1. Passage of Time as a Physical Problem
We are taught very early in our education that dynamics in space is equivalent to statics in space-time. As children, we generally have no difficulty with the idea that a one-dimensional motion can be represented by a motionless graph . The paradigm is easily explainable by the metaphor of a filmstrip, where each moment of time t corresponds to a still frame . In a sense, dynamics is not needed in physics.
On the other hand, it would be difficult to find a physical phenomenon whose nature would be experienced by us as directly, as suggestively, and often as dramatically as the passage of time.
The formalism of invariant-time quantum mechanics partly addresses this issue [
1,
2,
3,
4,
5,
6,
7,
8,
9]. Here, one begins with the family of wave functions,
, defined on (1+3)-dimensional Minkowski space (or its generalizations [
10,
11] ), and satisfying a Schrödinger-type equation
The normalization is . The resulting dynamics is no longer an equivalent of statics in four dimensions. However, does it really match our intuition of the passage of time, where the past is disappearing and the future has not yet happened?
Therefore, consider the following sequence of syllogisms:
An event cannot happen if its probability is zero. The probability of x is zero if . An event that could happen at disappears at if evolves into . describes the passage of time if its support is restricted from the past by a space-like hypersurface propagating towards the future.
The above postulates should be supplemented by the asymptotic one: For times of the order of 13–14 billion years since the origin of the cosmic evolution the support of should be ‘practically’ indistinguishable from a space-like hyperplane, at least locally (say, at the galaxy scale).
We will therefore define a universe as a collection of those events
x in Minkowski space
that satisfy
for a certain solution to (
1), for some
. We will determine
by the condition that for very large
the probability density
will be concentrated in a neighbourhood of a hyperbolic subspace of
. This subspace will propagate in
towards the future. For smaller
, instead of a space-like hyperboloid, what we find is a finite-thickness
n-dimensional quantum membrane propagating through the Minkowski space of the same dimension. The membrane simultaneously spreads along space-like directions and shrinks along the time-like ones. The two processes balance each other, making the dynamics unitary. Asymptotically, for large cosmic times, the dynamics becomes similar to Dirac’s point form [
12].
Notice that we speak here of a neighbourhood of the hyperbolic subspace, and not just the hyperbolic subspace itself. What it means is that the asymptotic (empty) universe is an n-dimensional subset of the n-dimensional , and not its -dimensional submanifold. Our membrane resembles a true material membrane of finite thickness, and not just its idealized -dimensional mathematical representation.
The choice of hyperbolic geometry is motivated by reasons of symmetry, isotropy, unboundedness, and homogeneity of the asymptotic universe. Regarded as
-dimensional manifolds, hyperbolic spaces are isotropic homogeneous spaces of constant negative curvature [
13]. For
they are examples of spatial sections of a Robertson–Walker space-time [
14]. Alternatively, they are spatial sections of a Milne universe [
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25]. Hyperbolic spaces are natural candidates for universes that are either completely empty, or filled with test matter (identified by Milne with galaxies). In particular, a universe filled with several interacting atoms could be described by a hyperbolic space.
The classical Kepler problem was solved in three-dimensional hyperbolic space in [
26]. Kepler’s problem is apparently also the first quantum problem solved in hyperbolic space [
27,
28]. A quantum mechanical harmonic oscillator on various spaces of constant curvature is another example [
29]. Eigenfunction expansions on hyperboloids and cones of various metric signatures can be found in [
30], whereas the special case of
appeared in [
31], and in more complete forms in [
32,
33]. A more recent study can be found in [
34,
35].
It is known that the Milne model fits observational data for Type Ia supernovae just as well as the ΛCDM model [
36,
37], at least when one considers the Hubble diagram for distance modulus vs. redshift [
21,
22]. The differences between ΛCDM and Milne’s models become visible if one switches to a ‘model-independent’ scale factor vs. cosmological time plots [
22,
38], but one should bear in mind that the notion of ‘model-independence’ is referred to here as specific class of models which do not include the formalism discussed in the present paper. Therefore, we withhold for the time being a final opinion on the possible agreement or disagreement of our model with the observational data.
A more technical and detailed outline of the construction is given in the next Section. An example of
illustrates our main intuitions.
Section 3 is central to the paper. The construction of
is given there step by step.
Section 4 plays a role of cross-checking the construction from
Section 3.
Section 5 is devoted to the spectral properties of
.
Section 6,
Section 7 and
Section 8 deal with various properties of the universe which we identify with the support of
, a solution of the Schrödinger equation.
A very preliminary analysis of such dynamics for
can be found in [
39]. A disadvantage of the approach from [
39] was that it crucially depended on the properties of
-dimensional Minkowski space, treated as a toy model. The new formalism is independent of the background space dimension.
