Photoplethysmography for the Assessment of Arterial Stiffness
Abstract
:1. Introduction
2. Methods
3. Current State-of-the-Art Techniques and Technologies in Vascular Ageing
3.1. The Recent Use of Measurements of Pulse Wave Velocity to Assess Arterial Stiffness
3.2. The Recent Use of Arterial Stiffness Index Calculations to Assess Arterial Stiffness
3.3. The Recent Use of Imaging Techniques to Assess Arterial Stiffness
3.3.1. Ultrasonography
3.3.2. Magnetic Resonance Imaging
3.4. Laser Doppler Flowmetry and Near-Infrared Spectroscopy
3.5. The Use of Existing Devices to Assess Arterial Stiffness
3.6. The Recent Use of Computational Algorithms to Assess Arterial Stiffness
4. Using Photoplethysmography for Arterial Stiffness Assessment
4.1. The Recent Use of Photoplethysmography in Studies to Assess Arterial Stiffness
4.2. Existing Photoplethysmography-Based Devices to Assess Arterial Stiffness
4.3. Use of Photoplethysmography on Specific Conditions
4.4. Comparing Current Photoplethysmography-Based Instruments and Other Measurement Methods
4.5. The Use of Photoplethysmography in Computational Models
4.6. Combining Photoplethysmography with Other Modalities and Using Photoplethysmography to Assess Novel Developments
5. Discussion and Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Study | Year | Device(s)/Techniques | Measurement(s) | Number of Subjects | Major Findings |
---|---|---|---|---|---|
Gong et al. [10] | 2023 | Complior | Carotid femoral pulse wave velocity (cfPWV) | 2063 | In women over 60 years, body fat percentage (BFP) and cfPWV were correlated. There was no correlation detected for men or women under the age of 60. |
Ji et al. [11] | 2018 | Not stated | cfPWV | Not stated | The method was able to successfully assess aortic pulse wave velocity (PWV) and measure central blood pressure (BP). |
Cantürk et al. [12] | 2017 | Not stated | PWV | 38 | The mean PWV improved in 20 individuals, as indicated by an absolute decrease in PWV detected 6 months after having aortic valve replacement compared to a baseline, and deteriorated in the other 18 subjects. Generally found that aortic valve replacement had no effect on PWV mean and that aortic stenosis was related to baseline PWV. |
Lurz et al. [13] | 2017 | Vicorder device | cfPWV | 25 | All subjects were found to have a normal cfPWV, suggesting that cfPWV does not change in subjects under 18 years of age. |
Liu et al. [14] | 2011 | Computed tomography angiography | Brachial-ankle PWV (baPWV) Coronary Artery Calcium (CAC) score | 654 | In 127 patients, there was at least one coronary artery that was stenotic. In comparison to the normal control group, the stenotic group’s mean baPWV and mean CAC were considerably greater. The study found a link between coronary atherosclerosis and baPWV. |
Tsuchikura et al. [15] | 2010 | Automated device | PWV | 2806 | In comparison to heart-carotid PWV (hcPWV), heart-brachial PWV (hbPWV), and femoral-ankle PWV (faPWV), it was discovered that baPWV had the strongest association with heart-femoral PWV (hfPWV). According to the findings, baPWV exhibited central stiffness as opposed to peripheral arterial stiffness. |
Yufu et al. [16] | 2004 | Not stated | Aortic pulse wave analysis (PWA) Percent mean pulse amplitude (%MPA) | 33 | Higher arterial stiffness was indicated by a low %MPA. The %MPA was suggested as a novel atherosclerosis marker by the authors. It was discovered that the %MPA was lower in subjects with coronary artery stenosis than in those without it. The findings showed that brachial %MPA offered prognostic values for coronary atherosclerosis in people at risk for cardiovascular disease (CVD). |
Scudder et al. [17] | 2021 | Dual impedance cardiography | PWV Pulse transit time (PTT) | 78 | Measurements of PWV showed a considerable positive connection with advancing age. |
Miyoshi and Ito [18] | 2016 | Not stated | Cardio-ankle vascular index (CAVI) | Not stated | The study found that CAVI allows for the quantitative evaluation of disease progression, with higher CAVI values indicating a worse prognosis compared to lower CAVI values. CAVI was independent of BP at the time of measurement (unlike PWV) and indicated the overall stiffness of the artery from the aortic origin to the ankle. The study concluded that CAVI was a better identifier of disease severity than baPWV. |
Souza-Neto et al. [19] | 2016 | Not stated | Ambulatory arterial stiffness index | 85 | The study found that those with a risk factor such as hypertension would have arterial stiffness. It was shown that arterial stiffness was substantially correlated with diabetes, hypertension, peripheral arterial disease (PAD), and coronary artery disease (CAD). Gender did not appear to impact arterial stiffness. Contrary to popular belief, age did not seem to be associated with arterial stiffness. |
Klocke et al. [20] | 2003 | Not stated | Augmentation index (AIx) | 14 | The findings suggested that rheumatoid arthritis (RA) and increased arterial stiffness were related. |
Zhang et al. [21] | 2017 | Oscillometric device | Arterial velocity–pulse index (AVI) Arterial pressure–volume index (API) BaPWV | 183 | It was discovered that baPWV, which was measured separately, was unable to foretell the existence of early atherosclerosis. BaPWV was found to be comparable to AVI in predicting CAD. |
Wang et al. [23] | 2011 | Not stated | Compliance index (CI) | 232 | Measurements were made for both CI derived from digital volume pulse (DVP) and PWV-DVP; chronic kidney disease (CKD) patients had lower CI-DVP and greater PWV-DVP values than the healthy control group. Additionally, it was discovered that patients with late-stage CKD had lower CI-DVP levels than those with early-stage CKD. The more cardiovascular risk factors there were, the lower the CI-DVP was, according to the data. |
