4.1. Investigation of Key Parameters in a Simulation Model
Based on the aforementioned analysis, the ICE speed and torque are decoupled from the pump speed and load, respectively. Moreover, it is possible to achieve energy regeneration, which contributes to a reduction in fuel consumption for HHEs equipped with an IEHCVP.
The ICE’s speed range is determined based on the range of the boom cylinder velocity. In the case of the real excavator and the real system in the laboratory, the velocity range of the boom cylinder is between
and
. In this simulation, the same velocity range as that of the real system is selected to test the innovative system. The ICE’s torque range is chosen based on the load of the simulation. In this case, the load is 30 times smaller than that of a 21-ton hydraulic excavator. To ensure the ICE’s optimal working efficiency, the speed and torque ranges should not be excessively large. Therefore, the ranges for the ICE’s speed and torque are carefully selected to balance the requirements of velocity, load, and efficiency. In the case of this proposed system using the SAA6D107E-1 engine [
43,
44], the simulation results are used to scale down the ICE’s speed and torque, and the corresponding efficiency map is used to calculate the energy management strategy and to verify the trend in the energy-saving efficiency. The hydraulic system and load sizes in the simulation are the same as those used in the real system. The IEHCVP has the potential to enhance energy efficiency, particularly under conditions of high velocity. The simulation considered a cylinder boom and arm with maximum velocities of
and loads of
and
, respectively. The efficiency maps of the ICE and EMG [
45] are based on those described in the real system. In real engineering, the speed range of an ICE is typically around 800–4000 rpm. However, for the purpose of simulating the real system, the ICE speed range has been limited to 100–500 rpm. The EMG’s speed and torque are measured by a speed sensor and a torque sensor to determine the ICE’s working points. To verify the energy savings of the IEHCVP, a test simulation model was built using AMESim software version 2022.1, as shown in
Figure 5.
In the simulation, a variable hydraulic pump is used with a displacement range from 10 to
. As discussed in
Section 3, the proposed energy management strategy takes into account the efficiency of the hydraulic pump. Therefore, the volumetric efficiency and hydro-mechanical efficiency of the hydraulic pump are tested on the simulation and used for calculation in the ECMS.
Figure 6 shows one map of the volumetric efficiency and hydro-mechanical efficiency. Function of the key components, please refer to the
Table 2 below.
In a hybrid hydraulic excavator, the battery’s capacity is a crucial factor to consider. To ensure the battery’s longevity and avoid deep discharge and overcharging, the working range of the battery is typically set between 30 and 90% of its total capacity [
17,
46]. Additionally, the battery must have enough energy to drive the hydraulic excavator through its electric motor. Based on these requirements, a battery with a capacity of 0.02 kWh was chosen for the simulation tests. This battery capacity is sufficient to provide energy for many cycles of operation while remaining within the recommended working range.
Table 3 presents the parameters for the main components.
4.2. Simulation Results and Discussion
During the simulation process, the speed and torque sensors are utilized to measure the speed and torque of both the ICE and EMG. The acquired data, along with the control signal from the speed and torque readings obtained from the ICE and EMG sensors, are then fed into an ECMS implemented using Python from Equation (
9). The calculation results are then sent back to the control elements in AMESim. This paper presents a novel approach that replaces the conventional Simulink method by leveraging Python co-simulation with AMESim.
The displacement of the boom and arm cylinders is shown in
Figure 7a. The velocities for the boom and arm cylinders are
and
, respectively, during most cycles. In the arm-up mode and arm-down mode in the fourth cycle, the velocities are
and
, respectively. Specifically, between seconds 1 and 30, the ICE powered both the boom and arm extension, while any energy generated during the retraction process was stored in the battery. From 33 to
, the system operated in boom-up mode, with both the ICE and motor contributing to the energy supply in hybrid mode
(ICE + motor). Energy recovered during arm retraction and from the motor was used to lift the boom from seconds 52 to 57, while the energy recovered during boom-down mode regeneration (between 60 and
) was divided into two lines: one line supplied energy to the HPu for extending the arm, while the other charged the battery. From seconds 68 to 73, the energy needed to lift the boom was obtained from energy recovered during arm retraction and from the ICE. The motor provided energy for extending the arm between seconds 82 and 88. From 91 to
, the energy needed for lifting the boom was obtained from the energy recovered during the arm retraction. From seconds 94 to 99, the ICE provided the energy required for lifting the boom. Finally, from seconds 114 to 119, the ICE powered the boom, charging the battery simultaneously, as hybrid mode
(ICE + generator). A conventional system without the EHCVP II and IEHCVP was also tested.
