1. Introduction
In what follows, we suppose that metaphysical explanations are true propositions of the form ⌜x
because y⌝
1, where ⌜x⌝ and ⌜y⌝ are sentences, and
‘because’ expresses a particular kind of explanatory connection (i.e., one that is metaphysical rather than causal)
2.
One assumption we take to be common amongst philosophers is that the notion of metaphysical explanation with which philosophers are interested is deeply connected with an ordinary folk notion of explanation. Many philosophers suppose that metaphysical explanations have been a staple of human interaction for a long time, and are not a unique feature of philosophical discourse. Schaffer [
3] claims that metaphysical explanation is “a natural and intuitive notion, for which there exist clear examples, and clear formal constraints” and Dasgupta [
4] notes that metaphysical explanation is “intuitive and familiar…examples are ubiquitous. Why is a faculty meeting occurring? Because the faculty are gathered in a room discussing matters of importance to the department, etc. Why is this water hot? Because its mean kinetic energy is high. Why have I lost this game of chess? Because my king is in check-mate.” Indeed, it is “
an everyday concept used by the masses. When I explain the concept to non-philosophers they recognize it immediately and talk intelligibly about it, offering examples of [metaphysical] explanations in their own fields of biology, economics, journalism, or cooking. To them it is not a new concept.” Further, Glazier [
5] notes that “[f]or its enthusiasts, [metaphysical] explanation is both ubiquitous in ordinary life and central to many of philosophy’s biggest questions”. Let us call this
the assumption of folk–philosophical continuity. This is the assumption that there is, at the very least, continuity between the folk and philosophical notions of metaphysical explanation. Hence, if there is a single notion at play then this assumption is true. If there are two notions that are closely connected, where, for instance, the philosophical notion is a slightly ‘tidied up’ version of the folk notion, then the assumption is true. If there are two quite different notions at play, then the assumption is false.
A second assumption we take to be even more common is that propositions of the relevant form are true, or false,
simpliciter. It is not the case, for instance, that a proposition of that form is true for one party, and false for another if, say, the former gains some sort of epistemic status by knowing that proposition while the latter does not. More generally, it is not the case that propositions of that form are true relative to some standards and not others, or relative to some contexts of assessment and not others, or relative to some communities of knowers and not others. Rather, they are simply true, or false
3. Let us call this
the assumption of truth simpliciter.The third common assumption is that mostly, if x metaphysically explains y, then y does not metaphysically explain x. Often, philosophers have endorsed the even stronger claim that metaphysical explanation is asymmetric
4. Technically, properties like asymmetry are properties of relations, not propositions. Still, we will say that metaphysical explanation is asymmetric just in case for any proposition of the form ⌜x
because y⌝, p
because q, if p
because q is true, then q
because p is not. We will say that a particular token metaphysical explanation, p
because q, is asymmetric just in case p
because q is true, and q
because p is false, and is symmetric just in case both p
because q and q
because p are true. Then, metaphysical explanation is non-symmetric just in case some token propositions of the form ⌜x
because y⌝ are symmetric, and some are asymmetric.
The idea that metaphysical explanation is asymmetric is in part motivated by reflection on our judgements about a range of purported cases of metaphysical explanation. In all these cases, it is argued, philosophers tend to judge that there is a metaphysical explanation of x because y, but not the reverse. In turn, that is thought to give us reason to think that metaphysical explanation is asymmetric. Part of that same idea appeals to the idea that we tend to judge that circular explanations are not explanations. Recently, both these motivations have come under scrutiny.
Some have challenged the idea that there is something problematic about circles of explanation
5. If a explains b, and b explains c and c explains d, and d explains a, there need not, it is argued, be anything vicious, or otherwise concerning, about this circle of explanation. Still others have provided examples of what are argued to be particular symmetrical metaphysical explanations
6. For instance, Rodriguez-Pereya [
21] argues that truthmaking (which he takes to be a species of metaphysical explanation) is not asymmetric. Consider proposition A: <A exists>. That proposition says of itself that it exists. If true, then, it is made true by the existence of that very proposition. So this proposition is made true by itself. Hence, there are reflexive metaphysical explanations and, it follows, there are symmetric metaphysical explanations since asymmetry entails irreflexivity. A related example comes from Thompson’s [
11] truth-telling pair. P says that ‘Q’ is true, while Q says that ‘P’ is true. This, too, appears to be a case in which P explains Q, and Q explains P.
These examples of symmetry are recherché to say the least. So even if they show that metaphysical explanation is non-symmetric, they suggest (or at least are consistent with) a claim that almost all philosophers accept: that most token metaphysical explanations are asymmetric: mostly, if p because q is true, then q because p is not. Call this the assumption of widespread asymmetry.
Of course, it is not the case that all philosophers working in this area explicitly sign up to all three of these assumptions, though we think that many, and perhaps most, accept all three. At the very least, it is reasonable to think, extrapolating from the literature, that this is a common trio of assumptions.
