Exclusion Criteria Used in Early Behavioral Intervention Studies for Young Children with Autism Spectrum Disorder
Abstract
:1. Introduction
2. Materials and Methods
3. Results
3.1. Restrictive Exclusion Criteria
3.2. Loosely Defined Exclusion Criteria
3.3. Exclusion Criteria Not Defined
4. Discussion
5. Limitations
Funding
Conflicts of Interest
Appendix A
Restrictive Exclusion Criteria studies that excluded children with co-morbidities and/or associated family mental health conditions | ||||
Authors | Sample | Inclusion Criteria | Exclusion Criteria | Main Outcomes |
Perera, Jeewandara, Seneviratne, & Guruge (2016) [28] | 62 children (48 boys) aged 18–40 mon | Children aged 18 to 40 mon and who were diagnosed with autism for the first time at intake and had not received developmental interventions of any form previously. | Exclusions: (i) those diagnosed with other pervasive developmental disorders and Asperger disorder, (ii) those with severe cognitive impairment with autistic features, (iii) those diagnosed with autism having associated motor and sensory disorders and genetic disorders, (iv) those who had received other developmental interventions before intake and during the course of the study, and (v) those who dropped out before completion of the intervention period. | Children in the experimental group showed more improvement on measures of autism severity and social interaction, despite some improvement in the children in the comparison group |
Brian, Smith, Zwaigenbaum& Bryson (2017) [29] | 62 children aged 16–30 mon | Children with either confirmed ASD diagnosis or elevated scores on measures that assess ASD symptoms, no more than half-time childcare, between 36 and 42 weeks’ gestation, birthweight >2500 g, and absence of identifiable neurological, genetic, or severe sensory or motor conditions | Not specifically listed, but 11 children were evaluated and determined not to fit study inclusion criteria, and additional child met inclusion criteria but dropped out of the study early and those results were not included in the analysis | Children in the experimental group showed significant gains over the control group in the following areas assessed: child functional vocal responsiveness to parent prompts, child vocal initiations, parent smiling, fidelity of implementation, and parent-reported self-efficacy |
Rogers et al. (2012) [30] | 98 children (76 boys) aged 12–24 mon | Children met risk criteria for ASD in a clinical assessment, were ambulatory, had a development quotient of 35 or higher, and primarily spoke English within the home | Children who had parents that self-reported mental illness or substance abuse, children who had significant medical conditions such as cerebral palsy, a gestational age of less than 35 weeks, genetic disorders related to developmental disabilities, or individuals who had current or prior enrollment in an intensive 1:1 autism intervention curriculum for more than 10 h per week | Individuals who had received parental training in the Early Start Denver Model technique established more productive working alliances with their therapists as compared to the community group, however, the effects seen in intensive-treatment studies were not observed. Younger age and greater intervention h positively affected the developmental rates for children with autism |
Carter et al. (2011) [31] | 62 children (51 boys) aged 15–25 mon | Children that met the criteria of being diagnosed with ASD, and were recruited from ASD specialty clinics | Children that had a genetic disorder, children who did not obtain a pre-determined “at-risk” score on the Screening Tool for Children with Autism (STAT), or children who did meet the symptom criteria for an ASD diagnosis based on clinical evaluations | The intervention model, HMTW, showed differential effects on child communication based on a baseline factor, but parents of children who possessed higher object interest may require additional support to implement the proper strategies |
Dawson et al. (2010) [12] | 48 children (3.5M:1F) aged 18–30 mon | Children must meet criteria for ASD on the Toddler Autism Diagnostic Interview and ADOS, receive a clinical diagnosis for ASD based on DSM-IV criteria, had to reside within half an hour of the testing location, and demonstrate a willingness to participate in a 2-year or greater intervention | Children who had a neurodevelopmental disorder of known etiology, significant sensory or motor impairments, major physical problems such as chronic or serious health conditions, seizures at the time of entry, use of psychoactive medication, history of serious head injury or neurological disease, alcohol or drug exposure during the prenatal period, or developmental quotient below 35 | ESDM group demonstrated significant improvements in IQ and adaptive behavior and were more likely to have a change in diagnosis to PDD-NOS. Comparison group manifested greater delays in adaptive behaviors and demonstrated minimal improvement in baseline scores |
