1. Introduction
There are some scenarios, usually set within the framework of special relativity, in which it is argued that superluminal effects are related to effects that are akin to traveling backward in time (see, e.g., Section 4.3 in [
1]; see, however, also [
2] and the references given therein for more critical considerations on this issue). Taken for granted that a compelling connection between superluminal effects and time travel can be established, our present contribution fits into the theme of this volume.
Recently, some attention has been given to the idea that there are “local unitary operations” in relativistic quantum field theory which can act in a “superluminal” fashion within their localization region [
3,
4,
5]. This has, in fact, been observed much earlier by Sorkin [
6], who employed it to argue that relativistic quantum field theory was lacking a well-defined approach to measurement comparable to the theory of measurement in non-relativistic quantum mechanics. To illustrate his point, he considers three spacetime regions,
,
and
, wherein and during which the observers Alice, Bob and Charlie can carry out operations and measurements on a state of a quantum field they jointly have access to. The spacetime regions
and
are causally separated, but there is causal contact of
with both
and
. (See
Figure 1 in
Section 3 for an illustration. In some publications, like [
5] and [
3], the roles of
and
are interchanged; our labeling coincides with that in [
6] and [
7].) Sorkin then argues that there are certain combinations of unitary operations carried out by Alice in
and by Bob in
so that, if Charlie measures the resulting state in
, it can be determined whether Alice has carried out her operation, despite the fact that
and
are not in causal contact. Notice that, if Bob does not carry out any operation, then Charlie cannot decide by measurements in
if Alice has carried out a unitary operation in
.
We will describe the set-up of [
6] in more detail below (in a version given by [
7]), and will show that there are indeed local unitary operations with the properties just described. In response to the apparent superluminal transformations of states by local unitary operations and the ensuing difficulties regarding measurement in relativistic quantum field theory according to Sorkin, it has been shown in [
7] that these difficulties do not occur in a recently proposed, covariant approach to local measurement in quantum field theory [
8] (see also [
9,
10,
11] for additional discussion). In the present paper, we wish to point out that certain “superluminal localized operations” are not specific to relativistic quantum field theory (and therefore, relativistic quantum field theory is not suffering from any particular conceptual defect or inconsistency), but that they appear also in classical relativistic theories. For instance, they are related to (local) symmetries that a theory, quantum or classical, may possess, but which cannot be performed “instantaneously” as they violate the principles of special or general relativity both on kinematical as well as dynamical grounds. These are occasionally (but perhaps not systematically) referred to as “passive” symmetry transformations. Therefore, the present paper provides a “ping-pong ball test” in regard to the occurrence of “superluminal localized operations”. The said test is a concept which, according to the present authors’ knowledge, goes back to Reinhard Werner [
12], and we paraphrase it here as follows:
When someone presents a paradox as being rooted in quantum physics, replace the term `quantum mechanical particle’ by `ping-pong ball’ everywhere. If the paradox persists, it is unrelated to quantum physics.1 As a matter of fact, the application of the ping-pong ball test in other scenarios claiming that acausal effects may occur by means of quantum physics has already proven useful [
13].
The present article is structured as follows. In
Section 2, we summarize the properties of relativistic quantum field theories on
-dimensional Minkowski spacetime in the operator–algebraic framework. The assumption of the “split property” implies that global symmetries, such as space rotations, have unitary implementers in the local operator algebras. In
Section 3, we revisit the “impossible measurements scenario” presented in [
6], and we show how it can be realized by “instantaneous space rotations”, which have unitary implementing operators that are contained in local algebras. The quantized Klein–Gordon field is used as a special, simple example. We show in
Section 4 that, in a recent proposal for an algebraic description of classical field theory in terms of local Poisson algebras, there are also local symmetries corresponding to “instantaneous space rotations”, thus the considerations leading to the “impossible measurements scenario” apply for classical field theory as well. We discuss the conclusions that can be drawn from these results in
Section 5.
2. Algebraic Quantum Field Theory Setting
We start by considering relativistic quantum field theory on 1 + 3 dimensional Minkowski spacetime (represented as ) in vacuum representation. This is mainly for convenience; generalizations of the arguments given below are with respect to the case of more general (globally hyperbolic) spacetimes, or spacetime dimensions ≥ 1 + 2, and these are not difficult.
