1. Introduction
Caffeic acid (3,4-dihydroxycinnamic acid) is a biosynthetic derivative of phenylalanine and belongs to the class of phenolic acids, which are considered secondary plant metabolites produced naturally by almost all plants [
1].
Caffeic acid has an important antioxidant activity [
2], is hepatoprotective [
3] and antibacterial [
4], and is beneficial in cancer prevention and treatment [
5], Alzheimer’s disease [
6], diabetes [
7] and inflammatory diseases [
8].
However, when polyphenols are extracted, they easily lose their bioactivity if not properly protected from certain factors such as oxygen, light and heat [
9]. Encapsulation of active compounds in a protective matrix can be performed using technologies like coacervation, evaporation of the emulsion or through liposomes, thus ensuring their bioactivity does not change [
10].
Liposomes are small artificial vesicles that have one or more layers, being able to incorporate a wide range of lipophilic and hydrophilic compounds [
11]. Bioactive compounds can be incorporated into both the lipophilic and the hydrophilic compartment, depending on their affinity for water or the lipid membrane [
12]. Another important advantage of using liposomes as an encapsulation system is observed in the gastrointestinal tract, where absorption is increased, thus increasing the bioavailability of the drug [
13].
Currently, liposomes are an important part of medical and pharmaceutical research, being considered to be among the most effective carriers for the introduction of various medicinal substances into target cells [
14]. Liposomes contain phospholipids. The most commonly used phospholipids are extracted from soy or egg yolk. Phospholipids are made up of a hydrophilic “head” containing three molecular components: choline, a phosphate group and glycerol, and two “tails”, contained in the hydrophobic compartment, that form a long chain of essential fatty acids [
15]. Depending on the method of preparation, the properties of liposomes, their shape, size, stability and drug loading efficiency can be influenced [
16]. They can have different sizes, ranging from a few nanometers to micrometers: multilamellar vesicles (MLV, >250 nm), large unilamellar vesicles (LUV, 100–250 nm), and small unilamellar vesicles (SUV, 20–100 nm) [
17,
18]. The most commonly used liposome preparation method is the thin-film hydration method [
19,
20,
21].
In general, the liposomes applied to medical use range between 50 and 450 nm [
22]. Particulate systems technology offers excellent opportunities for the pharmaceutical industry, thus achieving an encapsulation and a controlled release of various substances, obtaining good bioavailability and stability especially in the case of sensitive substances.
There are a wide range of applications in the medical field due to nanoencapsulation technology and the benefits that liposomes can offer: increased efficacy, high biocompatibility, low immunogenicity, drug protection, prolonged half-life of the drug, and low toxicity [
23]. The use of liposomes in topical applications also has the advantage that it can reduce local irritation [
24].
In medicine, liposomal formulations are approved for intravenous [
25], intramuscular [
26,
27] and oral administration [
28] in anticancer, antifungal, and anti-inflammatory treatments. Their applicability has been extended to the food industry, where various antioxidants and some flavors have been encapsulated in liposomes.
The purpose of this paper was to obtain structural and morphological characterization and an evaluation of the properties and stability of liposomes with caffeic acid over time.
2. Materials and Methods
Caffeic acid (CA), cholesterol (CHL), sodium cholate (SC), and phosphatidylcholine from egg yolk (PC) were obtained from Sigma-Aldrich Chemie GmbH, Steinheim, Germany; 1,2-dipalmitoyl-sn-glycero-3-phosphocholine (DP-PC), 1,2-dimyristoyl-sn-glycero-3-phosphocholine (DM-PC) from Avanti Polar Lipids Co., Alabaster, Alabama, USA; methanol from Promochem, LGC Standards GmbH, Wesel, Germany, chloroform from Merck KGaA, Damstadt, Germany, and Triton X-100 from Sigma-Aldrich Co., St Louis, MO, USA and phosphate buffer from Farmachim 10 SRL, Ploiești, Romania. All substances used had adequate purity, attested by analysis bulletins issued by the manufacturer.
2.1. Preparation of Liposomes
Liposomes encapsulated with CA were prepared by the thin-film hydration method. The six liposome formulas that have been obtained are: DPPC, DMPC, CNA encapsulated with CA and, as control, eDPPC, eDMPC, eCNA—free of CA and using different phospholipids. The composition of the liposomes is described in
Table 1.
