Climate Change and the Future Heat Stress Challenges among Smallholder Farmers in East Africa
Abstract
:1. Introduction
1.1. Heat Waves and Heat Stress
1.2. Impacts of Heat on Human Health
1.3. Impacts of Heat on Society
2. Smallholder Farmers and the Climate Change Context
- The environmental conditions in which they work: most of which are already very warm in many parts of sub-Saharan Africa.
- The internal heat generated by physical labor: smallholder farming practices depend heavily on manual labor for many strenuous farming activities, such as farm preparation, planting, weeding, harvesting, etc. Levels of technology use in agriculture remain very low.
2.1. Farm Preparation
2.2. Planting
2.3. Weeding
2.4. Harvesting
3. Materials and Methods
3.1. Wet Bulb Globe Temperature
3.2. Meteorological Data
3.3. Calculation of WBGT
- Tw = natural wet-bulb temperature (combined with dry-bulb temperature indicates humidity, °C);
- Tg = globe thermometer temperature (measured with a globe thermometer, also known as a black globe thermometer, °C);
- Td = dry-bulb temperature (actual air temperature, °C).
0.00391838 ∗ (RH)^1.5 ∗ atan(0.023101 ∗ RH) − 4.686035
3.4. Uncertainty and Bias Correction
3.5. Annual Calendar of Agricultural Activities
3.6. Cropping Intensity
4. Results and Discussion
4.1. The Geographical Distribution of Maximum WBGT
4.2. WBGT Frequncies and Farming Practices
4.3. Implications for Climate Change Planning in the Agricultural Sector
4.4. Mitigation Measures to Adapt Smallholder Agriculture to A Warming World
- (a)
- Reduction in exposure to heat stress in farm preparation activities (Figure 4 and Table 4). This may include the diffusion of best practices in no-till farming that eliminate the need to spend time and energy clearing, tilling and ridging the land. No-till farming usually involves (a) sustaining the availability of mulch or crop residue, or a careful section of cover crops for maintaining soil cover at all times (including off-farming seasons), and (b) using suitable crop rotations [50]. Within the context of human exposure to the elements of heat stress, the labor savings of no-till farming is especially important. In some cases, it has been observed that planting in a no-till system can reduce labor input by as much as 60% [71]. Notwithstanding the potential to reduce exposure to heat stress be adopting no-till farming, there are constraints associated with making it work in East Africa. Constraints include the small sizes of farms, which make farmers less willing to set aside portions of it to experiment with new approaches; problems of land tenure that decrease incentives for long-term investments in no-till practices; and access to information on the best practices for no-till farming. In addition, the highly degraded soils of the region mean that the transition period to achieving viable no-till farming systems is longer and may not be appreciated by farmers with restricted economic margins.
- (b)
- Reduction in exposure to heat stress in planting activities (Figure 5 and Table 4). Planting is the activity that has experienced the most diverse innovations in mechanization among smallholder farming practices. Grain planting, in particular, has seen substantial innovation in small-scale mechanization that can reduce the work intensity of the practices [50]. Constraints to accessing and using these planting aids remain at the level of affordability (because many smallholder farmers may not have the financial resources to purchase this machinery) and organization (because, at the level of the institutional framework, it makes it possible for these tools to reach smallholder farmers, farming communities and farming organizations in the first place [72]). In the absence of mechanization, farming activities can be planned to reduce the risk of excessive exposure to heat, through a modification of the timing of practice of some activities. In a study of heat exposure among non-harvest sugarcane workers in Costa Rica, one of the conclusions drawn was that changes in the attitudes of employers that involve creative ways of organizing work shifts, among other things, can reduce worker exposure to heat stress [73].