Thus, the standard assumptions are made (cf. [
14,
15]): there is a Hilbert space
on which a continuous representation
,
, of the proper, orthochronous Poincaré group operates; there is a (up to phase) unique unit vector
that does not change under the Poincaré transformations, i.e.,
. If the translations in
are denoted as
, and their unitary representers as
, then, for any future-directed, timelike unit vector
e, the unitary group
is assumed to have a self-adjoint generator with a non-negative spectrum: This is the
spectrum condition.
Moreover, it is assumed that there is a family of von Neumann subalgebras of indexed by the open, relatively compact subsets O of , subject to the conditions of isotony: ⇒, and locality: if . Here, is the commutant algebra (or simply commutant) of , and we recall that any von Neumann algebra in is characterized by the property that . Furthermore, for any open subset O of , we denote by the causal complement of O, i.e., the largest open set in such that there is no pair of points and which can be connected by any smooth, causal curve.
The algebra
is viewed as the algebra of (in the sense of “generated by”) the observables that can be measured within the spacetime region
O. The unitary representation of
acts covariantly on the collection of local observable algebras,
It is assumed that the von Neumann algebra generated by all of the
coincides with
.
We recall that for any subset S of Minkowski spacetime, the domain of dependence is the set of all points p in the spacetime such that all past-directed or all future-directed causal rays emanating from p intersect S. In Minkowski spacetime, an open subset O is called causally complete if it has the property , which also entails that .
In addition to the standard properties for a quantum field theory in the operator algebraic setting just stated, we will make a few additional assumptions that are known to hold, e.g., in models of linear quantized fields. The first property is the
local time-slice property:
(sometimes also called
primitive causality). This is demanded to hold for spacetime regions that are of the form
, where
B is an open subset of an arbitrary Cauchy surface, and
N is any open neighborhood of the Cauchy surface. The second property is
additivity: if
O is an open, relatively compact spacetime region, and
,
, is any covering of
O by open, relatively compact spacetime regions for an arbitrary index set
J, then
is contained in the von Neumann algebra generated by all the
. Together with the previously stated conditions, this entails the Reeh–Schlieder property of the local von Neumann algebras with respect to the vacuum vector
, meaning that
is dense in
if
O is any (non-void) open, relatively compact subset of
. The third property, which is actually very relevant to our discussion, is the
split property: Assume that
and
are relatively compact, causally complete open subsets of
, such that
, then there is a type I factor von Neumann algebra
such that
We will not discuss this property here, except for remarking that the local von Neumann algebras
are typically type III, and that the type classification, roughly speaking, gives information about what kind of projection operators a von Neumann algebra possesses. The reader is referred to [
14,
16,
17] and the references therein for a considerably more discussion. One consequence, as shown in [
16], is that global symmetries of quantum field theory can be localized. Here, we are interested in a special case of that consequence, and we now introduce a suitably adapted notation. An inertial system is assumed to be chosen, and the coordinates
of
are the corresponding inertial coordinates. We consider the centered ball of radius
at
,
and its domain of dependence (coinciding with its causal completion)
If
denotes any space rotation in the
hyperplane around
, whereby it is canonically identifiable with an element in
, then
and
. Consequently, denoting by
the unitary implementer of
R, we have
For any positive numbers
, we have
. Since the split property (
2) holds for
, the results of [
16] show that there is a continuous unitary representation
,
with the properties
for all
and all
. The
are therefore “localized versions” of the unitary implementers
of space rotations
R.
Note that a space rotation
R by any finite angle acts instantaneously and therefore with superluminal speed. To illustrate this to its extreme, let
be a rotation by the angle
around
, where
denotes the space unit vector along the
coordinate axis in the
hyperplane. We then obtain, e.g., for positive numbers
s and
such that
, and defining
that
and
thus implying
which means that the adjoint action of
rotates the observables localized in
“instantaneously” to the localization in
.
3. Superluminal Localized State Transformations in Quantum Field Theory
Let us recall some further concepts that are relevant to our discussion. In what follows we will consider the density matrix states for the quantum field theory described before. That means, if
is a density matrix operator on
, then
is the
expectation value functional—which is synonymously the
state—induced on
by
. Since every local observable algebra
is contained in
, any density matrix state
as above induces a—partial—state
on
. It is not convenient to write the subscript to indicate a partial state; thus, we generally will not use it unless ambiguity might arise.