If all three of these widely held assumptions can be true, then the resulting picture is one on which non-philosophers will typically judge that if p metaphysically explains q, then it is not the case that q metaphysically explains p (assumption of widespread asymmetry). That is because if the assumption of folk–philosophical continuity is correct, then non-philosophers will, by and large, make the same judgements about metaphysical explanation as will philosophers. And since philosophers judge that metaphysical explanation is typically asymmetric (the assumption of widespread asymmetry) it should be that non-philosophers also make this judgement. We aim to empirically test if this is so.
At this point, it is worth making something clear. It might be thought that philosophers and non-philosophers have some sort of tacit concept of metaphysical explanation, and that what it means to say that the assumption of folk–philosophical continuity is correct, is to say that they have the same, or similar, such concept. We take it that this is the right way to conceive of this claim. We will take it that this commits those who defend the assumption of folk–philosophical continuity to the claim that philosophers and non-philosophers will by and large make the same judgements about cases. In particular, we take it that it commits those who also defend the widespread asymmetry assumption, to the claim that philosophers and non-philosophers alike, will tend to judge that if p metaphysically explains q, then q does not metaphysically explain p. We make this additional assumption because, as noted previously, when philosophers argue that metaphysical explanation is asymmetric, they do so by reflecting on cases: they note that they are inclined to judge that if p metaphysically explains q, then the reverse is not the case. They then infer, on that basis, that metaphysical explanation is asymmetric. So, we take it to be plausible that people’s tacit concept of metaphysical explanation is displayed in their judgements about what metaphysically explains what, something that our interlocutors clearly take to be true, because they use their own judgements to inform their view of metaphysical explanation. That is, we think that it is fair to assume that our interlocutors, who hold both the assumption of folk–philosophical continuity and the widespread asymmetry assumption, are thereby committed to the idea that philosophers and non-philosophers will both tend to judge that if p metaphysically explains q, then q does not metaphysically explain p.
Likewise, we take it that those who defend both the assumption of folk–philosophical continuity and the assumption of truth simpliciter are committed to the idea that both philosophers and non-philosophers will judge that claims of the form p because q, are true, or false, simpliciter: that is, they will not judge that they are true at some contexts, and false at others.
It is these claims about non-philosophers’ judgements that we aim to test in this paper. To do so, we probe the judgements of non-philosophers about three cases that are widely discussed in the philosophical literature. In all three cases, the philosophical intuition is that the token explanation is asymmetric. So in each case, philosophers judge either p because q is true, simpliciter, and that q because p is false simpliciter, or the other way around. If the folk notion of metaphysical explanation is continuous with that of the philosophical notion, then we would expect to find that non-philosophers’ judgements, by and large, mirror those of philosophers in this regard.
We begin, in
Section 2, by outlining relevant empirical research and developing our hypotheses. We then describe this study’s methodology in
Section 3 and then the results in
Section 4. Our results show that non-philosophers judge all three cases to be ones in which the metaphysical explanations in question are symmetric. We consider the upshot of these results in
Section 5.
2. Empirical Evidence and Hypotheses
Suppose we accept the assumptions of widespread asymmetry, of folk–philosophical continuity, and of truth simpliciter. Call this the assumption trio. In what follows, we will outline a series of predictions that issue from accepting the assumption trio.
Given the truth of the assumption trio, we would expect that in non-recherché cases non-philosophers (a) will judge that either ⌜x because y⌝ is true, or that ⌜y because x⌝ is true, but not both and (b) will agree with philosophers’ judgements about which of these is true and (c) will have judgements about which is true that are insensitive to features of context. (c) follows from the assumption of truth simpliciter in conjunction with the assumption of folk–philosophical continuity; (a) and (b) follow from the assumption of widespread asymmetry in conjunction with the assumption of folk–philosophical continuity.
It is important to note, however, that the assumption of truth simpliciter is consistent with there being acts of metaphysical explanation—speech acts in which one party utters a proposition of that form—such that a speech act of that form only counts as an act of explanation if the proposition uttered is true, and, for instance, its utterance performs some epistemic role for the recipient. We might expect judgements about whether a speech act is an act of explanation to be sensitive to features of context.
That is why in the studies that we report, we ask participants to make two separate judgements. One is a judgement about the truth of a proposition of the form ⌜x because y⌝. The second is a judgment about whether when one party uttered a proposition of that form, what they said was an explanation, for some specified party. We take the latter to probe judgements about whether the speech act is an explanation for the party in question, and the former to probe judgements about whether the proposition is true (i.e., is a metaphysical explanation) or not.
What should we predict about non-philosophers’ judgements about acts of explanation? There is little empirical work on non-philosophers’ judgements about metaphysical explanation
7. There is, however, a good deal of empirical work on explanation more generally. That research suggests that non-philosophers’ judgements about whether there is an act of explanation present are sensitive to the epistemic goals of explanation recipients [
23], whether the recipient comes to understand the phenomenon [
24,
25], the recipient’s capacity to successfully intervene in the world on the basis of the explanation [
23] and the salience of various causal factors [
26] including whether or not they are factors over which we have control [
27] and whether they cohere with existing explanations [
28,
29].
In the studies that follow, we focus on just one such factor: the presence of a salient intervention.
