1. Introduction
Solid-state thin-film lithium-ion batteries (SSLIB) are a relatively new and promising type of chemical energy storage device. It is no exaggeration to say that the performance characteristics of SSLIBs are determined primarily by the conductivity of the solid electrolyte. In recent years, significant progress has been made in the development of new inorganic electrolytes. Here, first, it should be noted that glassy sulfides [
1,
2,
3,
4,
5,
6,
7,
8,
9], of which the most popular are
(LGPS) and
(LPS), where X = Cl, Br, and I, demonstrate very high ionic conductivity of
and
. Crystalline electrolytes have lower conductivity but greater resistance to water and atmospheric gases [
10,
11,
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22], and the most promising materials are considered to be crystalline solid electrolytes with NASICON structure. Of the NASICON-like electrolytes, the most in demand is the Li
+-conducting electrolyte
(LATP), which belongs to the family with the general formula (M = Al, Ga, In, Sc). In [
23], a LATP exhibiting ionic conductivity
and activation energy for Li diffusion of 0.253 eV was reported.
Among the glassy electrolytes, the most popular is lithium phosphorus oxynitride (LiPON), developed in the mid-1990s by J. Bates et al. at Oak Ridge National Laboratory. The conductivity of LiPON is
[
24], which is significantly lower than that of LATP. But due to its high manufacturability, wide potential window, and low electron transference number, LiPON is used in the vast majority of industrial thin-film batteries. Therefore, the mechanisms of charge transfer in LiPON and methods for studying them are still relevant. The most important LiPON characteristics were reported by J. Bates et al. in [
24,
25,
26,
27,
28,
29,
30]. Later, these results were confirmed in subsequent works by J. Bates et al., as well as experimental [
31,
32,
33,
34,
35,
36,
37,
38] and theoretical [
39] studies by other authors. In all cases, conductivity was understood as drift conductivity, which characterizes the ability of the electrolyte to transport lithium ions. It is shown below that, for a number of reasons, the experimentally obtained conductivity values must be attributed to the absorption current.
2. Generally Accepted LiPON Equivalent Circuits and Their Validity
As a sample for measuring the conductivity of LiPON via impedance spectroscopy, an electrolyte film ~1 μm thick with metallization strips deposited on its opposite surfaces is used. To reduce parasitic capacitance, the strips are deposited crosswise, and their width usually does not exceed several millimeters. Typical results of impedance spectroscopy of such samples in the form of Nyquist diagrams can be found in [
31,
32,
33,
34,
35,
36,
37,
38]. Despite the visual homothety of Nyquist diagrams, LiPON equivalent circuits show some diversity, but almost all of them contain the standard set of obligatory structural elements (
) shown in
Figure 1. The elements
and
are constant phase elements (CPE)
, where A is a physical quantity of dimension
, α is the non-ideality factor,
is the cyclic frequency, and j is the imaginary unit. As a rule, for
, the non-ideality factor is a value close to unity; therefore, it is usually interpreted as a capacitor with a leakage. Although the leakage current is an experimental fact, the imperfection of the capacitor may be also due to the dielectric with high ionic relaxation permittivity. The
nonideality factor is about 0.5, which allows for
interpretation as a nonideal diffusion element. Taken together, all three elements (
) have resistance to the displacement current, although this is not stated directly anywhere.
Since the charge carriers in LiPON are lithium ions, while in the rest of the circuit the charge is transported by electrons, the current through LiPON cannot be a conduction current. The exception is the through-current caused by Faraday processes at the boundary. But due to its smallness, this current can be neglected. The generally accepted equivalent circuits (
Figure 1) do not contradict this statement, since they contain capacity
, which breaks the conduction current circuit. However, the dissipative elements
and
in series with capacity do not reflect the real resistance mechanism because this implies that the current in the LiPON volume consists only of drift and diffusion components. LiPON, as will be shown below, has a very high dielectric constant; therefore, the electric field in the bulk and the drift current are minor. The electric field does not affect the diffusion current, but due to the small size of the lithium diffusion coefficient, it is of the same order as the absorption current or even less. Therefore, drift currents cannot provide the experimentally observed conductivity, which means that the main contribution to conductivity comes from the absorption and diffusion currents.