The energy consumption of the ICE for each system is depicted in
Figure 7b from Equations (
1)–(
3), (
6)–(
8), (
14), and (
16). From 1 to 43 s, the IEHCVP exhibits a lower energy output from the ICE than the EHCVP II, thanks to the integration of the CVT and ECMS. This integration leads to superior engine efficiency in the IEHCVP system. Notably, during hybrid mode
between 33 and 38 s, the IEHCVP effectively reduces engine energy consumption while maintaining a higher SOC than the EHCVP II. Between 60 and 65 s, the IEHCVP efficiently utilizes the energy from the boom during the arm-lowering process to drive the arm and simultaneously charge the battery. In contrast, the EHCVP II system not only fails to harness this energy but also requires power from the battery to perform this process for the motor. From 68 to 73 s, the ICE’s energy supply is lower compared to the first cycle, as it benefits from the assistance provided by the energy harvested from the arm-lowering process. In comparison, the energy supplied by the engine in the EHCVP II system is more than twice as high during the same time frame. Between 91 and 94 s, both the conventional system and the EHCVP II rely on energy from the engine, while the IEHCVP system completely eliminates the need for it by harnessing energy from the arm-lowering process. This leads to a significantly reduced energy consumption in the IEHCVP system, which is remarkably efficient. During hybrid mode
, from 114 to 119 s, the IEHCVP efficiently reduces the ICE’s energy consumption while charging the battery more effectively compared to the EHCVP II system. Finally, the energy consumption of the ICE is measured as 133.976 kJ, 187.789 kJ, and 568.943 kJ for the IEHCVP, EHCVP II, and conventional systems, respectively.
The comparison of the SOC for the battery is illustrated in
Figure 7c from Equations (
1)–(
3), (
12), (
13), and (
17). From 1 to 33 s, the SOC of the EHCVP II was higher than that of the IEHCVP due to the use of a CVT in the IEHCVP, which is influenced by the CVT’s efficiency. However, the difference is not considered significant. During hybrid mode
, from 33 to 38 s, the IEHCVP utilizes less power from the motor, while the energy consumption from the ICE is lower compared to the EHCVP II. Between 52 and 57 s, the SOC of the EHCVP II experiences a significant decrease compared to the IEHCVP. This decrease is attributed to the EHCVP II’s inability to utilize the regeneration system of the arm when it operates concurrently with the boom. Similarly, during the period from 60 to 65 s, the SOC of the EHCVP II decreases while the SOC of the IEHCVP increases. This discrepancy arises from the EHCVP II relying on the motor to supply energy to the system, whereas the IEHCVP benefits from the simultaneous regeneration of the boom. Additionally, from 106 to 111 s, the SOC of the IEHCVP increases due to the utilization of the regeneration from both the boom and the arm, while the EHCVP II does not possess this capability. Lastly, during hybrid mode
, from 114 to 119 s, the SOC of the IEHCVP is higher than that of the EHCVP II.
Figure 8 illustrates the speed and torque of the ICE for the IEHCVP, EHCVP II, and conventional systems. By utilizing the efficiency map of the ICE shown in
Figure 9a, the efficiency of each working point can be determined based on the tested speed and torque. Similarly, the working points and efficiency of the EMG can be obtained using the efficiency map in
Figure 9b. Based on this information, the energy consumption of both the ICE and the EMG can be calculated. Finally, the charge and discharge energies of the battery are evaluated through the simulation process. The ICE and EMG operating points are strategically positioned within the range of the highest efficiency. To achieve this, the ratio of CVT is adjusted to match the change in each cycle as shown in
Figure 10. Furthermore, the efficiency map of the CVT also achieves high efficiency, as shown in
Figure 11 [
47]. This is achieved by utilizing the CVT in the proposed IEHCVP system and employing the ECMS. Another factor involves the incorporation of the primary energy sources, namely the ICE and the motor, along with the supplementary energy obtained from the retraction process of the boom or arm.
