1. Introduction
The expansion of the universe is one of the greatest discoveries of the last century. One of the more intriguing questions raised up by that discovery is how to describe the primordial universe at Planck’s scales. It is a common idea that such a scenario may be better understood in terms of a quantum theory of cosmology [
1]. In this sense, the scalar fields have shown to be an insightful way to modify gravity [
2,
3], by the introduction of an extra degree of freedom, that seems to be substantial for the early universe, since the canonical scalar field is the basis for inflationary models [
4,
5]. Some of those models deal with a fine-tuned potential, which is considered by some authors as a problem in inflationary models (see [
6], for instance). Thus, it is important to look for generalizations and alternatives to the canonical scalar field coupling to gravity, known as minimal coupling. Among all possibilities, the Horndeski theory [
7] is the most general scalar-tensor theory in four spacetime dimensions with second-order equations of motion. It is represented by the action
where
The coefficients
are generic differentiable functions and
X is the kinetic term
, in modern notation [
2]. As it is well known, both minimal coupling, general relativity itself, and Brans-Dicke theory are examples of particular cases of (
1). For recent reviews on Horndeski theories, see [
8,
9,
10].
Another important subclass of Horndeski gravity is represented by the nonminimal derivative coupling theory, which was studied in several works of L. Amendola, S. Sushkov, and others [
6,
11,
12,
13,
14]. In those papers, it is shown how the contribution from the
family of Horndeski theories provides an inflationary mechanism in some different scenarios without a fine-tuned potential
. This fact indicates that the
family strongly affects the cosmology of the very early universe. Such term also plays an important role in the Fab Four theory [
15,
16,
17], since its “John” term corresponds to (5) for
after an integration by parts, and discarding surface terms, with the introduction of the notation
which we adopt here. Another application of
theories is for Galilean black holes [
18]. Additionally, it is shown in Reference [
11] that theories containing derivative couplings like the one of
are not equivalent to an Einstein frame theory by a conformal transformation
, which implies that derivative couplings are actual alternatives to canonical scalar field cosmology.
The specific cosmology of
theories, represented by Lagrangian
was presented in a recent paper [
19], where (
7) is called the Fab Four John theory. In (
7),
V is some potential, with both
V and
generic differentiable functions of
, and
g is the determinant of the spatially flat Friedmann–Lemaître–Robertson–Walker metric:
where
is the lapse function. In [
19], it is shown that (
7) has a wide range of cosmological solutions, that may be relevant for the primordial universe, because it may be responsible, for instance, for a cosmological bounce.
There is a debate concerning the relation between
theories and gravitational waves, but it was already explored in several papers (see [
8,
20], for instance) and, for (
7) in particular, it was addressed in detail in [
19]. Taking into account that debate, one has to consider (
7) as a contribution to the canonical Lagrangian for the minimal coupling in order to study stages of the evolution of the universe after inflation [
19]. However we shall not face that issue here, since we are interested in studying the universe dynamics at Planck’s scales, before any inflationary period.
The quantization of (
7) is done in [
19] only for very particular cases, because of the structure of its corresponding Hamiltonian:
That limitation exists because of the non-integer power
. Roughly speaking, there are two simple ways to apply a quantization in such a case: canonical transformations and fractional derivatives [
21]. In [
19], only the first option was explored, but only for very particular cases, remaining a lack for more general approaches to the quantum effects generated by (
7). This happens due to the limitations of the particular canonical transformation technique applied in [
19], which is strongly dependent of the functional forms of
V and
. Indeed, for each particular form of
V and
, a different transformation would be necessary, thus making it impossible to have a more general overview of the quantum dynamics of the theory.
There is also a third possible solution, that we shall not consider here, which is based on the so-called bounded functional calculus [
22], that enables one to quantize suitable functions
, where
p represent the momenta. With this alternative technique, it may be possible to apply a quantization to the Hamiltonian under consideration, by taking
. However, we shall not apply this method here because our goal in this paper is to study the simplest alternative to canonical transformations, and the bounded functional calculus would require a deeper mathematical analysis to guarantee that
satisfies all the required conditions for such a formalism. This may be explored in a future work, with the insight given by this first approach.