Displacement currents are a fairly broad concept and include the displacement current itself , the absorption current , and . Where S is the sample area, is the electric constant, is the dielectric constant of LiPON, and is the alternating electric field strength. From the second expression, it is clear that, with the dielectric constant of the electrolyte , the absorption current can exceed the displacement current by orders of magnitude. To avoid confusion below, the term displacement current is used for the total current through the sample, and the term absorption current is used only for the current due to the polarization of the electrolyte. In symbolic form, the total current is , where and are the drift and diffusion currents. Thus, to consider dielectric losses (polarization losses), it is necessary to add to the conventional equivalent circuit an absorption element in parallel with the diffusion element and active resistance.
It must be also kept in mind that the active resistance obtained as a result of parameter fitting does not reflect the real resistance to the drift current, because the electric field strength in the volume is weakened by a factor of . As a result of experimental curve approximation, one obtains a certain apparent resistance R, which is related to the intrinsic resistance by the expression . Since active resistance does not depend on frequency, this relationship can be represented as . Therefore, the active resistance R in a conventional equivalent circuit must be treated as an apparent resistance .
The dielectric constant
required for the
calculation can be determined by direct measurements of the M|LiPON|M chemical capacity, as was carried out in [
40]. The capacity of a Pt|LiPON|Pt sandwich structure with an area of
and a thickness of
was measured using the circuit displayed in
Figure 2a. The voltage across the structure versus time is shown in
Figure 2b. The LiPON chemical capacity was calculated as
where T is the saturation time and
is the area under the curve in
Figure 2b. For
, Equation (1) gives
, which allows us to find the capacitance
. On the other hand, the capacitance of a parallel-plate capacitor is
, which lets us find the dielectric constant
and dielectric susceptibility
. For comparison, the dielectric constant of borosilicate or phosphate glass is on the order of several units, and the maximum dielectric constant of ferroelectrics barely reaches 10
5 [
41]. The current that is maintained for 550 s in the galvanically unconnected circuit cannot be anything other than an absorption current of mobile lithium ions. This is confirmed by two other plots in
Figure 2b, recorded at temperatures of −26 °C and −50 °C. At low temperatures, in accordance with the Arrhenius law, the concentration of mobile lithium ions decreases, as does the lifetime of the absorption current. For the same reason, the dielectric constant of LiPON decreases.
3. Alternative Equivalent Circuit of LiPON
Figure 2 depicts the alternative equivalent circuit of the M|LiPON|M sandwich structure that considers the absorption current and the electric field screening by the electric double layer (EDL). Absorption element A determines the absorption current; element W
1 simulates the resistance to the diffusion current; the capacitor C
EDL models the EDL capacitance; and the resistor R simulates the apparent resistance, which is related to the intrinsic ohmic resistance as
. The last two elements, W
2 and R
lk, form the leakage circuit. The resistor R
lk limits the rate of the Faraday process at the cathode, while the Warburg element W
2 determines the diffusion rate of reduced lithium atoms to the anode. The leakage current circuit is necessary for correct impedance spectra approximation in the low-frequency region, where the conductivity of capacitor C
EDL tends to be zero. In
Figure 2, W
1 and W
2 are semi-infinite Warburg diffusion elements, the impedance of which is further designated as
, where
,
, and
is the Warburg coefficient.
In accordance with the conventional algorithm, to strictly derive an absorption element impedance, it is necessary to consider the boundary value problem on the electromagnetic wave propagation. Considering the heterogeneity of the medium in which electric induction
is a function of the coordinate, such a problem seems difficult to solve. Therefore, the absorption element is considered as a system with lumped parameters for which the problem of medium inhomogeneity automatically vanishes. The absorption current is obtained as a derivative of the electric induction.
where
, U
0 is the applied voltage amplitude, d is the LiPON thickness, S is the electrode area,
is the cyclic frequency,
is the dielectric constant of the electrolyte, and j is an imaginary unit. The impedance is found as the ratio of voltage to absorption current:
To approximate the dielectric constant, the Cole and Cole model is used:
as appropriate for both resonant and relaxation oscillations [
42], where
is the relaxation time. The nonideality factor
is related to the corresponding parameter of the Cole and Cole equation as
. Substituting (3) into (2) allows us to find the real and imaginary parts of the impedance Z
A:
where
,
.
