1. Introduction
With the development of industrial technology, requirements for machining accuracy are becoming more and more demanding. In the process of high-speed and high-precision machining, thermal errors account for 40% to 70% of the total error of the machine tool [
1,
2,
3]. During the high-speed operation of the machine tool, the electric spindle rotates at high speed, which generates a lot of heat due to the motor loss, friction between the rolling body, and the inner and outer rings of the bearing. The heat flows into different parts of the spindle system in different directions and rates, making the temperature field of the whole spindle system unevenly distributed. This leads to thermal errors along the axial and radial directions of the spindle [
4,
5,
6]. Therefore, the spindle was considered one of the most important heat sources of the machine tool [
7], and the thermal characteristics of the spindle directly influence the machining accuracy [
8].
Traditionally, the spindle system is equipped with a cooling device in which there is a cooling water jacket [
9]. It is installed outside the bearing to help reduce the temperature rise by convection [
10,
11]. In order to reduce the temperature rise, shorten the thermal equilibrium time, and even out the heat distribution, it was proposed to build a heat conductive path with one end contacting with the outer ring of the spindle bearing or the motor stator, and the other end connecting the external cooling system. The heat conductive path was filled with high heat conductivity material. It looks like a “highway” along which the heat generated by the heat source inside the spindle could be exported to the bearing housing and the outside of the casing directly and quickly. In order enhance the heat transfer efficiency, the structure of the heat conductive paths should be designed properly.
Most scholars have studied the effect of geometric parameters on thermal resistance. By changing the shape and dimensional parameters of the heat conductive path [
12,
13], the thermal conductivity could be improved and the optimal solution could be obtained. There are numerous research methods such as bionic, conformal, and topological optimization. Cheng [
14] used a bionic optimization method to optimize the arrangement of high thermal conductivity materials inserted in a certain region. The evolution and degradation process of high thermal conductivity materials have been simulated numerically. Peng [
15] proposed a liquid-absorbing core structure based on the plant leaf vein system in 2015 and analyzed its fractal parameters and geometry. Then, the performance of the homogeneous thermal plate was successfully improved. The bionic methods play a certain role in heat dissipation, but the application scenarios of such bionic methods are limited, and the design ideas are mostly inspired by the phenomenon, which makes it difficult to do sustained research. Wang [
16] established a three-dimensional heat dissipation model in 2019 and carried out the conformation design with thermal conductivity distribution and heat source intensity score as design variables, and the maximum system temperature and equivalent thermal resistance as performance indexes. Li [
17] selected the minimization of maximum thermal resistance as the optimization objective and the aspect ratio of the end face of the heat sink unit as the optimization variables to optimize the structure of the composite heat sink in 2021. In configuration optimization, the relevant laws are often sought for the objective and design variables to adjust the structure accordingly. This method has the problem of a complicated solution and sometimes it is difficult to adjust the structure accordingly.
Topological optimization methods are the classical approach to structural optimization. In 1994, by combining topology optimization methods, Sigmund conducted homogenization design. Since then, the development of microstructure topology optimization design has been greatly promoted, and various metamaterial designs have emerged, such as microstructure design for specific performance materials and microstructure design for extreme performance materials [
18,
19,
20,
21,
22,
23]. In recent years, as people’s demands for heat dissipation performance have gradually become higher, a large number of scholars have found that topological complementary methods are very effective in constructing highly efficient thermal conductive structures. Long and Jia [
24,
25] established a periodic structural topology optimization model based on the independent continuous mapping method to obtain an optimized microstructural configuration for the steady state thermal conductivity of composite materials. Zhao [
26] used the topological complement optimization method and introduced the discrete body filtering method to obtain the circular path structure on the cross section of the mold. Based on the SIMP method, the thermal conductivity structure of IGBT for power devices was designed. Compared with the original IGBT module, it showed that the maximum junction temperature of the topological model decreased by 45.63% and the maximum equivalent thermal stress decreased by 40.35% [
27].
The main contributions of this paper are:
- (1)
For the first time, the heat path structure was constructed by means of topological optimization and applied to the heat dissipation of machine tool spindles, which can effectively increase the heat dissipation of the machine tool and reduce the thermal error of the machine tool by exporting the heat from the heat source and preventing the heat from spreading.
