilizing the calibrated SWAT model further underscores human activities as the predominant force responsible for runoff reduction, contributing 63.21% to the overall decrease. Additionally, employing the LSTM model tailored to the watershed of the study area reveals promising simulation capabilities. With NSE and R2 values reaching 0.90 in the training set and exceeding 0.75 in the test set, the LSTM effectively captures watershed runoff processes. Specifically, the LSTM model estimates that human activities contribute 52.22% to runoff reduction, while meteorological factors contribute 47.78%. Overall, the congruence in results across these three methodologies solidifies the pivotal role of human activities in driving the observed reduction in runoff.
(3) In the future land use scenarios, the ecological protection scenario generated the least amount of runoff, while the comprehensive development scenario led to the highest runoff levels. This variation in runoff can be predominantly attributed to the substantial impacts of intensified human activities. In the 32 future climate scenarios, runoff simulations are notably elevated in the eight scenarios where precipitation increases by 10%, while they are significantly reduced in the eight scenarios where precipitation decreases by 15%. Precipitation remains the primary driving factor affecting runoff depth, while temperature exhibits limited sensitivity in this regard.