1. Introduction
Gauge/gravity duality, in its most general form, sets up a correspondence between solutions to supergravity equations of motion and gauge theories. The most well-understood example is the AdS/CFT correspondence that is an equivalence between gravitational degrees of freedom on the AdS
background of Type IIB string theory and
super Yang–Mills theory, which is a superconformal gauge theory. The correspondence origins from the equivalence of two descriptions of the D3-brane: as a supergravity solution in terms of closed strings and as a world-volume theory in terms of open strings [
1]. Another well-known example is the correspondence between an AdS
background of 11-dimensional supergravity and the so-called ABJM theory [
2], which is a
3-dimensional Chern–Simons superconformal theory with gauge group SU(N), describing the world-volume theory of a stack of N M2-branes. These are particular examples of the more general observation [
3] that the partition function of a theory with particular boundary data (given a boundary can be defined) can be rewritten as a partition function of a different theory:
Here
J represents the values of the fields
on the boundary
of the
-dimensional space-time
M, and
denotes fields of the dual
d-dimensional theory. The expression above might seem trivial as it is simply a sort of Laplace transformation of the effective action
. The non-trivial part here is to determine whether the expression
can be interpreted as an action for a sensible theory. In addition to the examples above, which are pretty complicated and are based on string theory, one finds pairs of less involved theories: (see [
4] and references therein).
Due to its generality, the prescription (
1) is not very suitable for searches of new pairs of dual theories, for which reason more algorithmic approaches become of particular interest. From the supergravity side, a powerful instrument is provided by solution-generating techniques based, in particular, on (non-abelian) T(U)-dualities and Yang–Baxter deformations. As an example, one may mention the Lunin–Maldacena solution to the supergravity equation that is obtained by a T-duality coordinate shift and T-duality (TsT) of the AdS
background [
5]. This is known to be dual to the so-called
-deformation of Leigh–Strassler. The latter belongs to the most general superconformal three-parametric deformation of
SYM theory preserving
supersymmetry [
6]. The Lunin–Maldacena deformation is a particular case of the so-called Yang–Baxter bi-vector deformations that, for a given set of at least two Killing vectors
of the initial background
, can be written as (for the NS-NS sector) [
7,
8,
9]
Here
is the bi-vector proportional to a constant matrix
. The
r-matrix is required to satisfy the classical Yang–Baxter equation and the so-called unimodularity constraint in order for the deformation to generate a solution
Concluding that the formalism of (generalized) Yang–Baxter deformations serves as a useful tool for generating supergravity backgrounds, one becomes interested in interpreting the generated solution terms of dual field theories. A general rule can be implemented that a Yang–Baxter deformation on the field theory side is realized as a Drinfeld twist, corresponding to the given
r-matrix [
10,
11]. At this step, it is important to determine whether a deformed supergravity solution preserves any of the supersymmetries of the initial one. For bi-vector deformation, determined by an r-matrix
satisfying a classical Yang–Baxter equation, this question was investigated in the works [
12,
13], where a condition for deformation to preserve supersymmetry has been proposed. This is a non-linear differential condition on the bi-vector
that has first been derived explicitly for abelian deformations and then conjectured to be valid for non-abelian deformations. The conjecture has been successfully checked against various examples.