The total impedance
of the circuit in
Figure 3 is as follows:
where
are the real and imaginary parts of the impedance of W
1 and A parallel connection, where
are module squares of absorption and Warburg impedances.
Bode plots of Pt|LiPON|Pt impedance spectrum are shown in
Figure 4a. The parameters of the approximating Expressions (4)–(7) are given in the caption to the figure. The parameters R
lk and A
w2 cannot be determined by fitting because they affect only the low-frequency part of the impedance spectrum, which is absent in an appropriate plot [
28].
Figure 4a depicts the plots identical to experimental Bode diagrams by J. Bates et al. in black. Colored curves are the plots approximating Expressions (5)–(8). Panel b in
Figure 4 depicts the amplitudes of absorption and diffusion currents. As follows from the figure, the absorption current always exceeds the diffusion current. Since the drift current is orders of magnitude smaller than the other two currents, it is omitted from
Figure 4b.
Typically, the results of impedance spectroscopy are presented in the form of Nyquist diagrams [
31,
32,
33,
34,
35,
36,
37,
38], which provide greater clarity than Bode diagrams. For the convenience of comparing with the results of other authors, the LiPON impedance is depicted in
Figure 5 as a Nyquist diagram, generated using the fitting parameters given in the caption to
Figure 3. The plots in
Figure 5 and Nyquist diagrams from [
31,
32,
33,
34,
35,
36,
37,
38] are visually homothetic and can be converted to each other by some adjustments to the fitting parameters. In some of the mentioned works, the conjugation of the circle with the low-frequency branch of the spectrum appears to be smoother. Within the framework of the model described by Equation (6), this part of the spectrum depends on the parameter
, which in our case is greater than unity. The view of the Nyquist diagram at
is shown in
Figure 5 by the dashed line. This is the only dimensionless parameter and, therefore, the one with no physical meaning. As for the rest, the alternative equivalent circuit (
Figure 3) contains only ideal elements, which allows us to obtain the kinetic coefficients and electrical parameters of the simulated system.
To verify the adequacy of the proposed model, the fitting parameters can be compared with that of [
28] and the results of direct measurements [
40] (
Table 1). Since, in
Figure 2b, the ideal element
models the capacitance of the entire Pt|LiPON|Pt sandwich structure, the relation
is valid, which allows us to find the dielectric constant
. For
and
, this relation gives
, which is very close to the result of direct measurements (
Table 1). According to the relation
the intrinsic resistance of LiPON is
and the corresponding conductivity value is
. This conductivity can only be compared with theoretical results or with calculations based on the lithium ion concentration and mobility data. For the diffusion coefficient
[
43] and the concentration
obtained in [
39] for the relation
, the conductivity is
, which is quite close to the conductivity obtained above (
Table 1).
The real part of the impedance of the absorption element
(
Figure 4b), which is responsible for dielectric losses, remains almost constant (
) over a wide frequency range from ten Hz to one hundred kHz. The corresponding conductivity
belongs to the range of values of
. As one can see, dielectric losses are not much different from ohmic losses, and if there is no orientational polarization or it can be neglected, then there is no fundamental difference between these mechanisms. Both are due to the dissipation of energy and momentum of free lithium ions. The only difference is that within the model, ohmic losses are constant, determined at
, while dielectric losses are frequency-dependent. In addition, dielectric losses include energy and momentum dissipation by localized lithium ions, so in the low-frequency limit, they do not turn into ohmic losses. Energy dissipation by bonded ions is probably one of the reasons why the resistance
is higher than
.
Figure 6a depicts the Nyquist diagram in the region of infra-low frequencies (10
−6–10
−2 Hz).