In
Section 9, we begin discussion of matter fields and justify the form of the total Schrödinger-picture Hamiltonian. In particular, we point out that what we regard as a matter-field total Hamiltonian in our present-day universe is essentially an interaction Hamiltonian. In
Section 10, we discuss the link between the averaged-over-reservoir interaction Hamiltonian and the resulting effective geometry of the universe. The geometry depends on the initial condition for
and is encoded in the structure of the spinor covariant derivative. We argue in
Section 11 that the most natural choice of the derivative is the one with non-vanishing torsion. We compare our construction with the classic results of Penrose on torsion and complex conformal transformations. As a by-product we arrive at a connection that leads to a new perspective on the old problem of conformal invariance of massive fields. These ideas are explicitly checked on the example of the Dirac equation in
Section 12.
In
Section 13, we conclude the paper by a simple toy-model analysis performed in
dimensions. All the essential elements of the construction can be followed once again step by step.
The last section summarizes our assumptions and intuitions, both physical and mathematical, and outlines possibilities of further generalizations of the formalism.
2. Outline of the Construction
Consider the Minkowski space in n dimensions with the metric of signature . We are basically interested in the physical case , but is often needed for graphical illustrations of the construction. Consider an arbitrary and its future-cone , i.e., if is future-pointing and time-like or null. The interior of is denoted by , so is the future light-cone of . In what follows, we simplify notation by setting , but bear in mind that the origin is in fact arbitrary and subject to a Poincaré transformation. Therefore, the Poincaré group (as well as its unitary representations) is implicitly present as a symmetry group of the background Minkowski space.
We will concentrate on the Hilbert space of square-integrable functions
, which are assumed to vanish if
, and if
. Notice that the wave functions vanish on the boundary
, so the arguments of
are effectively future-time-like. The scalar product is
For we denote . The boundary condition means that we consider wave functions that vanish for , and for but belonging to the past cone .
Our goal is to construct a unitary dynamics , fulfilling the following two requirements:
- (1)
for any , . The condition means that is the maximal value of , which is both relativistically and dynamically invariant. In a wider perspective, such a will play a role of a renormalization constant, while will be a cutoff function whose support defines the region of space-time that will be identified with the universe itself. So, the universe is a -dependent subset of the background Minkowski space.
- (2)
For
the support of
becomes concentrated in a neighbourhood of a proper-time hyperboloid
, for some
,
. We will make the condition mathematically precise later; the basic intuition behind it is that, for large times, the probability density on space-time is concentrated in a neighbourhood of a space-like surface propagating towards the future. The propagating support of
behaves as if it scanned
by a space-like effective foliation of a finite but decreasing in
time-like thickness
,
. The latter, when combined with
constant, implies that
spreads along space-like directions, a property we interpret as expansion of our universe. More precisely, this will be one of the manifestations of the expansion, not necessarily the observable one. In effect, the asymptotic dynamics becomes analogous to Dirac’s point-form one [
12].
The assumptions will lead to the semigroup [
40]
for
, and
for
,
where
ℓ is a constant (the Planck length, say). Formula (
4) shows that the parameter that plays a role of ‘quantum time’ is here given by
. It is most natural (and simplest) to work with
The parameter is then dimensionless and non-negative. The Hamiltonian is dimensionless as well.
Hamiltonian
is, up to the denominator, a dilatation operator, which is not that surprising in the context of cosmology [
41]. It is clear that, due to the distinguished role played by dilatations, the resulting formalism has formal similarities to Klauder’s affine quantization [
42,
43,
44]. More importantly,
generates translations in the
nth power of
, a fact explaining why the dynamics involves a unitary representation of a semigroup of translations in
.
As opposed to algebraic quantization paradigms (canonical, affine, etc.) we do not begin with a classical theory, find its Poisson-bracket Lie algebra, and then look for its representations. Our procedure concentrates on the very process of the ‘flow of time’ that we envisage as a propagation of a wave packet of the universe through background space-time. There is, though, a classical element that relates our quantum dynamics to more standard Milne-type cosmology: The support of the propagating wave packet is bounded from below (that is, from the past) by a typical Milnean hyperboloid propagating towards the future. As tends to plus-infinity, the wave function concentrates in a future-neighbourhood of the propagating hyperboloid.
As we can see, our dynamics is not just statics in space-time. We indeed have a flow of time, with the past disappearing in the deepest ontological sense, and the future not yet existing. The notion of ‘now’ is smeared out, but becomes more and more concrete as the cosmic time flows towards the future.
Continuity equation
implies that
is symmetric,
Let us note that the support of
consists of those
that satisfy
With growing
the support of
shrinks, creating a space-time gap between the region of non-zero probability density
and the boundary
.
Figure 1 illustrates the effect in
, for (
7) and
given by (
3), (
5), with the initial condition
We tacitly assume that the jumps in (
15) approximate some smooth function, so that (
4) is applicable as well.
3. Justification of the Form of for the Empty Universe
Let
,
be a future-pointing world-velocity. Assume
for any
. Explicitly,
We have introduced the probability density
where
is a measure on the world-velocity hyperboloid.