When uplifted to 11-dimensional supergravity describing M-theory backgrounds, bi-vector deformations must naturally be generalized to tri-vector deformations, which has already been observed in [
5] for the abelian case. Since then, tri-vector deformations have been studied in a number of papers [
12,
14,
15,
16,
17,
18] and further from the point of view of the exceptional Sasaki–Einstein geometry in [
19]. A description of tri-vector deformations in terms of symmetries of exceptional field theories, together with some explicit examples, was first presented in [
20,
21]. A more systematic approach was developed in [
22] that allowed the fact that tri(six)-vector deformations always give solutions to supergravity equations given a generalization of the classical Yang–Baxter equation is satisfied was shown. In this work, we continue this study and derive a condition for a tri-vector deformation to preserve supersymmetry. The main idea is to observe that when the fermionic sector of exceptional field theory (ExFT) is included, a tri-vector deformation, that is, an E
transformation, must be accompanied by a local transformation
K that is an element of the maximal compact subgroup of E
. The reason is that a tri-vector deformation spoils the upper-triangular form of the generalized vielbein, thus moving the theory out of the supergravity frame. The latter is defined as the parametrization of the generalized vielbein and other fields of ExFT in terms of the supergravity fields, i.e., the metric and the 3-form field. To restore the upper-triangular form, one has to perform an additional transformation, which depends on the tri-vector and background fields and acts non-trivially on fermions in general. The bosonic sector of exceptional field theory can be formulated purely in terms of a generalized metric that is a scalar under such transformation, and hence no additional rotation is needed. Hence, the criterion for deformation to preserve supersymmetry is that the transformed Killing spinor
is again a Killing spinor, which eventually boils down to a condition on
K and hence on the tri-vector.
For simplicity, we work in the SL(5) exceptional field theory and restrict ourselves to backgrounds of the form
, where the deformation is performed on Killing vectors of the 4-dimensional manifold
. This is the same truncation as has been used in [
21] to define deformations and earlier in [
23] to generate a non-geometric U-duality partner of the M2-brane. To investigate BPS equations, we construct supersymmetry transformation rules for the theory following the same ideas as in [
24,
25], where supersymmetric versions of the E
and E
ExFT’s have been constructed. Since there is no reason to believe that the general approach breaks for the SL(5) group, we do not go through the check of supersymmetry invariance of the full SL(5) ExFT action. Instead, we check commutation rules of supersymmetry transformation against the correct supersymmetry algebra and additionally compare to those of
maximal supergravity, which is reproduced when fields of ExFT do not depend on the coordinates of the extended space.
The organization of the paper is as follows. In
Section 2, we briefly introduce fields of exceptional field theory, supersymmetry transformations and generalized torsion constraints. In
Section 3, we define the transformation of fermionic fields under tri-vector deformations and derive the condition where this preserves a Killing spinor. Finally, in
Section 4, we apply the derived condition to some examples. First, we show that it reproduces the expected result upon reduction to 10 dimensions and bi-vector deformations. Second, we show that all tri-vector deformations of the M2-brane background that fit the SL(5) theory framework does not preserve supersymmetry. The same happens to be true for its near-horizon limit AdS
, as we show that deformation commutes near the horizon limit.
3. Deformation of Supersymmetry
Tri-vector-generalized Yang–Baxter deformation, as defined in [
22], is a SL(5) transformation generated by elements of
with negative levels with regard to the
decomposition, which preserves generalized fluxes. The latter is constructed of a properly rescaled generalized vielbein. The rescaling is necessary to render the theory purely in terms of such fluxes and the external vielbein, i.e., truncate SL(5) ExFT to only the external gravity and internal scalar sector. Such theory describes only backgrounds of the form
with vanishing fields
and
. Among the backgrounds covered by the truncation are AdS vacuum solutions, which are of interest for holography applications and some M-theory and IIA brane solutions.
Explicitly, rescaling is defined as
where
denotes the determinant of the internal vielbein and is restricted to depend only on the coordinates
parametrizing
. The same holds for
and
, while
are functions of external coordinates
only. As it has been shown in [
21], this provides a consistent truncation to a subsector of the theory. Explicitly, generalized vielbein for the truncated theory reads
where
and
. Tri-vector deformation is then
Here,
, and hence
O does not depend on the background fields.
3.1. Local Deformation and Composite Connections
The generalized vielbein (
47) is in the upper-triangular form, which means a parametrization in terms of supergravity fields
,
and
. The transformation (
48) breaks this parametrization, introducing the left lower block. Note that the generalized metric defined as
does not depend on the choice of parametrization and can always be understood as a matrix of the form
Here
and
. This allows to read-off transformations of the bosonic fields
,
and
under tri-vector deformation.