Kasari, Gulsrud, Wong, Kwon, & Locke (2010) [32] | 38 children (29 boys) aged 21–36 mon | Children must have met criteria for autism following DSM-IV criteria by an independent clinician | Children with additional syndromes | Experimental group made significant improvements in joint engagement, responsiveness and diversity of functional play acts, as compared to the control group |
Zachor & Itzchak (2010) [33] | 78 children (71 boys) aged 15–35 mon | Participating children had to meet a clinical diagnosis of autism based on DSM-IV criteria and the cut-off points on the ADI-R | Additional major medical diagnoses or incomplete post-intervention assessments | No significant between-group differences in improved cognitive abilities or adaptive skills; Group with less severe baseline ASD and received eclectic intervention had better outcomes in communication, socialization, and adaptive skills |
Itzchak & Zachor (2009) [34] | 68 children (62 boys) aged 18–35 mon | Child met established DSM-IV criteria for autism | Comorbidities, including genetic syndromes and seizure disorders | Group with changed diagnostic classification had better receptive language scores, significant improvements in cognitive and adaptive outcomes, reduction of stereotyped behaviors |
Kasari, Paparella, Freeman, & Jahromi (2008) [35] | 46 boys aged 36–48 mon | Children had been diagnosed with autism on the ADI-R and ADOS scale, 5 years of age or younger, and be accessible for follow-ups | Seizure disorder and additional medical diagnoses, such as genetic syndromes | Greater JA and SP skills, and ability to execute these skills during play, as compared to the control group |
Ben-Itzchak & Zachor (2007) [36] | 25 children (23 boys) aged 20–32 mon | Children diagnosed using the ADI-R and ADOS protocols | Children who demonstrated comorbidities, including genetic syndromes and seizure disorders | Children demonstrated significant improvements in imitation, receptive and expressive language, nonverbal communication, play skills, and stereotyped behaviors |
Remington et al. (2007) [37] | 44 children aged 30–42 mon | Diagnosed with autism based on the ADI-R, or a previous diagnosis of autism by a clinician independent of the research program, or suspected diagnosis of autism, between 30 and 42 mon of age, and live in their family home | Free of any other chronic or serious medical conditions that might interfere with the ability to deliver consistent intervention or might adversely affect development | Significant improvements in IQ, daily living skills, motor skills, and language abilities. Early behavioral intervention group more likely to attend mainstream schools, compared to control group |
Zachor, Ben-Itzchak, Rabinovich, & Lahat (2007) [38] | 39 children (37 boys) aged 22–34 mon | Children were diagnosed with autism using the ADI, met established criteria for autism/PDD-NOS according to DSM-IV criteria | Children that had medical abnormalities such as seizures of hearing deficiencies | ABA intervention group had greater improvements in language and social interaction greater changes in diagnostic classifications, as compared to ED intervention approaches |
Cohen, Amerine-Dickens, & Smith (2006) [39] | 42 children (35 boys) aged 20–41 mon | Previous diagnosis of autistic disorder or PDD-NOS confirmed by ADI-R, IQ above 35 on the BSID-R, chronological age between 18-42 mon at diagnosis and under 48 mon at treatment onset, residence within 60 kilometers of the treatment agency | Children that had a severe medical limitation or illness, including motor or sensory deficits, that would prevent a child from participating in treatment for 30 h a week, and children that had underwent more than 400 h of prior behavioral intervention | EIBT group had significant difference in IQ and adaptive behavior and a significant increase in attendance in regular education compared to the control group. No significant between-group differences in language comprehension or nonverbal skills |
Kasari, Freeman, & Paparella (2006) [40] | 58 children (46 boys) aged 36–48 mon | Children had a diagnosis of autism on the ADI-R and ADOS, were of 5 years of age or younger, and were accessible for follow-ups | No seizure disorders or additional medical diagnoses, and children whose parents demonstrated refusal of final assessments or who left the program unexpectedly | Improvements of JA and SP within the respective experimental groups, as well as significantly greater growth in expressive language for the individuals within these groups |
Eikeseth, Hayward, Gale, Gitlesen, & Eldevik (2009) [41] | 23 children (17 boys) aged 28–42 mon | Diagnosis of autism according to the ICD-10, chronological age between 24 and 42 mon, the absence of other severe medical conditions, and if the child resided outside of the catchment area for the clinical-based services | Included an increased intensity of supervision due to lack of acquisition (as was the case for one child) | Demonstrated a correlation between the intensity of supervision with changes in IQ and visual-spatial IQ after 14 mon. However, there was no significant correlation with the intensity of supervision and adaptive functioning |
