1. Introduction
In recent years, severe droughts and floods have occurred on all continents worldwide. Some scholars have assessed the impact of global change on flood and drought risk in Europe and proposed that the frequency of floods has increased in northern and north-eastern Europe, while the frequency of droughts has increased significantly in southern and south-eastern Europe [
1,
2]. Kourgialas et al. [
3] assessed the impact of climate change on drought or flood in the region based on the standardized precipitation index (SPI) in northwestern Crete in Greece from 1960 to 2019, pointing out that there have been frequent droughts and floods in the region in recent decades. The authors also predicted that drought would become more frequent in the coming decades. Likewise, floods and droughts pose management challenges and risks to ecosystems in western Canada, and these challenges and risks are expected to intensify in a warmer climate [
4]. Ekwezuo et al. [
5] analyzed the regional characteristics of meteorological drought and flood in West Africa and found that the severity of drought in the region showed a decreasing trend, while the severity of floods increased; however, droughts and floods have always been the biggest threats to food production and security in West Africa. Scholars have evaluated the frequency of drought/flood severity in the Luvuvhu River basin, Limpopo Province, South Africa, and found that the frequency of moderate to severe drought increased from south to north, with most of the basin affected by severe drought, sloping to the northeast of the basin, and the northwestern parts of the basin experienced a high frequency of severely wet to extremely wet conditions [
6].
Research has shown that meteorological drought in the Yellow River basin (YRB) has been increasing, and its distribution is expanding [
7,
8,
9], while drought has shown a decreasing trend on both seasonal and annual scales [
10]. At the seasonal scale, the frequency of drought in spring and summer was greater than that in autumn and winter [
9,
11], and the drought severity in spring and winter was higher than that in summer and autumn [
12]. On the spatial scale, the drought degree in the northwest was higher than that in the southwest, and agriculture in northeast, northwest and north China was most affected by drought [
13,
14]. The YRB is one of the areas in China with the most frequent drought and flood disasters, especially drought disasters, and the drought-affected area is expanding each year [
15,
16]. In recent years, the drought in the upper and middle reaches of the YRB has intensified, while the drought in the lower reaches has eased [
17]. Flood disasters in this basin have also been increasing overall, with “slight flood, but serious disaster” and heavy losses occurring occasionally [
18]. There have been frequent floods in the middle and lower reaches of the Yellow River [
19,
20]. However, the possibility of flooding in the future is likely to be reduced [
18].
Drought and flood disasters occur frequently on all continents worldwide, and the resulting food security problems have attracted increasing international attention. McCarthy et al. [
21] analyzed the impact of drought and flood on crop production in Malawi and found that crop production was severely affected by flood and drought, with an average loss between 32 and 48 percent; however, bean intercropping can provide protection against flood and drought, while green belts can provide protection against floods. Scholars assessed the flood and drought problems affecting rice cultivation in the Mun River basin in Thailand and pointed out that floods and droughts in Thailand had adverse effects on rice cultivation in this region [
22]. Venkatappa et al. [
23] analyzed the impact of drought and floods on farmland and yields in southeast Asia and found that dryland crops in Thailand, Cambodia, and Myanmar were strongly affected by drought, while Indonesia, the Philippines, and Malaysia were more affected by floods during the same period. In China, both in time and in space, the impact of drought on crops is significantly greater than that of floods, and the impact of floods and droughts on agriculture is generally declining [
13]. However, agricultural production losses caused by floods and droughts in most areas of China have significantly increased [
24]. For example, the agricultural area affected by drought and flood disasters in northeastern China has increased, and the main disaster type has been drought [
25]. There were some areas where the impact of floods on agriculture was greater than that of drought, such as in the middle and lower reaches of the Yangtze River [
26]. Overall, the effects of drought and flood disasters on agriculture vary with zone and period. In the irrigated regions of arid areas, there was a positive correlation between flood and grain production, while in other arid areas, there was no obvious relationship between the two [
27]. The impact of drought on grain production in northeastern China was more serious from May to July [
28]. Before 2004, China’s droughts and floods had a significant impact on food production, but afterwards, the extent of agricultural disasters was significantly reduced [
29].