The aim of this paper is to study the second alternative: to apply a fractional calculus technique to investigate the quantum cosmology of (
9) at a deeper level. We apply the so-called conformable fractional derivative (CFD), which was proposed in [
23] to generalize Dirac quantization rule and obtain a Wheeler–DeWitt equation which represents the quantum cosmological version of (
9), for any
V and
. The results thus obtained are interpreted by means of Bohm–de Broglie approach [
24,
25], as done in [
19]. The motivation to apply Bohm–de Broglie comes from the argument that a more usual interpretation would be inapplicable to the universe as a whole, since there would not exist a classical exterior domain to make the measurement [
26], and this is considered by some authors as a limitation of standard interpretations of quantum mechanics when applied to cosmology [
27,
28,
29]. The Bohmian quantum cosmology is studied and explained in detail in [
28,
30]. Of course, there is no final word in the interpretation of quantum mechanics, which still is an open debate [
31].
The paper is organized as follows. In
Section 2, we briefly review the classical cosmology of the Fab Four John theory [
19], summarizing its most important aspects. In
Section 3, we address the problem of the quantization with fractional powers in the momenta, pointing out some of the issues faced by the fractional derivatives, which motivates the study of the recently proposed conformable fractional derivative. In
Section 4, we apply CFD to obtain a quantum cosmological version of Fab Four John, based on the deterministic Bohm–de Broglie interpretation. We then discuss what is expected from such a quantum theory, in order to establish the physical criteria to analyze its solutions. That formalism gives a quantum dynamical system, for
and
, which can be studied in several manners. In
Section 5, we study that dynamical system for the same functional forms for
and
that generate the classical solutions of [
19], so that we can compare the classical and the quantum versions, for the same models. In
Section 6, we study the same dynamical system by another point of view: now we choose
and
in such a way that the scalar field can be interpreted as cosmological time and
has suitable forms, avoiding the fine-tuning of
V and
. Finally, in
Section 7, we make some conclusive remarks.
2. The Fab Four John Cosmological Theory
Let us consider (
9) in minisuperspace [
19]. Classically,
and
must have the same sign for every value of
, due to the classical constraint below:
The Hamilton equations of (
9) give the following system (see [
19] for details):
which will play a fundamental role in the Bohmian interpretation of the quantization, as we will see in
Section 4.
In [
19], it is shown that the equations of motion obtained from the Hamilton equations of (
9) can be integrated to become the first-order system:
In
Table 1, we show the functional forms of
V and
studied in [
19] and their respective solutions for
obtained from (12). For all of them, we identify the scalar field as the time coordinate.
In
Table 1, the solution (i) represents the analogous of the perfect fluid cosmology, and thus
w is the analogous of the equation of state parameter: for
, the universe is dominated by dust; for
, the universe is dominated by stiff matter; if
, the universe is dominated by radiation. The solution (ii) represents a de Sitter universe, with accelerated expansion. The solution (i) is singular at
and the solution (ii) may be considered or not as a singular solution, as discussed, for instance, in [
32,
33]. The solutions (iii) and (iv) are non-singular bouncing solutions that, for
, approach (i) and (ii), respectively. Finally, (v) represents a cyclic universe.
The above description accounts for the classical cosmology of the theory. However, when we consider the very early universe, quantum effects may be taken into account for a more complete description [
1,
34]. However in the present case of Hamiltonian (
9), quantization itself constitutes an issue, because of the term
. Thanks to the fractional power in the momenta, the quantization rule cannot be directly and unambiguously applied, since the momentum would become a derivative of fractional order.
There exist two main ways to deal with that issue: with a
canonical transformation to obtain a new Hamiltonian, for which there are only integer powers in the (new) momenta; or with a
fractional derivative to generalize the quantization rule for momenta with non-integer powers [
21]. In that sense, canonical transformations have two advantages: first, it may happen that the new Hamiltonian has no fractional powers in the momenta at all, in which case the fractional powers should be understood as a variable-dependent problem, not as a real structural feature of the theory; and second, they automatically guarantee that the equations of motion for both the old and the new variables are equivalent.
Although, for the Fab Four John theory, the canonical transformations have also the disadvantage of being strongly dependent of the functional forms of
V and
, so that only two classical solutions (namely, (i) and (ii), from
Table 1) were studied at the quantum level by means of a canonical transformation [
19]. This, of course, does not mean that the canonical transformations themselves are problematic, since it is well known that they are a fundamental well-studied formalism from classical mechanics. However, from the point of view of the quantization of Fab Four John, that technique seems to restrict the range of models (each choice of
V and
gives a different model) that can be studied in the same footing. Another characteristic of the classical solutions of [
19] that justifies a quantization approach is: their classical bounce solutions should have a more fundamental justification. This is a consequence of the fact that if there was a bounce, then it should have happened when the universe was at Planck’s scales [
35], precisely when the classical theories begin to need corrections.
