1. Introduction
Every minute, on average, four people get injured during sports activities in Germany, summing up to around 2,000,000 sports injuries annually in Germany [
1]. The number of injuries in Europe is even higher with approximately 4.5 million annual hospital treatments of sports-injured athletes aged 15 and older [
2] and 2.6 million people being treated medically in an outpatient setting [
2]. These figures illustrate that sports injuries are an almost inevitable part of regular sports participation [
3] and that the effective management of sports injuries has a high potential to improve athletic practices. A greater knowledge of the factors influencing the development or maintenance of sports injuries can, for example, lead to the development of effective therapeutic and preventive strategies. However, little attention is often paid to the complexity of injury patterns in sports, as the focus is mostly on the medical perspective. Therefore, our aim here is to provide a more detailed characterization of sports injuries and their associated psychosocial factors.
According to the International Olympic Committee (IOC) Injury and Illness Epidemiology Consensus Group and associated researchers, an injury is “tissue damage or other derangement of normal physical function due to participation in sports, resulting from rapid or repetitive transfer of kinetic energy“ [
4] (p. 27). Hence, an injury is either caused by a sudden trauma damaging ligaments, muscles, and so forth, or caused by overuse, practicing the same movements repeatedly, and for example, leading to micro traumata. These micro traumata may not be damaging at first sight but usually, combined with too little recovery, sum up over time leading to larger damage [
5].
Sports injuries may have multiple and far-reaching consequences for individuals, clubs, and associations, as well as society. First, sports injuries can lead to decreased psychological and physiological well-being [
6] as they may impact quality of life and lead to serious and long-term effects on physical [
7] as well as mental health (e.g., anxiety, depression) [
6,
8]. Second, sports injuries often influence performance, usually leading to performance deterioration and fewer competitions won by teams having more injuries [
9]. Third, injuries may lead to negative financial consequences for the individual (e.g., no extended contract) but also for sports teams and organizations (e.g., being less successful, gaining less prices) [
10,
11] with, for example, costs in the range of GBP 45 million per season in the English Premier League [
10] to 610 million euros for the clubs of the top five European leagues [
12]. Fourth, sports injuries can be career-changing events, leading to missing once-in-a-lifetime opportunities (e.g., Olympic Games) or to career termination. With this, sports injuries are the leading cause of retirement for top-level athletes [
13].
With these consequences in mind, previous studies have investigated causes and predictors of sports injuries to develop appropriate prevention and rehabilitation measures. However, previous studies have mostly focused on only one characteristic of injuries when predicting sports injuries or success of rehabilitation. They usually used individual criteria of a person’s injury history, either focusing on a specific diagnosis (e.g., anterior cruciate ligament (ACL) injury) [
14] or considering the frequency of injuries, injuries per exposure hours, or injury-related time loss [
15,
16,
17], and examined predictors of these characteristics. Focusing only on one injury characteristic goes along with several limitations [
18]. For example, Bahr et al. [
18] argue that incidence and severity should be combined to a measure of injury burden to derive a better interpretation of injury data and consequently develop and implement appropriate measures. Additionally, overuse injuries do not tend to be associated with time loss due to injury at all [
19]. In general, focusing on one characteristic ignores the fact that injuries are embedded in a broader context with, for example, varying cause, frequency of occurrence, severity, treatment measures, consequences, or recovery time. Therefore, as a first step, the present study aims to characterize sports injuries in more detail, assessing different injury characteristics (e.g., frequency, severity, treatment), and examining them in an exploratorily manner to determine whether participants can be clustered into different injury patterns.