The YRB is a vast area. Due to the influence of various factors, such as terrain and altitude, the characteristics of drought and wetness in different provinces and regions are different, and the characteristics of agricultural production affected by drought and wetness also differ, but the relevant research is still incomplete. For example, most of the previous studies examined only the impact of drought on agriculture, ignoring the impact of wetness on agriculture, and considered only the impact of climate change on agricultural production in the YRB; in contrast, they did not discuss the changing trend of this impact. On the basis of previous studies, this paper not only discusses the impact of drought and wetness on agriculture but also discusses the changing trend of this effect, as this information can be used to predict the impact of drought and wetness on various provinces and regions in the future. Specifically, the research addressed the following four questions: (1) What are the annual and seasonal characteristics of drought and wet events in the nine provinces of the YRB on temporal and spatial scales; (2) what is the spatiotemporal distribution of crop yield; (3) how do different degrees of drought and wet events affect agriculture; and (4) what is the change trend of the impact?
The significance of this study is to provide guidance for the prevention and control of drought and wet disasters in the YRB and the adjustment of agricultural planting structures in various provinces. This research is of great significance for reducing food production losses and promoting high-quality development of the YRB.
4. Discussions
Previous studies have found (
Table 7) that legumes are more resistant to drought and floods [
21], dryland crops are severely affected by drought and floods [
23], and non-irrigated crops are more sensitive than irrigated crops to drought. For example, soybean and maize are most sensitive to drought [
36], drought reduces maize yields [
37], and rice is also severely affected by drought and floods [
22]. Drought lasted longer at high altitudes [
37]. This paper did not consider the influence of terrain and altitude on drought and wetness and did not discuss the response mechanism of different food crops to different levels of drought and wetness. This represents one inadequate feature of this research and will be improved in future research.
Affected by various factors, such as topography and climate, different regions have different drought and flood characteristics (
Table 7). For example, flooding is the most frequent natural disaster affecting Thailand [
22], while the most frequent disaster in the YRB is drought [
15,
16]. Drought frequency is decreasing in the northern Wadi Cheliff Basin and increasing in the southern [
38]. The drought in southwestern Zambia is significantly worse, and the drought in northeastern Zambia has been significantly alleviated [
39]. Drought has intensified on the North Island of New Zealand, and the rainy season has weakened [
40]. The severity of drought in western Apulia has shown an upwards trend, and the eastern region has shown a downwards trend [
41]. In this paper, we found that drought events were more common than wet events in the YRB overall, which was consistent with previous conclusions, but the conclusions regarding the overall trend of drought and wetness and the characteristics of drought and floods in different seasons were somewhat different from those of previous studies [
13]. For example, some scholars found that drought showed an increasing trend [
7,
8,
9], but this paper found that drought showed a decreasing trend, which is consistent with the conclusions of Wang [
10]. Predecessors found that the frequency of drought in spring and summer was higher than that in autumn and winter [
9,
11,
42,
43]. However, this paper found that the frequency of drought in spring and autumn was greater and that in summer was the lowest, which may be related to the difference in the drought index used. The conclusion that the wetness in the YRB has tended to be aggravated is consistent with that of previous studies [
18].
Table 7.
Research status and important conclusions of drought or flood and their impact on agriculture.
Table 7.
Research status and important conclusions of drought or flood and their impact on agriculture.