The idea that there is some connection between interventions and metaphysical explanations is not new. Miller & Norton [
30] make this case, while Schaffer [
2] and Wilson [
1,
31] have independently developed accounts of grounding that make use of the same formalism as interventionist accounts of causation.
Research on causal explanation shows that there is an intimate relationship between causal explanations, the imagining of interventions, and the representation of interventional affordances (that is, representations that intervening on one part of the world will thereby intervene on some other part of the world). There is ample evidence that imagining interventions is vital in causal reasoning
8 and in causal explanation
9. People tend to judge that [x] is a causal explanation for [y] only when they judge that intervening on [x] is a way to intervene on [y], but that intervening on [y] is not a way to intervene on [x] [
34].
This suggests that if we describe a scenario in which intervening on [y] in order to intervene on [x] is salient, and another in which intervening on [x] in order to intervene on [y] is salient, we might find that this has an effect on non-philosophers’ judgements about whether an utterance of ⌜x because y⌝ is an act of explanation. Let us call which intervention is salient in a scenario the salience condition.
Suppose that in a scenario, intervening on [y] in order to intervene on [x] is salient. If that scenario is one in which a proposition of the form ⌜x because y⌝ is uttered, (and then evaluated by participants) we will say that it is a congruent condition. A congruent condition is one in which the direction of the salient intervention aligns with the direction of explanation expressed by the proposition uttered in the scenario. By contrast an incongruent condition is one in which the direction of the salient intervention does not align with the direction of explanation expressed by the proposition uttered in the scenario.
What should we predict about non-philosophers’ judgements about acts of explanation given the truth of the assumption trio? We should predict that in non-recherché cases non-philosophers (a) will judge that at most, an utterance of ⌜x because y⌝ is an explanation, or an utterance of ⌜y because x⌝ is an explanation, but not both and (b) judgements about whether an utterance of ⌜x because y⌝ or ⌜y because x⌝ is an act of explanation will be sensitive to which intervention is salient, and to whether or not the condition is congruent. (a) follows from the assumption of widespread asymmetry in conjunction with the assumption of folk–philosophical continuity, alongside the assumption that an utterance is an act of explanation only if the proposition expressed is true. If, in non-recherché cases, only one of ⌜x because y⌝ and ⌜y because x⌝ can be true, (as demanded by the widespread asymmetry assumption) then it follows that at most, an utterance of one of them can be an act of explanation. (b) is not entailed by the assumption trio. But given what we know about non-philosophers’ judgements about causal explanation it is plausible to suppose that if ⌜x because y⌝ is true, then non-philosophers’ will be more inclined to judge that an utterance of that proposition is an act of explanation in a context in which intervening on [y] in order to intervene on [x] is made salient (i.e., a congruent condition) than in an incongruent condition in which intervening on [x] in order to intervene on [y] is made salient.
In what follows, we focus on three cases of metaphysical explanation. Since familiarity with certain kinds of explanations (or with explanans and explanandum) might play a role in non-philosophers’ judgments, we chose cases that vary along this dimension.
The first, mind/brain case, is one that is relatively familiar to non-philosophers. Philosophers systematically judge that the properties of brain states explain the properties of mental states, but not vice versa. In the vignette we present, the brain state is having high levels of cortisol, and the mental state is being stressed. Given what we have said so far, then, if the assumption trio is true we predict that non-philosophers:
- (a)
Will judge that ‘stressed
because cortisol’
10 is true, and that ‘cortisol
because stressed’ is not true and
- (b)
Will have judgements about the truth of those propositions that are insensitive to which intervention is made salient, and to whether the condition is congruent.
Further, we predict that non-philosophers:
- (c)
Will judge that an utterance of ‘cortisol because stressed’ is not an explanation and
- (d)
Will be more likely to judge that an utterance of ‘stressed because cortisol’ is an explanation in a condition in which intervening on cortisol to intervene on stress is salient, than in the incongruent condition in which intervening on stress in order to intervene on cortisol is salient.
The second case is the set/singleton case. This was chosen to be a case that is unfamiliar to non-philosophers. Again, it is a case in which philosophers have asymmetric judgements: judging that the existence of the member of the singleton set explains the existence of the set.
Given what we have said so far, then, if the assumption trio is true, then we predict that non-philosophers:
- (a)
Will judge that ‘set because member’ is true, and that ‘member because set’ is not true and
- (b)
Will have judgements about the truth of those propositions that are insensitive to which intervention is made salient, and to whether the condition is congruent.
Further, we predict that non-philosophers:
- (c)
Will judge that an utterance of ‘member because set’ is not an explanation and
- (d)
Will be more likely to judge that an utterance of ‘set because member’ is an explanation in a condition in which intervening on the member to intervene on the set is salient, than in the incongruent condition in which intervening on the set in order to intervene on the member is salient.
Finally, our third case is the Euthyphro case, in which even philosophers do not always agree about which direction explanation proceeds, although, notably, each philosopher tends to think it proceeds in only one direction. Given this disagreement amongst philosophers we predicted that:
- (a)
Some non-philosophers will judge that ‘God approves because good’ is true, and others will judge that that’ ‘good because God’ approves is true.
- (b)
Non-philosophers will have judgements about the truth of those propositions that are insensitive to which intervention is made salient, and to whether the condition is congruent.
