Effectivity of (Personalized) Cognitive Behavioral Therapy for Insomnia in Mental Health Populations and the Elderly: An Overview
Abstract
:1. Introduction
2. Methods
3. Sleep and Insomnia Disorder
3.1. Neurophysiology of Sleep
3.2. Insomnia Disorder
3.3. Insomnia and Mental Health
3.4. Sleep Assessment
3.5. Insomnia Treatment
4. Evaluation of Adapted Versions of CBT-I in Specific Mental Health Populations and the Elderly
4.1. Major Depressive Disorder
4.2. Bipolar Disorders
4.3. Anxiety Disorders
4.4. Posttraumatic Stress Disorder
4.5. Substance Use Disorders
4.6. Schizophrenia Spectrum Disorders
4.7. Attention Deficit Hyperactivity Disorder
4.8. Autism Spectrum Disorder
4.9. CBT-I in Older People
5. Overarching Conclusions
5.1. Gaps in the Current Literature
5.2. Perspective
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Acknowledgments
Conflicts of Interest
References
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Author | N | Country Age % Females | Diagnosis | Treatment Group | Control Group | Sleep Measures | Follow-Up | Results |
---|---|---|---|---|---|---|---|---|
Major depressive disorder | ||||||||
Manber et al., 2008 [19] | 30 | USA 48.6 ± 13.3 61% | MDD (DSM-IV-TR and HRSD17 > 14) and insomnia disorder (DSISD and sleep diary-based: SOL and/or WASO > 30 min at least 3 times/week and TST ≤ 6.5 h at least 3 times/week) | Antidepressant plus CBT-I | Antidepressant plus quasi-desensitization | Objective: actigraphy (TWT, TST, SE) Subjective: ISI; sleep diary (TWT, TST, SE, SSQ) | None | Compared with control, CBT-I produced insignificantly larger improvements in ISI and all actigraphy- and diary-based sleep variables, except for TST. |
Manber et al., 2016 [20] | 150 | USA 46.6 ± 12.6 73.3% | MDD (DSM-IV-TR and HDRS ≥ 16) and insomnia disorder (DSISD and ISI ≥ 11) | Antidepressant plus CBT-I | Antidepressant plus quasi-desensitization | Subjective: ISI | None | CBT-I evoked significantly larger reductions in insomnia severity (ISI) than control. |
Manber et al., 2011 [21] | 301 | USA 49.6 ± 13.9 57.5% | MDD (DSM-IV-TR) ‘low depression’ (BDI < 14) 60%, ‘high depression’ 40%, and ‘initial complaint of insomnia’ | Antidepressant plus CBT-I | None | Subjective: ISI; sleep diary (SOL, WASO, TST, SE) | None | The low and high depression groups equally benefited from CBT-I on all variables. No effect on TST. |
Blom et al., 2015 [22] | 43 | Sweden NR 53% | MDD (DSM-IV-TR) and insomnia disorder (ISI > 10 and sleep problems >3 mo) | ICBT -I | ICBT for depression (ICBT-D) | Subjective: ISI; sleep diary (SOL, TST, SE, SSQ) | 6-mo 12-mo | In both groups ISI declined from pre- to post-treatment and remained low during follow-up. Reductions in ICBT-I exceeded those in ICBT-D group. SOL and SE improved during treatment, particularly in ICBT-I. |
Van der Zweerde et al., 2019 [17] | 104 | The Netherlands 46.0 ± 12.3 82% | At least subclinical depressive symptoms (PHQ-9 > 4) and insomnia disorder (DSM-5) | ICBT-I ‘i-Sleep’ | Diary monitoring only | Subjective: ISI; sleep diary (SOL, TST, SE, WASO) | 3-mo 6-mo | Compared with the control condition, i-Sleep long lastingly improved insomnia severity (ISI) and diary-based SOL, SE, and WASO. |