Assuming the support of
is contained in
(as in
Figure 1), we arrive at the condition that has to be satisfied by both
and
,
Changing variables,
, and denoting
, we find an equivalent form,
Now, it is enough to find another change of variables,
, in a way that
implies
. Assuming the affine relation,
we obtain
Applying the new variables to the left side of (
19),
, we arrive at
and
In order to guarantee the dynamical invariance of
, we demand
The latter implies that
is a constant, and thus
. Then
where
It is clear that is equivalent to .
As the final step we note that
is equivalent to
We will now show that
satisfies all our desiderata.
Firstly, for
we obtain
which coincides with (
3). For
,
, and
:
It is enough if we show that for any analytic function
we can write
We begin with the monomial
It is clear that
holds true if and only if
for any
. We begin with
On the other hand, by Euler’s homogeneity theorem,
which coincides with (
45). So, this step is proven. The Maclaurin expansion ends the proof for the monomial,
By linearity the proof is extended to any analytic
For
, we can write
Being linear and norm-preserving, is unitary.
4. Direct Proof of Unitarity of
To remain on a safe side we have assumed , or more generally . However, do we really need ? Let us investigate this point in more detail.
It is instructive to directly verify
for functions
and
that vanish outside
. Denote
Both and have to be non-negative for any , but can be of either sign.
One can prove
also under a slightly different condition. Namely, assume (
5),
for
. Then
if
Here, cannot be greater than . It is simplest to work with .
5. Further Properties of
In formalisms of a Klauder-type one usually works with coherent states and their resolutions of unity. We begin with eigenvectors of and prove their completeness. Next, we rewrite in terms of positions and canonical momenta. The latter form will be needed when it comes to matter fields and Hamiltonians of the form .
5.1. Eigenvectors
The Hamiltonian
is symmetric. Its eigenvectors are given by
for any
E (real or complex). Note that for
we find
, so a non-trivial
cannot vanish on the boundary
.
does not belong to our Hilbert space, which is not surprising.
5.2. Completeness of the Eigenvectors for Real E
In this subsection we set
. Let
,
. Both
and
are time-like and future-pointing. The formula
defines an SO
-invariant measure
, a natural curved-space generalization of
. Our well-known quantum mechanics corresponds to
and
, an approximation valid for
of the order of the size of the observable universe and
achievable in present-day quantum measurements. The scalar product
can be split by means of the usual separation of variables into two scalar products:
and
Let us thus consider some basis
of special functions, orthonormal with respect to
, and define
Wave functions
can be non-zero only for
, a condition preserved by
. Therefore,
The inverse Fourier transform,
implies
or equivalently,
which can be written as the resolution of unity
We conclude that the spectrum of consists of , and form a complete set. Various explicit forms of can be found in the literature that deal with quantum mechanics on Lobachevsky spaces.
5.3. Cosmic Four-Position Representation
Dimensionless four-position representation is defined by:
The latter follows from the continuity equation
. The remaining basic commutators read:
The coupling of matter to space-time is given by
In an empty universe the wave function
plays the role of a vacuum state. The space of such vacuum states is infinitely dimensional. The standard arguments leading to Ehrenfest’s theorem in quantum mechanics are applicable here as well, so the average Minkowski-space position
defines a world-line of the centre-of-mass of the empty universe. In a sense, the Copernican principle is spontaneously broken by the initial condition
.
6. Average Size of the Universe for
Size of the universe is here described by the support properties of . In our discussion we assume, for simplicity, that the support is given by a compact set, which is in fact somewhat too strong (we only need the square integrability of ). Moreover, asymptotically for large , the support becomes concentrated in a neighbourhood of a Milnean hyperboloid , so consists of events that are approximately simultaneous from the point of view of . Obviously, the support cannot be identified with the universe observable at . The latter consists of the past cone of the event .
Let us now investigate in more detail the time-like thickness of the wave packet for
implies that for large cosmic times the wave packet concentrates in a neighbourhood of the hyperboloid . For the hyperboloid is given by .
In our formalism, the four-dimensional volume
of the universe is defined in a
-invariant way,
Writing
we obtain a measure
of the space-like size of the support of
, satisfying
Note that both
and
are invariant under the action of the Lorentz symmetry group of
. For
the hyperboloid
determines the gap, depicted in
Figure 1, between the support of
and the light cone
. It is clear that
, in spite of being relativistically invariant, cannot be identified with geodesic length computed along the light-cone, because the latter is always zero, while
is finite and non-zero, and thus
is finite and non-zero as well.
Intuitively,
represents a relativistically invariant average radius of the universe, an analogue of a half-width of a wave-packet. One has to keep in mind that, at
, the wave packet has a non-trivial time-like profile, as illustrated by
Figure 1.
Let us now experiment with some estimates of the parameters involved in the construction. For example, take
m (Planck length),
s (Hubble time), and
m/s (velocity of light in vacuum), and define the quantum/cosmic Hubble time
by
,
Assuming
, we arrive at the estimate
Initially, at the universe extends in time-like directions by approximately 1 AU, m, that is by around 377 light seconds. Was our universe created in seven minutes?