For the concepts we summarize next, we largely adhere to [
12,
18]. A linear, completely positive map
such that
, where
denotes the unit operator in
, is called a
channel. (Occasionally, to emphasize the property
, it is called a non-selective channel.) Here, we are exclusively interested in channels of the form
for any
, where
N is a finite number. A special case is a
unitary channel with unitary
. For a causally complete spacetime region
, we call a channel
localized in O if the
are contained in
, which entails
for all
, as well as
for all
with
. (We caution the reader that this is not necessarily canonical terminology.) The dual of a channel,
, is called a (non-selective)
operation; more generally, an operation maps states to states under a preservation of convex sums. In this paper, we only consider operations that arise as the dualities of channels, thereby mapping density matrix states to density matrix states. An operation is called
unitary if it is the dual of a unitary channel, and it is called
localized in a causally complete spacetime region
O if the channel to which it is dual is localized in
O. Thus, if an operation
is localized in
O, then for any
with
, and for every density matrix state
, it holds that
.
Now, we turn to the situation considered by Sorkin [
6], in the form presented in [
7]. Thus, we consider three spacetime regions
,
and
, wherein and during which Alice, Bob and Charlie carry out localized operations and measurements on a density matrix state
on
. The regions
and
are causally separated, i.e.,
, while the causal future of
as well as the causal past of
intersect
. In fact, for our argument, we need a sufficient degree of causal overlap, although in concrete quantum field models, when using specific properties of the quantum field, this could be weakened. In greater detail, we take
together with the regions
, as described in the previous section. The causal overlap of
with
and
is assumed to be such that
is contained in
, and
is contained in
(see
Figure 1).
With this set-up in place, given any density matrix state
on
, we assume that Alice carries out a unitary operation
localized in
—which is contained in
—given as
with some unitary operator
. If Charlie carries out a measurement by evaluating any (symmetric) operator
C in the state
, the result is
since
W is unitary and
. This means that Charlie cannot decide, by measurements in
, if Alice has applied the operation
localized in
. However, if Bob carries out operations localized in
, this may change. In particular, assume that Bob carries out the operation
on arbitrary density matrix states
. Since
is a unitary operator in
,
is a unitary operation localized in
. Thus, for any operator
—recall that
is contained in
—we have
. Consequently, if on any density matrix state
, Alice first carries out operation
, and then Bob carries out operation
, then a measurement by Charlie with
yields
Since
maps the von Neumann algebra
onto the von Neumann algebra
, Charlie can, by conducting measurements in
, determine if Alice has carried out the operation
once Bob has carried out the “instantaneous rotation by 180 degrees around the
-axis” operation
—barring the trivial case that
W commutes with all operators in
—however, for a proper quantum field theory, the local von Neumann algebras are non-commutative, so there is a rich supply of unitary
W and self-adjoint
in
that do not commute. In other words, even if
is the vacuum state, we will in general have many unitary
and self-adjoint
, such that
In fact, such unitary operators
W and
C are guaranteed to exist whenever
is non-commutative. In turn, this is a obviously a consequence of the additivity property of the local von Neumann algebras
that we have formulated above, and the implicit assumption that we truly have a quantum field theory, i.e., that
is non-commutative.