Carney et al., 2017 [23] | 107 | Canada 42.3 ± 11.4 68% | MDD (DSM-IV-TR and HAMD17 ≥ 15) and insomnia disorder (insomnia complaint > 1 mo, ISI ≥ 15 and sleep diary-based: TWT ≥ 60 min and SE < 85%) | Antidepressant plus BCBT-I (4 sessions) Placebo plus BCBT-I | Antidepressant plus sleep hygiene control | Objective: PSG (TWT, SE) Subjective: ISI; sleep diary (TWT, SE) | 6-mo | All groups exhibited pre- to posttreatment improvements in insomnia severity (ISI) and diary-based TWT and SE. Group differences were found for PSG-based TWT: it decreased in placebo + BCBT-I but worsened in antidepressant plus sleep hygiene control. |
Norell-Clarke et al., 2015 [24] | 64 | Sweden NR 77% | Depressive symptomatology (BDI-II > 13), 64% MDD (DSM-IV), and insomnia disorder (DSISD and ISI > 10) | BCBT-I (4 sessions) | Relaxation training control | Subjective: ISI; sleep diary (SOL, WASO, EMW, TST, SQ) | 6-mo | Both groups reported pre- to posttreatment improvements on most sleep variables. BCBT-I had significantly better outcomes on ISI, SOL, and WASO. |
Pigeon et al., 2017 [25] | 27 | USA 58.5 ± 9.6 11% | Veterans with MDD diagnosis and insomnia disorder (DSM-IV-TR and ISI ≥ 10) | BCBT-I (4 short sessions of which 2 phone meetings) | Sleep hygiene and education control | Subjective: ISI; sleep diary (SOL, NAWAKE, WASO, TST, SE) | 3-mo | BCBT-I group exhibited marginally greater pre-posttreatment improvements on ISI, WASO, NAWAKE, and SE. |
Watanabe et al., 2011 [26] | 37 | Japan 50.5 ± 11.1 62.2% | Treatment resistant MDD (DSM-IV and GRID-HAMD > 8 and <23) and insomnia symptomatology (ISI ≥ 8) | BBT-I plus TAU for depression | TAU for depression | Subjective: ISI; PSQI (global score, SE, TST, SOL, WASO); 3 sleep items of GRID-HAMD | 1-mo | Combined treatment with BBT-I produced greater improvements in ISI, PSQI global score, and SE. |
Clarke et al., 2015 [27] | 41 | USA NR 63% | Adolescents (12–20 y) with MDD diagnosis (DSM-IV) and insomnia disorder (DSISD) | CBT-D plus youth-adapted BCBT-I (3–4 sessions) | CBT-D plus sleep hygiene control | Objective: actigraphy (TST, WASO, TWT, SE) Subjective: ISI; sleep diary (SOL, TST, SE, WASO) | 3.5-mo | There were no significant differences between the conditions, except for a larger pre-posttreatment increase in actigraphy-based TST in the youth-adapted BCBT-I group. |
Conroy et al., 2019 [28] | 16 | USA 17.3 ± 1.7 75% | Adolescents with depression (T-score on CDRS-R ≥ 55) and insomnia symptoms (≥30 min wakefulness on ≥3 nights per week) | CBT-I modified to adolescents | None | Objective: Actigraphy (TST, SE, WASO) Subjective: ISI; sleep diary (TST, SE) | None | ISI scores and diary-based SOL declined from pre- to posttreatment. |
Bipolar disorders | ||||||||
Kaplan and Harvey, 2013 [29] | 15 | USA 38.1 ± 11.5 NR | BD type 1 (DSM-IV-TR) and insomnia disorder | 8-session BT-I adapted to BD | None | Subjective: ISI; sleep diary (at least SE) | None | BT-I adapted to BD resulted in a significant decrease in insomnia severity and a marginal increase in SE. |
Harvey et al., 2015 [30] | 58 | USA NR 62% | BD type 1 (DSM-IV-TR and YMRS < 12, IDS-C < 24) and insomnia disorder (DSISD) | CBT-I adapted to sleep disturbances in BD (CBT-I-BD) | Psychoeducation | Subjective: ISI; PSQI; sleep diary (SOL, WASO, TST, SE) | 6-mo | CBT-I-BD resulted in a significantly larger proportion of treatment responders (persistently) and insomnia remission (ISI persistently, DSISD not persistently) than psychoeducation. Reduction of total ISI score was greater after CBT-I-BD (not persistent). Both groups persistently improved on sleep quality (PSQI) and diary-based SE and TWT. |