Therefore, one way to have a wider comprehension of Fab Four John theory at a quantum level is to extend quantization through some fractional derivative, that can be applied, in principle, for any smooth
V and
. With such a formalism, the Dirac quantization rule,
makes sense even when
n is not an integer, and thus the term
becomes a fractional derivative operator. Hence, we come up with a fractional Wheeler–DeWitt equation
. Even though this procedure is ambiguous, because there are several definitions of fractional derivatives, the classical formalism reviewed above together with Bohmian interpretation of its quantum cosmology provides a mechanism to address the physical viability of a given fractional derivative. This will be clarified in
Section 4.
3. Fractional Derivatives and CFD
The higher order derivatives from usual calculus have integer orders and the fractional derivatives are generalizations of those for non-integer orders. There are, in fact, several different definitions for them, and the most popular ones are those defined by integrals, like Riemann–Liouville, defined as follows [
21,
36]: the Riemann–Liouville derivative of order
(where
n is a positive integer) of the function
f at
x is:
The fractional calculus has several applications in physics. For example, they are applied in anomalous diffusion dynamics [
37], wave propagation in viscoelastic media [
38], lossy partial differential acoustic wave equations [
39], fractional quantum mechanics [
40,
41,
42], and to write a generalization of the conservation of mass to represent non-linear flux in a control volume [
43].
Even though the range of applications of fractional derivatives is wide, there are several different definitions, and there is no one that can be considered as the “ultimate” definition, since if a fractional derivative has some desirable properties, it certainly will not have some other important features. Thus, in order to apply fractional calculus to a physics problem, it is necessary to investigate what should be the most adequate derivative to the problem, reducing arbitrariness as much as possible.
The fractional derivatives considered above and in the cited references are defined by integrals. As a consequence, they hardly respect some basic rules of the ordinary derivatives: the fractional derivative of a constant may not be zero and the Leibniz rule is not valid in general. Therefore, in [
23] the conformable fractional derivative has been proposed, in order to cover those rules and simplify fractional calculus. For a real function
of one real variable, the CFD of order
r, where
, is defined by:
The first equation in (
15) is the definition of the CFD and the second one is a property that follows immediately from the definition, and is actually equivalent to it. It is straightforward to show that the CFD is linear, satisfies the Leibniz rule, and the derivative of any order
of a constant is zero. That derivative can be generalized for real functions
of several variables [
44,
45]:
where
and
is the canonical basis of euclidean space
. The next step is to generalize it for complex functions, but this is actually trivial: we can consider
as complex in the limits above, or we can simply define, for a complex
of several variables,
which is equivalent. Here,
and
denote the real and imaginary parts of
, respectively. For a general
r, the domain must be restricted to a region in which all variables are positive [
23]. However, in the case of interest here
, so that the variables
a and
can, in principle, assume any real value (with
, by the physical meaning of
a). Furthermore, note that it follows from (
16) that a fractional differential equation reduces to a usual partial (or ordinary, if
) differential equation by the application of CFD. The generalization for
is also in [
23], but it will not be necessary here.
Potential applications were discussed in [
46]. In [
47], the fractional classical mechanics was constructed using CFD. In [
48], that derivative was applied to solve a system of fractional coupled nonlinear Schrödinger equations. It has also been applied in Optics [
49]. In line with those applications, and because of the properties shown above, in this paper we will apply CFD in the quantization of Fab Four John as a mathematical tool to investigate the features of the quantum dynamics of that theory. As a last comment on applications, we would like to emphasize that it is not the goal of this paper to give a final answer for what is the “right” fractional derivative, or to advocate some particular definition. Instead, we are showing how the quantization of Fab Four John provides a method to study a fractional derivative and to investigate its physical implications. Therefore, this technique may be applied to other fractional derivatives in the future.
4. Quantization of Fab Four John theory with CFD
We can now generalize Dirac quantization rule (
13) to non-integer orders using CFD. It follows from (
13) and (
16) that we can write
Hence, the Wheeler–DeWitt equation
for CFD must be, in the trivial ordering:
The solution is known in quantum cosmology as the wave function of the Universe, because it determines the dynamics of both the scale factor and the scalar field.