To evaluate the overall energy consumption of the system, the paper proposes a calculation formula that takes into account the energy from the battery and the energy regeneration during the retraction of the arm, which is calculated by Equation (
20).
where
represents the energy consumed by the ICE.
denotes the change in battery charge from the beginning to the end of a process;
, as depicted in
Figure 12, denotes the change in battery charge from the beginning to the end of the current cycle, where a positive value indicates an increase in the energy stored in the battery, and vice versa.
and
refer to the energy regenerated during the retraction of the arm and boom, respectively, throughout the process.
estimates the total energy consumption of the system, which is calculated by Equation (
20).
The energy-saving efficiency is calculated by Equation (
21)
where
is the energy-saving efficiency, and
is the energy consumption of the conventional system. The efficiency of the engine is a critical factor in determining the system’s energy consumption. However, the energy consumption is also influenced by other components, such as the battery, boom, and arm. Consequently, a simulation was conducted to assess the overall energy consumption of the entire system. The findings, presented in
Table 4 and
Table 5, aim to verify the energy-saving effectiveness of the proposed IEHCVP in a HE’s boom and arm system.
The results are summarized in
Figure 12a. The graph illustrates that the energy-saving efficiency of the IEHCVP is significantly higher than that of the EHCVP II in all cycles. For example, in stages where energy is utilized from lowering the boom and the arm, which the EHCVP II does not possess, the IEHCVP demonstrates a much superior performance. Specifically, the IEHCVP achieves an energy-saving efficiency of
within the time range from 52 to 57 s, surpassing the current EHCVP II, which achieves
. Moreover, the IEHCVP shows a remarkable improvement of
in the energy-saving efficiency compared to that of the EHCVP II. This improvement is attributed to the reduced energy supply from the battery due to the assistance provided by the arm-lowering process, as calculated using Equation (
21). As a result, the proposed IEHCVP outperforms both the conventional system and the EHCVP II, effectively enhancing energy conservation. From 60 to 65 s, the IEHCVP demonstrates an impressive energy-saving efficiency, reaching a maximum of
. This notable accomplishment is attributed to its ability to effectively utilize the energy generated during the boom-lowering process for both battery charging and pump operation simultaneously. Such a capability sets the IEHCVP apart from conventional systems and the current EHCVP II, as they cannot achieve this level of efficiency. Here, we can see the relationship between the hydraulic motor, pump, and generator, as shown in Equation (
22). From 68 to 73 s, the EHCVP II provides more energy to the system from the engine compared to the IEHCVP, resulting in a lower energy-saving efficiency for the EHCVP II. From 91 to 94 s, the boom is fully lifted using only the energy obtained from the arm-lowering process, leading to an impressive energy-saving efficiency of
for the IEHCVP. Furthermore, it is evident that the average energy-saving efficiency throughout the entire simulation process of the IEHCVP is significantly higher than that of the current EHCVP II, specifically
compared to
, respectively.
where
represents the torque of the HMo,
represents the pressure of the output side of the HMo,
denotes the displacement of the HMo, and
denotes the hydro-mechanical efficiency of the HMo.
and
represent the torque of the HPu and generator, respectively.
This paper also compares the energy-saving ratios between high and medium velocities of the boom cylinder in the IEHCVP system. The results show that in the large velocity mode, the energy-saving efficiency is higher compared to the middle velocity, as shown in
Figure 12b. The saving ratios for the first and third cycles are
and
, respectively, as described in
Table 6. The results similarly indicate that the efficiency of the EHCVP II energy-saving system is significantly higher at high speeds than at medium speeds; specifically, the saving ratios are
and
for the first and third cycles, respectively. These findings prove that the IEHCVP system performed well at both high and middle speeds. However, a significant difference exists between the two modes in the current EHCVP II system.