1. Introduction and Main Result
In this paper, we deal with the following Dirichlet problem for a nonlinear, nonlocal equation:
Here,
(
) is a bounded domain with
boundary,
,
s.t.
, and the leading operator is the degenerate fractional
p-Laplacian, which is defined for all
smooth enough and all
by
which embraces the (linear) fractional Laplacian, up to a dimensional constant, as a special case for
. We consider a subcritical Carathéodory reaction
, also depending on a parameter
. Our hypotheses on the reaction include a
-sublinear behavior near the origin and a
-superlinear one at infinity along with a quasi-monotonicity condition and several conditions on the
-dependance.
Under such assumptions, we prove a bifurcation-type result for problem : namely, our problem admits at least two positive solutions for below a certain threshold , at least one solution for , and no solution for . In addition, we study the behavior of solutions as .
Our reaction embraces the model case of the concave–convex reaction introduced in [
1], i.e., the following pure power map with exponents
:
Nonlocal elliptic equations driven by the fractional
p-Laplacian with concave–convex reactions are investigated, for instance, in [
2,
3,
4,
5,
6]. Other existence and bifurcation results for problems with several parametric reactions can be found in [
7,
8,
9,
10]. These are indeed only a few recent references out of a vast and increasing literature on fractional
p-Laplacian equations, which is motivated by both intrinsic mathematical interest and applications in game theory and nonlinear Dirichlet-to-Neumann operators; see [
11,
12].
Here, we try to keep the -dependence as general as possible, assuming at the same time several conditions on the behavior of . The main novelty of the present work, in the framework of nonlocal equations, is that we consider general parametric reactions rather than focusing on pure power type maps. In addition, with respect to previous results, we gain new monotonicity and convergence properties of the solutions with respect to .
We see
as a variational problem, which can be treated by using critical point theory. Our approach mainly follows [
13]. In particular, we shall often use two recent results on equivalence between Sobolev and Hölder minima of the energy functional from [
14] and on strong maximum and comparison principles from [
7]. This will allow us to establish a general sub-supersolution principle for problem
and to slightly relax the assumptions on the mapping
with respect to [
13]. In addition, in the proof of the nonexistence result, we will employ a recent anti-maximum principle proved in [
15].
Our precise hypotheses on the reaction f are the following:
is a Carathéodory map s.t.
for a.e.
and all
, and for all
, we set
In addition, the following conditions hold:
- (i)
There exist
,
, and for all
, a function
s.t.
is locally bounded,
as
, and for a.e.
and all
,
- (ii)
For all
, uniformly for a.e.
- (iii)
There exist
, and for all
a number
s.t. for all
, uniformly for a.e.
- (iv)
For all
there exist
,
s.t. for a.e.
and all
,
- (v)
For all there exists s.t. for a.e. and for all , the map is nondecreasing in ;
- (vi)
For a.e. and all , the map is increasing in ;
- (vii)
For all
, uniformly for a.e.
and all
Hypothesis (i) is a subcritical growth condition. Hypotheses (ii) and (iii) govern the behavior of
at infinity, which is
-superlinear but tempered by an asymptotic condition of Ambrosetti–Rabinowitz type. By hypothesis (iv),
is
-sublinear near the origin, while hypothesis (v) is a quasi-monotonicity condition. Finally, hypotheses (vi) and (vii) are related to the
-dependence of the reaction. For some examples of functions satisfying
, see the end of
Section 3.
Under hypothesis , we prove the following bifurcation-type result:
Theorem 1. Let hold. Then, there exists s.t.
- (i)
For all has at least two solutions , s.t. for all ;
- (ii)
has at least one solution s.t. uniformly in Ω as ;
- (iii)
For all has no solutions.
See
Section 2 below for a proper definition of solution. Note that our result is new even in the semilinear case
(fractional Laplacian). In addition, note that we have no precise information on the behavior of the greater solution
as
(this is why Theorem 1 is not literally a bifurcation result).