Lipid dispersions were prepared by dissolving precise amounts of substances in 2 mL of chloroform, stirring until complete dissolution. The volatile fraction of the solvent was removed using a rotavapor (Heidolph Hei-VAP Precision—Platinum3, Heidolph Instruments Gmbh &Co. KG, Schwabach, Germany) under the following working conditions: temperature 40 °C, speed 80 rpm, and pressure 200 mBar until a uniform and thin lipid film is obtained, which appears on balloon walls. The next step is the hydration of the lipid film which was performed with 2 mL phosphate buffer solution (pH = 7.4), followed by being vigorously hand-shaken. The dispersions were kept for 2 h at room temperature for stabilization and then were mechanically agitated using a centrifuge (Hettich Universal 320 R), the working conditions being: temperature 40 °C, speed 500 rpm, and time 20 min. After that, the samples were sonicated for 30 min at 25 °C in an ultrasonic bath (Elmasonic S 100H). All samples were stored in a refrigerator (4–8 °C) until analysis. There are many methods of formulating liposomes, one of them using a supercritical assisted technique [
29,
30].
The liposomes obtained were characterized using physicochemical methods; determination of particle size, zeta potential and entrapment efficiency, Atomic Force Microscopy, and in vitro release studies of caffeic acid entrapped in liposomes were conducted, followed by a statistical analysis of the results obtained.
2.2. Determination of Entrapment Efficiency (EE%)
The EE of CA-encapsulated liposomes was determined using spectrophotometry. After centrifugation, the absorbance of the CA remaining in the supernatant was measured using an UV-VIS spectrophotometer, PG Instruments T70+. Then, the concentration was calculated from a calibration plot obtained for pure CA. EE was calculated using Equation (1) [
9]:
where
Tca is the total CA used in the liposomes and
Ts is the total CA present in the supernatant.
2.3. Determination of Particle Size and Zeta Potential of CA-Loaded Liposomes
The zeta potential is an analytical measurement method for characterizing the surface of nanoparticles, and its measurements are based on the principles of scattered light [
31,
32]. The Dynamic Light Scattering method (DLS) was applied to determine the diameter, distribution and zeta potential of the formulated liposomes. Depending on the size of the liposomes, the distribution of vesicles in the body is influenced. If the size of the liposomes is large, the risk of them being taken up and degraded by the endoplasmic reticulum increases.
The composition of phospholipids and the pH of the environment show us whether the liposomes are positively, negatively or neutrally charged [
33].
Dynamic Light Scattering ZEN 3690 and Zetasizer Nano ZS (Malvern Panalytical, Malvern, UK) were used to characterize the liposome samples by measurement size and zeta potential. The results were presented as an intensity-weighted and volume-weighted distribution of particle diameters (d.nm). The volume distribution was chosen to compare three possible nano-levels that the liposomes can achieve: (1) very small vesicles; (2) large vesicles and (3) flocculated vesicles [
34,
35,
36,
37,
38,
39]. The corresponding diameter ranges were assigned as follows: (1) 30–150 nm, (2) 150–500 nm and (3) 500–6000 nm [
38,
40]. From the volume-weighted data was extracted the mean particle diameter (V.mean (d.nm)) and the proportion of the particles’ nano-levels (prop.V_1, prop.V_2 and prop.V_3 (%)). In this way, the volume-weighted distribution performs a better description of the liposome’s dominant nano-level and a facile comparison between the liposome’s carrier molecules without and with CA encapsulation (i.e., Sample Factor levels).
2.4. Atomic Force Microscopy (AFM) Measurements
Morphological analyses were performed using a Scanning Probe Microscopy Platform (MultiView-2000 system, Nanonics Imaging Ltd., Jerusalem, Israel) using intermittent mode, in ambient conditions (20 °C). For this analysis, a scanner equipped with a silicone probe and coated with chrome was used, with a radius of 20 nm and a resonance frequency of 30–40 KHz. Prior to AFM analysis, all samples were sonicated for 60 min. From each sample, 0.2 mL was poured dropwise onto an AFM glass slide holder. Subsequently, the samples were allowed to dry at 25 °C for 60 min (with constant fan ventilation), followed by the drying process at a temperature of 20 °C. The same environmental conditions were maintained for 30 days.
