1. Introduction
Climate change has posed tremendous challenges to the global environment. In the past several decades, we have experienced many violent weather events that have disrupted the lifestyle of communities across the world [
1]. The prevalence of recurrent floods, irregularity of rainfall, rising temperature and melting of ice have caused severe infrastructure losses, agricultural yield reductions, infectious disease outbreaks, famine, and loss of human life in different parts of the world [
2,
3,
4,
5,
6]. Climate projections show that the change will keep on imposing its multifaceted impacts unless it is quickly unabated.
International conventions on climate change have indicated the importance of using mitigation measures to reduce such impacts. One of the most effective measures of mitigating climate change is managing forests due to their enormous potentials for regulating the global environment [
7]. Forests play a substantial role as carbon sinks to mitigate the impacts of the changing climate [
8,
9]. Tropical forests, in particular, are more productive and cover a large part of the terrestrial ecosystem [
10] that make them the focus of REDD+ (reducing emission from deforestation and forest degradation, plus the conservation and enhancement of forest carbon stocks through sustainable forest management) mechanisms. The United Nations initiative of the REDD+ mechanism has given attention to protect tropical forests for they store a large amount of carbon in their biomass [
10,
11] and are under continuous disturbance [
12]. Tropical forests have faced problems of degradation and conversion to other land uses. Consequently, the tropical forest carbon stock in South America and Africa has been decreasing since 1990 [
9]. This has been happening regardless of the increasing importance of forest biomass due to its applications in renewable energy, bio-based products development and reducing greenhouse gas emissions.
The extent of change on the carbon stock dynamics in the process of forest degradation and conversion to other land-uses required detail studies, particularly in tropical forests where the process is extensive [
13]. Therefore, efforts have been made to quantify the amount of carbon stock in forests and other land-use systems. Two broad categories of carbon storage are measured in forest ecosystems; namely the biomass carbon pool and the soil organic carbon (SOC) pool [
14]. Carbon pool is a component of an ecosystem that serves as a reservoir to accumulate or release carbon [
14]. Thus, biomass carbon pool is the component that stores carbon in the plant biomass through the process of photosynthesis and releases it to the atmosphere when ecosystems are disturbed [
15]. The biomass component is further divided into aboveground biomass (AGB) and belowground biomass (BGB) categories [
14]. AGB is the weight of all living materials of plants above the soil surface including the stem, stump, branches, bark, seeds and leaves [
14]. The BGB mainly refers to the dry weight of live roots [
14]. Biomass of non-living plant components such as litter and deadwood have the potential to store carbon too. Biomass plays a great role in the global carbon balance [
16]. Carbon stock, which is the quantity of carbon in a carbon pool, was assessed in each of the carbon pools mentioned above.
Biodiversity conservation is a simultaneously important function of forests. Tropical forests, particularly, harbour many species and support two-thirds of the world’s biodiversity [
17]. On the contrary, the recent increase in tropical deforestation and forest degradation has affected biodiversity [
17,
18]. This was particularly true since REDD+ programs have a prime concern to carbon stock enhancement rather than biodiversity conservation [
19]. However, biodiversity conservation should get similar attention to carbon stock enhancement. There is interest in the possibility for carbon stock enhancement projects to incorporate biodiversity conservation objectives. This needs information about the congruency of biodiversity conservation to carbon stock enhancement. There is uncertainty in our understanding of the relationship between carbon storage and biodiversity [
20]. Studies are needed to understand the relationship between carbon storage and biodiversity conservation in different land-use types. Field measurement of carbon stock provides an accurate estimate of the different carbon pools and their contribution to the total ecosystem carbon stock [
21]. Therefore, the objectives of this study were to: (1) estimate carbon stock in the various carbon pools in natural forest, woodland and khat plantation in Wondo Genet sub-catchment, (2) explore the relationship between different components of carbon stock and biodiversity, and (3) investigate the effect of soil depth on the SOC stock.
This study tried to test the following research hypothesis.
There is no variation in mean carbon stock of the different carbon pools among natural forest, woodland and khat plantation.
Biodiversity does not have significant relationship with different components of carbon stocks.
Soil depth does not have any effect on soil organic carbon stock.
2. Methods
This study assessed the variations in carbon stock potentials of different land use types in one of the tropical ecosystems and compared them with biodiversity variables. The methods used in this study are established methods for collecting and analysing carbon stock and biodiversity data in various parts of the world. Therefore, standard methods for measuring tree, shrub, soils and plant characteristics and data analysis were adopted from previous scientific works.