(a) seems like a reasonable prediction to have, given the data at hand. (b) follows from the conjunction of the folk–philosophical continuity assumption and the truth simpliciter assumption.
Further, we predict that:
- (c)
Some non-philosophers will judge that an utterance of ‘good because God approves’ is an explanation and some will judge that ‘God approves because good’ is an explanation.
- (d)
Non-philosophers will be more likely to judge that an utterance of ‘good because God approves’ is an explanation in a condition in which intervening on God in order to intervene on good is made salient, than they are in the incongruent condition in which intervening on good to intervene on God is made salient, and will be more likely to judge that an utterance of ‘God approves because good’ is an explanation in a condition in which intervening on good in order to intervene on God is made salient, than in the incongruent condition in which intervening on God in order to intervene on good is made salient.
5. Discussion
There are two notable results. First, in all three cases, we found that non-philosophers have what we can call symmetric judgements both about truth and explanation. That is, across all three cases they judge both that ⌜x because y⌝ and ⌜y because x⌝ is true, and in all three cases judge that utterances of both ⌜x because y⌝ and of ⌜y because x⌝ are explanations for the relevant party.
This appears to show that the assumption trio cannot be true. If non-recherché cases of metaphysical explanation are asymmetric, and if the folk notion of metaphysical explanation is continuous with that of the philosophical notion, then non-philosophers should judge that one of ⌜x because y⌝ and ⌜y because x⌝ is true, and that at most an utterance of either ⌜x because y⌝ or ⌜y because x⌝ is an explanation, but not both. This is not what we find. So, either the folk notion of explanation is quite different from that of the philosophical notion (folk–philosophical continuity assumption is false) or many more token explanations are symmetric than philosophers had supposed (the widespread asymmetry assumption is false).
The second notable result is the effect of congruence and salience on non-philosophers’ judgements. If the assumption trio is true, then we expect these factors to have no effect on people’s truth judgements, leaving open that they might have an effect on people’s explanation judgements. This is not what we found. In the mind/brain case, we found that the interaction of salience and congruence had a significant effect on people’s truth judgements but did not have an effect on their explanation judgments. In the set/member case, we found that salience and congruence had no effect on either judgement, and in the God/good case we found that congruence had an effect on both truth and explanation judgements. If both the truth simpliciter assumption and the folk–philosophical continuity assumption are correct, however, this is not what we should find. Instead, we should find that people judge that a proposition is true, or false, simpliciter, regardless of which intervention is salient.
Jointly, these two sets of results seem to show that at least two members of the assumption trio are false.
There are, however, several strategies that defenders of the assumption trio might adopt to preserve the trio in the face of these results.
First, they might argue that it is consistent with the two notions being continuous that non-philosophers have somewhat different judgments than philosophers, and that all our studies reveal is that this is the case.
There are two ways of pressing this idea. According to the first, what should be resisted is the idea, which we presupposed at the beginning of this paper, that if non-philosophers’ concept of metaphysical explanation is the same or, or very similar to, that of philosophers, then they will tend to make similar judgements so that, for instance, if philosophers tend to judge that if p metaphysically explains q, and q does not metaphysically explain p, then so will non-philosophers. The idea would be that even though philosophers and non- philosophers share a very similar concept of metaphysical explanation, for some reason this is not reflected in their judgments. Perhaps, for instance, there are certain performance errors as regards philosophers or non-philosophers or both, so that their judgments differ even though the underlying concept is very similar.
We certainly concede that this might be so. Nothing we can tested here, can rule out that possibility. However, if this were so, then we take it that this would be newsworthy. When philosophers say that non-philosophers’ concept of metaphysical explanation is continuous with that of philosophers, they seem to at least in part have in mind the idea that both parties will make similar judgements. If this turned out not to be so, that would be interesting. However, we also think that in the absence of a clear view about why these judgements systematically differ if the underlying concept is very similar, this is not a very plausible view. So, while we certainly cannot rule it out, much more would need to be said to defend the assumption trio, if one took this route.
An alternative way to press this idea would be to say that continuity is a matter of degree, and so even though the judgements of philosophers and non-philosophers differ in certain ways, this need not be thought to show that the underlying concept is significantly different. However, it seems to us that if the folk notion is one of which folk judgements on three non-recherché cases are so very different from philosophical judgements, then this should give us pause in making the claim that the two notions are continuous in any interesting sense. We will, however, not have more to say on this idea.
Second, defenders of the assumption trio might argue that studies such as these are poor ways of probing the folk notion. Perhaps participants were confused; perhaps they require a careful tutorial on the notion that they are supposed to be employing before they can usefully be asked to make their judgements.
We have two responses to this worry. First, we see no reason to think that participants were confused. Although some of the vignettes describe unusual circumstances, they are not difficult to understand. Second, and perhaps more importantly, if the folk require a tutorial that explains to them the notion in question before they are able to render such judgments, then this itself tends to undermine our reasons for thinking that the folk–philosophical continuity assumption is true. The claim of continuity is meant to be the claim that the notion employed by non-philosophers in ordinary contexts is continuous with the notion employed by philosophers. This means that in ordinary contexts non-philosophers can and do employ the folk notion without someone first giving them a tutorial to explain that notion. So, while for all we know it might be true that prior to tutoring non-philosophers on the notion they are to employ, they are unable to employ the relevant notion, that being so would itself undermine the folk–philosophical continuity assumption.