Literature | Study Area | Method/Index | Important Conclusions |
---|
[21] | Malawi | household-level data | Crop production outcomes were severely hit by both floods and droughts, with average losses ranging between 32 and 48%. Legume intercropping provided protection against both floods and droughts, while green belts provided protection against floods. |
[22] | Mun River Basin in Thailand | SWAT and HEC-RAS | Thailand suffers from periodic floods in the rainy season and droughts in the dry season. Flood is the most frequent natural disaster that has affected Thailand. Drought and flood have adverse effects on rice planting in this region. |
[23] | Southeast Asia | PDSI | Rainfed crops were severely affected by droughts and floods. In The past 40 years, the number of droughts and floods has increased. Future climate change may lead to more serious droughts and floods in the region. |
[36] | the United States | SPI and SPEI | Among all crops, soybean and corn grain are most sensitive to drought. Non-irrigated crops are more sensitive to droughts than the irrigated crops, particularly in severe drought conditions. |
[37] | Veracruz, Mexico | SPI | Between 1980 and 2018, drought intensified, with nearly 50% of the region experiencing drought. The drought reduced the yield of corn. Droughts are more persistent at higher elevations. |
[38] | The Wadi Cheliff Basin | SPI | The Cheliff Basin is at risk for extreme wet events as well as dry events. The drought frequency shows a downward trend in the northern part of the basin and an upward trend in the southern region. |
[39] | Zambia, South Africa | SPI | Compared with the northern region, the drought felt in the southern region is more severe. The drought has obviously increased in the southwest and decreased in the northeast. Both annual and seasonal droughts have increased. |
[40] | New Zealand | SPI | In the North Island, SPI showed an overall downward trend, indicating that the drought intensified and the rain period weakened. |
[41] | Apulia, Italian | SPI and RDI | The drought severity in the western part of Apulia shows an upward trend, while that in the eastern region shows a downward trend. |
[44] | China | Statistic | Drought and flood adversely affect crop production. Drought, however, is affecting a larger cropland area than flood. |
[45] | the Modder River basin, South Africa | PDSI | The most severe drought episodes occurred during the period 1992–1995. The number of extreme and moderate drought events showed significant increasing trends during the five decades. |
[46] | Poland | SPI | The frequency of meteorological droughts in the studied period amounts to 30.0%. No significant increase in the frequency and intensity of meteorological droughts over time was observed. |
[47] | Global | SPI | Yield loss risk tends to grow faster when experiencing a shift in drought severity from moderate to severe than that from extreme to the exceptional category. Temperature plays an important role in determining drought impacts, through reducing or amplifying drought-driven yield loss risk. |
This Paper | the Yellow River basin | SPI | The occurrence frequency of drought was greater than that of wetness in time, drought frequency decreased, and wetness increased. Spatially, the frequency of drought in all provinces except Shanxi was higher than that of wetness. The grain yield per unit area of the YRB was generally highest in Shandong and lowest in Gansu. The influence of drought on grain yield per unit area decreased, while the influence of wetness on grain yield per unit area increased. |
According to
Figure 5 and
Table 3, the frequency of drought in Gansu, Qinghai, and Ningxia Provinces is higher than that of wetness, but the impact of wetness on grain yield per unit area is higher than that of drought. The reason for this is that the development of irrigated agriculture in the above three provinces and regions has established complete drought prevention and control facilities, which have reduced the impact of drought on grain production, while lighter wetness events have a greater beneficial impact on grain production, which is consistent with the conclusion of Chen [
48]. Extreme wetness can lead to flooding and greater damage to agriculture, but overall, drought affects larger areas of farmland than do floods [
44].
The results of the correlation analysis between drought and wetness and grain yield per unit area showed that drought had a weak influence on Henan and Shandong, which indicated that the measures to address drought in these two agricultural provinces are relatively mature. Combined with
Figure 5 and
Figure 6, it can be seen that the drought in Inner Mongolia has increased in the past 60 years, and Shanxi had the highest frequency of extreme drought, which would have a negative impact on the grain output per unit area of the two provinces. Under the influence of human activities, the impact of drought and wetness on grain production per unit area will be weakened; however, the impact of wetness on grain production will change from a negative to a positive impact, which will alleviate the overall drought disaster situation in these provinces and regions and have a positive impact on food production, such as in Gansu, Shanxi, and Ningxia. However, there are many extreme wetness events in Shandong, which have a negative impact on grain production per unit area.