- (c)
- Reduction in exposure to heat stress during harvesting. It is challenging identifying what can be done to reduce the work intensity or harvesting for smallholder farmers. The mechanization of the harvesting process for crops such as maize and potatoes, for example, seems to be challenging for a variety of reasons, namely the small size of farms means that they are often not suited to the large-scale mechanization of the harvesting activity. In addition, the haphazard geometry of planted crops also reduces the suitability of mechanizing the process. However, an important component of crop harvesting is its transportation to homes or markets, since the purpose of harvesting is to get produce to where they can be sold or consumed. In this regard, there is a lot that can be done to reduce the long distances over which farmers transport agricultural produce, as well as the number of times that the harvesting of a single farm has to be done because the family can transport only so much at a time. There is also potential for reducing heat exposure through the smart planning of farming activities using existing intervention programs already in use. For example, interventions that make use of the Occupational Safety and Health Administration (OSHA)’s Water–Rest–Shade program (WRS) have been evaluated in El Salvador and found to contribute to reductions in symptoms associated with heat stress and with dehydration [74].
4.5. Policy Engagement on Occupational Health Programs
- (a)
- Develop an illness prevention plan for outdoor work based on the heat index that is appropriate for specific agro-ecological zones in each country. The goal of such a prevention plan would be to prevent heat-related illnesses and deaths by raising awareness among agricultural practitioners, support personnel, and policymakers about the health risks associated with working in hot environments.
- (b)
- Train workers in the agricultural sector (practitioners, agricultural extension workers, members of agricultural common initiative groups) how to recognize and prevent heat-related illness. To be fully effective, an interdisciplinary approach that engages stakeholders at different levels of the agricultural production and distribution chain, as well as on associated agricultural support services, would be essential [78].
- (c)
- Define protective measures for dealing with outdoor work conditions for smallholder farmers. These measures may include work/rest schedules, clothing choices under different heat stress conditions, techniques for keeping cool, the importance of hydration during working hours, as well as how to deal with heat-related emergencies. Many examples of such protective measures have been examined by previous studies [1]. These measures can contribute to addressing heat-related morbidities.
4.6. Uncertainty in the Distribution of Future Agricultural Areas
4.7. Uncertainty of the CORDEX Data
5. Conclusions
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
Appendix A
- cordex.output.AFR-44.SMHI.CCCma-
- CanESM2.historical.r1i1p1.RCA4.v1.3hr.tas.v20180109|esg-dn1.nsc.liu.se
- cordex.output.AFR-44.SMHI.CCCma-
- CanESM2.historical.r1i1p1.RCA4.v1.3hr.rsds.v20180109|esg-dn1.nsc.liu.se
- cordex.output.AFR-44.SMHI.CCCma-
- CanESM2.historical.r1i1p1.RCA4.v1.3hr.hurs.v20180109|esg-dn1.nsc.liu.se
- cordex.output.AFR-44.SMHI.CCCma-