If there are different patterns of injuries, the question arises whether these patterns can be predicted so that, for example, appropriate prevention measures can be implemented. Previous research has mostly focused on physical (e.g., weather, surface, equipment) and biological (e.g., nutrition, recovery status, training load) causes and predictors of sports injuries and neglected psychosocial factors so that they are underrepresented in research and applied practice [
20]. However, an increasing number of studies have elucidated the important role of psychosocial factors beyond physical and biological ones in the sports injury process, spanning from the risk of injury over the response and rehabilitation to return to sport or retirement [
8,
15,
20]. Thus, another aim of this study was to investigate whether individuals with a respective injury pattern systematically differ on psychosocial variables. According to Wiese-Bjornstal [
8] “sport psychology is defined as the cognitions, affects, and behaviors of sport participants, and sport socioculture as the social and cultural structures, climates and processes influencing sport participants.” (p. 103) [
8]. Thus, psychosocial variables range from personality traits, attitudes, and (coping) behaviors to stress experiences and norms and rules in the cultural context of each sport. To name just one of many conceivable examples representing psychosocial variables in the context of sports injuries, a person who is frequently injured and experiences a high burden may go through more fear of reinjury than a person who is less frequently injured or experiences injuries that can be treated well. Examining psychosocial factors can therefore help to: (1) predict injury occurrence and dealing; (2) derive appropriate interventions; and (3) ultimately improve athletes’ health, performance, and career. In selecting relevant psychosocial factors, we predominantly relied on one of the most frequently cited models in psychological sports injury research that focuses on the predictors of traumatic injuries: the Model of Stress and Athletic Injury (see also
Figure 1) [
21]. The model was developed as a framework to describe the occurrence of traumatic injuries, therefore including only injuries associated with a known trauma (e.g., bending over in a hole) and not injuries caused by overuse. The model assumes that there are potential stressful situations for athletes leading to specific cognitive appraisals and a related stress response. These appraisals and the stress response are influenced by the personality, history of stressors, and coping resources of athletes. The final stress response influences the likelihood of becoming injured and can be influenced by interventions.
The current study only uses the categories personality, history of stressors, and coping resources (grey background in
Figure 1) as a foundation for analyses of differences between injury patterns. Chosen psychosocial variables of the respective pillars are presented in the dashed boxes and further described in
Table 1.
Many studies have focused on the intermediate pillar of the model relating to stress symptoms [
22] and history of stressors as risk factors for an increasing likelihood of sports injuries [
15] with daily hassles [
23], major life events [
24], particularly negative life events [
25], and high life stress in general [
26] as influencing factors. In a meta-analysis from Ivarsson et al. [
15], stress response and history of stressors had the highest correlation with sports injury rates.
Table 1.
Definition of selected psychosocial variables as defined by the Model of Stress and Athletic Injury [
21] and their relation to sports injuries.
Table 1.
Definition of selected psychosocial variables as defined by the Model of Stress and Athletic Injury [
21] and their relation to sports injuries.
Psychosocial Variable | Definition | Possible Relation to Sports Injuries |
---|
Personality |
Athletic identity | “the degree to which an individual identifies with the athlete role” [27] (p. 1) | High athletic identity can lead to pressure to fulfill this role even though one does not feel well. It can also lead to discrepancies between self-perception and reality when being injured. |
Excessive effort | People going beyond their limits to achieve a higher goal [28] (translated by authors) | High excessive effort may elevate the risk of becoming injured due to regularly ignoring boundaries. |
Locus of control | “a personal belief about whether outcomes of behavior are determined by one’s actions or by forces outside one’s control.” [29] (p. 7) | Can either increase or decrease level of stress and may especially be important in the attribution of causality of injury. |
Resilience | “the ability to “bounce back” from stress” [30] (p. 2) | As stress is a major risk factor for sports injuries, resilience can help to decrease injury risk and help athletes to cope better with injuries. |
Sense of coherence | “a belief that the world is meaningful, manageable, and comprehensible” [31] (p. 612) | High levels possibly decrease stress levels and are beneficial in rehabilitation. |
Competition anxiety | “a tendency to perceive competitive situations as threatening and to respond to these situations with A-state” [32] (p. 11) | May elevate the risk of becoming injured by elevated stress levels and with that, increased muscle tension or disrupted attention. |