2.5. In Vitro Release Studies of CA Entrapped in Liposomes
For the qualitative and quantitative evaluation of liposomes, we measured the release of CA from liposomes, using a system of six Franz diffusion cells (Microette-Hanson system, model 57-6AS9, Copley Scientific Ltd., Nottingham, UK), with a diffusion surface of 1.767 cm2 and a volume of 6.5 mL for the receiver chamber. The receptor chamber in each diffusion cell was filled with phosphate buffer (pH 7.4) mixed with freshly prepared 30% ethanol. The synthetic membranes, made of polysulfone with a diameter of 25 mm and with a pore size of 0.45 μm—Tuffryn®, PALL Life Sciences HT-450, batch T72556, were hydrated by immersion in the receptor medium for 30 min before use, then mounted between the donor and acceptor compartment of the Franz diffusion cell. Approximately 0.500 g of each sample was brought into the diffusion cell capsule. The system was maintained at 32 ± 1 °C and the receptor medium was stirred continuously (600 rpm) using a magnetic stirrer to avoid the effects of the diffusion layer. 0.5 mL of the receptor solution was taken at various time intervals (30 min, 1, 2, 3, 4, 5, 6, 7, 8, 12, 24, and 48 h) and replaced with fresh receptor medium to maintain a constant volume (6.5 mL) during the test. The amount of CA released was determined using a UV-VIS spectrophotometric method, the reading being performed at 325 nm.
2.6. Statistical Analysis
The DOE (Design Of Experiment) considered two statistical factors and one interaction factor:
Factor One: Sample, with six levels: DPPC, eDPPC, DMPC, eDMPC, CNA, eCNA. The “e” letter encodes the liposome vesicles without CA encapsulation (as from empty vesicles);
Factor Two: Time, with three levels: d1 (day1), d15 (day15), d30 (day30);
Factor Three: Sample*Time (interaction factor) with 18 levels: DPPC_d1, DPPC_d15, DPPC_d30, eDPPC_d1, eDPPC_d15, eDPPC_d30, DMPC_d1, DMPC_d15, DMPC_d30, eDMPC_d1, eDMPC_d15, eDMPC_d30, CNA_1, CNA_d15, CNA_d30, eCNA_d1, eCNA_d15, eCNA_d30.
In order to have quantitative comparisons of the liposome’s nano-properties between samples with and without CA encapsulation, and furthermore between the different carrier molecule liposomes, at day1, day15 and day30 time stamps, univariate statistical analysis was carried out by two-way Analysis Of Variance (2w-ANOVA) (p = 0.05).
A multivariate statistical sequence of several methods was applied to decide which liposome samples had simultaneously: an abundance of particles within the nano-levels (1) (i.e., prop.V_1 and prop.V_2 high levels combined with low values of Z-Ave, PdI, V.mean and I.mean) and (2) high values of roughness (i.e., high values of Sa ang Sq). The multivariate statistical sequence used consisted of: PCA (Principal Component Analysis), MANOVA (p = 0.05) (Multivariate ANOVA) and AHC (Agglomerative Hierarchical Cluster analysis).
All sample parameter data were analysed in triplicate (n = 3). The statistical calculus and graphing were done by Matlab software (MatWorks Inc., 1 Apple Hill Drive, Natick, MA, USA) with homemade subroutines including standardised statistical methods.
4. Discussions
The characterization of liposomes loaded with CA was performed at the beginning by analysing the macroscopic appearance of the liposomal suspension. It has been observed that a suspension containing liposomes has a milky, pale yellow appearance. Then the liposomes loaded with CA were characterized by their size, zeta potential, EE and their morphology.
Analysing the data obtained on EE, a high entrapment of CA in liposomes was observed; this may be due to the low solubility of CA in water at room temperature. Following the evaluation of EE, no significant influences were observed between the three liposome formulas, even if various structures of phospholipids or sodium cholate were used, which is consistent with other studies [
42]. A high CA entrapment (70 ± 4%) and a different potential (−55 ± 4 mV) were obtained if reverse phase evaporation technique and only phosphatidylcholine were used for for liposome formation [
43]. Pettinato et al. [
29] extracted antioxidants from spent coffee grounds followed by entrapping the extract into liposomes using supercritical assisted liposome formation, resulting in good encapsulation with 93% of the loading antioxidant activity.
