1. Introduction
Since reform and opening up, China has experienced rapid industrialization and urbanization [
1,
2]. According to statistics, the urbanization rate of China’s permanent residents has increased from 17.92% to 64.72% over the past 40 years [
3]. Certain studies argue that China has transformed from an agricultural society into an industrial society [
4,
5]. However, rapid urbanization also has resulted in many social and economic problems, especially in rural areas [
6]. One such problem is homestead use after the massive out-migration of the rural population [
7]. Although the rural population is shrinking, the total area of homesteads continues to grow [
4]. According to statistics, the rural population decreased from 790 million to 560 million between 1978 and 2018 [
8]. In contrast, the total area of homesteads has increased by 14 million hectares from 1995 to 2014 [
9]. Up to 2018, the vacancy rate of rural homesteads in China was at least 20% [
10]. Idle and inefficient use of homesteads not only is a huge waste of rural land resources [
11,
12] but also aggravates the pressure of cultivated land protection [
13]. Given such a background, how to effectively use rural homesteads is an unprecedented challenge for China.
To realize the scientific and rational use of rural homesteads, China’s central government launched a pilot reform of the homestead system in 15 counties in 2015, encouraging villagers’ withdrawal from rural homesteads (WRH) [
8]. However, due to the sensitivity of the reform of the homestead system, a gap still exists between the expected policy goals and actual results. In practice, it also encounters a series of difficulties, such as the government’s high enthusiasm versus the villagers’ low intention, the lack of overall arrangements, and the existence of market risks in reuse [
14]. Thus, in 2019, China’s central government issued “Opinions of establishing and improving the institutional mechanism and policy system for urban-rural integrated development”
1. This policy allows the village collective to take back vacant homesteads with compensation based on villagers’ voluntarism and puts these into the land market as collective profit-making construction land [
8]. Even in this case, there are still many obstacles to villagers’ WRH. Thus, how to effectively promote WRH is a focus of academic circles.
At present, scholars are mainly focusing on, first, the intention of villagers’ WRH and its influencing factors. Some studies believe that factors such as post-relocation support [
15], standard of living [
2], area of homesteads [
16], the village committees [
7], and the rural social security system [
17] significantly affect intention of villagers’ WRH. Second is WRH risk. Scholars have found that after moving into apartments, villagers have to face many risks, such as insecurity of livelihood and unsuitable lifestyle after transition [
15]. Not only that but some scholars analyzed the impact of villagers’ risk expectations according to the principle of utility maximization [
18]. Although existing studies provide sufficient evidence for this study, the following shortcomings remain: (1) existing research fails to systematically understand the underlying influencing factors of villagers’ WRH intentions. Specifically, the actual WRH executors, the expected economic benefits, and potential risks and difficulties affect villagers’ intention to participate in WRH [
19]. These policy cognitions (PCs) determine villagers’ preferences and further guide their intentions and behavior [
20]. Consequently, it is necessary to systematically explore the intention of villagers’ WRH from the perspective of PC. (2) Most studies focus on changes in some aspects of villagers (e.g., economic benefits, livelihood risks) before or after participation in WRH policy [
2]. To a large extent, these studies provide evidence for our understanding of villagers’ reluctance to participate in WRH. However, few studies have systematically examined the impact of participating in WRH policy on all aspects of villagers. Undoubtedly, this is not conducive to providing useful evidence for policy adjustment.
Relevant studies point out that PC is the premise for villagers to respond to policies [
21,
22]. PC refers to people’s understanding, judgment, and evaluation of policy content, spirit, process, and result [
20]. Specifically, PC is a psychological process whereby factors such as the perceiver, the perceived, and the situation interact [
21]. In the process of policy implementation, PC may lead to policy target deviation, which adversely affects villagers’ policy response [
23]. At present, in the field of WRH, many studies have focused on villagers’ understanding of policies [
24], satisfaction with policies [
25], and the evaluation of policy effects [
26]. Unfortunately, these studies have ignored the impact of different components of PC on WRH. In addition, PC is also widely used to explain the incentives of villagers’ production and consumption behavior. For example, Wang et al. [
20] found that PC significantly impacted villagers’ investment in manure recycling facilities, of which membership in agricultural cooperatives and land leases were two important mediating mechanisms. Wang et al. [
27] pointed out that compared with the impact of the steep tariff on energy conservation, PC has a more significant effect on changing the typical behavior of electricity consumption that is beneficial to sustainable energy consumption. It can be seen that exploring the influence of PC on WRH can be conducive to promote the steady advancement of WRH policy.