Fear of (re-)injury | “an excessive, irrational, and debilitating fear of physical movement and activity resulting from a feeling of vulnerability to painful injury or reinjury.” [33] (p. 36) | May elevate the risk of becoming injured by elevated stress levels and with that, increased muscle tension or disrupted attention, and limits rehabilitation progress. |
History of stressors |
Life events | “social events requiring change in ongoing life adjustment” [34] (p. 213) | Possibly elevating the stress level and thus increasing the risk of injury. |
Stress | There are “two major components of stress: a) stressors in terms of environmental conditions, and b) the person’s reaction to stress” [35] (p. 78) | Increasing the risk of injury by increased muscle tension or disrupted attention. |
Coping resources |
Self-compassion | “a positive stance toward oneself when things go badly” [36] (p. 115) | Possible protective factor and facilitates dealing with injuries or setbacks in rehabilitation. |
Mindfulness | “the tendency to be attentive to and aware of present-moment experiences in daily life” [37] (p. 59) | Possible protective factor by decreasing stress levels and assisting in recognizing/ acknowledging one’s own boundaries. |
Social support | “available others to whom one can turn in times of need”[38] (p. 5) | Especially important during rehabilitation by facilitating dealing with injuries or setbacks in rehabilitation. |
Sport-specific self- efficacy | “belief that one is capable of sticking to an exercise program, even under unfavorable circumstances” [39] (p. 141) | Eventually beneficial in rehabilitation by increasing adherence; combined with a high excessive effort also a potential risk factor. |
Coping | “behaviours […] to alleviate the stressful impact of a situation, either by altering characteristics of the situation or by regulating their emotional reactions to it” [40] (p. 229) | High coping skills can help to decrease injury risk by decreasing stress levels and help athletes to cope better with injuries. |
In addition to the stress response and history of stressors, several coping resources (third pillar of the Model of Stress and Athletic Injury) have shown to be associated with a decreased risk of injury. For example, in a study with football players coping with adversity (as defined by the Athletic Coping Skills Inventory–28 [
41]), it explained more variance of injury occurrence and days lost due to injury than history of previous injury [
42]. Besides coping behavior, social support has been proven to be a coping resource, especially during rehabilitation [
43,
44] but also as a stress-buffering factor [
45,
46]. Further, coping resources such as mindfulness, self-compassion, and self-efficacy received more attention in the past years as their influence on stress and health has been shown in the general and working population [
47,
48,
49,
50]. In the context of sports injuries, several mindfulness(-based) interventions significantly decreased the risk of becoming injured [
51,
52]. Although Huysman and Clement [
53] did not find a significant relationship between self-compassion and injury reduction, self-compassion might be helpful in dealing with sports injuries and setbacks in the rehabilitation process [
54]. Likewise, high self-efficacy can support the rehabilitation process by improving adherence [
55].
Personality characteristics are an additional pillar in the Model of Stress and Athletic Injury [
21]. Such personality characteristics include, for example, locus of control, sense of coherence, hardiness, and competitive trait anxiety, which influence the stress response of athletes and thus the risk of injury. In a recent meta-analysis by Ivarsson et al. [
15], however, personality factors had a negligible relationship with injury rates. Yet, depending on the outcome and measurement tools used, the study results are mixed with some evidence underlining the influence of (competitive) anxiety on the injury risk of athletes [
56,
57,
58]. The results are also mixed for locus of control: there are studies that demonstrate an association between locus of control and (risk of) sports injuries [
59,
60] and studies that find no evidence for this [
61]. Hardiness and the related concept of resilience are especially important after injury, as they can make it easier to deal with sports injuries, with people being more resilient and showing more hardiness being better able to cope with an injury and staying motivated during the rehabilitation process [
62]. However, hardiness has also been investigated prior to an injury hypothesizing that people being hardier sustain less injuries [
63]. Furthermore, sense of coherence has been investigated scarcely in relation to sports injuries [
21]. However, in a cross-sectional study, sense of coherence was negatively associated with lay-offs due to overuse injuries in young female athletes [
64]. Additionally, sense of coherence seems to play an important role in maintaining mental health after an injury [
31]. In addition to the personality factors stated in the Model of Stress and Athletic Injury, several others have been investigated and related to injury risk and occurrence in the past years. For example, athletic identity and excessive effort seem to be related to injury risk with higher athletic identity [
65] and higher excessive effort [
28,
66,
67] being risk factors for injury.