Kaplan et al., 2018 [30] Sub-analysis of Harvey et al., 2015 [30] | 40 | USA NR 62% | BD type 1(DSM-IV-TR and YMRS < 12, IDS-C < 24) and insomnia disorder (DSISD) | CBT-I-BD plus RISE-UP during the first treatment session | Psychoeducation | Objective: Actigraphy Subjective: ISI; SSS (sleep inertia severity); sleep diary (duration of sleep inertia) | None | Higher actigraphy-based activity levels during the first hour after awakening and a larger reduction in inertia duration and severity in the RISE UP group compared with the control group. |
Anxiety disorders | ||||||||
Belleville et al., 2016 [31] | 12 | Canada 44.5 ± 10.09 100% | GAD diagnosis (DSM-IV) and insomnia disorder (DSM-IV) | CBT-I (16 sessions) followed by CBT-GAD | CBT-GAD followed by CBT-I | Subjective: ISI; PSQI; DBAS; sleep diary (SOL, TST, WASO, SE) | 3-mo | CBT-I persistently improved outcomes of all sleep questionnaires. The control treatment improved PSQI immediately after treatment, but not ISI score. |
Bélanger et al., 2016 [32] | 188 | Canada 47.4 ± 12.6 62.2% | 24% with diagnosis of an anxiety disorder or MDD (DSM-IV) and all with insomnia disorder (DSM-IV) | CBT-I | CT-I BT-I | Subjective: ISI; sleep diary (results not shown) | 6-mo | The study reveals that having a comorbid DSM-IV diagnosis did not alter the positive effect of CBT-I on insomnia severity, but it significantly reduced the impact of CT-I and BT-I. |
Yook et al., 2008 [33] | 22 | Korea 41.1 ± 6.3 42% | GAD or panic disorder diagnoses (DSM-IV) and no diagnostic criteria insomnia. | Mindfulness-based CT-I (MBCT-I) | None | Subjective: PSQI | None | The study shows improvement of the global PSQI score. |
Posttraumatic stress disorder | ||||||||
Talbot et al., 2014 [34] | 45 | USA 37.2 ± 10.5 69% | Participants from community sample in treatment for PTSD (DSM-IV) and persistent insomnia (DSISD) | Individual CBT-I TAU for PTSD | Waitlist plus TAU for PTSD | Objective: PSG (WASO, TST, SM); actigraphy (WASO, TST, SM) Subjective: ISI; PSQI; ESS; sleep diary (SOL, WASO, TST, SE) | 6-mo | Compared with waitlist control, CBT-I persistently improved insomnia severity (ISI), subjective sleep quality (PSQI), daytime sleepiness (ESS), and all sleep diary variables, and increased PSG-based TST. |
Ulmer et al., 2011 [35] | 22 | USA 46.0 ± 11.1 32% | Veterans with PTSD (DSM-IV-R) and insomnia disorder (DSISD, ISI > 14 and nightmares) | Individual CBT-I and IRT for nightmares plus usual care | Usual care | Subjective: ISI; PSQI; sleep diary (SOL, WASO, TST, SE, nightmare frequency) | None | Combined sleep intervention had positive effects on insomnia severity (ISI), sleep quality (PSQI), and all diary outcomes, compared with care as usual. |
Gehrman et al., 2020 [36] | 95 | USA 55.1 ± 12.2 14% | Veterans with PTSD (DSM-IV-TR) and insomnia (ISI > 14 and sleep problems > 6 mo) | Group CBT-I via video telehealth | Group CBT-I in person | Subjective: ISI | 3-mo | Based on changes in ISI scores, telehealth CBT-I was non-inferior to in-person CBT-I. |