We may quickly illustrate the non-commutativity of the local algebras, leading to (
17), by means of a simple example related to the linear scalar Klein–Gordon field ([
19]). Here, the local von Neumann algebras
are generated by unitary operators
, where the real-valued, smooth test-functions
f have support in
O. The field operators
are the self-adjoint extensions of symmetric operators, defined on the Wightman domain (cf. [
19]), fulfilling
for some fixed mass term
, where □ denotes the d’Alembert operator in Minkowski spacetime. Further properties are
for any smooth, compactly supported, real-valued test-functions
on Minkowski spacetime
. Here,
is the causal Green function (or causal propagator) of the Klein–Gordon operator
. It arises as
with the causal Green operator
mapping that is a real-valued, compactly supported, smooth test-function
f to solutions of the Klein-Gordon equation, i.e.,
, such that the Cauchy data of
, on any Cauchy-surface, are compactly supported. The causal Green operator is given as the difference of the retarded minus the advanced Green operators, denoted as
. The vacuum vector
can be characterized through
with the two-point function
where the hat denotes a Fourier transform and
. The property (
18) implies, writing
for the commutator,
on the Wightman domain, as can be easily checked. Hence, with
denoting the vacuum state, we have the following:
It is not difficult to verify that, given any open subset
O of Minkowski spacetime, there are smooth, real-valued test-functions
f and
h, having support in
O, such that the right-hand side of the last equation is different from 0. Then one can replace
by the sequence of bounded symmetric operators
to conclude that, for sufficiently large
, one has
Consequently, if we choose especially
, and set
and
, we obtain
On the other hand, we note that, according to the definition of the operators
, it holds that
for all
. Therefore,
where we used the notion that the vacuum state is invariant under spatial rotations:
. We have also used the fact that the quantized scalar Klein–Gordon field in a vacuum representation on Minkowski spacetime fulfills all the assumptions that we have listed previously for a quantum field theory, in particular, the split property [
20].
4. Superluminal Localized State Transformations in Classical Field Theory
We now wish to demonstrate that similar superluminal localized operations with the—geometrical—significance of “instantaneous spatial rotations” are also present in classical field theory. To this end, we need a description of classical field theory in a local and covariant algebraic setting, in the spirit of the approach of Haag and Kastler [
15] for quantum field theory. This has been developed in the recent literature, e.g., see [
21,
22,
23] and the literature cited therein. However, we are mainly focussing on the example of the classical free Klein–Gordon field on Minkowski spacetime, so we will not need the theory laid out in the mentioned references in full generality. Therefore, we present the approach, mostly following [
22] and [
23], in a simplified form.
We start by defining as the set of all smooth, real-valued solutions to the Klein–Gordon equation on . Thus, holds for every . Then, we consider the set of all functions , which forms in the usual way a unital, commutative *-algebra by defining the algebraic operations pointwise, i.e., , , for all (, overlining means complex conjugation). The algebra of functions on possess a unit element, given by .
In the next step, we define a *-subalgebra of the algebra of all functions on
, which is denoted by
. The algebra
is defined to be algebraically generated by the unit element
and all linear functionals of the form
where
is arbitrary. (One can enlarge the algebra
by taking suitable distributional limits of the
f. In the approach presented in [
22,
23], this is important since it allows, e.g., to include extended algebra elements of the form of
. At this point, however, we will not discuss these matters and refer to the references for further discussion.) Then one can also define local *-subalgebras by defining for any open subset
O of
,
It is obvious that
. Moreover, if
, then setting
induces automorphisms of
such that
For the functions
in
, one can define the functional derivative
by
where
and
are in
. To give some examples, we have
,
, and for
, we have
. Note that
is a smooth, compactly supported function on
, which depends (in general and non-linearly) on
. With the help of the functional derivative of the elements of
, one can introduce a
Poisson bracket (or, more appropriately, a
Peierls bracket) on
, given by
for
. Notice that
is again in
, and we have the following relations (see [
22]):
This is with the algebra product in
,
. Additionally, the Poisson bracket also fulfills a Jacobi identity. As a consequence of the causal support properties and the covariance of the causal Green operator
with respect to the transformations in
(see, e.g., [
24,
25] and the references cited therein), one furthermore obtains
as well as
for all
and
.
Hence, we see that the theory of the classical Klein–Gordon field on Minkowski spacetime can be formulated in a very similar way as for the quantized field. The functions
in
are (simple and polynomial) functions on
, and the space of solutions to the Klein–Gordon equation that have compactly supported Cauchy data. This space of solutions can be identified with the space of Cauchy data of solutions to the Klein–Gordon equation, as we will soon discuss in more detail. The space of Cauchy data naturally corresponds to the phase space for a classical field theory in a Hamiltonian setting, and these can be dynamically described with the help of the Poisson bracket (see [
26] for further discussion). The elements in
are functions on the phase space; hence, if real-valued, they correspond to simple observables for the classical Klein–Gordon field. (As mentioned, the set of observables could be enlarged by taking the suitable limits of elements
.) Since it is a classical field theory, the observable algebra is commutative. In the spirit of [
15]—who advocated that, in relativistic field theory, the observables should be localized and covariant—we also have the local algebras
of observables, which can be measured within the spacetime regions
O, as well as the actions of the Poincaré transformations by automorphisms with the covariance property (
29).