At the Hubble time we expect the universe to have the volume of the order of
; hence, the four-dimensional volume is of the order of
. Accordingly, we can estimate
The defined radius changes with
according to
The hyperboloid formula
leads to
Here, defines the hyperboloid that restricts the time-like extent of the support from below (that is, measures the space-time gap between the support and ).
For large
, say
, one finds an approximately linear relation between
and
,
Let us stress again that estimates such as (
100) deal with the support of
, so they effectively determine the volume often encountered in quantum optics in the ‘finite-box’ mode decomposition of fields. In our model the volume is finite but its size grows with
approximately linearly, that is, proportionally to the fourth root of the cosmic/quantum time.
It is clear that such a quantization volume has nothing to do with the observable universe that should be identified with the past cone of the argument in . The observable universe here has the same meaning as in the Milnean cosmology.
7. Gap Hyperboloid,
The gap hyperboloid may be regarded as a semi-classical characteristic of the universe.
With the cosmic-time parametrization of
,
the Minkowski-space metric
of
can be rewritten in terms of
,
The form (
104) is the standard Milnean metric, provided one treats
as the standard (classical) cosmological time (not to be confused with
itself, our quantum cosmic-time parameter). The corresponding Hubble diagram for distance modulus vs. redshift is known to agree with the observed expansion of our universe [
21,
22]. On the other hand, the form (
105) shows that for the present values of
(i.e.,
), the time-like component of the metric is a very tiny number,
as if the background space-time was effectively three-dimensional. The latter agrees with the support properties of
because
only in a narrow future-neighbourhood of the gap hyperboloid. At the other extreme is the case of
, where
is large in comparison to
as if the space-time was one-dimensional and consisted of time only.
Of course, the estimates (
106) and (
107) reflect the asymptotic properties of the metric tensor of the background space-time and not of the universe itself, identified here with the set of points
x that satisfy
. However, this set is partly characterized by the properties of the gap hyperboloid, which in turn is characterized by the evolution parameter
. The asymptotic properties of (
105) agree with the intuitive classical picture of the universe that evolves from a single point at
into a three-dimensional space for
.
An exact relation between Minkowskian space-time
and the cosmic/quantum
is implied by the hyperboloid equation
, so
Assuming that present-day observers deal with cosmic times of the order of the Hubble time,
, and systems whose sizes are negligible in comparison to the size of the universe,
, we can neglect the square root occurring in the denominator of (
110),
The usual
we encounter in elementary undergraduate non-relativistic definitions of velocity or acceleration are related to our
by
It is intriguing that Wiener, in his MIT lectures on Brownian motion (see equation (1.14) [
45]), introduced the notion of a roughness of a curve (measuring the straightness of a string
passing through a given sequence of holes) by
Wiener’s ‘roughness’ thus resembles a derivative of but computed with respect to and not just itself.
8. ‘Average Radius of the Universe’ vs. Space-like Geodesic Distance
Let us continue with
. Consider
and
that belong to the same hyperboloid,
. Define
(here
). Then
so the geodesic distance between
x and
y, computed along the hyperboloid, is
With the geodesic distance is just the Euclidean distance in .
Writing
, we can parametrize Lorentz transformations mapping
into
by means of
r, the distance between the two points. Taking
,
,
, we find
For any unit three-vector
we conclude that
is located at geodesic distance
from the origin
. The distance is computed along the hyperboloid
. The result is Lorentz invariant, so is typical of any choice of the origin.
Let us now consider points separated by geodesic distance
on hyperboloid
, but assume that the distance coincides with the ‘average radius of the universe’
given by (
100),
Asymptotically,
,
. For large
the world-vectors whose geodesic distance from
equals
are located on straight and time-like world-lines (
Figure 2)
Such world lines may be regarded as quantum analogues of generators of an expanding boundary of our universe. Interestingly, asymptotically, for late cosmic times the resulting boundary does not expand with the velocity of light, but rather with . It is intriguing that is a neutral element of multiplication in the arithmetic of relativistic velocities.
9. An Empty Universe as a Reservoir for Matter Fields
Until now, we discussed an empty universe. Matter fields should be included by means of (
86). Leaving a detailed discussion of explicit examples to a separate paper, let us outline the construction of
.
We are guided by the asymptotic correspondence principle with ordinary quantum mechanics and quantum field theory in our part of the universe, formulated as follows.
We assume that after some 13–14 billion years of the cosmic evolution the matter fields within our Galaxy should evolve by means of a matter-field Hamiltonian
where
is the effective volume of the universe at
, as implied by Equation (
92),
is a renormalization constant, and
is an energy-momentum tensor of some matter field.
Introducing the characteristic function
of
, as well as the approximation of the measure,
we can write
A constant
should be chosen so that
A comparison of formulas (
122)–(
124) leads to the conclusion that an exact expression, valid for all
, should read
where we have used the fact that
for
in a small (say, galaxy-scale) neighbourhood of our labs.