In summary, the present study had two aims: the first aim was to examine whether distinct clusters of injury patterns can be identified by using various injury characteristics (e.g., frequency, severity, treatment); the second aim was to compare the obtained clusters of psychosocial variables suggested by previous research and the Model of Stress and Athletic Injury [
21].
4. Discussion
The present study aimed to examine whether currently or previously injured athletes can be clustered into different injury patterns based on treatment information (i.e., medical treatment and rehabilitation measures) and injury characteristics (i.e., current injury status, frequency, severity, and chronicity) and if these distinct patterns differ with respect to relevant psychosocial variables. Cluster analysis revealed a three-cluster solution, which differed substantially in treatment (Cluster 1 receiving mostly medical treatment, Cluster 2 seeking barely any treatment, and Cluster 3 utilizing medical treatment and rehabilitation) and chronicity (Cluster 1 high rates of chronic injuries, Cluster 2 and 3 with low levels of chronicity). The clusters did not differ in any demographics or sports-related information. However, comparing the three clusters with respect to the three pillars of the Model of Stress and Athletic Injury [
21] (personality factors, history of stressors, and coping resources) revealed differences in all three areas with Cluster 1 experiencing a significantly higher stress load, reporting higher excessive effort and sport-specific self-efficacy, as well as less coping resources (sense of coherence, self-compassion, and mindfulness) than the other two clusters.
Previous research about the psychology of sports injuries has investigated various causes and predictors of and reactions to sports injuries. However, up to date, they have mostly focused only on one characteristic of injuries (e.g., frequency) or single selected predictors. To the best of our knowledge, this study is the first one to assess several injury characteristics and use a data-driven approach to cluster athletes with sports injuries into different categories. In doing so, we aimed to address the complexity of sports injuries and possibly derive a better interpretation of injury data [
18]. For example, the frequency of injuries has been an often-used measurement when using psychosocial factors to predict injuries [
23,
89]. However, in our data, the frequency of injuries within the past 12 months was not a major contributor to cluster choice, whereas low or high level of treatments and current injury status combined with chronicity distinguished the clusters. The latter one is especially important as the cluster of currently and chronically injured is the most burdened group and the one with the lowest coping resources. Surprisingly, there is almost no research about psychosocial factors and chronic injuries with only one study investigating 280 athletes (42% of them chronically injured) and coming to the conclusion that chronically injured athletes experience higher levels of distress [
90]. One possible explanation for the elevated levels of perceived stress in the first cluster is the fact that most athletes in Cluster 1 are currently injured, and probably must deal with pain and the consequences of the injury (e.g., missed competition, rehab). Another explanation is that the chronicity of the injuries leads to elevated levels of perceived stress as diagnostics and treatments of chronic injuries are often more complex than of acute injuries. An explanation for lower levels of sense of coherence in athletes of the first cluster is that athletes sustaining a chronic injury and having to deal with a prolonged diagnostic and treatment process may perceive their situation as less comprehensible, manageable, and meaningful as athletes who have a specific diagnosis and a specific rehabilitation plan even though the injury might go along with a sports break of several weeks or months. Additionally, Cluster 2 and 3 consist of less currently injured athletes. Possibly athletes in Cluster 2 and 3 have found and used coping resources and mechanisms to deal with their injury so that they experience their current situation as more comprehensible, manageable, and meaningful than the currently injured athletes who still must go through this process.
Investigating injuries in ballet dancers and trying to explain the occurrence of chronic injuries, Hamilton et al. [
91] (p. 267) state that “for the elite ballet dancer, the very qualities that are necessary in the individual’s continual drive toward physical perfection can also lead to a history of chronic injuries if carried to an extreme”. Bringing this quote together with our results, a high excessive effort and going beyond one’s own boundaries, maybe without noticing or acknowledging one’s limits due to low levels of mindfulness and self-compassion, could be risk factors for chronic injuries and explain the present results.