Notation: Throughout the paper, for any , we shall set . For any two measurable functions , in will mean that for a.e. (and similar expressions). The positive (resp., negative) part of u is denoted (resp., ). If X is an ordered Banach space, then will denote its non-negative order cone. For all , denotes the standard norm of (or , which will be clear from the context. Every function u defined in will be identified with its 0 extension to . Moreover, C will denote a positive constant (whose value may change case by case).
2. Preliminaries
In this section, we recall some basic theory on the Dirichlet problem for a fractional
p-Laplacian equation. We shall focus on such results which are most needed in our study and focus on simpler (if not most general) statements. We refer to [
16] for a general introduction to variational methods for such a problem and to [
17] for a detailed account on related regularity theory.
For all measurable
,
,
, we denote
Accordingly, we define the fractional Sobolev space
If
is a bounded domain with
-boundary, we also define
a uniformly convex, separable Banach space with norm
and dual space
. Assume now that
and set
then the embedding
is continuous for all
and compact for all
(see [
18] for a quick introduction to fractional Sobolev spaces). We can now extend the definition of the fractional
p-Laplacian (of order
s) by setting for all
Such a definition is equivalent to the one given in
Section 1, provided
u is smooth enough, for instance if
. More generally, we have defined
as a continuous, maximal monotone operator of
-type, i.e., whenever
in
and
then we have
(strongly) in
. In addition, the map
is strictly
-monotone, i.e., for all
s.t.
we have
in
. Finally, we recall that for all
All these properties are proved (in a slightly more general form) in [
19], although some go back to previous works.
The general Dirichlet problem for the fractional
p-Laplacian is stated as follows:
The reaction is subject to the following basic hypotheses:
is a Carathéodory map and there exist
,
s.t. for a.e.
and all
By virtue of
, the following definitions are well posed. We say that
is a (weak) supersolution of Equation (
1) if for all
The definition of a (weak) subsolution is analogous. Once again, we remark that these are not the most general definitions of super- and subsolution, as in general, one can require
or
, respectively, in
(see [
19]). Finally, we say that
is a (weak) solution of Equation (
1) if it is both a super- and a subsolution, i.e., if for all
For the solutions of Equation (
1), we have the following a priori bound:
Proposition 1 ([
20] (Theorem 3.3))
. Let hold and be a solution of Equation (
1)
. Then, with , for some . The regularity of solutions to nonlocal equations is a delicate issue, as such solutions fail in general to be smooth up to the boundary of the domain (no matter how regular it is). Such a problem can be overcome by comparing the solutions to a convenient power of the distance from the boundary, namely, set for all
We define the following weighted Hölder spaces and the respective norms:
and for all
The embedding
is compact for all
. In addition, the positive cone
of
has a nonempty interior given by
Combining Proposition 1 and [
21] (Theorem 1.1), we have the following global regularity result for the degenerate case
:
Proposition 2. Let , hold, and be a solution of Equation (
1)
. Then, for some , with . We recall now two recent strong maximum and comparison principles, which will be used in our study:
Proposition 3 ([
7] (Theorem 2.6))
. Let , s.t.Then,In particular, if , then . Proposition 4 ([
7] (Theorem 2.7))
. Let , s.t. , satisfyThen, in Ω. In particular, if , then .
Next, we recall some properties related to the following nonlocal, nonlinear eigenvalue problem:
Problem (
2) admits an unbounded sequence of variational (Lusternik–Schnirelmann) eigenvalues
. In particular, we focus on the principal eigenvalue
:
Proposition 5 ([
22] (Theorem 6) and [
23] (Theorems 4.1 and 4.2))
. The smallest eigenvalue of Equation (
2)
isIn addition, is simple, isolated, and attained at a unique positive eigenfunction s.t. .
All the non-principal eigenfunctions of Equation (
2) are nodal (i.e., sign-changing) in
. More generally, we have the following anti-maximum principle for the degenerate case:
Proposition 6 ([
15] (Lemma 3.9))
. Let , , , and be a solution ofThen, .