There are studies which have shown that the higher zeta potential is, the more stable the liposomes are [
44]. Taking this into account and analysing the data obtained for the zeta potential, it was observed that the DPPC, DMPC and CNA liposomes are more stable than the corresponding liposomes loaded without CA (eDPPC, eDMPC and eCNA). Comparing three liposomes loaded with CA, results showed that the best stability is obtained by the CNA liposome, followed by DMPC and then DPPC. The modest values of zeta potentials indicate a low stability of the nanoparticles, which transform to bigger nanoparticles during storage.
The eDPPC and DPPC liposomes present the same four-peak shape distribution. There is present a bimodal distribution of nano-level (1) particles (d.nm < 100 nm), followed by very low-volume proportion of nano-level (2) particles and a low-volume proportion of nano-level (3) (
Figure 2) particles. The difference between them is the proportions of volume particles of each nano-level. The eDPPC, without encapsulated CA, presents a lower-volume concentration of large particles (nano-level (2)) and flocculated liposomes than the DPPC liposomes with encapsulated CA. This result indicates that CA facilitates the aggregation of DPPC liposomes.
The eDMPC and DMPC liposomes present, a unimodal and bimodal peak shape distribution of nano-level particles (d.nm < 100 nm), and a very low-volume proportion (
Figure 3). From these distributions, both eDMPC and DMPC present the same high-volume of nano-level (1) particles and a very low-volume concentration of large particles (nano-level (2)) and flocculated liposomes. This result indicates that DMPC liposomes are insensitive to aggregation in the presence of CA.
The eCNA and CNA liposomes present the same four-peak shape distribution. There is present a bimodal distribution of nano-level (1) particles (d.nm < 100 nm) with high-volume proportion. This is followed by a low-volume proportion of nano-level (2) particles and a medium-high volume proportion of nano-level (3) particles (
Figure 4). The CNA presents low volume concentration of large particles (nano-level (2)) and medium-high volume concentration of flocculated liposomes. Furthermore, the bimodal peak of CNA liposome has its second peak (with greater d.nm) as the highest, being higher than the eCNA liposome. This result prescribes that CA facilitates the aggregation and flocculation of CNA liposomes.
From the DLS panel results, the following were retained for further statistical analysis: Z-Ave (d.nm), which represents the intensity-weighted mean intensity particle diameter from a gaussian distribution that approximates the measured diameter range of each liposome sample; PdI, the polydispersity index (the lowest the higher uniformity of the particle sizes); V.mean (d.nm) and I.mean (d.nm), the mean values of particle diameters (nm) derived from the volume-weighted and intensity-weighted distributions of particle sizes, respectively; and prop.V_1, prop.V_2 and prop.V_3, the proportions (%) of the particle volume concentrations, each calculated for particle nano-levels (1), (2) and (3).
At analysis through AFM, for the sample DPPC and eDPPC, on the first and the second day the obtained results show similar values for Sa, Sq, Sp, Sv, Sy, and an increase of the viscosity and a higher maximum value being observed only on the second day. Comparing the 15th day with the 30th, higher roughness values were observed for the 15th day. Sp and Sy values increased further on the 30th day.
For eDPPC, the roughness values (Sa and Sq) remained the same on the first and second day, and on the 15th and 30th very small, almost insignificant changes were observed. Given that the force applied to the tip on the surface and the distance between the tip and the surface have the same values, some changes may occur due to the nature of the sample analysed in combination with the tip wear [
45].
Analyses on the roughness of the DMPC sample shows that the values decreased over time. Increasing values were detected in case of Sy regarding the first three measured periods, whereas in the last day (30th day) extre me decrease was observed. Sp shows similar tendency as Sy, while for the Sv different tendencies exist during periods but the last one (30th) exhibited the same decrease as in the previously mentioned parameters.
The analyses obtained for the eDMPC sample show that the roughness value increased over time. However, the values are almost similar. In Sp, Sv and Sy case, the values from the 15th day are the highest. Sv presents a general decrease, except for the 15th day. Sy presents a general increase of values in time. Sp shows increasing tendency for the first three measurements, while in the last measurement a decrease is observed.
When determining the efficiency of entrapment, it was shown that three liposomes obtained with different phospholipids entrapped amounts close to CA, the highest amount being at the CNA liposome.