- CanESM2.rcp45.r1i1p1.RCA4.v1.3hr.tas.v20180109|esg-dn1.nsc.liu.se
- cordex.output.AFR-44.SMHI.CCCma-
- CanESM2.rcp45.r1i1p1.RCA4.v1.3hr.hurs.v20180109|esg-dn1.nsc.liu.se
- cordex.output.AFR-44.SMHI.CCCma-
- CanESM2.rcp45.r1i1p1.RCA4.v1.3hr.rsds.v20180109|esg-dn1.nsc.liu.se
Appendix B
Appendix C
Appendix C.1. Bias of CORDEX RCM Surface Temperature Data as Compared to Observations from Meteorological Stations
Appendix C.1.1. Introduction
Appendix C.1.2. Data and Methodology
Data
USAF | Station Name | Country | Latitude [Degrees] | Longitude [Degrees] | Altitude [m] |
---|---|---|---|---|---|
636020 | ARUA | Uganda | 3.05 | 30.917 | 1211 |
636300 | GULU | Uganda | 2.806 | 32.272 | 1069 |
636310 | LIRA | Kenya | 2.283 | 32.933 | 1189 |
637720 | LAMU MANDA | Kenya | −2.252 | 40.913 | 6 |
636710 | WAJIR | Kenya | 1.733 | 40.092 | 234 |
639620 | SONGEA | Tanzania | −10.683 | 35.583 | 1067 |
637260 | KABALE | Uganda | −1.25 | 29.983 | 1869 |
636020 | ARUA | Uganda | 3.05 | 30.917 | 1211 |
636120 | LODWAR | Kenya | 3.122 | 35.609 | 522 |
639710 | MTWARA | Tanzania | −10.339 | 40.182 | 113 |
636120 | LODWAR | Kenya | 3.122 | 35.609 | 522 |
636410 | MARSABIT | Kenya | 2.300 | 37.900 | 1345 |
636610 | KITALE | Kenya | 0.972 | 34.959 | 1850 |
636860 | ELDORET | Kenya | 0.483 | 35.300 | 2120 |
637170 | NYERI | Kenya | −0.500 | 36.967 | 1759 |
637230 | GARISSA | Kenya | −0.464 | 39.648 | 148 |
637400 | NAIROBI JKIA | Kenya | −1.319 | 36.928 | 1623 |
638700 | ZANZIBAR | Tanzania | −6.222 | 39.225 | 16 |
Methodology
Results
Appendix C.1.3. Implications for WBGT
Appendix D
Country | Agro-Ecological Zones | Cropping Cycle | Planting Period-Onset | Planting Period-End | Crop Cycle (Days) | Harvest Period-Onset | Harvest Period-End |
---|---|---|---|---|---|---|---|
Kenya | Lower Highland Zone 1 (LH1) | First | 28 February | 31 March | 180-270 | 01 September | 20 December |
Kenya | Lower Highland Zone 1 (LH1) | Second | 01 September | 30 September | 180–270 | 01 February | 30 June |
Kenya | Lower Highland Zone 2 (LH2) | First | 01 March | 31 March | 180–270 | 01 September | 20 December |
Kenya | Lower Highland Zone 2 (LH2) | Second | 01 August | 15 October | 180–270 | 01 January | 15 May |
Kenya | Lower Highland Zone 3 (LH3) | First | 15 March | 31 March | 180–270 | 15 September | 20 December |
Kenya | Lower Highland Zone 3 (LH3) | Second | 01 October | 31 October | 180–270 | 01 May | 30 June |
Kenya | Lower Highland Zone 4 (LH4) | First | 15 March | 31 March | 180–270 | 15 September | 20 December |
Kenya | Lower midland zone 1 (LM1) | First | 15 March | 15 April | 110–150 | 01 August | 15 September |
Kenya | Lower midland zone 1 (LM1) | Second | 01 September | 15 October | 110–150 | 01 January | 15 March |
Kenya | Lower midland zone 2 (LM2) | First | 15 March | 15 April | 110–150 | 01 August | 15 September |
Kenya | Lower midland zone 2 (LM2) | Second | 01 August | 15 October | 110–150 | 01 December | 15 March |
Kenya | Lower midland zone 3 (LM3) | First | 01 March | 31 March | 110–150 | 01 August | 31 August |
Kenya | Lower midland zone 3 (LM3) | Second | 15 October | 31 October | 110–150 | 01 February | 31 March |
Kenya | Lower midland zone 4 (LM4) | First | 01 March | 31 March | 90–120 | 01 July | 15 August |
Kenya | Lower midland zone 4 (LM4) | Second | 01 October | 31 October | 90–120 | 01 January | 28 February |