Loosely Defined Exclusion Criteria studies that included children with comorbidities but excluded on the basis of other non-diagnostic factors | ||||
Yoder & Stone (2006) [42] | 36 children (31 boys) aged 18–60 mon | A diagnosis of autistic disorder or PDD-NOS; chronological age of 18 to 60 mon; fewer than 10 words in communication samples; and passed hearing screenings | Child were excluded who demonstrated severe sensory or motor deficits or if English was not the primary language spoken in the home | RMPT group showed higher frequency of generalized turn taking and generalized initiating joint attention. PECS facilitated generalized requests more than the RPMT in children with very little initiating joint attention prior to treatment. |
Oosterling et al. (2010) [43] | 75 children (52 boys) aged 12–24 mon | Clinical diagnosis of ASD or PDD-NOS, and a demonstrated developmental potential at 12 mon, and a developmental quotient below 80 | Family problems that may interfere with parental training and insufficient parental proficiency in the native language, Dutch | Additional non-intensive parental training did not have any influence on language and global clinical improvement outcome variables |
Wetherby et al. (2014) [44] | 82 children aged 16–20 mon | Received ASD diagnosis between ages 16 to 20 mon and lived within 50 miles of either research site | Participation in other interventional research studies | Individual intervention improved social communication, daily living, receptive language, and social skills, while group intervention participants demonstrated worsening or no significant changes |
Howard, Sparkman, Cohen, Green, & Stanislaw (2005) [45] | 61 children (54 boys) less than 48 mon of age | Independently diagnosed with autistic disorder or PDD-NOS according to DSM-IV, entry into an intervention program before 48 mon of age, English spoken as the primary language within the child’s home, no significant and separate medical condition, and no prior treatment of more than 100 h | Individuals who had not completed the 7 mon of intervention, and parents who could not be contacted to arrange follow-up testing despite repeated attempts or refusal of testing | Individuals who participated in the IBT group performed significantly higher in tests for IQ, nonverbal and verbal language, overall communication, and social skills |
Exclusion Criteria Not Defined studies that have not significantly excluded any children | ||||
Welterlin, Turner-Brown, Harris, Mezibov, & Delmolino (2012) [46] | 20 children, 2–3 years, 5 males in experimental group | Chronological age of less than 42 mon and a clinical diagnosis of autism | None | Mixed results; Treatment group showed improvements in independent work skills and parent ability to structure environment for learning; but no between groups differences could be supported for developmental gains or parent stress |
Reed, Osborne, & Corness, 2010 [47] | 33 children aged 2.5 to 4 years | Children included were aged 2:6 to 4:0 years at the start of their intervention; receiving no other major intervention during the period of the assessment; and had to have a diagnosis of ASD given by an independent pediatrician | None | Moderate improvements for children in all 3 groups. |
Smith, Flanagan, Garon, & Bryson (2015) [48] | 118 children aged 2–5 years (86% boys) | Children were selected randomly for the intervention program by their ASD diagnosis and age below 6 years | None | Significant gains in key language and cognitive outcomes for all groups. Baseline cognitive scores significantly predicted 1-year outcomes |
Fernell et al. (2011) [49] | 208 children aged 20–54 mon | Children had existing ASD diagnoses, no other inclusion criteria specified | None | Vineland composite scores increased over the 2-year period for by the subgroup with normal cognitive functioning. There was no significant difference between the intensive and non-intensive groups |
Landa, Holman, O’Neill, & Stuart (2010) [50] | 48 children (40 boys) aged 21–23 mon | Children met criteria on ADOS for ASD, Diagnosis of ASD from an expert clinician, had a non-verbal mental age of at least 8 mon, had no siblings with ASD, English the primary language spoken, and no known etiology for ASD | None | Significant between-group differences for socially engaged imitation, but no significant between-group differences for shared positive affect, expressive language, or nonverbal cognition |
Ingersoll (2010) [51] | 21 children (18 boys) aged 27–47 mon | Children receive a clinical diagnosis of autism based on DSM-IV-TR criteria and met the cut-off for ASD on ADOS | None | Significantly more gains in elicited and spontaneous imitation for both objects and gestures, as compared to the control |
Reed, Osborne, & Corness (2007) [52] | 27 children (27 boys) aged 31–48 mon | Children were within 2 years, 6 mon and 4 years of age, received no other major intervention during the period of assessment, and had a diagnosis of ASD | None | Significant between-group differences in educational functioning, with no significant between-group differences for intellectual functioning, adaptive behavior, and ASD severity |