Finally, we introduce a variational framework for problem (
1). For all
set
and for all
set
Then,
and its critical points coincide with the solutions of (
1). In addition,
is sequentially weakly l.s.c. in
and its local minimizers in the topologies of
and
, respectively, coincide:
Proposition 7 ([
14] (Theorem 1.1))
. Let , hold, and . Then, the following are equivalent:- (i)
There exists s.t. for all , ;
- (ii)
There exists s.t. for all , .
3. Bifurcation-Type Result
This section is devoted to the proof of Theorem 1, which we split into several lemmas. We recall that
,
satisfies
, that
is a bounded domain with
-boundary, and that the reaction
f in problem
satisfies the standing hypotheses
(for simplicity we shall omit such assumptions in the results of this section). Since
only deals with
, without loss of generality, we set for all
We note that by
(i),
satisfies
for all
. For all
,
, we define the energy functional of
We begin with a sub-supersolution principle:
Lemma 1. Let , be a supersolution of . Then, there exists a solution of s.t. in Ω.
Proof. We perform a truncation on the reaction, setting for all
and
By
(i),
satisfies
. Moreover, for a.e.
and all
, we have
More generally, for a.e.
and all
In addition, we set for all
By
(i),
is sequentially weakly l.s.c. In addition, by Equation (
3) and the continuous embedding
, we have for all
and the latter tends to
∞ as
. So,
is coercive in
. Thus, there exists
s.t.
Now, let
be defined as in Proposition 5,
be as in
(iv). Then, we can find
s.t. in
By
(iv) and the construction of
, we have
and the latter is negative for
and even smaller if necessary (by
). So
, which in turn implies
. By minimization, we have weakly in
By Proposition 2, we have
. Testing (
4) with
, we have
So,
in
. On the other hand, testing (
4) with
and recalling that
is a supersolution of
, we have
By strict
-monotonicity of
, we have
in
. By construction, then, we can rephrase (
4) and have weakly in
By
(v) (with
and
), there exists
s.t. for a.e.
the mapping
is nondecreasing in
. So, weakly in
By Proposition 3 (with ), we have ; in particular, in , so u solves . □
Set
(with the convention
). We will now establish some properties of
:
Lemma 2. Let be defined by Equation (
5)
. Then, we have - (i)
;
- (ii)
For all has a solution ;
- (iii)
For all s.t. , we have .
Proof. First, we consider the auxiliary problem (torsion equation)
The corresponding energy functional
is defined for all
by
As in
Section 2, we see that
is coercive and sequentially weakly l.s.c., so there exists
s.t.
In particular,
w is a critical point of
and hence a solution of (
6), so by Proposition 2, we have
. Testing (
6) with
, we obtain
so
in
. In addition, clearly,
. By Proposition 3, then, we have
.
Now, we prove (i). First, we claim that there exists
with the following property: for all
there is
s.t.
(with
,
as in
(i)). Arguing by contradiction, let
be a sequence s.t.
and for all
,
By
(i), we have
, so passing to the limit as
we obtain for all
which yields a contradiction as
. We prove next that
. Indeed, for all
, let
satisfy Equation (
7), and set
By Equations (
6) and (
7), and
(i), we have weakly in
i.e.,
is a (strict) supersolution of
. By Lemma 1, there exists a solution
of
s.t.
in
. Hence, we have
. Taking the supremum over
, we obtain as claimed
Looking on the opposite side, we claim that there exists
s.t. for all
we have for a.e.
and all
(with
as in Proposition 5). Indeed, by
(ii), given
, we can find
s.t. for a.e.
and all
By
(vi), for all
, a.e.
, and all
, we have
In addition, let
,
be as in
(iv). Then, we can find
s.t.
Hence, for all
, a.e.
and
we have by
(iv)
Finally, by
(vii), we have uniformly for a.e.
and all
so we can find
s.t. for all
, a.e.