2.1. Study Area Description
The study was conducted in Wondo Genet sub-catchment, which used to be an intact forest some decades ago [
22]. The mountain ranges are sources of streams that drain to the Chelekleka wetland and then to Lake Hawassa. Therefore, the catchment is an important terrestrial ecosystem that connects tourism, agriculture, urban livelihoods and ecosystem services including biodiversity conservation.
Wondo Genet sub-catchment is geographically located between 38°56′ and 38°73′ E longitudes and between 7°01′ and 7°15′ N latitudes (
Figure 1). The altitudinal range of the study area is from 1770 to 2584 m above sea level. The dominant soil types in the sub-catchment are Luvisols (Alfisols), Andosols (Andisols) and Nitisols (Kandic alfisols, Utisols and Inceptisols) according to the FAO-UNESCO (and USDA) soil classification schemes, respectively [
23]. The area has bimodal rainfall with mean annual precipitation at Wondo Genet station of about 1200 mm. The main rainy season is from June to August, while small rains come between March and April. The mean monthly temperature of the area ranges from 19 °C to 25 °C. The main land-use types in the sub-catchment are natural forest, plantation forest, woodland, khat plantation, sugarcane plantation, agriculture and settlements. The dominant tree species in the natural forest and woodland land-use types include
Celtis africana,
Pouteria adolfi-friedericii,
Acokanthera schimperi,
Albizia schimperiana,
Millettia ferruginea,
Combretum molle,
Croton macrostachyus and
Afrocarpus falcatus. Although the forests provide multiple services to the local community, they are under huge pressure due to illegal cutting of trees and land-use change for settlement and expansion of monoculture plantations, particularly khat. Consequently, the rich biodiversity in the Wondo Genet natural forest has dwindled in recent decades due to illegal logging and conversion of the forests to monoculture of khat and sugarcane plantations [
24,
25].
2.2. Sampling Design
Stratified random sampling design was employed to collect the field data. A sketch map of the land use types was derived from high-resolution Google Earth images supported with field validation. The strata used for this study were dense remnant forest patches, woodland and khat cultivated land uses. Ten samples were surveyed in the natural forest and woodland while it was possible to collect seven samples in the khat plantations due to restrictions to access the remaining three plots.
A nested plot design was used to collect data of the different carbon pools from each sample plot location. The total tree height and diameter at breast height (i.e., at 1.3 m above the ground) of individual trees ≥50 cm were measured in the sampling plots of 35 m × 35m (1225 m
2) area using hypsometer and calliper or diameter tape based on the size of the trees, respectively. Shrubs and trees with smaller DBH (diameter at breast height), which is the diameter at 1.3 m above the ground, were measured in the nested plots as indicated in
Table 1.
In each of the sample plots in the natural forest and woodland, three subplots were identified for grass, litter and soil sampling. These plots fall were established along the diagonal of the big sample plot at an interval of 12 m. In each of the sub-plots, the herbaceous plants were harvested, the litter separately sampled, and fresh weights measured. Then, at each of the sub-plots, a soil profile was dug to collect soil samples for bulk density and carbon content analysis. Soil samples were taken at three depth class of 0–30 cm, 30–60 cm and 60–100 cm.
Data regarding deadwood biomass was collected in the natural forest and woodland sampling plots along a North–South transect line that passed through the plot centre. The line had a length of 100 m (50 m on to the North and South directions). Deadwood found within a width of 5 m on each side of the line was measured for diameter and length. Besides, wood samples were brought to the laboratory for carbon fraction analysis.
2.3. Plant Diversity Analysis
The list and number of all woody plants was recorded during the field survey for biodiversity assessment. Different biodiversity indicators were calculated to identify the ones that better characterize carbon stock. Below are the equations for calculating the diversity indices used in this study [
26].
where
is Simpson’s index (entropy);
is Shannon–Weiner diversity index; R is the species richness index;
is the total number of individuals of one species (i); s is the number of species; N is the total number of individuals of all the species;
is the species abundance (proportion of the total number of individuals of a species from the community or the probability that a given individual belongs to the species) and is calculated as
.
2.4. Estimation of Tree and Shrub Biomass Carbon
Live biomass of trees and shrubs were estimated using non-destructive field survey sampling and allometric equations. Tree AGB was estimated from DBH and tree height measurements using the generalized biomass regression model for tropical forests suggested by Chave, Réjou-Méchain [
27].
where
is the tree biomass (Kg); ρ is wood basic density (g cm
−3); DBH is the diameter at breast height (cm), and H is total tree height (m).