Interventions based on Applied Behavior Analysis studies that investigated interventions based on the principles of ABA, such as early intensive behavioral intervention, TEACCH | ||||
Authors | Sample | Exclusion Criteria Category | Intervention Investigated | Main Outcomes |
Zachor & Itzchak (2010) [33] | 78 children (71 boys) aged 15–35 mon | Restrictive | Applied behavior analysis | No significant between-group differences in improved cognitive abilities or adaptive skills; Group with less severe baseline ASD and received eclectic intervention had better outcomes in communication, socialization, and adaptive skills |
Itzchak & Zachor (2009) [34] | 68 children (62 boys) aged 18–35 mon | Restrictive | Early intensive behavioral intervention (EIBI) vs. eclectic therapies | Group with changed diagnostic classification had better receptive language scores, significant improvements in cognitive and adaptive outcomes, reduction of stereotyped behaviors |
Ben-Itzchak & Zachor (2007) [36] | 25 children (23 boys) aged 20–32 mon | Restrictive | Early intensive behavioral intervention (EIBI) | Children demonstrated significant improvements in imitation, receptive and expressive language, nonverbal communication, play skills, and stereotyped behaviors |
Remington et al. (2007) [37] | 44 children aged 30–42 mon | Restrictive | Early intensive behavioral intervention (EIBI) | Significant improvements in IQ, daily living skills, motor skills, and language abilities. Early behavioral intervention group more likely to attend mainstream schools, compared to control group |
Zachor, Ben-Itzchak, Rabinovich, & Lahat (2007) [38] | 39 children (37 boys) aged 22–34 mon | Restrictive | ABA intervention vs. eclectic therapies | ABA intervention group had greater improvements in language and social interaction greater changes in diagnostic classifications, as compared to ED intervention approaches |
Cohen, Amerine-Dickens, & Smith (2006) [39] | 42 children (35 boys) aged 20–41 mon | Restrictive | Early intensive behavioral intervention (EIBI) | EIBT group had significant difference in IQ and adaptive behavior and a significant increase in attendance in regular education compared to the control group. No significant between-group differences in language comprehension or nonverbal skills |
Eikeseth, Hayward, Gale, Gitlesen, & Eldevik (2009) [41] | 23 children (17 boys) aged 28–42 mon | Restrictive | Early intensive behavioral intervention (EIBI) | Demonstrated a correlation between the intensity of supervision with changes in IQ and visual-spatial IQ after 14 mon. However, there was no significant correlation with the intensity of supervision and adaptive functioning |
Howard, Sparkman, Cohen, Green, & Stanislaw (2005) [45] | 61 children (54 boys) less than 48 mon of age | Loosely-defined | Early intensive behavioral intervention (EIBI) vs. eclectic therapies | Individuals who participated in the IBT group performed significantly higher in tests for IQ, nonverbal and verbal language, overall communication, and social skills |
Welterlin, Turner-Brown, Harris, Mezibov, & Delmolino (2012) [46] | 20 children, 2–3 years, 5 males in experimental group | Not defined | TEACCH | Mixed results; Treatment group showed improvements in independent work skills and parent ability to structure environment for learning; but no between groups differences could be supported for developmental gains or parent stress |
Reed, Osborne, & Corness, 2010 [47] | 33 children aged 2.5 to 4 years | Not defined | ABA therapy vs. normal educational practice | Moderate improvements for children in all 3 groups. |
Smith, Flanagan, Garon, & Bryson (2015) [48] | 118 children aged 2–5 years (86% boys) | Not defined | Pivotal Response Training | Significant gains in key language and cognitive outcomes for all groups. Baseline cognitive scores significantly predicted 1-year outcomes. |
Fernell et al. (2011) [49] | 208 children aged 20–54 mon | Not defined | Early intensive behavioral intervention (EIBI) | Vineland composite scores increased over the 2-year period for by the subgroup with normal cognitive functioning. There was no significant difference between the intensive and non-intensive groups |
Reed, Osborne, & Corness (2007) [52] | 27 children (27 boys) aged 31–48 mon | Not defined | Early intensive behavioral intervention (EIBI) | Significant between-group differences in educational functioning, with no significant between-group differences for intellectual functioning, adaptive behavior, and ASD severity |
Early Start Denver Model | ||||
Rogers et al. (2012) [30] | 98 children (76 boys) aged 12–24 mon | Restrictive | ESDM | Individuals who had received parental training in the Early Start Denver Model technique established more productive working alliances with their therapists as compared to the community group, however, the effects seen in intensive-treatment studies were not observed. Younger age and greater intervention h positively affected the developmental rates for children with autism |