In vitro release of CA in Franz diffusion cells showed a close release as a percentage for each liposome, but the highest percentage of CA release was for the DPPC liposome (89.653%) (
Table 6). It can be seen that after 4 h of diffusion, the percentages of CA release incorporated in liposomes reached 45%. Over the next 3 h, the percentages increased up to 81%. After 12 h, a very small increase (max 3%) was observed. The rest of the liposomal CA could be permanently trapped inside the liposomes [
43].
At the CA free diffusion, it was observed that after 4 h, the diffusion percentage was 92.534%. By comparing the diffusion, it can be concluded that liposomes ensure the maintenance of CA concentrations for a longer period of time (more than 7 h).
In the univariate statistical analysis, the Sample factor results averages all the values of the Time factor sample for each sample (
Table 7). The possible drawn conclusion, then, will describe the nano-levels and stability over time of the Sample factor levels. All three liposomes with CA encapsulated have higher stability (i.e., higher Sa and Sq values) than the corresponding liposomes without CA encapsulation. High roughness is present for the DPPC and DMPC liposomes, higher than CNA.
The polydispersity index for DPPC and DMPC type liposomes increases for CA encapsulated samples compared with corresponding samples without CA encapsulation (
Table 7 and
Figure 7). However, this increase is not statistically significant, indicating that from a thermodynamic point of view the samples are stable. The CNA liposome changes thermodynamic stability when the CA is encapsulated, when the sample becomes more stable.
The volume-weighted particle size distributions for DPPC and eDPPC, CNA and eCNA and DMPC-type liposomes present high PdI values (over 0.60) that validate the multimodal particle size distribution. For this kind of multimodal behaviour of the liposomes the Z-Ave and PdI parameters are the most suitable to make comparisons between sample particle sizes.
For qualitative comparisons, a statistically significant increase of liposome diameter is displayed after CA encapsulation by DPPC and CNA type liposomes, above five times and three times, respectively. Furthermore, despite the fact DMPC liposome diameters increased 3.6 times after CA encapsulation, this increase is statistically not significant.
However, these results prescribe high levels of CA encapsulation, but come with an issue that the liposome nano-level changes up one level. From the medical cell cancer treatment point of view, these results are more than beneficial.
The possible drawn conclusion, then, will prescribe the nano-levels and their stability of the Sample factor levels at each studied time. The univariate analysis of these results would take too many textual resources and should be approximatively redundant with the Sample factor analysis results (from
Table 8 and
Figure 7 and
Figure 8). The only new information is the time behaviour of each sample, but with the same overall conclusions. Furthermore, these results are needed for cross-validation with the next multivariate statistical analysis. The following parameters values were used in the multivariate analysis: Sa, Sq, PdI, Z-Ave, prop.V_1, prop.V_2, prop.V_3 and V.mean.
From the PC1–PC2 and PC1–PC3 biplots (
Figure 11a and
Figure 12a), variable correlations that generate variable groups can be noted, as follows: Sa with Sq; V.mean with prop.V_2 and singletons of Z-Ave, PdI and prop.V_1. As expected, the Z-Ave, prop.V_1, prop.V_2 and PdI variable vectors are almost spatially (i.e., 3D) opposite as directions (
Figure 11a,b and
Figure 12a,b). This result denotes the PCA biplot as a “shell-type” variable distribution and generates mostly good group sample separation.
The generated 2D and 3D PCA biplots also display the Sample factor level trajectories over time (day 1, day 15 and day 30). The longer the trajectory is in time, the less multivariate stable the sample is. The most stable samples are for both the DMPC- and eDPPC-type liposomes. Intermediate stability is seen for DPPC- and can-type liposomes; finally, the leas-stable sample is the eCNA-type liposome.
From a medical point of view, the direct interest should be the CA-encapsulated liposomes at day 1 timestamp. DPPC_d1 and DMPC_d1 can be considered nanoparticle liposomes with high stability, that present 75% and 99% cumulative particle volumes of 30–500 nm diameters. The CNA_d1 liposome provided only 66% particles cumulative volume at 30–500 nm diameters with a “soft” carrier layer, thus being unstable over time. However, if the liposomes are embedded in a jellified lattice, then all the CA-encapsulated liposomes can be used as nanoparticle treatments.