1. Introduction
The food crisis requires that we reformulate the current capitalist agrifood model and build a new relationship that respects the cultural system and natural ecosystems; in this context, family farming represents a new way of looking at economic activity. Hence, the food crisis is an opportunity because it has allowed a debate on the importance of food sovereignty, as a right of the population to obtain their own food system, which allows the consumption of healthy, nutritious food produced under technologies compatible with the environment [
1]. Food sovereignty is also focused on defending the rights of peasant communities harmed by the policies that promote economic globalization [
2].
The pandemic revealed the significance of this kind of agriculture since the health crisis could not have been managed if the production of food from peasant production had been interrupted. The close relationship between family farming and food sovereignty is also evident.
Agriculture productive units (UPAs) dedicated to family farming produce around 80% of food worldwide, on an average area of 70% of agricultural land globally [
3], while in Ecuador, family farming provides 60% of the food demanded by the population [
4]. In the same way, in the Guarainag parish, the productive units dedicated to family farming occupy 2.53% (42.74 hectares) of the total agriculture area, the same ones that are located on different bioclimatic floors and adjacent to populated centers.
The concept of family farming in Latin America originated at the end of the 19th century and the beginning of the 20th century, from the publications made by the historians Chayanov and Ayala who call it the “family economic unit” [
5], which means: “a farm of sufficient size to provide the livelihood of a family and that in its operation does not require salaried labor, but that could be attended with the labor force of the family itself” [
6].
However, it must be emphasized that, from the year 2000, after the end of the dictatorships, the term family farming began to be used with greater emphasis in the region due to the resistance of this segment to economic shocks [
7]. The use of this term was also influenced by the declaration of the United Nations General Assembly (UNGA), in which 2014 was nominated as the year of Family Farming.
Likewise, food sovereignty is analyzed as a concept that emerged from the year 1996, promoted by the social organization called Vía Campesina, in the different sceneries of the fight against hunger [
1]. It emerges as an opposition to the policies that promote capitalist agricultural activity [
8] and as a response to food sovereignty proposed by the Food and Agriculture Organization of the Nations—FAO [
9]. It also constitutes a tool that aims to change food systems from the bottom up [
10]. It makes it possible to carry out studies on its characterization and contribution to the economy of the region; that is, family farming became the mobilizing axis of a series of events, academic studies, and public policies [
11].
In 2017, the Food and Agriculture Organization of the Nations-FAO and the Latin American and Caribbean Parliament (Parlatino) published the Parlatino Family Farming Model Law, as a basis for the formulation of laws and policies in the region, in which the concept of family farming was established as a productive unit and a way of life in which men and women from the same family nucleus work and their production is used for self-consumption, exchange, and commercialization.
Family farming systems in general, and home gardens in particular, are important settings for the implementation of agroecological practices [
12]; its administration is in charge of the family and the family resides in it or in a nearby place [
11], a way of life of community work which differentiates it from other types of capitalist economy [
13].
The Inter-American Institute for Cooperation in Latin America (IICA) states that family farming is a social category made up of individuals who live in rural areas, work the land for productive and reproductive purposes, and in which family work predominates, due to which it has been positioned in different countries as a relevant social subject [
14].
In addition, family farming is not only a productive activity, but also a way of life of the peasant population [
11,
15]; it is characterized by the high number of people who work in it [
16]. Both men and women from the same family unit [
17,
18] mainly use family labor and occasionally hired labor [
19]. Furthermore, they are owners of their means of production, use low-tech tools and equipment, are friendly to the environment (animal traction, picks, shovels), and they are located on different altitudinal floors where agricultural activities are carried out which allows them to have a high diversification of their production [
20].
This is related to the approach of Fabron and Castro [
18] and Acebedo [
19], who state that family farming is the basis of food sovereignty. It provides healthy and nutritious food with strong identity roots, which gives it elements of multidimensionality. This criterion also coincides with both Byaruhanga and Isgren and [
21] Wald and Hill [
22], who consider that the multiscale perspective plays an important role in the analysis of food systems and their implementation.
Food sovereignty is focused on the rights of both the State and the people in order to democratically define what to sow in their agricultural production units without external imposition [
22]. Food sovereignty is also established as a right that people have to a diet with nutritious, accessible products produced under an agroecological approach that represents their culture, and also to freely choose what they want to produce for their food [
23]. Food sovereignty is a political proposal promoted by social organizations at the international level and subsequently assumed by the different States within their regulatory frameworks [
9].
From the literature review, it has not been possible to find a study that shows the analysis of the role of family farming in family sovereignty, which allows us to formulate the following research question: How does family farming contribute to food sovereignty in Guarainag Parish? The research hypothesis shows that there is a positive influence of family farming on food sovereignty, according to which was proposed the objective of analyzing how family farming contributes to food sovereignty. The Guarainag parish of the Paute canton in the province of Azuay-Ecuador is taken as a case.