Kenya | Lowerland zone 2 (L2) and (IL2) | First | 01 April | 15 April | 90–120 | 15 July | 15 August |
Kenya | Lowerland zone 3 (L3) | 15 April | 30 April | 90–120 | 15 July | 15 August | |
Kenya | Lowerland zone 4 (L4) | 15 March | 15 April | 90–120 | 15 July | 15 August | |
Kenya | Upper Highland Zone 2 (UH2) | First | 25 March | 05 April | 210–280 | 01 July | 20 December |
Kenya | Upper Highland Zone 2 (UH2) | Second | 15 October | 31 October | 210–280 | 01 May | 31 July |
Kenya | Upper Highland Zone 1 (UH 1) | First | 15 March | 31 March | 210–280 | 15 September | 20 December |
Kenya | Upper Highland Zone 1 (UH 1) | Second | 15 October | 31 October | 210–280 | 01 May | 31 July |
Kenya | Upper midland zone 1(UM1) | First | 15 February | 31 March | 135–160 | 01 August | 15 September |
Kenya | Upper midland zone 1(UM1) | Second | 01 August | 15 October | 135–160 | 15 December | 31 March |
Kenya | Upper midland zone 2 (UM2) | First | 15 March | 15 April | 135–160 | 01 August | 30 September |
Kenya | Upper midland zone 2 (UM2) | Second | 01 August | 15 October | 135–160 | 15 December | 31 March |
Kenya | Upper midland zone 3 (UM3) | First | 01 March | 31 March | 135–160 | 01 August | 30 September |
Kenya | Upper midland zone 3 (UM3) | Second | 15 October | 31 October | 135–160 | 01 February | 31 March |
Kenya | Upper midland zone 4 (UM4) | First | 01 March | 15 April | 135–160 | 15 August | 30 September |
Kenya | Upper midland zone 4 (UM4) | Second | 15 October | 21 October | 135–160 | 28 February | 31 March |
Uganda | Busoga Farming System | 25 February | 15 August | 110–120 | 15 June | 15 December | |
Uganda | Eastern Highlands | 15 March | 30 April | 120–180 | 15 August | 30 October | |
Uganda | Eastern Savannah | 15 March | 15 August | 110–120 | 05 July | 20 December | |
Uganda | Karamoja Dry Zone | 01 April | 30 April | 100–110 | 10 July | 20 August | |
Uganda | Karamoja Wet Zone | 20 March | 20 April | 100–120 | 30 June | 20 August | |
Uganda | Lake Albert Crescent | 20 March | 31 August | 110–120 | 10 July | 31 December | |
Uganda | Lake Victoria Crescent | 25 January | 31 August | 110–120 | 15 May | 31 December | |
Uganda | Northern Farming System | 15 March | 20 July | 110–120 | 05 July | 20 December | |
Uganda | South Western Highlands | 15 August | 15 September | 150–180 | 15 January | 15 February | |
Uganda | West Nile Farming System | 20 March | 20 July | 110–120 | 10 July | 20 November | |
Uganda | Western Range Lands | 15 August | 15 September | 110–120 | 05 December | 15 January | |
Tanzania | Central Plateaux (Plains) | 01 November | 31 December | 90–180 | 01 February | 30 June | |
Tanzania | Coastal Plains | 01 October | 31 May | 90–125 | 01 January | 10 October | |
Tanzania | Eastern Plateaux and Mt. Blocks | 01 December | 15 June | 90–125 | 01 March | 10 November | |
Tanzania | High Plains and Plateaux | 01 December | 31 December | 110–190 | 01 March | 30 June | |
Tanzania | Inland Sediments | 01 May | 31 May | 90–110 | 01 August | 20 September | |
Tanzania | Ruaha Rift Zone - Alluvial Flats | 01 December | 31 December | 90–110 | 01 March | 15 April | |
Tanzania | Ufipa Plateau | 01 January | 31 January | 180–190 | 01 July | 15 August | |
Tanzania | Volcanoes and Rift Depressions | 01 January | 30 November | 90–190 | 01 April | 31 May | |
Tanzania | Western Highlands | 01 January | 31 January | 90–190 | 01 April | 15 August |