Third, defenders of the assumption trio might argue that our methodology is a poor way to test the widespread asymmetry assumption. That is because we do not ask participants both whether ⌜x because y⌝ is true and whether ⌜y because x⌝ is true for each vignette. Instead, each participant only sees one such claim, and responds to whether they think it is an explanation or not. It could be, then, that participants are, for each case, split between those who think that ⌜x because y⌝ is true and ⌜y because x⌝ is not, and those who think the converse. Then, even though we would find agreement that both ⌜x because y⌝ and ⌜y because x⌝, this would not be because any individual participant judges that both are true, and so this evidence would not undermine the widespread asymmetry assumption.
There are several things to say about this idea. First, this proposal cannot explain our data, given the high levels of agreement that both ⌜y
because x⌝ and ⌜y
because x⌝ are true. If this proposal were correct, then we would expect to find much lower levels of agreement that either claim is true: for in any given case of evaluating ⌜y
because x⌝ or ⌜x
because y⌝ participants who take
only the converse to be true will judge that the claim with which they are faced is false. Since according to this proposal in
every such case there are participants who judge that only the converse explanatory claim is true, we should expect to find much lower levels of agreement that each of the claims are true, than what we in fact find. Moreover, there is empirical reason to reject this proposal. Recent empirical work by Latham and Miler [
22] presented participants with similar vignettes and asked them
both whether ⌜y
because x⌝ and whether ⌜y
because x⌝. They found that participants judged
both claims to be true. So, we can set aside this response.
Fourth, defenders of the assumption trio might argue that non-philosophers employ many different explanatory notions, and that they are using different such notions to evaluate ⌜y because x⌝ than they are to evaluate ⌜x because y⌝. In particular, it may be that they are using the notion of metaphysical explanation to evaluate ⌜x because y⌝, and as a consequence are judging that the relevant claim is true, and then are using some other notion to evaluate ⌜y because x⌝, and as a consequence they are judging that that claim is also true. But if that is so, this would do nothing to undermine the widespread asymmetry assumption.
One version of this strategy would be to suggest that some of the vignettes that we offer can be read in causal terms, and so some participants take themselves to be evaluating causal explanations instead of metaphysical explanations. For instance, one might worry that the cortisol case can be read as causal: that the presence of cortisol causes stress, rather than constitutes its being the case that there is stress. However, even if this were so, we would still not predict the results that we attained. Participants who read the vignette as causal would be expected to respond that cortisol levels explain stress (since the causal arrow runs from cortisol to stress) but not that stress explains cortisol. So, at best we might explain why we found agreement that cortisol explains stress.
For the multiple sources of explanation hypothesis to explain our results, we also need to explain why people judge that stress explains cortisol. Suppose the remaining participants interpret the explanatory claims as metaphysical rather than causal. To explain our results, it would need to be that these participants are inclined to judge (a) that stress explains cortisol and (b) that cortisol does not explain stress. Why is that? Well, they must judge (a) to explain our result, namely that people do judge that stress explains cortisol. Moreover, they must also not judge that cortisol explains stress, since if they did then this would undermine the widespread asymmetry assumption. But it seems unlikely that participants who interpret the vignette as metaphysical are judging that stress explains cortisol and not the converse. And, if they are, then those judgments are radically different from those of philosophers, which would go towards undermining the idea that the notion they are using is continuous with philosophers. Thus, this version of the suggestion seems to us to be implausible as an attempt to rescue the assumption trio.
Similarly, one might try to argue that the set/member case might be interpreted causally by participants and that this explains our results. The idea might be that since we describe the cases in terms of a biconditional, “sets only exist when their members do, and their members only exist when the set does” people might interpret this biconditional causally. Let us suppose that is so. If we begin with the assumption that people typically take causal relations and thus explanations, to be asymmetric, this means that people will either suppose that the existence of the set causes (and hence explains) the existence of the member, or the reverse, but not both. On the face of it, it seems much more likely that people will suppose that the existence of the member, a concrete person, causes the existence of the set rather than the other way around. If, however, people take that to be true, then they will tend to judge that the set exists because the member does and will not judge that the member exists because the set does, and so we should still expect to observe an asymmetry in judgements. So, in order for this claim about causal interpretation to explain our results, it would need to be that either (a) some people interpret the vignette as one in which the existence of the set causes the existence of the member, and some interpret it the opposite way or (b) that people take causation/causal explanation to be (sometimes) symmetric, so that even though they judge that, say, the existence of the member causes the existence of the set, they also think that the existence of the set causes the existence of the member, and thus the explanation proceeds in both directions.
We take (b) to be unlikely, though of course our results do not speak to causal cases. Still, we do know from empirical work that people tend to make asymmetric causal judgements (e.g., [
34]). We also take (a) to be unlikely. It seems unlikely that many participants interpret the causal claim to go in one direction, and many in the other direction too. Indeed, we take it to be unlikely that people will suppose that an abstract object, like a set, causes the existence of a person. So, while we cannot rule out that people do interpret this vignette causally, even if they do, we think that it is very unlikely that this would be a good explanation of our results.
