2. Topological Transversality Theorem
We will consider a class of maps. Let be a completely regular space (i.e., a Tychonoff space) and an open subset of .
Definition 1. We say if is a continuous, compact map; here, denotes the closure of U in E.
Definition 2. We say if and for ; here, denotes the boundary of U in E.
Definition 3. We say if with and there exists a selection of F; here, denotes the family of nonempty subsets of E.
Remark 1. Let Z and W be subsets of Hausdorff topological vector spaces and and F a multifunction. We say if W is convex and there exists a map with , for and for each ; here, . Let E be a Hausdorff topological vector space (note topological vector spaces are completely regular), U an open subset of E and paracompact. In this case, we say if is a compact map. Now, [7] guarantees that there exists a continuous, compact selection of F. Definition 4. We say if and for .
Definition 5. We say is essential in if for any selection of F and any map with there exists a with .
Remark 2. If is essential in and if is any selection of F then there exists a with (take in Definition 5), so in particular there exists a with .
Definition 6. Let . We say in if there exists a continuous, compact map with for any and (here ), and .
Remark 3. A standard argument guarantees that ≅ in is an equivalence relation.
Definition 7. Let . We say in if for any selection (respectively, ) of F (respectively, of G) we have in .
Theorem 1. Let E be a completely regular topological space, U an open subset of , and is essential in . In addition, suppose Then, F is essential in .
Proof. Let
be any selection of
F and consider any map
with
. We must show that there exists a
with
. Let
be any selection of
G. Now, (
1) guarantees that there exists a continuous, compact map
with
for any
and
(here,
),
and
. Let
Now, (note G is essential in ) and is closed (note h is continuous) and so is compact (note h is a compact map). In addition, note since for any and . Then, since E is Tychonoff, there exists a continuous map with and . Define the map r by , where is given by . Note that (i.e., r is a continuous compact map) with (note if then ) so since G is essential in there exists a with (i.e., ). Thus, so and thus . ☐
Let E be a topological vector space. Before we prove the topological transversality theorem, we note the following:
- (a)
If with , then in . To see this, let and note is a continuous, compact map with for any and (note ).
Theorem 2. Let be a topological vector space and an open subset of . Suppose that F and G are two maps in with in . Now, F is essential in if and only if G is essential in .
Proof. Assume
G is essential in
. We will use Theorem 1 to show
F is essential in
. Let
be any selection of
F,
be any selection of
G and consider any map
with
. Now, (a) above guarantees that
in
and this together with
in
(so
in
) and Remark 3 guarantees that
in
. Thus, (
1) holds so Theorem 1 guarantees that
F is essential in
. A similar argument shows that, if
F is essential in
, then
G is essential in
. ☐
Theorem 3. Let be a Hausdorff locally convex topological vector space, an open subset of and . Assume the zero map is in . Then, the zero map is essential in .
Proof. Note
for
(i.e.,
F is the zero map) and let
be any selection of
F. Note
for
. Consider any map
with
. We must show there exists a
with
. Let
Note
is a continuous, compact map so [
8] guarantees that there exists a
with
. If
, then
, a contradiction since
. Thus,
and so
. ☐
Now, we consider the above in the weak topology setting. Let be a Hausdorff locally convex topological vector space and a weakly open subset of where C is a closed convex subset of X. Again, we consider a class of maps.
Definition 8. We say if is a weakly continuous, weakly compact map; here, denotes the weak closure of U in C.
Definition 9. We say if and for ; here, denotes the weak boundary of U in C.
Definition 10. We say if with and there exists a selection of F.
Definition 11. We say if and for .
Definition 12. We say is essential in if for any selection of F and any map with there exists a with .
Definition 13. Let . We say in if there exists a weakly continuous, weakly compact map with for any and (here ), and .
Definition 14. Let . We say in if for any selection (respectively, ) of F (respectively, of G) we have in .
Theorem 4. Let be a Hausdorff locally convex topological vector space and a weakly open subset of where C is a closed convex subset of X. Suppose and is essential in and Then, F is essential in .
Proof. Let
be any selection of
F and consider any map
with
. Let
be any selection of
G. Now, (
2) guarantees that there exists a weakly continuous, weakly compact map
with
for any
and
(here
),
and
. Let
Recall that , the space X endowed with the weak topology, is completely regular. Now, is weakly closed and is in fact weakly compact with . Thus, there exists a weakly continuous map with and . Define the map r by and note with . Since G is essential in , there exists a with . Thus, so . ☐
An obvious modification of the argument in Theorem 2 immediately yields the following result.
Theorem 5. Let be a Hausdorff locally convex topological vector space and a weakly open subset of where C is a closed convex subset of X. Suppose F and G are two maps in with in . Now, F is essential in if and only if G is essential in .
Now, we consider a generalization of essential maps, namely the
d–essential maps [
2]. Let
be a completely regular topological space and
an open subset of
. For any map
let
, with
given by
, and let
be any map with values in the nonempty set
; here,
.
Definition 15. Let with . We say is d–essential if, for any selection of F and any map with , we have that ; here, and .
Remark 4. If is –essential, then, for any selection of F (with ), we haveso there exists a with (so, in particular, ). Theorem 6. Let E be a completely regular topological space, U an open subset of , , d is defined in(3), , with and . Suppose is d–essential and Then, is d–essential.
Proof. Let
be any selection of
F and consider any map
with
. We must show
; here,
and
. Let
be any selection of
G. Now, (
4) guarantees that there exists a continuous, compact map
with
for any
and
(here
),
,
and
; here,
. Let
be given by
and let
Now,
is closed, compact and
so there exists a continuous map
with
and
. Define the map
r by
and
. Now,
with
. Since
is
d–essential, then
Now, since
, we have
so, from the above and Equation (
5), we have
. ☐
Theorem 7. Let E be a completely regular topological space, U an open subset of , and d is defined in (3). Suppose F and G are two maps in with , and in . Then, is d–essential if and only if is d–essential. Proof. Assume
is
d–essential. Let
be any selection of
F,
be any selection of
G and consider any map
with
. If we show (
4), then
is
d–essential from Theorem 6. Now,
in
together with
in
(so
in
) guarantees that
in
. To complete (
4), we need to show
; here,
and
. We will show this by following the argument in Theorem 6. Note
in
and let
be a continuous, compact map with
for any
and
(here
),
and
. Let
be given by
and let
Now, and there exists a continuous map with and . Define the map r by and . Now, with so, since is d–essential, then . Now, since , we have (see the argument in Theorem 6) and, as a result, we have . ☐
Remark 5. It is also easy to extend the above ideas to other natural situations. Let be a (Hausdorff) topological vector space (so automatically completely regular), a topological vector space, and an open subset of . In addition, let be a linear (not necessarily continuous) single valued map; here, is a vector subspace of . Finally, will be a linear, continuous single valued map with an isomorphism (i.e., a linear homeomorphism); for convenience we say . We say if and we could discuss essential and d–essential in this situation.
Now, we present an example to illustrate our theory.
Example 1. Let be a Hausdorff locally convex topological vector space, an open subset of , and paracompact. In this case, we say that if (see Remark 1) is a compact map. Let and assume for and . Then, in . To see this, let be any selection of F and let be given by . Note that and for and so in . Now, Theorems 2 and 3 guarantee that F is essential in .