- (2)
A topological solution method for the thermal path was proposed. Taking the heat dissipation weakness as the objective function, based on the SIMP interpolation model, combined with the IPTO and OC algorithms, the optimized discrete mathematical model was solved.
- (3)
A three-dimensional model was established to analyze the thermal characteristics of the heat conductive path, and the thermal performance of the heat conductive path obtained based on the two algorithms was compared under different volume proportions of high thermal conductivity materials.
In this paper, we attempted to use heat conductive paths in a machine tool spindle system for improving the efficiency of heat dissipation. Based on the topology optimization method, the best distributions of the paths were obtained. The thermal characteristics of the model with and without heat conductive paths were analyzed. The strength properties of the structure were also verified.
3. Topology Structural Design of Heat Conductive Path
Based on
Section 2, the structure of heat conductive paths was designed. The flow chart of the topology optimization of the heat conductive path’s structure is shown in
Figure 4.
The basic parameters and working condition information were first determined in the process. Then, the heat dissipation weakness C was considered as the objective function of the iterative solution. The design variables were constantly updated and the location of the material distribution was determined. The specific iterative conditions were different because of different optimization methods. In the OC algorithm, the sensitivity was selected as the condition for filtering cells and in the IPTO algorithm, the density was selected as the condition for filtering cells. When the result reached the set conditions, the loop was skipped. The topological structure calculation was completed.
3.1. Topology Structural Design Based on OC Algorithm
According to
Figure 4, the sensitivity analysis formula was derived from the interpolation function of the heat transfer unit. In solving topology optimization problems, the SIMP (Solid Isotropic Material with Penalization) model was used for interpolation calculation. The thermal conductivity coefficient of the unit can be interpolated as follows:
where
Ke and
K0 denote the material heat transfer coefficient of the unit and the penalized unit material heat transfer coefficient,
xe is the unit pseudo-density, and
p is the penalty parameter, which is artificially taken as 3.
When iterating design variables, in order to improve computational efficiency and avoid checkerboard patterns, it was necessary to find design variables that change very little before and after the iteration. This process was called sensitivity analysis, and that was also to find the very small value of the objective function. When the SIMP method was used for interpolation, the sensitivity of the objective could be analyzed:
In this section, the OC (Optimality Criteria) algorithm was used to perform an updated iterative calculation. The OC algorithm is a traditional optimization criterion method. This algorithm satisfies the optimization conditions for each iteration from the initial design point. According to the iterative formula, an improved design variable is obtained.
In order to find the optimal distribution path of the material in the design domain, it was necessary to find the minimum value of the heat dissipation weakness. It was transformed into an extreme value problem with constraints, which can be obtained by combining the discrete mathematical model (11) in
Section 2 and the Lagrange function:
where
xi denotes the value of the design variable calculated in the
i-th iteration, and
λ1,
λ+, and
λ-denote the introduced Lagrange multipliers.
According to the Kuhn–Tucker condition, the derivation of the above equation yielded the stationary value condition on
λ1,
λ+, and
λ−.
Too many discrete cells led to too many design variables, thus making it difficult to solve Equation (15). Therefore, the following iterative updating strategy was generally used for the computation:
where
xmin is the lower limit of the parameter, which is set to prevent the matrix singularity,
m (0 <
m < 1) is the step length limit and
η (0 <
η < 1) is the damping factor, and (
xi) denotes the sensitivity filter function. The expression
Bi is shown below:
Based on the OC algorithm, the topology optimization design of the heat conductive path for the model was proposed. The initial value of the ambient reference temperature was set as
T0 = 298 K. Thermal conductivity of heat conductive path was
λ = 401 W/(m
2·K), the volume proportion
V of heat conductive paths was set as 10–40%, the penalty parameter
p = 3, and the lower limit of material density was set to 0.001 (kg/m
3). Then, the thermal conductivity paths with different volume proportions were obtained and are shown in
Figure 5.
It can be seen from
Figure 5 that as the volume proportion increased from 10 to 40%, the number of main branches of the heat conductive paths was 16. When the volume proportion was low, the main branches were divided into branches with multiple levels while as the volume proportion increased, the veins of the main branches became fewer. The diameter of the main branches increased from 14 mm to 18 mm.