The result of higher sport-specific self-efficacy values in the cluster of currently and chronically injured fits into the results that athletes with higher self-efficacy tend to seek greater challenges [
92], possibly elevating the risk for getting injured. When assessing self-efficacy, we used a sport-specific self-efficacy scale which encompassed items such as “I am confident that I can still perform a planned sports activity even if I am tired”. In that regard, higher sports-related self-efficacy might reflect a tendency of chronically injured athletes (Cluster 1) to participate in training activities despite their injury (e.g., to prevent training backlog), whereas rather healthy athletes (Cluster 2) seeking no treatment respect their injury-related impairments (e.g., to be tired). However, this interpretation is rather speculative as our results are based on cross-sectional data and thus, no causal conclusions are possible. Further research on the specific group of chronically injured athletes is needed to obtain a clearer picture of the relation between psychosocial factors and chronic injuries, and future longitudinal studies in injured athletes might follow-up on that question.
Regarding the non-significant differences found in the present investigation, there are various possible explanations. First, the violation of normal distribution in most collected variables, along with inspection of data, indicates the presence of both floor effects (e.g., external control belief) and ceiling effects (e.g., social support, internal control belief, athletic identity). These effects limit variance in our dataset, which contained a large proportion of sports students, which usually have an adequate social network. Nevertheless, descriptive trends appear to support the previously mentioned conclusions. For example, although non-significant, Cluster 1 tends to exhibit a higher athletic identity and lower levels of resilience than the other two clusters. Attempting to explain these trends, they could mean that athletes with chronic injuries tend to perceive themselves as athletes, investing excessive effort into training and participating in training activities despite their injury because they perceive themselves as less capable of dealing with setbacks or bounce back after stress (resilience). However, future research specifically focusing on athletes with chronic injuries is needed. Another possible explanation for the non-significant results compared to previous studies is that prior research linked psychosocial factors to individual injury characteristics (e.g., anxiety and injury incidence rate, [
58]). We did not analyze whether psychosocial factors differ with respect to single specific injury characteristics (e.g., currently injured vs. currently not injured), although it is conceivable that, for example, currently injured athletes experience more fear of (re-)injury than currently non-injured athletes. Athletes who have gone through more injuries within the past 12 months may show higher levels of resilience due to accumulated knowledge on how to successfully deal with injuries compared to athletes with little or no injuries within the last 12 months [
93].
4.1. Limitations and Further Research
The results of the present study must be viewed in light of some limitations. First, cluster fit was not perfect and injuries as well as sample characteristics (e.g., specific sport type) were heterogenous. Although most characteristics of the sample such as sport types, training hours per week, and so forth, seem to be equally distributed over the different clusters, some criteria had generally low figures of representatives (e.g., two professionals compared to eighty-five amateurs) limiting the generalizability of the results and the informative value of the data. The distinction, for example, between performance groups and in-depth examinations might be interesting, as the consequences of sports injuries may be more severe and life-changing for high performance athletes than for amateurs. However, usually medical treatment and rehabilitation measures are more accessible to high performance athletes. Further research could therefore focus on specific sport types, age, or performance groups, to investigate the presented cluster solutions in-depth and possibly replicate them to gain a deeper understanding of possible injury patterns.