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Condition | Symptoms |
---|---|
Heat stroke
|
|
Heat exhaustion
|
|
Heat cramps
|
|
Sunburn
|
|
Heat rash
|
|
Heatstroke (also known as sunstroke)
|
|
Metabolic Rate Class (Work Intensity) | 1 (Light) | 2 (Medium) | 3 (Heavy) | 4 (Very Heavy) |
---|---|---|---|---|
Continuous work, 0% rest/hour | 31 | 28 | 27 | 25.5 |
25% rest/hour | 31.5 | 29 | 27.5 | 26.5 |
50% rest/hour | 32 | 30.5 | 29.5 | 28 |
75% rest/hour | 32.5 | 32 | 31.5 | 31 |
No work at all (100% rest/hour) | 39 | 37 | 36 | 34 |
Physical Activity | Average Metabolic Rate Kcal/hr | Comparative Farm Activities | Average Metabolic Rate Kcal/hr |
---|---|---|---|
(a) Sitting
| 68 | ||
| 82 | ||
| 99 | ||
(b) Standing
| 82 |
| 95 |
| 99 | ||
| 119 |
| 109 |
(c) Walking About, with Moderate Lifting or Pushing (e.g., driving a truck in moderate traffic, scrubbing in a standing position) | 164 | Hoeing | 179.6 |
(d) Intermittent Heavy Lifting, Pushing or Pulling (e.g., sawing wood by hand, callisthenic exercise, pick and shovel work) | 238 | Bunding—Ridging and mound formation during land preparation | 205 |
(e) Hardest Sustained Work | 300 |
Family on-Farm Labour (Days per Year) | |
---|---|
Kenya, 2005 | 231 |
United Republic of Tanzania, 2013 | 189 |
Uganda, 2012 | 192 |
AUG-SEP WBGT | 2000 | 2050 | 2100 | ||||||||||||
Cropland% | n | Min | Mean | Max | Stdev | n | Min | Mean | Max | Stdev | n | Min | Mean | Max | Stdev |
>0% | 1131 | 16.74 | 25.19 | 32.58 | 2.57 | 1131 | 18.89 | 26.72 | 34.00 | 2.23 | 1131 | 18.50 | 27.14 | 31.99 | 2.57 |
>50% | 193 | 17.41 | 25.01 | 29.10 | 3.03 | 193 | 19.85 | 26.63 | 29.88 | 2.37 | 193 | 19.57 | 26.73 | 30.32 | 2.84 |
>75% | 107 | 19.26 | 26.23 | 28.81 | 2.76 | 107 | 21.74 | 27.57 | 29.88 | 2.05 | 107 | 20.90 | 27.85 | 30.18 | 2.67 |
>90% | 71 | 21.57 | 27.68 | 28.81 | 1.49 | 71 | 23.74 | 28.55 | 29.88 | 1.17 | 71 | 23.07 | 29.23 | 30.07 | 1.39 |
FEB-MAR WBGT | 2000 | 2050 | 2100 | ||||||||||||
Cropland% | n | Min | Mean | Max | Stdev | n | Min | Mean | Max | Stdev | n | Min | Mean | Max | Stdev |
>0% | 1131 | 15.30 | 22.94 | 27.4§9 | 2.61 | 1131 | 16.42 | 23.49 | 31.30 | 2.90 | 1131 | 18.43 | 25.38 | 30.33 | 2.27 |
>50% | 193 | 16.30 | 23.13 | 27.48 | 2.27 | 193 | 17.11 | 23.72 | 30.26 | 2.38 | 193 | 19.22 | 25.40 | 28.88 | 2.03 |
>75% | 107 | 18.64 | 24.13 | 25.43 | 1.59 | 107 | 19.52 | 24.47 | 30.26 | 1.55 | 107 | 21.82 | 26.18 | 28.73 | 1.40 |
>90% | 71 | 21.28 | 24.81 | 25.42 | 0.65 | 71 | 22.17 | 24.70 | 27.14 | 0.95 | 71 | 23.53 | 26.57 | 27.46 | 0.74 |
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Yengoh, G.T.; Ardö, J. Climate Change and the Future Heat Stress Challenges among Smallholder Farmers in East Africa. Atmosphere 2020, 11, 753. https://doi.org/10.3390/atmos11070753
Yengoh GT, Ardö J. Climate Change and the Future Heat Stress Challenges among Smallholder Farmers in East Africa. Atmosphere. 2020; 11(7):753. https://doi.org/10.3390/atmos11070753
Chicago/Turabian StyleYengoh, Genesis Tambang, and Jonas Ardö. 2020. "Climate Change and the Future Heat Stress Challenges among Smallholder Farmers in East Africa" Atmosphere 11, no. 7: 753. https://doi.org/10.3390/atmos11070753
APA StyleYengoh, G. T., & Ardö, J. (2020). Climate Change and the Future Heat Stress Challenges among Smallholder Farmers in East Africa. Atmosphere, 11(7), 753. https://doi.org/10.3390/atmos11070753