One concludes that what we regard as a total Hamiltonian that governs the time evolution of matter in the present-day and our-part quantum universe looks like a partial average over the reservoir of an interaction-picture Hamiltonian
The full Schrödinger-picture Hamiltonian thus reads
The presence of
in (
126) can be also interpreted by means of a certain weak limit
, if one replaces the single projector
in (
130) by the frequency-of-success operator
employed in weak quantum laws of large numbers [
46,
47,
48,
49,
50]. Operator (
132) occurs also in commutators of field operators if fields are quantized by means of reducible representations of the oscillator algebra [
51,
52,
53,
54,
55]. The free part then takes the form of a free
N-particle bosonic extension of
, i.e.,
It is then a standard result that at the level of matrix elements the limit
is equivalent to the replacement
, where
is interpreted as a vacuum state, which agrees with the intuition that a cosmological vacuum corresponds to an empty universe. Moreover, parameters such as
, related to
by formulas (
122)–(
124), can be shown to play the role of renormalization constants in exactly the same sense as the one employed in quantum field theory.
Accordingly, operators of the form (
126) will occur as weak limits
of
if the limit is taken in the interaction picture. Hamiltonian (
134) for a finite
N describes an
N-point universe, an analogue of an
N-particle state, where each of the particles is point-like and bosonic. For large
N the universe becomes a Bose–Einstein condensate of point-like objects, whose probability density in space-time is given by
. Let us stress that these point-like entities should not be treated as matter-field particles, but as points of the universe itself. For various technicalities of the weak limits see [
47,
48,
49,
50,
51,
52,
53,
54,
55], but a detailed exposition of the approach is beyond the scope of the present paper. The model which is formally closest to what we encounter here is the case of a classical current interacting with quantized electromagnetic field, discussed in detail in [
54]. Readers interested in generalization based on (
134) should first understand the construction from [
54].
Let us note that the choice
is motivated by isotropy, uniformity, manifest covariance and, first of all, the correspondence principle with
for large
. We do not need the usual argument based on the continuity equation
, because (
130) is independent of
and
. This is why the issues such as the non-vanishing trace of
or transvection of
with Killing fields are irrelevant in this context. The transvection with
can be postulated regardless of its property of being or not being a Killing field of some symmetry.
Schrödinger-picture Hamiltonian describes the evolution of the entire ‘universe plus matter’ system. The average energy of the whole system is conserved but, of course, the energy of matter alone is not conserved. However, at large the averaged-over-reservoir matter Hamiltonian is essentially the standard Hamiltonian but evaluated in a finite and growing with time ‘quantization volume’.
The structure of the Hilbert space associated with
also resembles the one occurring in the ‘quantum time’ formalism of Page and Wooters [
56,
57].
10. Effective Conformal Coupling of Matter and Geometry
The universe is defined in terms of
which effectively determines coupling of matter and space-time by means of the formula for the averaged-over-reservoir interaction Hamiltonian (or the weak large-number limit of (
134))
There are two natural ways of interpreting (
136) as a representation of coupling between matter and geometry.
The first one is based on the identification
In four-dimensional background Minkowski space
with metric
we can write [
58,
59]
so that
and
. Here, we again have two options. Firstly, we can employ the usual strategy and demand that
be real and non-negative; hence,
Recall that the universe is identified with fulfilling .
Secondly, we can write
so that
is complex. We know that complex
will lead to a connection with torsion [
59].
However, for Hamiltonian densities
which are quadratic in matter fields
, there exists yet another theoretical possibility. Namely, we can demand
where
D and ∇ are spinor covariant derivatives related by [
58,
59]
Spinor
is unspecified as yet. Typically, either ∇ or
D has non-vanishing torsion. Equation (
147) suggests that
is the usual flat torsion-free covariant derivative in Minkowski space, and thus
is the usual flat Minkowski-space ‘metric’ spinor. Hence,
We have skipped
in (
146) and (
147) because now the conformal transformations are not regarded as changes of coordinates on the same space-time, but as modifications of the space-time itself. The lack of square root in (
150)–(
153) is not a typographic error. The construction leading to (
150)–(
153) is not equivalent to the one that has led to (
144).
∇ and D can be chosen in many different ways. The standard paradigm is to assume conformal invariance of field equations satisfied by matter fields (which excludes massive fields), and demand that connections be torsion-free. However, a complex conformal transformation naturally introduces non-vanishing torsion. Moreover, the formalism should not crucially depend on the mass of matter fields. In what follows we discuss a connection which has the required properties.
Our discussion is based on the Minkowski-space background. However, the same analysis can be performed in space-times that are conformally flat, which includes FRW cosmologies [
60,
61,
62].
11. Conformal Covariance of Arbitrary-Mass Matter Fields
Typically, conformal covariance is associated with massless fields or twistors [
58]. In the present section we will take a closer look at the standard construction of the spinor covariant derivative, leading us to a simple form of connection that does not require
for the conformal covariance of matter fields. We switch to the standard spinor notation with space-time abstract indices written in lowercase Roman fonts (in the previous sections we avoided formulas of the form
because
a could be confused with the scale factor). The conformal factor
can denote either
or
. By
we denote the flat torsion-free covariant derivative in four-dimensional Minkowski space with signature
.
is the Minkowski-space metric.