, and all
Putting the inequalities above in a row, we obtain Equation (
8). We see that
, arguing by contradiction. Let
be s.t.
has a solution
. Then, by Equation (
8), we have weakly in
Set for all
then by
(i) and the inequality above, we have
,
. By Proposition 6, we have
, a contradiction. Thus, we have
Furthermore, we prove (ii). For all
, we can find
s.t.
has a solution
. By
(vi), we have weakly in
i.e.,
is a (strict) supersolution of
. By Lemma 1, there exists a solution
of
s.t.
in
.
Finally, we prove (iii). For all
, reasoning as above, we find
solutions of
,
respectively, s.t.
in
. Invoking
(v) (with
and
), we find
s.t. the mapping
is nondecreasing in
. So, using also
(vi), weakly in
, we have
By Proposition 4 (with ), we have . □
In the next result, we deal with the threshold case :
Lemma 3. Let be defined by Equation (
5)
. Then, has at least one solution . Proof. Let
be an increasing sequence in
s.t.
. Recalling the proof of Lemma 2 (ii), we know that for all
, problem
has a solution
with negative energy, i.e., weakly in
and
In addition, by Lemma 2 (iii), we have
in
for all
. Testing (
9) with
, we obtain
which along with Equation (
10) gives
By
(iii) (with
), there exists
s.t. for all
, a.e.
, and all
we have
In addition, by
(i) and since
is bounded, we can find
, independent of
n, s.t.
, so for all
, a.e.
and all
we have
and
so we obtain
Summarizing, we have for all
, a.e.
, and all
with
independent of
n. Plugging the estimate above into Equation (
11), we obtain for all
So,
is a bounded sequence in
. Since
, we can find
s.t.
By the interpolation and Sobolev’s inequalities, we have for all
A straightforward calculation leads from the bounds on
in
(iii) to
. Now, test (
9) with
again and use
(i) to obtain
So,
is bounded in
. Passing to a subsequence if necessary, we find
s.t.
in
,
in
, and
for a.e.
. In particular, we have
in
. Test now (
9) with
, use
(i) and Hölder’s inequality to obtain for all
and the latter tends to 0 as
. So, we have
which by the
-property of
implies
in
. So, we can pass to the limit as
in Equation (
9) and see that weakly in
By Proposition 2, we have
. Finally, since
is pointwise increasing, we have
So, is a solution of . □
Finally, we prove that for any parameter below the threshold, there exists a second solution. This is in fact a fairly technical step in our study, involving some typical variational tricks. In particular, we recall the following notion:
Definition 1 ([
24] (Definition 5.14))
. Let be a Banach space, . Φ satisfies the Cerami -condition if every sequence in X, s.t. is bounded and in has a (strongly) convergent subsequence. We can now prove our multiplicity result:
Lemma 4. Let be defined by Equation (
5)
. Then, for all , problem has a solution s.t. . Proof. From Lemma 3, we know that
has a solution
. Now, fix
. By
(vi), we have weakly in
so
is a strict supersolution of
. By Lemma 1, we see that
has a solution
s.t.
in
(without any loss of generality, we may assume that such
is the same as in Lemma 2). By
(v) (with
and
), there exists
s.t. for a.e.
the mapping
is nondecreasing in
. By
(vi), we have weakly in
By Proposition 4 (with
), we have
Set for all
and
In addition, set for all
Clearly,
satisfies
, so
. The rest of the proof aims at showing the following claim:
We proceed by dichotomy. First, we introduce a new truncation of the reaction, setting for all
and
Since
,
satisfies
. In addition, reasoning as in the proof of Equation (
3), we see that for a.e.
and all
, we have
Set for all
Then,
is coercive and sequentially weakly l.s.c. So, there exists
s.t.
In particular, we have weakly in
By Proposition 2, we have
. Testing
and (
14) with
, we have
so by strict
-monotonicity
in
. As a consequence,
. In addition, testing (
14) and
with
, we obtain
and the latter is non-positive by
and
(vi). So, as above
in
. Thus, in Equation (
14), we can replace
by
and see that
is a critical point of
.