Another version of this strategy, that the defender of the assumption trio might adopt, is to argue that there are multiple kinds of non-causal explanation, and that participants are in fact employing several notions. One suggestion, for instance, is that amongst the class of non-causal explanations there are not only metaphysical explanations, but also
rationalising explanations and
evidential explanations
14. Rationalising explanations are explanations that give us reasons why something is the case
15. Evidential explanations are explanations that present evidence or justification for the explanans.
For instance, consider the following three ‘because’ claims:
The sign is red because it is maroon.
The sign is red because the colour of the bulb above it was changed yesterday.
The sign is red because it looks red under ideal conditions.
The sign is red because it signals danger.
(1) is (arguably at least) an example of metaphysical explanation. We take it that (2) is an example of a causal explanation. (3) is an example of evidential explanation
16. The fact that the sign looks red under ideal conditions is evidence that it is red. (4) is an example of a rationalising explanation. The
reason the sign is red is that red signals danger, and the purpose of the sign is to signal danger.
Given that, it might be then argued that some participants are evaluating metaphysical explanations, while others are evaluating evidential or rational explanations. One reason to think that this might be occurring is because participants are motivated to try and make sense of the statement with which they are presented. For example, participants presented with ⌜x because y⌝ will read that as a metaphysical explanation if they are inclined to judge that y metaphysically explains x, and they will then judge that this is so. But, if they are inclined to judge that y does not metaphysically explain x, then they will read the ⌜x because y⌝ in terms of some other kind of non-causal explanation whereby y does explain x. As a result, they too will then judge that ⌜x because y⌝ is true. But again, if this is what is happening, it does not undermine the widespread asymmetry assumption.
Could this proposal explain our data? Well, appealing to rationalising explanations is unlikely to help. That is because for an appeal to this kind of explanation to explain our data, it would need to be that where people are inclined to judge that y metaphysically explains x, they are also inclined to judge that x rationally explains y. But, in all the cases that we offer this seems implausible, because the direction of the rationalising explanation tends to run in the same direction as the metaphysical explanation. So, while participants might be employing both notions of explanation, we would not expect them (collectively) to judge both that ⌜x because y⌝ and that ⌜y because x⌝.
What about evidential explanations? Again, for this proposal to work, it will need to be the case that evidential explanations tend to run in the opposite direction from the metaphysical ones (in our cases). Is that plausible? Perhaps it is. We regrettably do not know enough about how non-philosophers think about evidential connections to be sure that they will judge that wherever we have metaphysical explanations we have evidential connections that run in both directions. Perhaps non-philosophers do think of evidential connections in this manner. If so, then if they judge that the presence of cortisol metaphysically explains the presence of stress, they will also judge that the presence of either stress or cortisol is evidence for the other. If that is right, then defenders of the assumption trio might explain our results by appealing to people’s judgements regarding both metaphysical and evidential explanations. They could argue that people judge that cortisol metaphysically explains stress and not the converse, in line with the widespread asymmetry assumption, and that people also judge that stress evidentially explains cortisol. That is why participants agree both that cortisol because stress, and that stress because cortisol: they interpret the first statement as a statement about metaphysical explanation, and the second as a statement about evidential explanation. Mutatis mutandis for the other two cases.
We think that there is something to this suggestion; certainly, one that would be worth following up on in future research. To succeed, it requires that people judge that evidential connections obtain in what we might pre-theoretically have thought was the ‘wrong’ direction. For example, it requires that people judge that the presence of a singleton set is evidence for the presence of its member, and that is why they are inclined to judge that ‘member because set’, is true. We are not confident that people employ this notion of evidential explanation, but nor are we confident that they do not. We think that further research would be required to show that this is in fact the correct interpretation of our results, and hence to show that the assumption trio is in good standing. However, as it stands, we think that our results do put significant pressure on the assumption trio.
Fifth, defenders of the assumption trio might argue that non-philosophers may be unable, without prior tutoring, to clearly distinguish a proposition’s being true, and an utterance of that proposition being an act of explanation. Perhaps our participants are treating these as equivalent, and all of their judgements are judgements about whether the utterance is an act of explanation. If so, the fact that in some cases non-philosophers’ “truth” judgements are sensitive to salience and congruence factors merely tells us that their explanation judgements are sensitive in this manner, something that is consistent with the assumption trio.
This possibility also strikes us as promising. Do we have reason to suppose it is true, beyond the fact that drawing the distinction between truth and explanation does appear to be something that non-philosophers might find difficult? There is evidence that non-philosophers draw some distinction here. In experiment 1, we found that the interaction of salience and congruence has an effect on one set of judgements and not the other. Rather puzzling, though, they have an effect on truth judgements but not explanation judgements. So, while participants do appear, at least in this case, to be treating these as different, there could be a case made that they are not thinking of judgments of truth, and judgements of utterances as being acts of explanation, in quite the way we are imagining. Notably though, in all the remaining experiments, participants’ truth and explanation judgements are aligned.