Germain et al., 2014 [37] | 40 | USA 38.4 ± 11.7 15% | Combat-exposed veterans, 20% PTSD (DSM-IV) and insomnia disorder (ICSD 2nd ed. and ISI > 14) | Military version of BBT-I (BBT-I-MV) | Information-only control | Subjective: ISI; PSQI | 6-mo | Greater improvements in insomnia severity (ISI) and subjective sleep quality (PSQI) in BBT-I-MV than control group. Differences between response and remission rates were insignificant. |
Bramoweth et al., 2020 [38] | 63 | USA 55.1 ± 14.4 10% | Veterans and chronic insomnia (DSM-5 and ISI ≥ 15) | BBT-I adapted for veterans and military service members | CBT-I | Subjective: ISI; PSQI; DBAS; ESS; sleep diary (SOL, NAWAKE, WASO, TST, SE, SQ) | none | Both conditions ameliorated insomnia severity (ISI), improved subjective sleep quality (PSQI), sleep-disruptive cognitions (DBAS), and various diary-based variables. Non-inferiority determination was inconclusive. |
Substance use disorders | ||||||||
Arnedt et al., 2011 [39] | 17 | USA 46.2 ± 10.1 35% | Alcohol dependence (DSM-IV) and insomnia (ISI ≥ 8, diary-based SOL and WASO ≥ 30 min for ≥3 per week for ≥ 1 month) | Individual CBT-I adapted to persons with alcohol abuse | Behavioral placebo treatment (BPT) | Subjective: ISI; sleep diary (SOL, WASO, TST, SE, SSQ) | none | Compared with the BPT control group, the adapted CGT-I showed larger improvements in insomnia severity (ISI), SE, and WASO. |
Miller et al., 2021 [40] | 56 | USA 22.4 ± 2.7 75% | Binge drinking (>4 drinks on one occasion) in past 30 days and insomnia disorder (DSM-IV and ISI ≥ 10) | Individual BCBT-I | Sleep hygiene education | Objective: Actigraphy (SOL, WASO, TST, SE) Subjective: ISI; sleep diary (SOL, WASO, TST, SE, SSQ) | 1-mo | Compared with sleep hygiene control, CGT-I significantly and persistently improved insomnia severity, objective SE, and subjective sleep quality. |
Curry et al., 2004 [41] | 60 | Canada 43.3 ± 10.9 30% | Moderate alcohol dependence and abstinent for ≥1 mo and insomnia disorder (DSM-IV) | Individual CBT-I self-help CBT-I with telephone support | Waitlist | Objective: Actigraphy (nocturnal activity level) Subjective: ISI; PSQI; sleep diary (SOL, WASO, TST, SE, SSQ) | 3-mo 6-mo | Compared with waitlist control CBT-I (both standard and self-help) significantly improved insomnia severity (ISI), subjective sleep quality (PSQI), and all sleep diary variables, except WASO. |
Lichstein et al., 2013 [42] | 70 | USA NR 71% | ICSD Diagnosis hypnotic dependent sleep disorder DSM-IV diagnosis insomnia disorder | CBT-I plus hypnotics withdrawal | Placebo plus hypnotics withdrawal Hypnotics withdrawal only | Objective: PSG (SOL, WASO, TST, NWAKE, SE) Subjective: sleep diary (SOL, WASO, TST, NWAKE, SE) | 12-mo | Compared with both control groups, CBT-I significantly shortened subjective and objective sleep latency. |
Taylor et al., 2015 [43] | 23 | USA NR 91% | Enrolled in medication management treatment and continued insomnia symptoms reported by their psychiatrist | BCGT-I plus medication reduction module | TAU | Subjective: ISI; sleep diary (SOL, WASO, TST, SE) | None | Compared with TAU, CBT-I significantly improved insomnia severity (ISI). |
Schizophrenia spectrum disorders | ||||||||