We can easily see that the stationary classical Hamilton–Jacobi equation corresponding to Hamiltonian (
9) is
where
S is the Hamilton principal function. Now, we will show that this equation has a quantum contribution coming from the quantization with CFD applying the Bohm method. In a more canonical case like basic quantum mechanics [
50], to apply Bohm–de Broglie interpretation we have to write
, where
R and
S are real functions without explicit
ħ. That procedure transforms, for instance, the Schrödinger equation for a single particle
into two equations
and the fact that
R and
S do not have an explicit
ħ dependence is what ensures that the term
is of order
. Thus, we can say that any effects of
Q are relevant only for an energy scale for which
is relevant, no matter what particular wave function
(solution of (
19)) is considered. The quantity
Q is called then the quantum potential. However that
ħ-dependence is not necessarily respected, even for some solutions of (
21) (see [
50]). Thus, the
ħ-dependence is important as a rough idea of the overall dynamics, but it should not be taken as literally determinant.
A simple way to adapt the polar expansion
to (
19) is to write
where
R and
S are real functions. In fact, applying (
24) to (
19), its real part can be writen as
where
In analogy with the Bohmian interpretation for the simplest case of a single particle described by the Schrödinger equation, we can compare Equations (
20) and (
25) to conclude that
Q can be understood as the quantum potential of the system, since it is the effective contribution to the classical Hamilton–Jacobi Equation (
20). The presence of the classical potential
V in the expression (
26) for the quantum potential is not a problem, since this happen, for instance, for the simple case of quantum harmonic oscillator in Schrödinger equation [
50], and no contradiction with the numerical results from standard interpretation is created. Hence, we can also conclude that we can identify the quantum phase
S with the Hamilton principal function. In other words, the relations
still are valid for the quantization with CFD. Thus, it follows from (11) and (
27) that the Bohmian guidance equations are
Now we have to solve Wheeler–DeWitt Equation (
19) to obtain a particular
S, and the quantum dynamics of
and
will be completely determined by the autonomous dynamical system (
28) thus obtained.
The Wheeler–DeWitt Equation (
19) can be solved for any
V and
, by the method of separation of variables, and has the basic solution
where
is the separation constant and
denotes the primitive of
for which the integration constant is zero. For solution (
29),
and
, from which follows that the quantum potential is
and the guidance equations are
Those quantum guidance equations form an autonomous dynamical system, very similar in form to the classical one (12). The difference between them is, of course, a direct consequence of the quantization. To make that clear, we must set
V and
and then evaluate the corresponding quantum potential, which is given by (
30). With the deterministic
and
thus obtained, we can investigate their physical meaning from the point of view of Bohmian interpretation. This is done observing that the time intervals when
Q dominates are the periods when the quantum effects generated by the quantization method presented here are more relevant. There is indeed an enormous freedom in (31), so we will restrict the discussion to some relevant examples.
In the two next sections, we study (31) for the scenarios of
Table 1, in two ways. First, to explore the intrinsic differences between the classical dynamics (12) and the quantum one (31), we study each combination of
V and
from
Table 1, in
Section 5. In that first way, we will see that the domination of
Q is very strong for all the scenarios, and hence the solutions are really different from the classical ones. This motivates us to study (31) in an alternative way, explored in
Section 6: to set
V and
in such a way that each one of the solutions for
itself in
Table 1 are obtained. For simplicity, we will consider in
Section 6 that the scalar field is time itself, in analogy with what was done for the classical system (12), in [
19]. As we know, in order to consider the scalar field as a time scale, we must ensure that it is a monotonic function of time. This is true if, and only if, the derivative
is always positive or always negative. By (31b), this is equivalent to the requirement that either both
and
have always the same sign or else they have always opposite signs. Thus, this imposes a restriction on the sign of
. However that restriction is not problematic, because if, for instance, the simplest condition
is imposed, that condition will be naturally satisfied. This can be checked looking at Equations (
42a), (
44a), (
46a), (
48a), and (
50a).
Those two different ways to study the same system will provide us a catalog of solutions to shade some light over the new method of quantization based on Bohmian mechanics and fractional calculus.
7. Conclusions
In the two last Sections, we investigated ten different possibilities to study the quantum system (31). We now make some last comments about the obtained results. Since the term that governs the dynamics is the quantum potential (
30), we will focus on the relation between
Q and the scale factor, which gives us a criterion to interpret and classify all the solutions presented here. The quantum solutions from
Section 5 and
Section 6 can be organized in three classes.