Also, for the unital *-algebra
, the states are linear functionals
which are positive,
(and commonly also normalized,
). States may arise through suitable measures
on
(assuming suitable additional structure needed for defining tmeasures has been put in place) as integrals
and for any arbitrarily chosen
in
, the Dirac measure
is an example. We shall, however, not discuss this matter further.
For any given Cauchy-surface
in
, with the future-pointing unit-normal vector field
along it, the Cauchy data of any
on
are defined by
We define
as the subset of all
so that the Cauchy data have compact support, meaning that
and
are in
. One can show that this property is independent of the choice of the Cauchy-surface
, and that
equals
, the image of all smooth, compactly supported test-functions under the causal Green operator [
24,
25].
Furthermore,
carries a canonical symplectic form
, which is given by
where
denotes the metric-induced volume element on
. It is worth noting that the symplectic form
is independent of the choice of
. For a proof of these properties and for further facts, which we will use about the symplectic structure of the space of solutions to the Klein–Gordon equation and the relation to the Green operator below, see e.g., [
24,
25,
26] and the references cited therein. According to the definition of
, there is for every
some
so that
. In fact, the map
given by
, is a linear bijection, and it is also a symplectomorphism upon endowing
with the symplectic form
Now let us return to the geometric situation that we have been considering in
Figure 1. Our aim is to construct localized rotations of the system of local Poisson algebras
that preserve the Poisson structure. More precisely, by choosing positive radii
, we have
for the coordinate balls at
defined by (
3) and, similarly for their domains of dependence, defined by (
4),
. In the
hyperplane which is a copy of
, we will introduce for any
a diffeomorphism
that acts like a rotation around the
-axis by an angle of
within
, and like the identity outside
. To this end, we consider the vector field
on
given by
where
is the radius function and
is a smooth function with
for
and
for
. Then we take
to be the flow generated by
with a flow parameter
(so
). It it easy to see that
has the claimed geometric properties. In the next step, we define the linear map
by choosing the Cauchy-surface
in (
36) as the
hyperplane, and by setting
where
with
is the Jacobian matrix of
. It is plain to see that, due to the compensating factor
, one has
for all
; hence,
is a symplectomorphism on the solution space
for the Klein–Gordon equation with the symplectic form
. Note that
is on
, as well as outside of
.
In a further step, we wish to show that the map
induces a unit-preserving *-algebra morphism
of
through
such that the Poisson bracket is preserved,
In the light of relations (
32), it is enough to check the preservation of the Poisson bracket for the cases
. To this end, if
, and if
is chosen with
on the support of
, then
Hence, by setting
, it follows that
since
is a symplectomorphism. On the other hand, we have
from which one can now deduce
On the other hand, since
is independent of
(i.e., it is a multiple of the unit element in
), we have
. Hence, we obtain
as required so as to show that
is a *-algebra morphism of
, thus preserving the Poisson structure. It is also easy to see from the geometric construction that
for all
with
, and
is for all
, where
denotes the space rotation around the
-axis by the angle
.
Hence, for the classical Klein–Gordon field on Minkowski spacetime, as described in the algebraic setting in terms of local Poisson algebras,
is a local channel, acting trivially in the causal complement of
, and it is like an “instantaneous” space rotation within
. Thus, in the situation depicted in
Figure 1, the operation
on the states
of
is the counterpart of
in (
14), which we had considered before in the quantum field theory framework. Obviously,
is not provided by the action of unitary algebra elements since the algebra
is commutative. Thus, whenever
(or, for that matter, on replacing
by a suitable extension) fulfills
, then
for all
.
This said, it should now be clear that there are also channels
for
which are localized in
(i.e., they act trivially in the causal complement of
), so that for their induced operations
given by
, we find
for all states
of
and all
, while
for some states
and suitable
(cf.
Figure 1). For instance, one can choose for
a rotation around some space axis in
, constructed in the same manner as
with respect to
. In other words, we have provided, in an algebraic setting for a classical, relativistic field theory, an example of an “impossible measurement scenario” where, according to [
6], the information if Alice has carried out an operation in her lab is mediated by an operation in Bob’s lab with “superluminal speed” to the lab of Charlie which is causally separated from Alice.