Hwang et al., 2019 [44] | 63 | South Korea NR 35% | Schizophrenia diagnosis (DSM-5 and PSYRATS score for either delusions or hallucinations ≥2) and insomnia symptoms (ISI ≥ 15) | group-based BCBT-I plus TAU | TAU (non-random assignment) | Subjective: ISI; PSQI (TST, SOL, SE, SSQ, sleep disturbance, daytime dysfunction) | 1-mo | In comparison with TAU alone, BCBT-I significantly and persistently improved all sleep variables, with the exception of sleep disturbance. |
Freeman et al., 2015 [45] | 50 | UK NR 32% | Diagnosis of SSD (DSM-5 and PSYRATS score for either delusions or hallucinations ≥2) and insomnia (ISI ≥ 15) | Individual CBT-I adapted to SSD | TAU | Objective: actigraphy (TST) Subjective: ISI; PSQI; sleep diary (TST, SOL, WASO, SE.) | 3-mo | Improvements in subjective sleep (ISI, PSQI, TST, SOL, WASO) post treatment and at follow-up. There was more ISI-based remission of insomnia in CBT-I (41%) compared with TAU (4%). |
Attention deficit hyperactivity disorder | ||||||||
Jernelöv et al., 2019 [46] | 19 | Sweden 37.0 68% | ADHD diagnosis and self-reported sleep problems | CBT-I-ADHD group intervention | None | Subjective: ISI | 3-mo | ISI declined significantly from pre- to posttreatment and remained low during follow-up. |
Becker et al., 2022 [47] | 15 | USA 14.93 ± 1.39 50% | ADHD diagnosis (DSM-5, predominantly inattentive or combined type) and sleep problems: (CMEP ≤ 23, or actigraphy-based TST < 8 or >10 h or PSQI ≥ 5) | TranS-C | None | Objective: Actigraphy (SOL, TST, SE, WASO, TIB) Subjective: PSQI, sleep diary (SOL, TST, SE, and WASO) | 3-mo | Subjective sleep quality (PSQI), diary-based SOL improved, while objective time in bed increased. |
Autism spectrum disorder | ||||||||
Cortesi et al., 2012 [48] | 120 | Italy NR 17% | Diagnosis of ASD (DSM-IV) and insomnia (SOL and WASO > 30 min for ≥ 3 nights/week) | CBT-I for children (CBT-CI) CBT-CI plus melatonin | Melatonin control | Objective: Actigraphy (SOL, TST, WASO, SE) Subjective: CSHQ; sleep diary filled out by parents | none | Compared with the control group, CBT-CI significantly improved all objective sleep measures. The effect of CBT-CI combined with melatonin on objective sleep variables were larger than those of CBT-CI alone. |
McCrea et al., 2020 [49] | 17 | USA 8.76 ± 1.99 29% | Diagnosis of ASD (DSM-5) and meeting DSM-5 criteria for insomnia (parent report) | CBT-CI adapted to ASD (CBT-CI-ASD) | none | Objective: Actigraphy (SOL, TST, WASO, SE) Subjective: Sleep diary (SOL, TST, WASO, SE) | 1-mo | Compared with pretreatment measurements CBT-CI-ASD improved all subjective and all objective (except TST) sleep measures. |
CBT-I in older people | ||||||||
Omvik et al., 2006 [50] | 48 | Norway 60.8 ± 5.4 48% | Older adults (55+) and chronic primary insomnia (DMS-IV) | Individual CBT-I Zopiclone | Placebo | Objective: PSG (SOL WASO, TST, SE, TWT, N3) Subjective: sleep diary (SOL, WASO, TST, SE) | 6-mo | Objective total wake time and N3 persistently improved with CBT-I compared with both placebo and Zopiclone. Effects on SE were only superior to placebo. The subjective measures improved over time equally in all groups. |
Hinrichsen and Leipzig 2021 [51] | 34 | USA 77.2 ± 10.5 65.5% | Patients of a geriatric primary care practice with insomnia disorder (DMS-5) | CBT-I | None | Subjective: ISI; ESS; sleep diary (SOL, WASO, EMA, TST, SE) | None | Significant improvement of ISI, ESS, and diary-based SOL, WASO, EMA, and SE from pre- to posttreatment. |