3.2. Topology Structural Design Based on IPTO Algorithm
IPTO (Improved Proportional Topology Optimization) is a corrected proportional optimization algorithm [
29]. For the uncertain variables in the design process, first filter those which obey the normal distribution of the variables and then correct them. Finally, the corrected variables are considered as the design parameters so that the sensitivity analysis of the design variables can be ignored. The filtering of the design variables can be carried out through the idea of probability to make the design variables nearer to 0/1 faster in the iteration process.
The IPTO algorithm has the advantages of not needing to obtain sensitivity information, fast convergence, and strong ability to obtain the exact solution. Taking the heat dissipation weakness
C as the optimization objective, the following discrete mathematical model can be established based on the IPTO algorithm.
where
xmin and
xmax are the upper and lower boundary values of the discrete cell
xe, respectively.
The SIMP penalty model was used as the material interpolation model in the IPTO algorithm, which can be expressed as follows:
where
E0 and
Emin are the thermal conductivity of the solid and void materials, respectively, and
Emin is taken as 0.001 to avoid a singular matrix.
The filtering of the SIMP interpolation model was performed using a weighted average of:
where
is the filtered density variable of discrete cell
e, and
Ne is the cell set, which is formed by the sweep of the discrete cell
j with the discrete cell
e as the center and
Rmin as the filtering radius.
xj is the density variable of discrete cell,
He,j and
de,j are the weight coefficient and distance between discrete cells, respectively.
After the update of the density variable in the inner loop of IPTO algorithm, the density variable
obtained in the last iteration was introduced into the main loop for a density variable update. The update of main loop density variable was implemented using the following equation:
where
and
are the discrete cell density variable obtained from the previous iteration and the current iteration of the main cycle density variable update, and
α is the scale factor.
Based on the IPTO algorithm, the topology structural design was obtained. The relevant parameters, such as temperature and thermal conductivity of material, were set as the same as
Section 3.1. As shown in
Figure 6, the thermal conductive paths of the model with different volume proportions were obtained. Similarly, it can be seen from the figure below that as the volume proportion increased from 10% to 40%, the number of main branches increased from 7 to 16. The diameter of the largest main branch increased from 6 to 20 mm and the number of branching structures decreased.
4. Thermal Characteristics and Stress Strength Analysis of Models with Heat Conductive Paths
4.1. Numerical Model
In order to analyze the influence of the heat conductive path on the circumferential heat distribution of the spindle, a toroidal 3D model was built (see
Figure 7). The outer radius
d1 was 160 mm, the inner radius
d2 was 80 mm, and the thickness
δ was 20 mm. In
Figure 7a, it is a normal toroidal model without heat conductive paths, and in
Figure 7b, it is a toroidal model with topology structure of heat conductive paths based on OC algorithm (volume proportion of copper V = 10%).
The material of the heat conductive path was copper, and the rest of the model was set to structural steel. The material properties are shown in
Table 2.
In this paper, tetrahedral cell type is selected for meshing (see
Figure 8). The mesh of the heat conductive path in the model was refined. The average quality of the mesh was 0.85.
Using the method proposed by Palmgren, the heat generation of the outer ring of 7010C angular contact bearing was calculated. When the spindle speed was 12,000 r/min, the heat generation of the bearing outer ring heating was 149 W and heat flow density qbearing = 39,734 W/m2. For calculation convenience, qbearing was taken as 40,000 W/m2 and loaded on surface of the inner ring. The outer ring of the model was set as a constant temperature boundary, Tout = 25 °C.
4.2. Thermal Characteristics Simulation of Heat Conductive Path
Based on the ANSYS-Workbench software platform, thermal characteristics of the models were analyzed. The thermal steady state simulation results of model without heat conductive paths (pure structural steel), and with heat conductive paths (topology optimized structure based on OC algorithm and IPTO algorithm) are shown in
Figure 9,
Figure 10 and
Figure 11. The heat conductive path was filled with high thermal conductivity material (copper) and its volume proportion was increased from 10% to 40%.
As shown in
Figure 9, when there was no heat conductive path, the temperature of the toroidal model decreased gradually from inside to outside. The high temperature area was uniformly distributed around the inner ring. The temperature of the inner ring was the highest 46.8 °C, and the temperature of the outer ring was the lowest 25 °C. For the toroidal model with topological heat conductive paths, the temperature distribution was similar with to model without heat conductive path, but the high temperature areas were obviously concentrated in the inner ring. From
Figure 9,
Figure 10 and
Figure 11, it can be seen that the maximum temperature with the heat conductive path was significantly lower. The temperature rises under the thermal steady state decreased obviously when the topological structure of the heat conductive path was adopted.