The wood basic density data of individual tree species were obtained from different sources including the global wood density database [
28] and ICRAF wood density database (
http://db.worldagroforestry.org/wd; accessed on 10 October 2022). Those tree species for which we found local research findings, we used the basic wood density values from the local research findings in Ethiopia [
29,
30,
31,
32].
The general model of shrub biomass estimation developed for Australia by [
33] was adopted for estimating AGB of shrubs and saplings.
where,
is the dry weight of the plant (kg);
is Euler’s number, which is a mathematical constant approximately equal to 2.71828;
is diameter at 10 cm height.
The individual plant biomass in each sample plot (expressed in kg/m
2) was converted to plot-level AGB
j (Mg ha
−1) using Equation (6).
where
is the aboveground biomass (kg) of a single tree or shrub (i) in plot j; n is the number of measured trees or shrubs in sample plot j; and
is the area of plot j in which the tree or shrub was measured; factor 1000 is the conversion of sample units of kg to Mg, and factor 10,000 is the conversion of the area in m
2 to a hectare.
In addition to the AGB, BGB of woody plants is an important carbon pool for many vegetation and land use types. Therefore, the amount of BGB was estimated from root-shoot ratio estimates, which account for about 20–24% of the AGB in tropical forests based on the amount of AGB (Cairns et al., 1997; Mokany et al., 2006). This conversion factor was adopted since BGB estimation is more difficult and time-consuming than estimating AGB. Equation (7) was used to calculate BGB of trees and shrubs based on Ponce-Hernandez (2004) and Gibbs et al. (2007).
Carbon stock content in the total biomass (TB) of trees and shrubs was estimated by multiplying the TB (i.e., the sum of AGB and BGB) by 0.47, which is a default carbon fraction accepted by the international panel on climate change [
34,
35].
where BCD is the tree and/or shrub biomass carbon density (Mg ha
−1).
2.5. Biomass Carbon of Herbaceous Vegetation
For determining biomass carbon stock of herbaceous vegetation (which includes different grass species and seedlings of trees or shrubs), samples collected using destructive techniques were oven-dried at a temperature of 70 °C until constant weights were achieved. Then, the oven-dried samples were ignited at 550 °C for three hours in a furnace for carbon content determination. The ash was weighed and carbon fraction calculated. The carbon stock of herbaceous vegetation samples at each sample plot j (
, Mg ha
−1) was calculated using Equation (9), which was recommended by Pearson et al. (2005) [
36].
where
,
and
are weights of the oven-dried sub-sample (ignited), fresh sub-sample (ignited), and fresh sample (field sample) of the i
th sample of the j
th sample plot, respectively; i is the index of the samples collected in the sampling plot j (1, 2 or 3); cf is the carbon fraction (%); and a is the area of the sampling quadrants, which was 0.25 m
2 in this study.
2.6. Deadwood Carbon
Deadwood carbon was estimated by applying the general log volume estimation technique using Smalian formula (Equation (10)), and converting the estimated volume to biomass and then to carbon [
37].
where V = wood volume (
)
= small diameter (cm),
= large diameter (cm), L = length (m), and f (i.e., adjustment factor) = 0.00007854.
The wood volume was converted to biomass of deadwood by multiplying it with the density of the wood samples obtained from laboratory analysis [
38] (Equation (11)).
where DWC is the deadwood carbon density (Mg ha
−1),
is wood density (g m
−3), and cf is the carbon fraction.
2.7. Carbon Stock in Litter Biomass
Litter layer is defined as all dead organic surface material on top of the mineral soil. It includes recognizable materials such as dead leaves, twigs, dead grasses and small branches. Equation (9) was used to determine litter biomass carbon (LBC) stock. The total dry weight was determined in the laboratory after oven drying of the sample. Oven-dried samples were taken into pre-weighed crucibles. The samples were ignited at 550 °C for one hour in a furnace. Then, the crucibles with ash were weighed and the percentage of organic carbon was calculated.
2.8. Soil Organic Carbon Estimation
In this study, 81 soil samples were collected from three sub-plots in each of the 27 sample plots. At each of the soil sampling sites, a soil profile to a maximum depth of 100 cm was dug depending on the presence of the impervious bedrock at a depth less than 100 cm. Samples were taken at three profile classes of 0–30 cm (top layer), 30–60 cm (middle layer) and 60–100 cm (bottom layer). Three types of soil variables were measured; namely depth, bulk density (calculated from the oven-dried weight of a known volume of sampled soil), and the concentrations of organic carbon within the sample [
36].
For bulk density assessment, undisturbed mineral soil samples were collected using a core sampler and oven-dried at 105 °C for about 24 h until constant weights were attained. The soil bulk density was calculated as the ratio of the oven-dried weight of the soil sample to the volume of the core sampler (Equation (12)).