When comparing our formulas with Equation (5.6.11) in [
58], keep in mind that our
is denoted in the Penrose–Rindler monograph by
, so our
stands for their
. Practically, the only consequence of this conflict of notation is in the opposite sign of the torsion tensor.
Spinor connection is denoted by
The torsion tensor is given by
(note the sign difference with respect to Equation (4.4.37) in [
58]). The study of complex conformal transformations was initiated in [
59] with the conclusion that
may be an interesting alternative to the usual choice of
. Although we generally agree here with Penrose, we will not exactly follow the suggestions from [
59]. However, before we present our own preferred spinor connection let us first recall the results from [
59].
11.1. The Case
Assume that
in addition to (
154)–(
157). Then (cf. (4.4.47) in [
58])
The world-vectors
and
are real. The particular case
,
, leads to
and was discussed by Infeld and van der Waerden in their attempt to derive electromagnetic fields directly from spinor connections (
168). Connection (
168) bears a superficial similarity to the antisymmetric connection we discussed in
Section 11.3. However, the essential difference between (
168) and (
181) is that the latter can be real.
If
is totally symmetric then
is totally symmetric in
. Transvecting
A with any
we obtain a conformally covariant formula
The massless-field equation
thus implies
Conformal transformation (
169) was introduced in [
59]. If
then (
169) takes the well-known form
For
, the massless fields are conformally invariant with conformal weight
, which is the standard result. For a complex
the weight is given by (
169).
11.2. Penrose Connection for
If one insists on (
174) for a complex
one may follow the suggestion of Penrose [
59] and assume that
, with
in (
164)–(
166),
Then
which is analogous to the right-hand side of (
170). Symmetry
implies
so that the massless field is conformally invariant with weight
, as in the real case
, but for the price of non-vanishing torsion.
11.3. Alternative Connection for
Once we decide on non-zero torsion, we may go back to (
160) and (
161) and take the simple case of connections whose symmetric parts vanish,
Then,
leads to covariant derivatives
with non-trivial torsion tensor
Infeld–van der Waerden connection satisfies
, so its torsion vanishes and we are back to
Section 11.1 with
.
The main advantage of our new form of connection can be seen in the formula linking ∇ with
∂,
Equation (
186) just links
with
and does not involve transvection of
A with a field index. For this reason, (
186) holds true independently of field equations fulfilled by
. This is why this type of covariant differentiation may be employed in the particular case of
fields.
Formulas
when compared with the complicated expressions (
170) and (
178), show the degree of simplification and generality we obtain. Of particular interest is the case where
relates background Minkowski space with the universe defined by
.
In the next section we will discuss the free Dirac equation with non-zero mass, but first let us cross-check some important special cases. For
we have
,
, and we indeed obtain
because
is independent of
x. Analogously, for
we have
and
,
Of particular interest is the case of the world-vector field
itself (
, and
),
A similar calculation yields
The formulas are valid for any , complex or real. Actually, in the next section we will see that the case is particularly interesting when it comes to massive fields.
12. First-Quantized Dirac Equation
Let us consider the first-quantized free Dirac’s electron with mass m as a test of the proposed description of conformal properties of massive fields. For large we expect the bispinor field , , which is scanned by the subspace of , defined by . This subspace looks ‘almost like a hyperplane’ propagating towards the future. If we assume that a single Dirac electron does not influence the evolution of , we can treat as a given solution of an empty universe Schrödinger equation that determines the flow of quantum time.
Obviously, we do not discuss here the full dynamics with Hamiltonian (
130) and second-quantized energy momentum tensor of the Dirac field (cf. Section 5.8–5.10 in [
58]). Instead of discussing the influence of matter fields on the wave function of the universe, we try to understand why and how the concrete choice of
may look like a conformal modification of the geometry of space-time.
A two-spinor form of Dirac’s equation for an electron of mass
m is given in the background Minkowski space by [
58]
where
. (
186) implies
so Dirac’s equation is transformed into
If
then (
198) and (
199) is just a conformally transformed form of (
194) and (
195).
The link between conformal invariance and mass crucially depends on torsion of the connection. The result seems interesting in itself and deserves further study.
The most natural choice of
then corresponds to (
150) if we additionally assume that the wave function of the universe
is real and non-negative. Reality and non-negativity are preserved by (
3).
The conformally rescaled Dirac equation now reads
with covariant derivatives
and torsion
Covariant derivatives (
202) and (
203) may be easily confused with standard modifications of
by a local
electromagnetic gauge transformation. The main difference is that the connection in (
202) and (
203) is spin-dependent, i.e., depends on the spinor type of the field. Therefore, this is a true spin connection, unrelated to the notion of charge. Generalization of spinor connections to charged fields is described in Chapter 5 of [
58]. The same construction can be adapted here.