So, let us suppose that participants are simply judging, in all cases, whether the utterance is an act of explanation. If so, then the experiments we report do nothing to undermine the truth simpliciter assumption. Nevertheless, they still show that the assumption trio is false. For they show that at least one of the other two assumptions is false. Recall that in all three experiments. participants judged both that utterances of ⌜x because y⌝ and of ⌜y because x⌝ are acts of explanation. As noted previously, philosophers hold that an utterance can only be an act of explanation if the proposition expressed is true, though it might fail to be an act of explanation even if the proposition expressed is true. If non-philosophers are employing roughly this notion of an act of explanation, then it follows that they are implicitly judging that both ⌜x because y⌝ and ⌜y because x⌝ are true, contra that widespread-asymmetry assumption. By contrast, if non-philosophers suppose that a speech act can be an act of explanation even if the proposition expressed is false, then they surely are employing a notion of metaphysical explanation (broadly construed) that is not continuous with that of philosophers. Then, the folk–philosophical continuity assumption is false. In either case, our results undermine the assumption trio.
The defender of the assumption trio might also argue that there is no unified diagnosis of what has gone wrong here; instead, she might suggest that there is something peculiar, or confounding, or potentially misleading, about each case, and this is why we get the results we do. For instance, she might suggest that in the mind/brain case some people might read the case as causal, and that some people might be swayed by background knowledge of minds/brains. She might then argue that in the set case, non-philosophers who are not mathematicians, simply do not know enough about sets to have a firm view, and so perhaps take the direction of explanation to proceed in both directions because the two are necessarily associated and in a way, all that is known about singleton sets and members is that they are associated in this way. Finally, she might try to tell some different story about why we get the results we do, in the Euthyphro case. Perhaps, for instance, she could think that people take different views on this depending on their religious views. We have already argued that appealing to a causal reading of the mind/brain case is not explanatory of our results. And while we acknowledge that we certainly cannot rule out that there are different explanations of our results in each case, where these explanations are consistent with the assumption trio, we think that the fact that we find results across three very different cases suggests that the results are robust.
Finally, the defender of the assumption trio might suggest that what explains these results in a way that is consistent with the assumption trio, is that although non-philosophers employ a notion of metaphysical explanation which embraces the widespread asymmetry assumption, their judgements in the cases we offer do not reflect this because in these cases participants confuse modal covariation with metaphysical explanation.
The idea, we take it, is this. Just as we know that people distinguish the
notion of correlation from causation, we also know that sometimes people mistake merely correlational relations for causal ones. This can fairly easily be explained by the fact that mechanisms that evolved to detect causal relations do so by, in the first instance, detecting associations, and then sorting these into the causal and noncausal (see, for example, [
34] and [
37]). We know, however, that sometimes having detected an association, the mechanism then fails to properly sort that association into causal versus not.
Interestingly, Miller and Norton [
30] suggest that the same mechanisms that evolved to detect causal relations, also generate people’s judgments about metaphysical explanations. While they offer their account as a debunking account of metaphysical explanation, it could instead be offered as an account of
how people come to detect metaphysical explanations. It might be argued that the mechanisms which allow us to detect causal relations sometimes mistake mere modal association for metaphysical explanation, particularly in cases where not only does x supervene on y, but y also supervenes on x. This, at least, could potentially explain people’s judgements in the Euthyphro and Sets cases. In both cases, we have mechanisms that detect the modal association; however, the mechanism then fails to properly sort these associations into explanatory and non-explanatory, instead labelling them
both as explanatory. So, it is not that people do not generally take metaphysical explanation to be asymmetric, it is just that in these cases people’s cognitive mechanisms lead them astray.
Still, while we think that the general idea here has some plausibility, because we think that it may be that people’s judgements about metaphysical explanation are at least in part informed by the functioning of something like the casual detection mechanism, in fact this explanation of our results does not sit well with our results taken as a whole. If this were the right explanation, then we would expect to find people’s judgements to be much stronger in the congruent conditions than the incongruent ones. Why so? Because the causal detection mechanism functions, in part, using actual or imagined interventions, which allow us to detect
asymmetries: that is, to detect that intervening on one thing has an effect on the other, but not the converse. When this is the case, the mechanism tends to signal that the correlation is causal, and tells us which is the cause, and which the effect [
34,
37]. As Hagmeyer et al. put it:
Interventions often enable us to differentiate amongst the different causal structures that are compatible with an observation. If we manipulate an event A and nothing happens, then A cannot be the cause of event B, but if a manipulation of event B leads to a change in A, then we know that B is a cause of A, although there might be other causes of A as well [
37].
There is a range of empirical data that support the idea that the causal detection mechanism seeks out asymmetries via various environmental cues. So, if people were using this sort of mechanism to detect metaphysical explanations by sorting the explanatory from the non-explanatory modal associations, then we would expect that in conditions of congruence, people will tend to be much more likely agree that there is an explanation than in conditions of incongruence. After all, the former are precisely cases where a relevant intervention is made salient, and this should trigger the causal detection mechanism to categorise the association as a metaphysical explanation. However, recall that while in the God/good case we found that congruence had an effect on both truth and explanation judgements, in the set/member case we found that salience and congruence had
no effect on people’s judgements. This seems to us to militate against this explanation of our results
17.