Ecuador is a pioneer country in terms of food sovereignty, incorporating it into the Ecuadorian Constitution of 2008 [
24]. In Article 281, it states that: “Food sovereignty constitutes a strategic goal and an obligation of the State to guarantee that individuals, communities, people, and nationalities achieve self-sufficiency in healthy and culturally appropriate food on a permanent basis” [
25]. In the case of Ecuador, the Heifer International Foundation in 2018 characterizes family farming as a productive system linked to mainly family labor and it is the family nucleus that decides what to plant and how it organizes work, and manages the transmission of knowledge [
26].
In Guarainag, despite the problems caused by migration and the effects of changing land use, family agricultural production is maintained, characterized by its diversification, ancestral techniques in crops, employment of family labor, and the concentration of UPAs around their homes, thereby contributing to food sovereignty through access to health products, for which qualitative indicators and quantitative analysis were used through an inferential statistic.
2. Materials and Methods
The research was carried out in the Guarainag parish, belonging to the province of Azuay of the Paute canton, which borders the cantons: Azogues (Cañar province), Sevilla de Oro, Guachapala, and the Tomebamba parish (Azuay province). The parish is made up of 8 communities: Las Juntas, Llamacón, Selel, Ucumarina, Bella Unión, Rambran, Coyal, and Guarainag Center, as shown in
Figure 1.
The reason why this parish was chosen to carry out the study is that its agricultural productive units present characteristics of family farming based mainly on the use of family labor, product diversification, and ancestral productive practices, among others which allowed us to determine to what extent this family farming contributes to food sovereignty. The study is based on the application of the inductive and deductive methods to understand the theoretical generalities regarding the proposed study, and how family farming contributes to food sovereignty based on estimates of the logistic regression econometric model. The development of the research was carried out in 4 stages according to
Figure 2.
(1) Compilation of cartographic material at a scale of 1:5000 of the coverage and use of the land of the Guarainag parish.
(2) Cartographic identification of agricultural productive units (UPAs) through a map which provided the number of UPAs dedicated to family farming, and which were validated by the directors of the Parish Government. The lack of knowledge of the exact number of these units was a limitation for the development of this research since there is little updated official information available due to the fact that the last agricultural census in Ecuador was carried out in the year 2000. This problem was solved with cartography updated to 2020, where a total of 387 UPAs dedicated to family farming were identified.
Based on the total number of UPAs, the sample was established with a total of 372 surveys to be collected randomly. The formula selected for the sample responds to the characteristics of the study where the population universe is known. The formula used is described in Equation (1).
The formula for the sample:
Where:
n = sample size
N= population size
P = probability of success
Q = probability of failure
E= error 1%
With the number of samples determined, a map was made with the sampling points where the survey was applied. The location of the UPAs to be surveyed was carried out by means of a simple random sampling where each family agricultural productive unit had the same possibility of being included [
28].
To carry out the sampling, each of the geo-referenced plots was numbered and the statistical probability calculation function in Excel software version 16.0.4266.1003 was used to select the plots to be surveyed.
Figure 3 shows the UPAs where the surveyed households are located in relation to the total.
(3) A Food Sovereignty Index (IDS) was constructed as a criterion for measuring the food sovereignty variable. The following process was followed to construct the IDS: establish the factors of each variable, assign indicators for each factor, and assign its scale or measurement value [
29,
30,
31,
32]. The summary of this process is observed in
Table 1, where the indicators are expressed as a percentage and the IDS is a simple average of food consumption (products, animals).
Table 1 shows that IDS has been formed based on 10 indicators, which were chosen from Johanes M. Waldmueller y Laura Rodríguez [
24], Salgado et al. (2020) [
33]. The IDS is the result of the simple average of the 10 indicators that compose it. It was decided to give the same weight to each variable due to the insufficiency of empirical and theoretical evidence as reference for making decisions regarding the weights of these indicators.
This may be a limitation of the present research; however, in the authors’ opinion, it constitutes a first approximation that has a practical application in the measurement of food sovereignty in rural parishes. The analysis of the weights of each of the indicators on food sovereignty will be considered for future research.
The Food Sovereignty Index–IDS was established with a stratification; the Likert scale was used in 5 ranges:
Low, those with <20% IDS; Middle-Low, among the range of >20%–<40%; Half, in the range >40%–<60%, High average, in the range >60%–<80%, and High, between the ranges >80%–<100%. This classification can be seen in
Table 2.
Table 3 shows the 3 axes and the 12 indicators that were used to measure the family farming variable. The choice of these was based on: Victor Hugo Verdezoto y Jorge Enrique Viera [
27], Johanes M. Waldmueller y Laura Rodriguez [
24].