For the supersymmetric formulation of ExFT one, however, should use vielbein rather than metric, which makes it necessary to introduce an additional transformation that restores the upper-triangular frame. Since from the point of view of the Usp(4) subgroup breaking of the triangular gauge precisely introduces the
part of the
algebra, to remove that, one should act by a transformation
constructed exclusively of
, space-time fields, and generators of USp(4). Now, the matrices
are proportional to generators of SO(5) or equivalently USp(4), which allows us to write
where we denote
(flat indices) and
as some functions of
and
to be determined later. Explicit calculation shows
with the obvious notation
, note also
. Function
is determined by the condition that
K restores the supergravity frame. For that, we write the transformation in the representation
of SO(5):
Explicitly, in the component form, this reads
where we define
and the projector
on the hyperplane orthogonal to
. Such defined
restores the upper triangular gauge for
V if
Reduced to only bi-vector deformations and
, the above gives the same condition as the one derived in [
13]. Note the special case when
, where the above expression is not applicable. In this case, the condition for
to restore the upper-triangular gauge is
or
. The former does not have non-trivial solutions in the Euclidean case, while the latter implies
In what follows, we assume
. Using the gamma matrix identity
, one can rewrite the inverse relation between matrices in the
and in the
:
Given that (generalized) Yang–Baxter transformations are defined as such poly-vector deformations that preserve generalized fluxes, the vanishing torsion condition (
25) and the generalized vielbein postulate (
24) allow the relation of the composite USp(4) connection
to components of the generalized flux. Indeed, the latter is defined as
where the superscript
∂ again denotes that the generalized Lie derivative is written in terms of partial derivatives
.
Vielbein
is related to vielbein
via the rescaling
where
is a generalized scalar of weight
and vielbein
has weight
. On the other hand, the vanishing torsion condition states that one can equivalently replace partial derivatives in generalized Lie derivative by
, which for the rescaled vielbein reads
Moving the composite connection term to the LHS we have
Note that we denote ∇ as the fully covariant derivative, which includes all connections
,
Q,
. This allows us to express the LHS of (
57) in terms of the composite connection coefficients and
and relate these to components of the generalized flux. Rewriting
in terms of
we have
where we define
. The left-hand side above is invariant under the generalized Yang–Baxter transformation; hence so is the right-hand side.
Let us now show that
contains the same irreducible representations as
. Starting with the latter, we first notice that it belongs to the
of SL(5), which decomposes into
For the composite connection, we have
The last
represented by a fully symmetric tensor of four indices, trivially drops from the LHS of (
57). This is the undetermined part of the connection, which does not enter BPS equations and will be obliviated from now on. Hence, we see that the irreducible representations inside the connection
are precisely the same as the ones in the generalized flux. The only subtlety is with the
part of the flux, which is the trombone, which contains an additional term:
Imposing the invariance of this combination, we define “the invariant connection”
, which does not transform under generalized Yang–Baxter deformations
Furthermore, under local USp(4) transformations, components of the generalized flux transform covariantly.
This is an extremely important result for further narrative, as it allows us to take into account the complicated generalized Yang–Baxter equation by simply rewriting covariant derivatives in terms of the invariant composite connection. Note, however, that this has its own flaws as we will be investigating what we call “non-covariant” parts of tri-vector transformation of BPS equations further. These are the differences between BPS equations written for the transformed Killing spinor on the transformed background and the initial BPS equations. Since we keep the connection invariant, the expression will be explicitly non-covariant with regard to the internal 4-dimensional diffeomorphisms. However, this is only a consequence of the chosen approach, and the covariance is actually hidden, given the generalized Yang–Baxter equation and Killing vector conditions are taken into account. This simply follows from the fact that the initial BPS equation was covariant as is the tri-vector deformation and the new BPS equation on the new background. Hence the difference must also be covariant. Keeping in mind that at some point, we simply restore explicit covariance by hand. This trick saves a huge amount of explicit calculations involving the generalized Yang–Baxter equation.
3.2. Preserving Killing Spinors
Consider now the BPS equations for the truncated theory, where we keep the initial (not rescaled) spinors
here
The
spin-connection
is defined by the vanishing torsion condition
which gives
Note that the dilatino variation does not contain trace and antisymmetric parts:
Contracting the gravitino variation with
we have
Substituting
expressed from the above into the dilatino equation we have
where we use the following
Here, the second line is a definition of
and the third line follows from the identity in the fourth line.