At this point, the defender of the assumption trio might argue that even if all that we say here about our results is correct, it still does not undermine the assumption trio, because it does not undermine the assumption of continuity. For it would not show, or so goes the idea, that non-philosophers do not share a notion of metaphysical explanation that is closely connected to the one employed by philosophers. Here is a case in point
18. It seems
prima facie reasonable to think that non-philosophers have a concept of acceleration that is close to the notion as it appears in Newtonian physics. But suppose, as it also plausible, non-philosophers judge that some things do not count as accelerations, which according to Newtonian physics do count as accelerations. (For instance, consider the case of a carnival ride in which people sit in chairs connected to a central rotating column spinning at a uniform rate. Suppose that people judge that the chairs are not accelerating in that case.) Even though the judgements of Newtonian physicists regarding acceleration and those of non-philosophers differ, we would still be inclined to say that they share a concept, or at least, that their concepts are strongly continuous. If so, then it does not follow that just because certain judgements of philosophers regarding metaphysical explanation are different from those of non-philosophers, that they do not share the same, or at least a continuous, concept of metaphysical explanation.
We agree that the mere fact that two parties disagree about the extension of some concept does not show that their concepts are not continuous. However, we do think that if (a) two parties disagree on sufficiently many cases, or if (b) they disagree about certain core or essential cases, or if (c) they disagree on a range of easy or paradigm cases, then this gives us a good reason (though still defeasible) to think that their concepts are neither the same nor continuous (or at least, not strongly continuous). As such, we take it that the evidence we present goes some very small way towards showing (a) to be true and can plausibly be said to show that (c) is true too. We think that the cases we presented are easy (except perhaps sets and members), paradigmatic ones, and so if philosophers and non-philosophers disagree about them, then it gives a reason to think that their concepts are not strongly continuous. Moreover, although we only investigated three cases, and so our results certainly do not show that philosophers and non-philosophers disagree about lots of cases, it does show that they disagree about the only cases that have been empirically investigated. And that should give us pause to worry that they might not agree about remaining the cases either. So, while we do not think that this evidence decisively shows that the two concepts are not continuous, we certainly think it puts pressure on the claim that they are. Again, this is a place where follow up empirical work could profitably be undertaken to see just how widespread the disagreement lies when it comes to such cases.
What, though, should we conclude if we are inclined to say that at least one member of the assumption trio is false? We could simply embrace the idea that the notion of metaphysical explanation employed by non-philosophers is quite different from that employed by philosophers. Perhaps we philosophers have developed a specialized notion of explanation that performs certain theoretical work for us, and which is just very different from the everyday notion.
This approach leaves much of current philosophical methodology untouched; but it requires we concede that the notion of metaphysical explanation, as it is used by philosophers, does not have some long-standing pedigree: it is not a well understood, broadly used notion on which we all have a good grasp. Indeed, it leaves open the charge that philosophers have invented some new, parochial notion, which may be uninteresting, or worse, unintelligible. It also leaves us open to the charge that our theorising fails to target the very sorts of questions and concerns of non-philosophers which motivated employing the notion to begin with.
Alternatively, we might cling to the idea that the notions are indeed continuous, and engage in a project of explicating the content of those notions by appealing to empirical work such as ours. To pursue this approach would require further empirical research into the conditions under which people judge that one thing metaphysically explains another. Given the results we report here, if we pursue this approach we have reason to think that at the very least the widespread-asymmetry assumption is false: current ways of thinking about metaphysical explanation have over emphasised the role of asymmetry in our judgements. That, in turn, has significant down-stream consequences for theorising about the conditions under which propositions of the form ⌜x because y⌝ are true.
There are already a great number of these accounts, ranging from those that appeal to relations of ground in some way
19, through to those that do not
20. Many, but not all, of the accounts that appeal to ground posit a primitive, asymmetric, relation, in part motivated by the purported need for some asymmetric worldly structure that can back asymmetric metaphysical explanation. But if metaphysical explanation is not asymmetric, then positing a relation with these features, (at least for these reasons) is clearly a mistake. Similar considerations apply to non-grounding approaches that attempt to capture the asymmetry of metaphysical explanation.
So if philosophers embrace this approach, our results suggest that some of the theorising about the properties of the worldly structures that back metaphysical explanations are mistaken: for they are premised on erroneous assumptions about the properties of metaphysical explanations.
This second approach requires significant methodological upheaval. If philosophical judgements are not a good guide to the judgements of non-philosophers (as this research suggests) then much more engagement with empirical work is required. Moreover, there are then questions about why philosophical judgements are so different from everyday judgments if they are both judgments about the same notion, or at least, two notions that are continuous, and in turn, questions about how best to systematise these quite different judgements into a cohesive account of metaphysical explanation.
Whichever approach is pursued, we take it that there is still interesting and important work to be done in investigating non-philosophers’ notion of metaphysical explanation whether or not this is taken to be continuous with the notion employed by philosophers. We hope to have begun making some, small, inroads into this task.