Buysse et al., 2011 [52] | 82 | USA NR 68% | Older adults with primary insomnia (DSM-IV or ICSD-2) | BBT-I | Information control | Objective: PSG and actigraphy (both SOL, WASO, TST, SE) Subjective: PSQI; sleep diary (SOL, WASO, TST, SE) | 6-mo | BBT-I produced larger improvements in actigraphy-based SOL, WASO, and SE and in all diary-based sleep variables compared with the control group. |
McCrae et al., 2018 [53] | 62 | USA 69.5 ± 7.7 42% | Older adults (65+) with chronic insomnia complaints (SOL or awake during night > 30 min, ≥3 nights/week, for ≥6 mo) | Individual BBT-I | Social conversation training | Objective: Actigraphy (SOL, WASO, TST, and SE) Subjective: sleep diary (SOL, WASO, TWT, TST, SE) | 3- mo | Significant and persistent improvements in subjective, but not objective SOL, WASO, and SE compared with the control group. |
McCurry et al., 2021 [54] | 327 | USA 70.2 ± 6.8 74.6% | Older adults (60+) with insomnia symptoms (ISI ≥ 11) and osteoarthritis-related pain symptoms | Telephone CBT-I | Education only control | Subjective: ISI | 12-mo | Telephone CBT-I significantly and persistently improved ISI scores compared with control. |
Sadler et al., 2018 [55] | 72 | Australia NR 56% | Older adults (65+) with insomnia disorder (DSM-5) and comorbid MDD (DSM-5) | Standard CBT-I Advanced CBT-I | Psychoeducation control | Subjective: ISI; sleep diary (SOL, WASO, TST, SE) | 3-mo | The standard and advanced CBT-I groups had both significantly and persistently better subjective sleep outcomes than the control group. |
Cassidy-Eagle et al., 2018 [56] | 28 | USA 89.4 85.7% | Older adults in residential care facilities for the elderly with insomnia disorder (DSM-IV) and MCI. | Adapted CBT-I group intervention | Active control group | Objective: Actigraphy (SOL, WASO, TST, and SE) Subjective: ISI | 4-mo | Actigraphy-based SOL, WASO, and SE and ISI score were significantly improved in the treatment group compared with the control group. |
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Mijnster, T.; Boersma, G.J.; Meijer, E.; Lancel, M. Effectivity of (Personalized) Cognitive Behavioral Therapy for Insomnia in Mental Health Populations and the Elderly: An Overview. J. Pers. Med. 2022, 12, 1070. https://doi.org/10.3390/jpm12071070
Mijnster T, Boersma GJ, Meijer E, Lancel M. Effectivity of (Personalized) Cognitive Behavioral Therapy for Insomnia in Mental Health Populations and the Elderly: An Overview. Journal of Personalized Medicine. 2022; 12(7):1070. https://doi.org/10.3390/jpm12071070
Chicago/Turabian StyleMijnster, Teus, Gretha J. Boersma, Esther Meijer, and Marike Lancel. 2022. "Effectivity of (Personalized) Cognitive Behavioral Therapy for Insomnia in Mental Health Populations and the Elderly: An Overview" Journal of Personalized Medicine 12, no. 7: 1070. https://doi.org/10.3390/jpm12071070
APA StyleMijnster, T., Boersma, G. J., Meijer, E., & Lancel, M. (2022). Effectivity of (Personalized) Cognitive Behavioral Therapy for Insomnia in Mental Health Populations and the Elderly: An Overview. Journal of Personalized Medicine, 12(7), 1070. https://doi.org/10.3390/jpm12071070