A composite sample was created for each plot for chemical analysis. The Walkley and Black [
39] was used to determine organic carbon content after the samples were grounded and passed through a 2 mm sieve. The SOC (Mg ha
−1) at each soil profile class or the total SOC was estimated as the product of organic carbon content (C, %), soil bulk density (ρ, g cm
−3) and soil depth (d, cm) as shown in Equation (13) [
36,
40].
Hence, the total SOC density at a sampling plot was obtained by summing up the SOC of the soil profile depth classes.
2.9. Carbon Stock in Khat Plantation
We conducted plant density assessment in seven of the planned ten randomly selected khat plantation sites. We found that the average spacing between khat plants in the plots studied was 70 cm, which yields a stocking of 20,000 khat plants per hectare. We did not get permission from the owners of the remaining three sites to collect samples. Thus, 14 khat plants were harvested in the seven sample plots and sorted into stem and root sections. The fresh weight of the stem and root were measured separately. They were dried and their carbon fractions analysed. Then, the carbon stock of the stem and root parts were calculated using a modified form of Equation (9) [
36].
where KBC is khat biomass carbon (aboveground or belowground);
,
and
are weights of the oven-dried sub-sample (ignited), fresh sub-sample (ignited), and fresh sample (field sample) of the i
th sample of the j
th sample plot, respectively; i is the index of the samples collected in the sampling plot j (1, 2 or 3); cf is the carbon fraction (%); and a is the area of the sampling quadrants, which was 0.25 m
2 in this study.
The aboveground and belowground biomass carbon stocks of the khat plants in the same plot were averaged to get a typical estimate of aboveground khat biomass carbon (AKBC) and belowground khat biomass carbon (BKBC) stocks. The AKBC and BKBC of respective plots were added to obtain TBC of the khat plots.
2.10. Total Carbon Stock Estimation
The total carbon stock (TCS) at each sample plot was calculated by summing up the carbon stock densities of the individual carbon pools in the plot. Accordingly, TCS was estimated using Equation (15) [
41].
2.11. Statistical Analyses
Shannon-Wiener, Simpson’s diversity and species richness indices were compared to identify one index for discussing biodiversity in the land used types and its relationship with carbon stock. Pearson’s correlation analysis was used to explore the relationship between biodiversity and biomass carbon stock.
We used analysis of variance (ANOVA) test to study the effect of forest disturbance or conversion to monoculture khat plantation on the carbon stock distribution. The fixed effects of land use (natural forest, woodland, and khat-cultivated land) on biomass and carbon stock distribution in each carbon pool were compared. For those factors that showed significant differences in biomass or carbon distributions, the mean estimates were compared using the Tukey honestly significant difference (HSD) test (p = 0.05). ANOVA test was also used to explore the effect of soil depth on mean estimates of SOC. Data analysis was run in python programming language.
5. Conclusions
A weak linear relationship that exists between biodiversity metrics and carbon stock variables implies the feasibility of any forest type for carbon sequestration projects regardless of the diversity of species.
There was no statistically significant correlation between TBC, SOC and TCS and the selected biodiversity indicator in this study. Although existing literature supported the results, the study had a small sample size and limited geographic coverage to generalize about the actual relationship of biodiversity and the different carbon pools. We recommend further investigation in a wider geographic area with a larger sample size to generalize the findings in this study.
The SOC and TBC contributed to a large part of the TCS estimates for each of the land-use types used in this study. The SOC was consistent in all the land use types making it a stable carbon pool that serves as a sink of organic carbon. In addition to the SOC, a large proportion of the TCS in the natural forest was contributed by the TBC in trees and shrubs. Forest degradation and conversion to cash crop production systems such as khat plantation affect the carbon budget significantly. Therefore, REDD+ projects should focus on afforestation and sustainable forest management to sequester carbon in the woody plant biomass. On the other hand, the proportion of HBC, DWC and LBC were insignificant. Thus, carbon monitoring projects, particularly in dense forest ecosystems; need to focus on accounting for the biomass carbon in trees and shrubs as well as the SOC.
As an important carbon pool, the SOC has a significant contribution to the TCS in each land-use type. The topsoil profile has large SOC stock irrespective of the land use types. Although the variation was not significant, the results indicated that the natural forest has a higher SOC in the topsoil layer than the other land-use types. The estimated SOCs of the land use types were inseparable in the lower soil layers. This has implication of maintaining appropriate topsoil management to enhance carbon accumulation in the soil.