However, the difference of thermal conductivity of the two topology structures based on OC and IPTO algorithm cannot be seen clearly. Therefore, the steady-state temperatures of two different topology structures were compared specifically.
As shown in
Figure 12, with the increase of the copper volume proportion, the maximum temperature of the model decreased. As the volume proportion of the copper increased from 10% to 40%, the maximum temperature with heat conductive path based on the OC algorithm decreased from 36.5 °C to 33.8 °C and the maximum temperature with heat conductive path based on the IPTO algorithm decreased from 42.5 °C to 33.1 °C.
When the proportion of copper in the total volume was less than 40%, the thermal conductivity of the topological structure based on IPTO algorithm was higher. When the volume proportion of copper was 10%, the steady-state temperature difference between the heat conductive paths under the two algorithms was the largest, which was 6 °C. When the volume proportion of copper was 40%, the thermal conductivity of models and the steady-state temperature based on the OC and IPTO algorithms was close. This meant that when the volume proportion was high, thermal conductivity materials reached a certain value, the difference in thermal conductivity caused by different topological structures was no longer obvious.
4.3. Stress Strength Analysis of Heat Conductive Path
In order to verify the strength performance of the structure, the coupled static-thermodynamic analyses of heat conductive path based on the OC and IPTO algorithms were carried out respectively. The path was mainly subjected to radial load as well as its own gravity, and the axial load was calculated to be 700 N.
It can be seen from
Figure 13 and
Figure 14 that the maximum stress of the heat conductive path based on the OC algorithm was 3.0445 MPa when the copper volume proportion was 10%. The maximum stress of the heat conductive path based on the IPTO algorithm was 2.2116 MPa when the copper volume proportion was 20%. The bearing radial force induced by the stress was mainly along the horizontal direction of the distribution, manifested in the stress of the left end being bigger than the right end and the stress of the inner circle being bigger than the outer ring. The stress was mainly distributed in the area where copper and structural steel came into contact with each other.
However, the difference of stress strength of the two topology structures based on the OC and the IPTO algorithm cannot be seen clearly. Therefore, the normal stress of two different topology structures was compared specifically.
As shown in
Figure 15, the stress change of the heat conductive path based on the IPTO algorithm was basically out of a U-shape and the size of the fluctuation range was small and relatively stable. The stress change of the heat conductive path based on the IPTO algorithm decreased fast when copper volume proportion increased from 10% to 20%. The stress decreased from 3.0 MPa to 2.1 MPa, and then showed a stable trend. From the overall point of view, the stress was below 3 MPa, and the value of the stress was small, which had no effect on the heat dissipation effect.
5. Conclusions
In order to enhance the heat dissipation of the spindle system, the heat conductive path was constructed. With heat conductive path filling with high thermal conductivity materials, the heat generated by the bearing inside the spindle could be quickly exported. By using the OC and IPTO algorithms, topology structures with different volume proportions of the high thermal conductivity material were obtained. As the volume proportion increased, the number of main branches of the topology structure increased and the diameter of the largest main branch increased but the number of branching structures decreased. Based on the thermal characteristics simulation results, it was found that the heat conductive path with topology can effectively reduce the temperature rise. Compared with the normal model, the highest temperature of the model with heat conductive path (the volume proportion of the copper was 40%) decreased from more than 47 °C to less than 34 °C. As the volume proportion of the copper increased from 10% to 40%, the maximum temperature with heat conductive path based on the OC algorithm decreased from 36.5 °C to 33.8 °C and the maximum temperature with heat conductive path based on the IPTO algorithm decreased from 42.5 °C to 33.1 °C. However, when the volume proportion of copper reached 40%, the thermal conductivity of models and the steady-state temperature based on these two algorithms were close. It can be seen that in the range of copper volume proportion from 10% to 40%, the heat dissipation effect of the heat conductive path based on the OC algorithm was better than that based on the IPTO algorithm. At the same time, the maximum stress on the topological structure was less than 3 MPa, which did not affect the heat dissipation effect and met the actual working conditions.