Let us note that the spinor indices have been raised and lowered by means of Minkowskian
and
. This can be regarded as a logical inconsistency, which leads now to an alternative interpretation of (
198) and (
199).
Indeed, we have introduced
by demanding (
154)–(
157). Returning to (
198) and (
199), but rewritten as
we obtain Dirac’s equation with spinor indices lowered according to the rules of the universe, and not the ones of the background Minkowski space,
The last term is Higgs-like. Indeed, squaring the mass and employing (
150), we find
Possible links between conformal rescalings and Higgs fields have been investigated in [
63,
64], but typically with the implicit assumption of zero mass. The present construction sheds new light on the problem and requires further study.
can in principle be complex, but
is again the simplest choice:
is a renormalization constant. Effectively, the mass of the electron, as seen from the interior of the universe, becomes renormalized and multiplied by a cutoff function.
13. Revisited
This section summarizes all the essential steps of the construction on toy models in
-dimensional Minkowski space. Calculations are performed in hyperbolic coordinates but, as opposed to [
39], do not crucially depend on their properties.
13.1. Scalar Product
In hyperbolic coordinates,
the scalar product reads
where
, etc.
13.2. Dynamics of Empty Universe
The dynamics is given by
and
The empty-universe Hamiltonian
implies that the dynamics acts by displacement in the
variable,
and
The parameter that plays the role of ‘quantum time’ is given by . The simplest parametrization is .
13.3. Group vs. Semigroup
The dynamics is unitary for any initial condition if is equivalent to translation by to the right in the space of the variable . This is equivalent to .
Our dynamics is effectively given by a unitary representation of the semigroup of translations in
. If the translation
is to the right, the inverse translation to the left,
is unitary as well (evolution is locally reversible). However, although all translations to the right are unitary, this is not true of all translations to the left. The latter property automatically introduces a global arrow of time, in spite of local reversibility.
Figure 3 illustrates these properties.
13.4. Unitarity of the Semigroup
For simplicity assume
. One begins with
The dynamics is given by,
(and analogously for
). Inserting (
239) into (
238), and then changing variables
, we find
It is clear that the vanishing of (
239) for
is essential for the proof of
. Therefore, disappearance of the past becomes a sine qua non-condition for unitarity!
13.5. Time-like Width of the Membrane
Now assume an initial condition satisfying
for some
. Accordingly, the initial wave function can be non-zero,
, only for
. Formula (
235) implies that
, only for
, i.e.,
The time-like width of the membrane shrinks to zero with
growing to infinity,
In n-dimensional Minkowski space the effect is even more pronounced as the shifted variable is .
13.6. Spectral Properties of the Hamiltonian
The eigenvalue problem is
Scalar product (
230) implicitly involves integration
, over the same variable that occurs in (
246). Spectral theorem reduces here to the Fourier analysis of wave packets whose supports are subsets of
. Fourier transform artefacts at 0, such as the Gibbs phenomenon, do not occur because we consider wave packets as continuous (and vanishing) at
. Eigenvectors of
(plane waves) are complete. Eigenvalues
E are given by arbitrary real numbers (the Hamiltonian is unbounded from below). The same discussion applies to Minkowski spaces of any dimension
n.
13.7. Interaction with Matter: Shape Dynamics as an Example
Let us consider some toy model of a universe filled with matter. For illustrative purposes, the matter content can be described by a discrete degree of freedom
A. The wave function is
, with total Hamiltonian
Following Barbour’s shape dynamics [
65], let us assume that interaction depends solely on the shape variable
,
Our shape dynamics involves a interaction Hamiltonian analogous to the one from (
130),
Separating variables,
, we obtain
The solution
represents an entangled shape-matter state,
while matter alone is described by the reduced density matrix
The wave function of the universe is influenced by the presence of matter. The probability density of the universe alone is given by
, and depends on the form of
. With the initial condition analogous to (
242),
we obtain the probability density that vanishes for
.
It should be emphasized that the evolution parameter
is huge—it counts out cosmic time since
. The parameter we are dealing with in physical applications corresponds to an infinitesimal increase
(even if ‘infinitesimal’ means in this context a million years). It is therefore justified to write
Assuming that the influence of a small material system (a molecule, say) on the wave function of the universe is negligible, we can untangle
and
A,
, so that
, and
where we have introduced the effective matter Hamiltonian
This is precisely the Hamiltonian (
126) arrived at by heuristic considerations. The evolution equation that represents the evolution of small amounts of matter thus takes the usual von Neumann form
is -dependent (integration is over a time dependent domain), but at time scales available in quantum mechanical experiments it can be treated as time-independent, .
What we regard as a total Hamiltonian in our standard quantum mechanics or field theory turns out to be an interaction of part of a true total Hamiltonian that includes the universe itself. From the point of view of matter alone, the wave function of the universe appears in a role of a ‘cutoff function’, regularizing integrals over matter fields. The fact that time-like thickness
associated with
shrinks to 0 is responsible for the effective 3D forms of 4D integrals occurring in (
126) for late
s.