Now, either
, and then Equation (
12) is proved, or
, i.e., by Equation (
13) we have
Set now
an open set in the
-topology s.t.
. By construction, for all
, we have
So,
is a local minimizer of
in
. By Proposition 7, then,
is a local minimizer of
in
as well. Once again, an alternative shows: either there exists a critical point
of
, and as above, we deduce
; hence, Equation (
12) is proved, or
is a strict local minimizer of
.
We prove now that
is not a global minimizer of
. Indeed, by
(ii) and de l’Hôpital’s rule, we have uniformly for a.e.
Let
,
be defined as in Proposition 5, and fix
. Then, we can find
s.t. for a.e.
and all
By
(i) and the construction of
, we can find
s.t. for a.e.
and all
So, for all
, we have
and the latter tends to
as
. So, there exists
s.t.
In order to complete the geometrical picture, we deduce from the previous estimates that there exists
s.t.
The next step consists in proving that
satisfies
(see Definition 1 above). Let
be a sequence in
s.t.
for all
, and
in
as
. Then, we have for all
and there exists a sequence
s.t.
and for all
,
Subtracting the inequalities above, we obtain for all
By
(iii), we can find
s.t. for a.e.
and all
By
(i), and the construction of
, we can find
s.t. for a.e.
and all
Plugging such estimate into Equation (
16), we have for all
so
is bounded in
. By the interpolation and Sobolev’s inequalities, for all
, we have
for some
independent of
s.t.
(see the proof of Lemma 3). By Equation (
15) (with
),
(i), and Hölder’s inequality, we have for all
So, by Sobolev’s embedding and the inequality above, we obtain
Since
,
is bounded in
. Passing to a subsequence, we have
in
and
in both
and
. Setting
in Equation (
15) and using
(i) and Hölder’s inequality again, we have for all
and the latter tends to 0 as
. By the
-property of
, we have
in
, which proves
.
We have now all the necessary ingredients to apply the mountain pass theorem (see for instance [
24] (Theorem 5.40)). Set
and
Then,
, and there exists a critical point
of
s.t.
. Moreover, if
, then
. So
satisfies weakly in
As above we see that
, thus proving (
12) in all cases.
By construction of
,
solves
, hence
. In addition, from
we deduce that
. By
(v) (with
) there exists
s.t. for a.e.
the mapping
is nondecreasing in
. So, we have weakly in
By Proposition 4 (with ), we have . □
We can now complete the proof of Theorem 1:
Proof. Let
be defined by (
5). By Lemmas 2 and 4, for all
, problem
has at least two solutions
s.t.
, in particular
in
. In addition, Lemma 2 (iii) says that for all
, we have
, in particular
in
. This proves (i).
By Lemma 3, as we have , with solution of . This proves (ii).
Finally, by Lemma 2, (i) we have
, and by Equation (
5), for all
, there is no positive solution to
. This proves (iii). □
Example 1. We collect here some functions satisfying hypotheses (as usual, we assume for all , , and :
(Non-autonomous concave–convex reaction) let , s.t. , in Ω for some , and set for all (Autonomous reaction) let , and set for all noting that f does not satisfy the classical Ambrosetti–Rabinowitz condition.
Notably, our approach also works in the case when is asymptotically -linear at the origin:
Remark 1. Assume that holds, just replacing hypothesis (iv) with the following:
- (iv)
For all , there exist s.t. uniformly for a.e. and all
Then, all the conclusions of Theorem 1 hold. Indeed, there are only two main steps at which the arguments for the present case differ from those seen above. The first is in the proof of Lemma 1, in proving that We can find s.t. for a.e. and all Furthermore, since , find s.t. in Ω
By de l’Hôpital’s rule, we have A second difference appears in the proof of Lemma 2, precisely in proving that . Using (iv) in the place of (iv), we easily obtain Equation (
8)
, and the rest follows as above. An example of an (autonomous) reaction satisfying the modified hypotheses is the following: let , , and set for all