With the rapid development of science and technology in China, the level of agricultural modernization has improved, and a series of measures, such as building water conservancies, flood storage irrigation, irrigation from the Yellow River, and the cultivation of drought-resistant improved varieties, have enhanced the adaptability of food crops to drought, but the enhancement of evapotranspiration caused by global warming has made the drought intensity and yield loss of food crops still higher than the previous values under the same precipitation conditions. Additionally, the effective utilization of water has enhanced the beneficial impact on grain output, but the different planting structures in different regions cause wetness to have different impacts. The provinces and regions should adjust the agricultural planting structure according to the characteristics of drought and wetness in the different regions and according to the local conditions. It is also necessary to make overall planning in all provinces, regions and units, build reservoirs in the rainy season, and take water for irrigation in the dry season to reduce the adverse impact of drought on agriculture and make full use of the positive impact of wetness on agriculture.
5. Conclusions
This paper analyzed the spatiotemporal distribution of drought/wet events in the YRB and the impact of drought/wetness on grain yield per unit area based on the SPI of the YRB from 1961 to 2020. This information was combined with the data on grain yield per unit area, effective irrigation area, and fertilizer application amount to draw the following conclusions.
On the seasonal scale, the YRB experienced the most drought events in spring. The most frequent occurrence of wetness occurred in winter. The frequency of drought in the four seasons showed a downwards trend, and the wetness showed a decreasing trend in autumn and winter and an increasing trend in spring and summer. On the annual scale, the frequency of drought in the YRB was greater than that of wetness, but the frequency of drought was decreasing, while that of wetness was increasing. On the spatial and seasonal scales, the drought and wet characteristics of each province were different. For example, Gansu was prone to drought in summer; Qinghai was prone to wetness in summer; Shanxi was prone to drought in winter; and Henan was prone to drought in spring and autumn but was wet in spring, autumn, and winter. On the spatial annual scale, the frequency of drought was higher than that of wetness in all provinces except Shanxi in the last 60 years. However, generally speaking, all provinces and regions were normal. Drought should an overall increasing trend in Inner Mongolia, Shandong, Sichuan, and Henan Provinces, while wetness showed an overall increasing trend in Gansu, Qinghai, Inner Mongolia, Ningxia, Sichuan, and Henan Provinces.
The grain yield per unit area of the nine provinces in the YRB was highest in Shandong and lowest in Gansu. Since 1961, the grain yield per unit area of each province in the YRB has shown a significant growth trend (p < 0.01). There was a negative correlation between drought and grain yield per unit area in each province. With the exception of Shandong, there was a positive correlation between wet and grain yield per unit area. Light drought had the greatest impact on grain output per unit area in Gansu, Inner Mongolia, Shanxi, Shaanxi, and Sichuan Provinces. Moderate drought had the greatest influence on the grain output per unit area in Qinghai. Light wetness had the greatest impact on grain yield per unit area in Ningxia and Henan Provinces. Heavy drought had the greatest impact on the grain output per unit area in Shandong. The negative impact of drought on grain production per unit area in Inner Mongolia showed an upwards trend, but it was declining in other provinces. The negative impact of wet disasters on grain output per unit area in Shandong showed a downwards trend. The positive impact of wetness on grain production in Inner Mongolia showed a downwards trend, while other provinces showed an upwards trend.
The above conclusion can provide guidance for the prevention and control of drought and wet disasters in the YRB and the adjustment of agricultural planting structures in various provinces. This research is of great significance for reducing food production losses and promoting high-quality development of the YRB. In the future, the frequency of drought and wetness in the YRB may continue to decrease and increase, respectively. Based on the above research, it is suggested that the government increase investment in scientific research while building reservoirs, support agricultural colleges and universities in selecting good crop varieties and improving irrigation techniques in terms of policies and funds, and publicize and popularize fine varieties and advanced technologies to farmers in a timely manner.