The purpose of this paper was to explore the key factors affecting the intention of villagers’ WRH from the perspective of policy cognition. Based on this, under the framework of the extended theory of planned behavior (TPB), this paper proposes hypotheses that PC affects WRH. Taking 280 villagers as the research example in the Yangling Demonstration district of Shaanxi Province, one of the 12 pilot areas in Shaanxi Province, this paper used the structural equation model (SEM) to empirically analyze the influence of PC on the intention of villagers’ WRH. Our results provide scientific reference and policy suggestions for promoting the reform of rural construction land and rational use of rural construction land. In addition, China’s land system reform experience can also have important implications for other countries, especially developing countries.
The remainder of this paper is organized as follows.
Section 2 proposes the theoretical framework and research hypotheses that PC affects WRH.
Section 3 introduces data and methods.
Section 4 presents the empirical results and analysis.
Section 5 describes the discussion.
Section 6 is the conclusions and implications.
2. Theoretical Framework and Research Hypotheses
The theory of reasoned action (TRA) argues that people are rational individuals whose behavior is controlled by behavioral intentions [
28]. Specifically, behavioral attitude and subjective norms determine the individual’s behavioral intentions [
29]. Ajzen [
30] further proposed the theory of planned behavior (TPB) based on TRA, which includes behavioral attitude, subjective norm, and perceived behavior control. At present, TPB has become a classic theory in social psychology to explain and predict the intentions and behavior of an individual [
31,
32]. Some studies have applied TPB to the fields of the consumption intention of green hotels [
33], agricultural production [
34], and villagers’ nutrient management plan [
32]. However, some scholars have pointed out imperfections in TPB that to be adjusted and optimized according to different scenarios [
30,
35]. For this reason, many studies have incorporated other variables that impact behavioral intentions into the TPB [
36]. For instance, moral norms [
37], environmental concern [
38], risk expectation [
31], and citizenization perceptions [
24] were introduced into the TPB to improve its explanatory power. According to transaction cost theory, it is challenging to organize and manage during the WRH implementation process. In contrast, the government has the advantage of organizing collective action and can effectively overcome conflicts and frictions when social and private interests are inconsistent. In short, relying on government behavior (GB) or action can reduce transaction costs and difficulties. Therefore, this paper constructed an extended TPB by introducing GB as an exogenous variable into the theoretical framework.
Combined with the above-mentioned extended TPB and the related literature [
20,
27], this paper defined villagers’ PC as a subjective psychological tendency based on villagers’ individual cognition of the policy content, the difficulty of implementing the policy, and the expected benefits of the policy. This paper further divided PC into benefit cognition (BC), environment cognition (EC), and difficulty cognition (DC). Of these, BC depends on the expected benefits of villagers participating in WRH and reflect behavioral attitudes to a certain extent [
39]; EC derives from the influence of important referents on villagers’ intention and decision making and is perceived as social pressure or support [
30]; DC represent the perceived ease of performing a behavior [
36]. In contrast, as an important exogenous variable, GB does not belong to PC but is still an important variable that affects villagers’ intentions. Based on this, the hypotheses that PC and GB affect the intention of villagers’ WRH were as follows:
BC refers to villagers’ evaluation based on expected benefits if they participate in WRH policy. Yet, it is notable that the rural homestead is not only the basis for villagers to meet their housing needs but also an important living material and emotional attachment for villagers [
8]. Generally speaking, the cost of urban living is higher than in rural areas. Then, suppose the difference in living costs does not affect the villagers’ quality of life. At the same time, the appreciation of the homestead improves the economic benefits of the villagers. The villagers would be more willing to participate in WRH policy [
7]. At the same time, if villagers realize that they can effectively reduce employment pressure, reduce employment costs, and produce positive social effects (e.g., alleviate urban land shortage) after settling in cities, they may have more optimistic BC and be more willing to participate in WRH. Not only that, but if WRH makes the village layout more reasonable and the ecological environment improved, villagers’ intentions to participate in WRH may be stronger because the village is their homeland. In aggregate, whether it is economic, social, or ecological benefits, if villagers positively perceive the BC of WRH, they may have the intention to participate in WRH. Therefore, this paper proposes hypothesis 1 (H1), as shown in
Figure 1.
Hypothesis 1 (H1). BC positively impacts the intention of villagers’ WRH.
EC refers to the social pressure perceived by an individual when deciding whether to perform a particular behavior [
30]. EC reflects the influence of important referents on individual behavioral decisions, including imperative and exemplary influences [
40]. Imperative influences are reflected in the village committee’s guidance, supervision, and restraint of villagers’ behavior. As the manager of rural public affairs, the village committees have the functions of information intermediary and social governance and usually have higher social prestige. To this end, the participation of village committees improves policy transparency and protects the interests of those house-losing villagers, thereby increasing the intention of villagers to participate in WRH [
7]. The exemplary norms mainly come from the demonstration effect of their relatives, friends, and others important to them [
39]. Specifically, when these people actively participate in WRH, whether individual action or self-organization, it forms a strong demonstration and driving effect. In this case, villagers are also more willing to participate in WRH. Therefore, this paper proposes hypothesis 2 (H2).