Second, assessing injury and its broader context can be extended and refined. Thus, although we included several injury characteristics, we did not assess whether the injuries were re-injuries or subsequent injuries of relieving postures or other injuries. Additionally, although we assessed chronicity, we did not assess whether the reported injuries were caused by trauma or caused by overuse. This differentiation will be important for future studies as according to Gledhill and Forsdyke [
94], overuse injuries are underrepresented and the main focus of injury research has been on acute and traumatic injuries, even though approximately 30–40% of sports injuries can be classified as overuse injuries [
19]. In a study with gymnasts, it was even around 64% [
95]. We also did not assess whether participants had to be operated on and whether the participants did experience pain even though they had no specific injury diagnosed. Moreover, the severity of injuries had kind of a ceiling effect, as most participants reported taking a break longer than 21 days. In further research, severity should be classified in more steps to differentiate between interruptions around 21 days (e.g., due to ligament stretch) or up to 6 months or more (e.g., due to cruciate ligament tear) or even be classified differently. One possibility would be to assess functionality despite the injury instead or in combination with time loss due to injury. In addition, the present study included only athletes who were currently injured or had been injured in the past, whereas athletes without injury were not included. However, as sports injuries are ubiquitous, it might be hard to find many athletes who have never sustained any kind of sports injury. Other factors such as consequences, drug treatment, recovery time, or cause were also not included in the present cluster analysis for various reasons. One limitation was that all measures were based on self-report which, on the one hand, comes along with the well-known limitations (e.g., psychometric properties, response biases) but on the other hand also led to the exclusion of cause and drug treatment. Future studies could collect data from medical staff to gain specific diagnoses or differentiate between self- or prescribed treatment. Generally, combining self- and third-party reports could increase the accuracy of assessing sports injuries. Consequences (e.g., career-ending, financial losses) and recovery time of sports injuries can be included in the future to better define injury patterns by using longitudinal designs.
Longitudinal designs can also counteract another limitation of this study: due to the cross-sectional design of the study, no causal conclusions can be drawn. Further research should therefore examine these cluster groups and psychosocial mechanisms in a prospective longitudinal design with repeated measures [
96] to capture the dynamics, interactivity, and complexity of sports injuries and psychosocial processes. For example, it would be interesting to investigate whether these clusters are stable over time or if participants change the cluster during, for example, healing processes. Additionally, the causal mechanisms and relationships of the clusters and psychosocial variables should be investigated to determine the relevant psychosocial factors pre- and post-injury, to develop effective interventions and for example, to answer questions like whether athletes in Cluster 1 are generally less self-compassionate, less mindful, and experience more stress load than the other clusters, and therefore become chronically injured or vice versa. Longitudinal designs could also help to distinguish whether actuality, chronicity, or both were the driving force of differences between the clusters.
Finally, the present study focused mainly on the individual level. However, injuries—especially overuse and probably also chronic injuries—seldomly occur isolated but rather in a complex interaction between the situation (e.g., cup finals vs. beginning of the season), individual factors (e.g., injury history, personality), team and coach (e.g., culture of pain), as well as the club and federation (e.g., interest in short-term gain) [
97,
98]. Sport sociocultural norms and rules, following a specific sports ethics [
99] usually connected with a “culture of pain”, playing through pain and making sacrifices, and a poor coach–athlete relationship [
98] may elevate the risk of sustaining an injury. Therefore, further research should encompass not only intrapersonal but also interpersonal factors. Along with the sociocultural norms of the specific sport, a general problem in injury research is that in some sports and some cultures, minor injuries needing no or low treatment are not even viewed as injuries and often are not reported at all. Eventually, this problem can be addressed in a repeated measures design with more frequent assessment points and confidentiality measures. Moreover, addressing the complexity and interactivity of sports injuries, network models as used by Hill and Den Hartigh [
100] can be useful. Especially, having a look at changes in physiological and psychological factors and changes in these networks can help to predict the occurrence of sports injuries in general and different forms of injuries specifically.
4.2. Practical Implications
The findings of our study implicate that distinct injury patterns relate differently to psychosocial factors. Practitioners working with injured athletes should therefore examine closely the individual circumstances of their clients. Our results suggest that currently and chronically injured athletes are an especially burdened group, and this work sheds light on factors to address in interventions. Based on our results, we cannot distinguish if, for example, self-compassion is important in preventing injuries, in dealing with injuries, or both. However, building up on the results presented, it seems to be important to improve stress management, foster mindfulness and self-compassion, and address problematic influences of high excessive effort combined with high self-efficacy beliefs, particularly with athletes sustaining chronic injuries or even a history of chronic injury.