Figure 6b shows that with frequency decrease, starting from
, in the circuit predominates the drift current. This means that the shape of the curve in
Figure 6a is determined by the absorption element A and the Warburg element W
1. The unlimited increase in impedance with decreasing frequency is due to the fact that in this range, the C
EDL can be considered as the circuit disconnection; therefore the current in the circuit is determined by W
2. This is indicated by the slope
of the linear segment of the curve in
Figure 6a. These results should be considered as estimates, since in this frequency range, the semi-infinite Warburg elements W
1 and W
2 must be replaced by finite elements.
The infra-low frequency range (
Figure 6) is of the greatest interest as it complies with SSLIB operating conditions. However, when simulating SSLIB via (6)–(8), the following parameters must be changed. The EDL capacitance should be replaced with the capacitance of the anode–LiPON and cathode–LiPON interfaces connected in series. Resistance R must be reduced in proportion to the capacitance of the series-connected interfaces, the elements of the leakage circuit must be replaced with the resistance of the interfaces, and semi-finite Warburg elements must be replaced with finite ones.
4. Electric Double Layer
Equations (5)–(8) allow us to generate any Bode or Nyquist diagrams from those given in [
28,
31,
32,
33,
34,
35,
36,
37,
38], but with different fitting parameters. First of all, this applies to the element Z
i, and capacitance increases by two orders of magnitude (
Table 1) compared to [
28]. In the cited works, the nature of the capacity Z
i is uncertain. In the proposed equivalent circuit, this capacity models a double electrical layer to which the capacitance of the entire Pt|LiPON|Pt sandwich structure is assigned. There are several reasons why this capacity can be considered as EDL. Firstly, in all equivalent circuits, this is an ideal or almost ideal capacity. Secondly, this is the ideal capacity of a large capacitance; therefore, the gap between the plates of the parallel-plate capacitor C
EDL must be on an atomic scale. Third, there is experimental evidence of lithium penetration across the metal-LiPON interface, which leads to EDL formation [
34,
44].
The very hypothesis of EDL is based on the fact that lithium comes out to the surface through any metal electrodes, including platinum. These facts include the products of lithium interaction with the atmosphere in the form of “prominences” [
44] or “flower-like features” [
34] formed on the surface. The starting point for constructing EDL model is the assumption that the transition of lithium ions into metal occurs as a result of diffusion and is accompanied by their reduction with the formation of a depletion layer. The excess ions of the down-conductor M
+, localized on the surface and cation vacancies O
− (
Figure 7) bound by Coulomb forces, form an EDL. It is possible that such a reduction does not occur, but a weakly bound pair
is formed, which, diffusing into the bulk of the metal, reduces the electron density in the interface region. In this case, the depletion layer of the metal will still be localized at the interface due to the Coulomb interaction with cation vacancies. Within an EDL, metal ions act as potential-determining ions, and cation vacancies act as counterions. The configuration of the layer of immobile cation vacancies is determined by the diffusion and drift of lithium ions; therefore, the concept of a “diffuse layer” is applicable to this model. In essence, the EDL is a space charge or depletion layer, but in the present context, considering it as a double electric layer is more appropriate.
The assumption that the metal ions are potential-determining enables the calculation of the cation vacancies concentration
. Typically, the Poisson–Boltzmann equation is used for such calculations, and is applied to systems with a non-conserved number of particles. In this case, the number of cation vacancies is strictly equal to the number of potential-determining ions, and the consideration can be limited by the Poisson equation. Since the concentration distribution in the EDL
is of greatest interest, the solution to the Poisson equation can be obtained last. The concentration can be calculated based on the obvious relation:
where
is the surface density of potential-determining ions, q is the elementary charge, and
is the concentration of cation vacancies. The field strength can be expressed from the equilibrium condition for diffusion and drift currents:
where
is the ionic conductivity of LiPON and D is the lithium diffusion coefficient. Note that here, the immobile cation vacancies are assigned to the drift and diffusion mobility of lithium ions. Substituting (10) into (9) gives an integral–differential equation, which takes the form of a diffusion equation after differentiation:
Solving Equation (11) and satisfying the condition
yields the concentration of cation vacancies, field strength, and potential distribution in the EDL:
where
is the Debye screening length and
is the shift of the coordinates’ origin from the metal surface (
Figure 6). The parameter
is the dielectric constant of the medium in which the concentration of free and localized lithium ions remains quite high. For LiPON with a lithium concentration of
, the calculations give
. It is easy to verify that the solutions obtained satisfy the Poisson equation.