The first class includes all solutions from
Section 5 and also the ones from
Section 6.1 and
Section 6.2. In all those cases, the quantum potential is smooth almost everywhere, but it diverges to
at some point. That can be understood in two different ways. It is as a problem if we compare it with a more common case, like minimal coupling, where the quantum potential is usually small and don’t have divergences, at least for the majority of cases. However this interpretation is not necessarily valid, since there are also canonical examples of real physical systems for which the quantum potential diverges. This is the case, for instance, for the ground state of hydrogen-like atoms in the Bohm–de Broglie interpretation of Schrödinger equation, which is in exact accordance with the numerical results of the standard interpretations [
50]. If we assume the latter understanding, the divergence tells us that the quantum effects are very strong around the particular divergence point, or asymptotically. Take, for instance,
Figure 4. There we can see that the quantum potential diverges for
, which corresponds to
, and since the solution is singular, the divergence of
Q at
is related with the singularity
at the same time. And, for the another singular point, the quantum potential shows to be relevant again.
The solution from
Section 6.1 is in the first class, but it deserves a specific interpretation, because even though its quantum potential diverges at the singularity
, it goes to zero as time pass, thus indicating the recovery of classical dynamics when the universe expansion dominates. For the other cases in the first class of solutions, the fact that the quantum potential dominates even when the universe is expanding means that the expansion is a quantum effect for those solutions. In summary, we can say that the first class of solutions features an unusual behavior for the quantum potential, which is, nevertheless, not actually forbidden in a Bohm–de Broglie setting.
The second class of quantum solutions corresponds to the ones from
Section 6.4 and
Section 6.5. For both,
Q is not well defined at
, because we restricted the discussion to the case
and in both cases
Q is proportional to some negative power of
. Thus, strictly speaking, those solutions are problematic, because the quantum potential is not defined for an instant in time that do not corresponds to a singularity in
a, since the scale factors from
Section 6.4 and
Section 6.5 are both non-singular. It may be possible to avoid that problem by interpreting the scalar field in a different manner for those solutions, which can be investigated in future works.
The quantum solutions from
Section 6.3 constitute the third class. The quantum potential (
47) is smooth, well defined for all times and it goes to zero as
increases (see
Figure 8), experimenting only a tiny oscillation around
. That behavior means that
Q is more relevant around
, when the bounce happens, and
Q is smaller for the other values of time, when the scale factor is larger. In other words, that bounce can be considered as a quantum effect caused by
Q and the classical world is recovered in large scales, since a decreasing
Q makes the universe go back to the classical Hamilton–Jacobi dynamics of (
20). Now, taking into account that the formalism with canonical transformations from [
19] was not able to deal with the quantization of solution
, in opposition with the fractional calculus method, we can say that the formalism developed here actually made a contribution to the quantization of solutions from [
19]. In physical terms, it means that the bounce which approaches the perfect fluid solutions when the universe expands received a quantum justification, in accordance with what is expected from a quantum formalism with Bohm–de Broglie interpretation.
An important question about quantum bouncing solutions analogous to perfect fluid ones is the matter density during the bounce, as it was pointed out in [
51] and references therein. In some situations, it may happen that the matter density is too small during the bounce, which would be problematic, since the density must decrease with expansion. In the present quantum theory, there is no clear way how we should define the matter density, except for the solutions analogous to perfect fluid ones, which were studied in
Section 6.1 and
Section 6.3. Let us then consider the bouncing case, which is the solution from
Section 6.3:
, where
is an integration constant. The continuity equation implies that
, where
is constant. If
represents the moment when the bounce happens, then the scale factor of the bounce is
. Representing the time interval between the bounce and the present time by
T, the matter density at the bounce is given by
, whilst the matter density today is
This implies that
from which we can conclude that the matter density at the bounce was very high compared with present day matter density, since the asymptotic condition is
. And the precise value of
, which gives the asymptotic limit, is related to the quantization, since
depends on the value of the quantum number
k by
. In summary, the bounce density is related to the quantization and from that we can infer that the problem of the small bounce density is not present for that solution.
As a last comment, we can say that the fractional formalism developed here has shown to be a valuable tool for quantum cosmological theories, in the sense that it has provided a mechanism to study several alternative cosmological scenarios. There are, of course, some solutions that need further studies and some questions remain open for future works. The application of CFD has proven to provide a handful approach to the Wheeler–DeWitt quantization of Hamiltonians like (
9), which has momenta with fractional powers, thus making it possible to extend this fractional method to other theories, like the k-essence studied in [
52]. Another natural extension of the method developed here is the application of other fractional derivatives, which may also reveal complementary points of view for the quantum effects.