14. Assumptions in a Nutshell
Similarly to Cortázar’s
Hopscotch, our article can be read according to two different sequences of sections. The present one could become
Section 2, while the previous one could play the role of
Section 3 (or the other way around). We will first concentrate on the physical intuitions behind our construction, and then sketch possibilities of some generalizations beyond the simple Minkowskian framework.
14.1. Physical Assumptions
We treat
-dimensional space-time as an exact analogy to three-dimensional configuration space in non-relativistic quantum mechanics. A point in a universe can exist in superposition of different locations, described by a
-dependent wave function
. A true universe may be regarded as a collection of
N such points, analogous to
N-particle systems in non-relativistic quantum mechanics. What we do in the paper is essentially a one-particle description, but an extension to
,
, based on (
134), is worthy of further studies. A similar formalism in momentum space was discussed in [
51,
52,
53,
54,
55], with the conclusion that two types of
limits are physically meaningful. One plays the role of a weak law of large numbers, the other is interpreted as a thermodynamic limit. Such a perspective is conceptually close to the idea of a causal set of discrete points in space-time [
66], with space-times as their continuum limits, but in a version involving wave packets instead of points (instead of a classical point we have a wave packet that represents a point-like object, such as in a matter-wave interferometer).
The coupling (
130) between space-time and matter is analogous to Hamiltonians occurring in the formalism of quantum time as proposed by Page and Wooters [
56,
57]. In addition, a momentum-space analogue of such a ‘quantum-time’ structure can be found in [
51,
52,
53,
54,
55].
The universe wave packet
is extended in time-like directions by a non-zero width
. A similar case occurs for the Chern–Simons time [
67,
68], although technically the Chern–Simons formalism is completely unrelated to what we propose.
Popular explanations of general relativistic expansion of the Universe often employ a metaphor of an inflating balloon, meant to represent an expanding three-dimensional submanifold of four-dimensional space-time. The main intuition behind our formalism is similar, only the purely mathematical three-dimensional submanifold is replaced by a finite-thickness membrane which resembles a true balloon. As the balloon expands its density decreases; however, by density we mean the density of probability. The fabric of our universe is completely quantum.
In the systematization proposed by Rovelli [
69], what we discuss is neither a global presentism, nor a static eternalism. At late
s, when
, we can speak of an approximately global approximate presentism.
Another important guiding principle behind our formalism is the correspondence principle with the usual quantum mechanics and field theory. At ‘late times’ (of the order of 13–14 billion years) our new theory should reduce to something more standard, at least within sufficiently small neighbourhoods of our labs (here ‘small’ means ‘of galaxy size’). We expect that matter Hamiltonians should be approximately time-independent, at least at time scales negligible with respect to 13–14 billion years. Only the full Hamiltonian is exactly independent of . At corresponding size scales, the volume of integration of the matter-field Hamiltonian densities should be approximately flat, due to negligible corrections to arising from the curvature of the proper-time hyperboloid at very late times.
We based the whole analysis on flat Minkowskian backgrounds, but it seems that an analogous discussion could be performed in space-times that are only conformally Minkowskian, simply by augmenting formulas (
140)–(
142) and (
150)–(
153) by additional conformal factors. Alternatively, a conformally Minkowskian space-time should be first conformally transformed into the Minkowski space, then the construction would follow the lines discussed in the paper, and finally the result should be conformally transformed back. The formalism that seems especially suitable from our perspective is Barbour’s shape dynamics [
65] due to its natural separation of the ‘time’ and ‘space’ variables discussed at the end of the preceding section.
Coupling between matter and ‘geometry’ is described by the total Schrödinger-picture Hamiltonian that involves a free part responsible for the expansion of the empty universe. The more standard form of matter–geometry interaction occurs only at an approximate level, if we treat as a background field which is not influenced by matter. Therefore, all the considerations involving formulas such as or similar, should be regarded as semi-classical.
14.2. Mathematical Assumptions
First of all, a universe is represented by a subset of space-time defined by . The world-vector belongs to the future-cone of some fiducial world-vector , in some n-dimensional Minkowski space with signature . In principle, one could replace the fiducial world-vector by a point X in some manifold. The field would then belong to a fibre over X. The boundary condition is: if is not future-time-like. In all the examples we assume that the support of is compact, which can be weakened if needed. We assume that is a complex scalar field, square-integrable with respect to , but any spinor field would do as well. The dynamics is given by a semigroup of translations in , where n is the dimension of the background Minkowski space and .
This is one of the points that can be easily generalized beyond Minkowskian backgrounds. Indeed, it suffices to replace the Minkowskian by a more general , provided a global foliation parametrized by exists. The shape dynamics is a natural candidate for such generalizations. The dynamical semigroup would still be the translations of the nth power of . The links between shape dynamics and the new framework are intriguing and worthy of a detailed study.