5. Discussion
We have shown that in the algebraic framework (both in quantum field theory—under very general assumptions, as well as more concretely for the quantized Klein–Gordon field—and in classical field theory (for the classical Klein–Gordon field), “superluminal localized operations”
occur. They have a geometric significance as “instantaneous space rotations” by 180 degrees, and they lead to the scenario in which [
6] has been connected with the “impossible measurements scenario”, where (cf.
Figure 1) Charlie can tell if Alice has carried out an operation on a state
if Bob carries out
localized in
through the relation
for some states
and some observables
C measured by Charlie in
. In this sense, at face value, the “impossible measurements scenario” in [
6]
fails the ping-pong ball test in the sense that it is not a feature of quantum field theory only, but also occurs in classical field theory.
That is not to say, however, that the scenario presented in [
6] was without interest or significance. In fact, various interesting lessons can be learned by having subjected it to our ping-pong ball test.
First, we see that, as pointed out in [
6] and [
3,
5], localized operations, both in quantum field theory and in classical field theory, are only specified by acting trivially in the causal complement of the spacetime region wherein they are localized, but they can act superluminally within that localization region. As we have seen, this includes (unsurprisingly) “passive” transformations which are related to the (local) symmetries of (the theory of) a physical system. However, carrying them out “instantaneously” is actually impossible on kinematical or dynamical grounds. What can really be carried out in a lab on a physical system must be brought about by interaction, and in a relativistic theory, it must respect the principle that “no action on a system can proceed faster than with the velocity of light”, i.e., it cannot lead to superluminal effects. In the local, algebraic setting of quantum field theory, or of classical field theory, one could think of various ways of capturing this principle. A quite strong requirement on operations
to be physical could be that they should arise as duals of channels
T which obey
for
all subsets
O of Minkowski spacetime, where
is the causal set of
O, i.e., the set of all points that lie on causal curves emanating from
O. In [
27], successions of Fermi–Walker-transported observables
for
have been considered, where
, with
I real interval, is a smooth family of Poincaré transformations such that, for every
,
is a future-directed, causal curve. One could attempt to restrict the possibility of instantaneous rotations (or other instantaneous Poincaré transformations) in a similar manner. (For the discussion of other, related restrictions on local operations in order to prevent them from acting in a superluminal fashion, see e.g., [
3,
5].)
While investigating useful kinematical characterizations of the local operations compatible with the principles of special or general relativity is important—and may actually remove a gap in the literature on localized operations—we think that what is really of prime importance is the aspect that, in the lab, the experimenter carries out “active” operations, i.e., operations that involve interactions with the physical system under consideration. In the framework of quantum field measurement set out in [
8,
9], the system under consideration, described by a quantum field, interacts with another quantum field, modeling the probe. The interaction is subject to specific conditions on localization and causality that, as a consequence, avoid the impossible measurement scenario for the operations resulting from the interaction of system and probe [
7]. Imposing suitable locality and causality conditions on interactions is also of importance in the construction of interacting quantum field theories (see [
28,
29] for a recent contribution in this direction, as well as related discussion in [
22,
23]).
A second lesson that may be drawn is about the status of the unitary elements
U of the local algebras
in quantum field theory as operations, or more precisely, as giving rise to the channels
that induce local operations. As we have mentioned already, this does not match too well with how local operations arise in the algebraic framework of classical field theory because the algebras
are commutative. However, in classical field theory, the action of the generators of (local) symmetries can be obtained with the help of the Poisson bracket and the elements
G of the (local) Poisson algebras, i.e., as derivations of the form
[
30]. Similarly in quantum field theory, the commutator bracket with (typically unbounded) operators
Q affiliated to the local algebras
gives rise to the derivations
, thereby generating (local) symmetries. This analogy is very familiar when discussing the passage from Hamiltonian mechanics to quantum mechanics; therefore, in comparison with the classical field theory situation, the operators affiliated with local algebras should be seen as the generators, in the commutator bracket, of local channels. The circumstance that, in quantum field theory, the corresponding channels are actually implemented by unitary operators
U in the local algebras
is perhaps more a consequence of the richness of the
and less related to an a priori significance of unitaries in the local algebras as implementers of local channels and their associated operations.