Let us rewrite the derivative
in terms of the connection
that transforms covariantly under generalized Yang–Baxter deformation:
Given that the gravitino and dilatino equations become
Under tri-vector deformations, we have the following transformation rules for the fields
For derivatives of the USp(4) spinor
this implies
where we have used the fact that
transforms covariantly and
has the only non-vanishing component
. The structure of the above expression is as follows. The first line is a covariant USp(4) transformation and will always vanish upon substitution into the BPS equations. The second line is the desired non-covariant part, which will define the supersymmetry preservation condition. The last line can be shown to vanish, given the Kosmann–Lie derivative of
vanishes. We show that we start with the last term of the last line and show that
. For that, we recall the expression (
30) for
and consider the only non-vanishing components
:
Here, in the first line, we denote
as the epsilon symbol; in the second line, we used
with the weight
, and in the last line, we used the unimodularity condition to move all Killing vectors under the derivative. To reshuffle indices, we used
in four dimensions. Hence Equation (
77) takes the following form
Now we notice that both the LHS of the above expression and the first line are covariant under local
transformations and local coordinate shifts. Therefore, the remaining terms must also be covariant, although explicitly, the covariance is broken. As it was advertised at the beginning of the section, this is the consequence of taking into account the generalized Yang–Baxter equation in the form of invariance of the connection
. Hence, in principle, one may restore covariance explicitly, which we will not do at this step.
Instead, we go further on the way of breaking explicit covariance by choosing a specific
frame, where
, which is certainly not true in general, even though the Killing vector condition
holds. This allows us to show that in the chosen frame, the terms in brackets in (
79) vanish, given the Kosmann–Lie derivative of
along Killing vectors
is zero. For that, we write
where
is the standard
derivative and
is a derivative covariant with regard to the standard Levi–Civita connection. Note the weight term. Using the Killing vector property, the first two terms above can be simplified as follows
where in the second line, we used
and the vanishing torsion condition, and in the third line, we used the vielbein postulate
. In [
12] it was observed that for a spinor
to stay Killing after abelian T-duality, its Kosmann–Lie derivative along the corresponding isometry must be zero. Now the selected terms
have only components
given the section condition
and the structure of
. These components can be rewritten as
Given all the above, the non-covariant part of the transformation of
under a generalized Yang–Baxter deformation simply becomes
The same analysis shows that the non-covariant transformation of
vanishes. Indeed, for the full transformations, we have
where the first term is the covariant transformation. For the only non-vanishing components of the second term, we write
As a result, we have the following transformations of the gravitino and dilatino supersymmetry variations
Note that the non-covariant transformation of gravitino is a trace of that of dilatino. Hence, we conclude that for a spinor
to remain Killing under a tri-vector deformation, the non-covariant variations in the expressions above must vanish. This is a condition of the same sort as that imposed on generalized fluxes required to transform them covariantly under SL(5) transformations to keep the equations of motion satisfied. Now we require the same for USp(4) transformations, which are necessary to restore the upper-triangular form of the generalized vielbein. Note that due to generalized Bianchi identities, this does not impose further constraints on
from generalized fluxes.
We now calculate
, which gives the main contribution to the supersymmetry preservation condition
Here we replaced the partial derivative on
K with the ordinary
covariant derivative
to restore the hidden covariance of the expression.
3.2.1. Pure Metric Backgrounds:
For simplicity’s case, consider where the initial background has no gauge field, i.e.,
. Then
depends only on
and the derivative
becomes particularly simple:
where prime denotes the derivative with regard to
W, and we denote
. Given condition (
54), the derivative
can be rewritten as follows
The antisymmetric pair of indices in the expression
belongs, in general, to the
of USp
. It is convenient to analyze these separately. Let us start with the singlet, which is
The
can be conveniently rewritten by contracting the above with
, which gives two sets of conditions, which are
and
. The former is the same as (
91) multiplied by
, while for the latter, we have
The second term in the parentheses is proportional to (
91) multiplied by
and hence vanishes, leaving us with the following condition
Multiplying this by
we obtain precisely (
91); hence (
93) is the only condition for a spinor to remain Killing. Finally, the determinant of the matrix
is equal to
, which does not vanish for any finite value of
W. Hence, it does not have zero eigenvalues, which implies
Hence, the condition for a spinor to remain Killing is that it belongs to the kernel of map
, where
K is the local tri-vector transformation, which restores the supergravity frame.