Hypothesis 2 (H2). EC positively impacts the intention of villagers’ WRH.
DC is another important aspect of policy perception that is often neglected. Theoretically, for the villagers who participated in WRH, difficult cognition includes not only a judgment of the difficulty but also unpredictable future risks [
20]. If there are minor difficulties and a stable external environment, the villagers are more willing to participate in WRH policy [
2]. Given this, DC in this study mainly includes perceived difficulty and cost belief. Perceived difficulty refers to villagers’ judgment on the difficulty of implementing WRH, while cost belief refers to the acceptable level of time and money spent participating in WRH. In addition, in terms of WRH, the perceived difficulty includes not only the difficulty of implementation but also the difficulty of obtaining policy information [
15]. Hence, this paper selected three aspects, difficulty in obtaining policy information, cost belief, and implementation difficulty, to measure DC of villagers’ WRH, and put forward hypothesis 3 (H3).
Hypothesis 3 (H3). DC has a negative impact on the intention of villagers’ WRH.
GB belongs to external factors in the theory of interpersonal behavior [
28]. GB usually interacts with social and economic systems to achieve effective social governance [
7,
41,
42]. Theoretically, GB changes the policy formation and operation mode, such as public participation, thus affecting the expression of villagers’ intention and the realization of interests. For example, Kanu et al. [
43] pointed out that public participation can promote environmental governance projects to generate more social benefits, less environmental costs, and greater economic and financial benefits. Policy publicity reduces frictional costs and improves policy implementation efficiency [
44]. To this end, this paper introduced GB into the framework of villagers’ intentions, including three aspects: compensation standards, policy publicity, and villagers’ participation in policy formulation. Based on this, hypothesis 4 (H4) is proposed.
Hypothesis 4 (H4). GB positively impacts the intention of villagers’ WRH.
According to the TPB, there is a correlation between BC, EC, DC, and GB [
28]. This is because PC belongs to villagers’ perceptual cognition. At the same time, to achieve policy effects, the government can also formulate relevant policies based on the expected villagers’ responses. Thus, this paper further proposes hypothesis 5 (H5).
Hypothesis 5 (H5). BC, EC, DC, and GB interact.
5. Discussion
As members of collective economic organizations, villagers enjoy the right to use rural land free to build houses. For this reason, owning homestead has become the basic right of villagers as members of collective economic organizations. For villagers, the homestead has the attributes of social welfare [
53]. However, many rural people have migrated to cities and become urban residents. Since villagers are not engaged in agricultural production activities in the village and no longer need the homestead to meet their housing needs, the homestead has lost its original welfare function [
54]. This is also proved by the growing number of “hollow” villages [
2]. Thus, implementing WRH policy has a realistic basis and is an important way to achieve the optimal allocation of land resources. Unfortunately, institutional factors hinder the possibility of villagers withdrawing from their homesteads. For example, the Land Administration Law, issued and revised in 2019, stipulates that buyers must be members of the same collective [
19]. Furthermore, the withdrawn homestead should also be used for a homestead use first, which has impeded the development of the homestead market. Thus, the promulgation of the “Opinions of establishing and improving the institutional mechanism and policy system for urban-rural integrated development” provides an institutional basis for the market-oriented use of withdrawn homesteads [
55].
However, the government and villagers are the two main stakeholders. The government pays more attention to the public interests of the society and hopes to achieve multiple goals such as promoting rural development and protecting cultivated land through the implementation of WRH policy. Specifically, developing secondary and tertiary industries is an important method for rural revitalization, but it often requires construction land. At the same time, the central government requires that sufficient farmland should be guaranteed for food production to ensure food security. In this case, the government has a stronger incentive to promote WRH policy.
In contrast, the homestead has rich meanings for villagers, including identity, food rations, lifestyle, and social security. To this end, we analyzed the intention of the villagers to participate in the WRH policy from the cognition perspective. Our results showed that compared with EC and DC, BC was still a key factor in determining villagers’ intention to participate in WRH. This is consistent with the conclusions of the most relevant studies. Regardless of the purpose, such as resisting risks [
56] or maximizing returns [
53], the lower expected benefit did not incentivize villagers to abandon their homesteads, especially when the homestead may have the potential to appreciate in value. This also explains the phenomenon that the villagers have low intention to withdraw from rural homesteads since China implemented the pilot in 2015.
Notably, EC did not significantly affect villagers’ intention to quit homesteads. This is inconsistent with most studies [
7]. Although our results found that villagers simply do not trust local cadres, theoretically, environmental factors, especially social networks such as relatives and friends, often affect villagers’ intentions. During our field visit to sample villages, most villagers realized that WRH policy might benefit villagers and village development more. However, WRH also means a loss of bonds between relatives, neighbors, and friends [
8]. Thus, most villagers showed lost emotions when relatives and friends participated in WRH and they were unwilling to accept this reality.