The EDL model makes it possible to calculate the capacitance of a double electrical layer as the capacitance of a parallel-plate capacitor, one of the plates of which is formed by potential-determining ions, and the other is an imaginary plane
passing through the center of mass of the counterions (
Figure 6b). The distance between these plates equals
, where
,
is the bond length of
[
45], and
is the radius of the lithium atom.
The parameter L can be obtained from the following equation:
which gives
or
. Considering (15), the expression for the EDL capacitance reduces to:
For capacitance, (16) equals the fitting parameter at . Finalizing the EDL topic, let us specify the value of the Debye shielding length, ; the center of mass coordinate, ; and the distance between the plates of a parallel-plate capacitor simulating the EDL, .
The dielectric constant of LiPON in the depletion layer and in the bulk can vary significantly. The relation allows us to determine the dielectric constant of LiPON, which, at , proves to be . For fitting parameter , the appropriate value of the dielectric constant in the high-frequency limit is .
Another feature of the proposed model is that the best approximation of the curves in
Figure 4a is achieved at
. This signifies that the appropriate dissipative element in Cole and Cole model, known as a constant phase element, is a weak kinetic inductance. Since the mode of the mobile lithium ion oscillations is relaxation, the manifestation of kinetic inductance means a notable contribution of localized ion oscillations to the dielectric constant. It is also important that, at
with
, the real part of absorption impedance tends to be zero:
as
, while
, i.e., the absorption element transforms into an ideal capacitor. At
, the real part, on the contrary, tends to infinity:
as
with
. In both cases, the resistance of the absorption element tends to infinity, and the impedance of the diffusion element behaves similarly. Thus, in the limit
, the resistance of the circuit section
in
Figure 3 is determined only by ohmic losses and is equal to
.
5. Summary
In conclusion, let us list the facts that testify in favor of the hypothesis regarding the absorption conductivity of LiPON and the existence of an electrical double layer. First of all, this is LiPON’s high capacitance of dielectric absorption, also known as dielectric relaxation. Also, this is a large static dielectric constant value, an order of magnitude higher than the dielectric constant of ferroelectrics. Besides Bode diagrams, generated using an alternative equivalent circuit containing an absorbing element, we reproduced previously obtained experimental impedance spectra in detail. The hypothesis eliminates the obvious discrepancy between the high dielectric constant of LiPON and equivalent circuits, which in no way consider the effect of electric field shielding. The double electrical layer hypothesis allows us to relate the high apparent ohmic resistance to the fairly high intrinsic conductivity of LiPON, which also follows from the impedance of the absorption element. The apparent resistance value obtained from the fitting almost completely coincides with the product of the dielectric constant and the intrinsic resistance of LiPON. If the alternative LiPON impedance model is correct, then the conductivity results obtained in [
28,
31,
32,
33,
34,
35,
36,
37,
38] should be attributed to dielectric losses.
Solid electrolytes are ionic conductors whose high dielectric constants are due to ionic relaxation polarization. To model the impedance of ionic conductors, constant phase elements are widely used. These elements, which have a physical meaning only for integer and half-integer values of the nonideality factor, make it possible to achieve a high degree of accuracy when approximating experimental curves. But at the same time, the fitting parameters of CPE do not carry any meaning and are of little use for understanding the mechanisms of polarization. The model of the absorption element and apparent active resistance proposed in the work expands the set of EIS structural elements, which makes it possible to abandon CPE when modeling ionic conductors.
A promising area of application for the obtained results may be the state of health estimation (SoH), an area that is becoming increasingly in demand as battery production develops. Accurate assessment of SoH is critical in order to optimize lithium-ion cell life and ensure safety during operation. In recent years, significant progress has been made in developing a methodology for monitoring lithium-ion cell degradation and estimating SoH based on electrochemical impedance spectroscopy measurements [
46]. The LiPON equivalent circuit, modeling absorption, diffusion, drift, and leakage currents enable more accurate determination of SoH thresholds.