(4) The determination of the results where the quantitative indicators that allowed to determinate the association and correlation between variables were analyzed. For the treatment of the data and the elaboration of the econometric model, the Stata statistical software version 14.0 was used, where 11 predictors were entered for the Logit Model, which validates the correlation between the dependent and independent variables. Likewise, the qualitative indicators that describe and characterize the studied variables were also analyzed [
27]. The Logit model was constructed with the IDS as the dependent variable and the 11 predictor variables are those corresponding to the family farming indicators found in
Table 4. The specification of the model can be seen in Equation (2).
Specification of the logit model:
When the IDS is greater than 60%, it takes the value of 1 and is classified as having food sovereignty, and if the IDS is less than 60%, it does not have food sovereignty, qualifying it as 0. According to the above, 65.68 would be the percentage that had food sovereignty and 34.32% that did not. Hence, the description and categorization of the predictor variables can be seen in
Table 4.
The bivariate analysis method allows us to analyze the correlation between variables through the Chi-Square test (chi2), the same one that contrasts from the observed frequencies if the differences between the two groups are attributable to chance [
28].
4. Discussion
The results of the research agree with the criteria of some authors who focus on the direct link between family farming and food sovereignty [
33] and consider it as an alternative to capitalist agriculture [
28], which is reflected in the Constitution of the Republic of Ecuador 2008, where food sovereignty is proposed as an alternative for people to have a healthy, nutritious diet, and this is achieved with the contribution of family farming [
25] with diversified production [
6]. Furthermore, food diversity and the use of organic fertilizers are important elements as a contribution to food sovereignty. This coincides with the profile found by García (2023) [
35] in a study on self-consumption gardens in the Huelva mountains where farmers committed to the environment grow a range of products with a wide variety and a high commitment to the use of organic fertilizers [
36]. In addition, it supports the point of view that food sovereignty is likely to increase when production units have a greater diversity of products [
34], and the raising of small and large animals is accomplished with a clean technique [
5], the use of ancestral techniques (animal traction), and with mainly family labor [
33]. In short, these factors contribute to food sovereignty [
20]. Thus, local agrobiodiversity supports food sovereignty [
37].
The 59.79% food sovereignty indicator obtained shows that there is still room for improvement in the Guarainag parish case study. Among the aspects that should be worked on is the consumption of fruits, legumes, and tubers. Moreover, a similar study is that of Salgado et al. (2020) [
33] who, in their research on vulnerability to food insecurity conducted in Quilombola, found an indicator of food insecurity of 53% of households. In this case, the program applied showed changes in eating habits, creating new habits due to access to a greater diversity of foods.
Food sovereignty occurs when populations have access to healthy, organic, and diverse food. To achieve food sovereignty, family farming plays an important role which becomes a reality when there is a will of families to produce the land with environmentally friendly and ecological techniques and technologies. In this sense, Mann (2014) [
36] and Sélingué (2007) [
38], also cited by Byaruhanga and Isgren (2023) [
39], believe that in order to achieve the above, it is very important to guarantee the rights of people to determine their own food and agricultural systems which guarantee the right to culturally appropriate and healthy food, as well as ecologically sound production.
5. Conclusions
This study concluded that family farming has a positive influence on food sovereignty in the case study of Guarainag parish. The factors that were found to be significant are: Number of household members managed by the Productive Unit, Labor used UPA, Group of products harvested, Type of animals raised, Altitude of 2500–2799 and Use of natural fertilizer.
The food sovereignty variable was obtained from the construction of the Food Sovereignty Index based on ten indicators. The result obtained from its calculation was 59.79%, which places it on a high average scale according to the qualitative classification defined for it. On the other hand, the indicators that most influenced this qualification are: family production units that are characterized by their proximity to population centers, the use of family labor, ancestral practices (animal traction), high diversification of product groups such as vegetables, legumes, cereals, dairy products, fruit, and the raising of various species of animals, and the destination of their production being mainly for family consumption. Nonetheless, it is necessary to point out that one of the limitations of the study is the method of calculating the IDS based on the simple average. Future research will analyze more complex methods of calculation and incorporate other indicators of family farming such as the effect of climate change.
This study is considered a tool of practical importance in local public policy decision-making. In the opinion of the authors, family farming should be treated as a provincial policy, which would have a comprehensive impact on strengthening food sovereignty as a means to achieve zero hunger, as proposed in the 2030 Sustainable Development Goals.
Thus, with the results obtained and as a contribution of the study to the strengthening of family farming in food sovereignty, three lines of action are recommended. They are addressed to the competent and governing bodies of agricultural activity established in the Organic Code of Territorial Organization—COOTAD [
36]. These are:
- -
Incorporate, in the guidelines for updating the land management plans, parameters that establish regulations on permitted and complementary uses which promote family agriculture.
- -
Since agricultural development is the exclusive responsibility of the Provincial Government and concurrent with the Parochial Governments, comprehensive programs must be promoted to strengthen family farming, and in this way, guarantee the population’s food sovereignty.
- -
Make strategic alliances between the sectional government, families dedicated to family farming, and academia for the transfer of technology adapted to the area and with cultural characteristics that boost the productivity of agricultural production units.