Due to the complexity of WRH, the influence of EC on villagers’ behavioral intention is multi-faceted and does not just play a demonstration role. Additionally, although the higher-level governments usually require the village committee to promote WRH policy actively, the village committee’s encouragement may not positively affect WRH. This is because WRH may not necessarily promote local development and increase the income of the village collective when the market demand for construction land is insufficient. For this reason, promoting WRH policy nationwide may be inappropriate. On the contrary, it may create a huge financial burden.
Interestingly, in the past, we paid more attention to compensation standards and ignored villagers’ participation in policy formulation in GB. However, compensation standards and villagers’ participation in policy formulation had the same contribution to GB. This means that institutional innovation may achieve the same incentive effect as economic compensation, which is promising for improving system reform.
Additionally, there was a significant correlation between the latent variables of PC. The possible reason is that these variables belong to the perceptual cognition of individual villagers and are affected by various factors such as sex, age, and education level. Not only that but there was a strong correlation between GB and PC. This is because when the government enhances its publicity efforts, it may also require village collectives to participate in WRH policy actively; when formulating compensation standards, it may also consider whether villagers easily obtain employment opportunities. Policymakers should consider the mutual influence between villagers’ PC and GB. Only when the different measures of the policy are effectively coordinated and connected can the policy effect be effectively brought into play, and the goal can be achieved.
6. Conclusions and Policy Implications
With the rapid advancement of urbanization and industrialization in China, a large number of rural homesteads in China have been idled and abandoned. Promoting the villagers’ WRH has become a key way to crack the inefficient use of homesteads. However, the key factors restricting villagers’ WRH are still unclear, resulting in slow implementation of the WRH policy. According to the extended TPB, we advanced theoretical hypotheses that PC affects intention of villagers’ WRH. Then, based on the field survey data in 13 administrative villages in the Yangling Demonstration district of Shaanxi province, we used the SEM to verify those hypotheses. The relevant conclusions are as follows:
This paper paid attention to the complexity of WRH and defined PC as BC, EC, and DC according to the extended TPB. Although the effect of EC on villagers’ WRH was not significant, our model was also strongly supported. In aggregate, the logical relationship of “cognition-intention” was validated in our study. This not only proves the explanatory power of the extended TPB but also enriches the theoretical and empirical research on PC.
BC, DC, and GB were the key factors affecting the intention of villagers’ WRH. Among them, BC was mainly reflected in the appreciation of homestead and the improvement of the living environment; DC was mainly reflected in the time and money cost of WRH; GB was mainly determined by compensation standards and participation in the formulation of WRH policy.
Other meaningful findings included the following. Firstly, since the social welfare attributes of homesteads are gradually weakening, the system design that only members of the collective economy can use homesteads is outdated and unnecessary and even hinders the effective use of homesteads. Secondly, although the villagers do not pay any cost for obtaining the homestead, the villagers are full of expectations for the appreciation of the homestead. The core problem is that the boundaries of villagers’ interests are not accurately defined. Finally, villagers’ participation in policy formulation occupied the same important position as compensation standard, which indicates the awakening of individual consciousness. This is significant for promoting system reform and improving public management performance in China.
From a policy perspective, we believe institutional reform is still needed to facilitate WRH. Firstly, the institutional barriers to urban–rural transfer should be removed to reduce the cost of integrating into the city for villagers and solve worries about the future of villagers participating in WRH. Particularly, the social security system needs to be improved. Secondly, the system construction of the villagers’ participation in the formulation of WRH policy also should be further improved. This is conducive to increase the intention of villagers’ WRH and reduce the risk of policy deviation. Thirdly, WRH policies should clarify the income rights of different subjects so as to prevent villagers from withdrawing their homestead to obtain greater appreciation benefits. Last but not least, although WRH policy can save a lot of land resources, relying solely on the government to promote this policy is bound to create a huge financial burden. To this end, exploring cross-regional transactions of WRH indicators, such as between developed and less developed regions, may enable multiple stakeholders to achieve different goals. For example, developed areas can solve the problem of insufficient supply of construction land indicators, while less developed areas can supplement fiscal revenue and improve the level of public services.
This study still has two main limitations: (1) it only confirmed the effects of BC, EC, and DC on the intention of villagers’ WRH. However, the three latent variables of PC were all affected by factors such as individual characteristics of villagers and family characteristics. Therefore, the mechanism that PC affects behavioral intention still needs further research. (2) Although behavior is largely determined by intention, behavioral intention cannot fully represent villagers’ WRH behavior. To this end, it is necessary to gain a deeper understanding of the impact of PC on villagers’ WRH behavior.