Dawson et al. (2010) [12] | 48 children (3.5M:1F) aged 18–30 mon | Restrictive | ESDM | ESDM group demonstrated significant improvements in IQ and adaptive behavior and were more likely to have a change in diagnosis to PDD-NOS. Comparison group manifested greater delays in adaptive behaviors and demonstrated minimal improvement in baseline scores |
Joint Attention and Symbolic Play Interventions | ||||
Kasari, Gulsrud, Wong, Kwon, & Locke (2010) [32] | 38 children (29 boys) aged 21–36 mon | Restrictive | Joint attention intervention | Experimental group made significant improvements in joint engagement, responsiveness and diversity of functional play acts, as compared to the control group |
Kasari, Paparella, Freeman, & Jahromi (2008) [35] | 46 boys aged 36–48 mon | Restrictive | Joint attention and symbolic play | Greater JA and SP skills, and ability to execute these skills during play, as compared to the control group |
Kasari, Freeman, & Paparella (2006) [40] | 58 children (46 boys) aged 36–48 mon | Restrictive | Joint attention and symbolic play | Improvements of JA and SP within the respective experimental groups, as well as significantly greater growth in expressive language for the individuals within these groups |
Interventions Primarily Targeting Speech and Language | ||||
Carter et al. (2011) [31] | 62 children (51 boys) aged 15–25 mon | Restrictive | Hanen’s More Than Words | The intervention model, HMTW, showed differential effects on child communication based on a baseline factor, but parents of children who possessed higher object interest may require additional support to implement the proper strategies |
Yoder & Stone (2006) [42] | 36 children (31 boys) aged 18–60 mon | Loosely-defined | Responsive Education and Prelinguistic Milieu Training (RPMT) and Picture Exchange Communication System (PECS) | RMPT group showed higher frequency of generalized turn taking and generalized initiating joint attention. PECS facilitated generalized requests more than the RPMT in children with very little initiating joint attention prior to treatment. |
Parent-Mediated Behavioral Interventions | ||||
Perera, Jeewandara, Seneviratne, & Guruge (2016) [28] | 62 children (48 boys) aged 18–40 mon | Restrictive | Home-based intervention implemented primarily by participants’ mothers | Children in the experimental group showed more improvement on measures of autism severity and social interaction, despite some improvement in the children in the comparison group |
Brian, Smith, Zwaigenbaum& Bryson (2017) [29] | 62 children aged 16–30 mon | Restrictive | Social ABC’s, parent intervention | Children in the experimental group showed significant gains over the control group in the following areas assessed: child functional vocal responsiveness to parent prompts, child vocal initiations, parent smiling, fidelity of implementation, and parent-reported self-efficacy |
Oosterling et al. (2010) [43] | 75 children (52 boys) aged 12–24 mon | Loosely-defined | Parent intervention targeting joint attention | Additional non-intensive parental training did not have any influence on language and global clinical improvement outcome variables |
Wetherby et al. (2014) [44] | 82 children aged 16–20 mon | Loosely-defined | Parent-implemented social intervention | Individual intervention improved social communication, daily living, receptive language, and social skills, while group intervention participants demonstrated worsening or no significant changes |
Uncategorized Behavioral Interventions studies that do not fit with any of the other categories | ||||
Landa, Holman, O’Neill, & Stuart (2010) [50] | 48 children (40 boys) aged 21–23 mon | Not defined | Interpersonal Synchrony or Non-Interpersonal Synchrony | Significant between-group differences for socially engaged imitation, but no significant between-group differences for shared positive affect, expressive language, or nonverbal cognition |
Ingersoll (2010) [51] | 21 children (18 boys) aged 27–47 mon | Not defined | Reciprocal Imitation Training | Significantly more gains in elicited and spontaneous imitation for both objects and gestures, as compared to the control |
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Yazdani, S.; Capuano, A.; Ghaziuddin, M.; Colombi, C. Exclusion Criteria Used in Early Behavioral Intervention Studies for Young Children with Autism Spectrum Disorder. Brain Sci. 2020, 10, 99. https://doi.org/10.3390/brainsci10020099
Yazdani S, Capuano A, Ghaziuddin M, Colombi C. Exclusion Criteria Used in Early Behavioral Intervention Studies for Young Children with Autism Spectrum Disorder. Brain Sciences. 2020; 10(2):99. https://doi.org/10.3390/brainsci10020099
Chicago/Turabian StyleYazdani, Sahr, Angela Capuano, Mohammad Ghaziuddin, and Costanza Colombi. 2020. "Exclusion Criteria Used in Early Behavioral Intervention Studies for Young Children with Autism Spectrum Disorder" Brain Sciences 10, no. 2: 99. https://doi.org/10.3390/brainsci10020099
APA StyleYazdani, S., Capuano, A., Ghaziuddin, M., & Colombi, C. (2020). Exclusion Criteria Used in Early Behavioral Intervention Studies for Young Children with Autism Spectrum Disorder. Brain Sciences, 10(2), 99. https://doi.org/10.3390/brainsci10020099