The obtained condition can be further rewritten in a more convenient form in terms of deformation parameters
. For that, we first observe that since
, we can safely multiply the above by another copy of
to have
. Given condition (
54), the derivative can be easily calculated as follows
where
. Here, in the third line, we used relation (
90) for the derivative
and in the last line simply factored out
. Now, we notice that neither of the terms outside the brackets in the last line vanishes for finite values of
W. Hence, we are left with the condition
Finally, writing
and expanding the parentheses we obtain the final result
3.2.2. Backgrounds with Non-Vanishing 3-Form
To generalize the above backgrounds with non-vanishing
it is enough to make the following two observations. First, the matrix
has determinant
, where
, which is never zero, as discussed above. Hence,
is non-degenerate, and the condition for a spinor to remain Killing still has the form
with dependence on
hidden in
. The second observation is that
is actually a function of a new single variable
, which is a combination of
W and
:
Hence, all steps of the previous case can be repeated with
now meaning a derivative with regard to
. In particular, we have
Condition (
96) now becomes
The form of the condition above suggests the definition
, which allows us to repeat all the steps from the previous case with
to arrive at
This is the final equation in the form most convenient for direct calculations. Note that both
and
are symmetric given the unimodularity constraint. Indeed, we write
where
, which implies
.
5. Conclusions
In this work, we consider conditions under which a tri-vector deformation given by an SL(5) transformation parametrized by
preserves the supersymmetry of 11D backgrounds. Our results give a particular generalization of those presented in [
13] for bi-vector deformations preserving the supersymmetry of 10D backgrounds. The main idea behind our approach is to notice that the SL(5) tri-vector deformation breaks the upper-triangular parametrization of a generalized vielbein defining the supergravity frame of the SL(5) exceptional field theory. To restore it, one performs an additional USp(4) < SL(5) transformation
K, which depends on the deformation parameter
and background fields. This local transformation acts on indices of fermionic fields as well as on the Killing spinor entering BPS equations. Requiring the BPS equations to hold, we arrive at the desired condition (
103).
To write BPS equations for the fields of the SL(5) ExFT, we first derive supersymmetry transformations of the theory. This we perform by first imposing them in a general form inspired by the E
supersymmetric ExFT of [
25] and then requiring them to satisfy the correct algebra of local symmetries of the theory and to reproduce SUSY rules of maximal
gauged supergravity. This fixes all free coefficients in transformations up to a single one, which gets absorbed into a single field redefinition.
The general setup of the tri-vector deformation formalism within the SL(5) theory, as defined in [
21], significantly restricts the number of possible examples to check against the general formula. In particular, only backgrounds of the form
with three forms in the directions of
are allowed. Given that we investigate supersymmetry preservation under deformations of the M2-brane background and of AdS
as its near-horizon limit, the result is negative: no deformation within the setup preserves any supersymmetry. This provides a few directions in which the research can be continued.
The most interesting and suggestive would be to construct a poly-vector deformation scheme for a full E
theory (SL(5) for
), extending the results of [
21,
22] to backgrounds with non-diagonal components in the full 11D metric and a more general 3-form field. On the one hand, this could change condition (
103); on the other hand, this would allow us to consider more general examples of deformed backgrounds and hopefully find ones with preserved supersymmetries. Another approach that would extend the space of possibilities is to allow non-unimodular deformations, i.e.,
. This will, in general, move us out of the space of supergravity solutions generating backgrounds to solve equations of the generalized 11D supergravity of [
43,
44]. This is an 11-dimensional uplift of the 10-dimensional generalized supergravity [
45].