Choy et al. [24] | 2010 | Oscillometric automated digital BP instrument | Arterial stiffness index (ASI) Ankle-brachial index (ABI) Arterial wave pattern | 895 | The risk of stroke was six times higher when the ASI was abnormal. Both ABI and arterial wave pattern showed strong correlations with stroke. However, there was a synergistic impact when assessing the risk of stroke when all three parameters were considered. |
Naessen et al. [25] | 2023 | Ultrasound | Common carotid artery Intima thickness Intima/media (I/M) thickness ratio Intima–media thickness | 63 | It was discovered that compared to healthy subjects, patients with pulmonary arterial hypertension had an intima that was 56% thicker and an I/M ratio that was 128% higher. Patients with pulmonary arterial hypertension showed a thicker intima and greater I/M ratios than those with left ventricular heart failure with a reduced ejection fraction. |
Li et al. [26] | 2016 | Real-time shear wave elastography | Longitudinal elasticity modulus PWV | 179 | PWV and systolic and diastolic BP were observed to be higher in AIS patients than in the control group. It was demonstrated that shear wave elastography could accurately and non-invasively measure the arterial wall’s longitudinal elastic modulus and assess arterial stiffness. |
Bjällmark et al. [27] | 2010 | Conventional and Ultrasonographic strain measures | Common carotid artery elasticity | 20 | It was concluded that 2D strain imaging through ultrasonography was proven superior to traditional vascular stiffness measurements for determining the elastic characteristics of the common carotid artery. |
Kang et al. [28] | 2011 | Cardiac magnetic resonance imaging (MRI) | Pulmonary artery distensibility index | 35 | The study aimed to determine whether the pulmonary artery stiffness estimated based on right heart catheterisation and Cardiac MRI-derived pulmonary artery distensibility corresponded. |
Ha et al. [29] | 2018 | 4D flow MRI | Aorta’s turbulent kinetic energy (TKE) | 42 | The study examined the extent and degree of turbulent blood flow in a healthy aorta and determined whether age has an impact on the turbulence level. TKE was a measurement of turbulence intensity. All the healthy subjects experienced turbulent flow in the aorta, and both groups’ aortas were similar overall. However, when compared to the younger participants, the older subjects had 73% greater total TKE in the ascending aorta. This was associated with age-related dilation of the ascending aorta, which increases the volume available for the generation of turbulence. It was determined that age-related geometric changes influenced the development of turbulent blood flow in the aortas of healthy subjects. |
Sorelli et al. [30] | 2018 | Periflux 5000 Laser doppler flowmetry (LDF) system | Peripheral pulse Microvascular perfusion | 54 | A multi-Gaussian decomposition approach was applied to the LDF signals, and the algorithm proved effective at reconstructing the shape of the LDF pulses. |
Rogers et al. [31] | 2023 | Near-infrared spectroscopy (NIRS) vascular occlusion testing | Age-related metabolic and microvascular function changes | 34 | It was concluded that the microvascular hyperaemic response and skeletal muscle metabolism decline with age for women. |
Silva et al. [32] | 2021 | Mobil-O-Graph 24 h PWA Monitor Device Dual energy X-ray absorptiometry | Body composition PWV AIx Pulse Pressure Amplification Index Central Pulse Pressure | 124 | It was determined that arterial stiffness in the elderly is directly correlated with BFP. The findings could be related to an increased risk of cardiovascular disease. |
Perrault et al. [33] | 2019 | SphygmoCor-Px System VP-1000 system EndoPAT 2000 system | PWV AIx Reactive hyperemia index (RHI) | 40 | A comparison was made between the three devices. A high level of PWV reliability was attained for both the VP-100 and SphygmoCor, as shown by a low coefficient of variation. AIx had a larger coefficient of variation when using the SphygmoCor or EndoPAT than PWV. The lack of association between RHI and AIx suggests that endothelial and artery parameters have different functional properties. |
Markakis et al. [34] | 2021 | SphygmoCor-Px System Mobil-O-Graph 24 h PWA Monitor Device | Peripheral BP Central BP PWV Artificial Intelligence (AI) | 57 | Both devices were compared with patients experiencing hemodynamic shock in intensive care units (ICUs). The results showed that a lack of extra-vascular diseases made invasive procedures more reliable. However, the authors concluded that non-invasive techniques are practical and can be employed as extra monitoring techniques for shock patients. With the Mobil-O-Graph 24 h PWA Monitor Device and the SphygmoCor, full haemodynamic evaluations were successful in 48 patients and 29 patients, respectively. However, across the two devices, variations in the PWA were found. |
Costa et al. [35] | 2019 | SphygmoCor-Px System | PWV | 151 | The PWV mean was observed to be higher in hypertensive patients. This finding suggests a clear relationship between arterial stiffness and increased PWV in the presence of hypertension. It was also discovered that arterial stiffness was more common in males who were older and had more risk factors than females. |
Sridhar et al. [36] | 2007 | PeriScope | cfPWV baPWV | 3969 | Patients with RA had the highest heart rates whereas those with end-stage renal disease (ESRD) had the highest systolic BP. The PWV was discovered to be higher among people at higher risk of developing CVD, including those with CAD, diabetes mellitus, ESRD, and RA, compared to the healthy control group. |
Komine et al. [37] | 2012 | Oscillometric BP device Form PWV/ABI vascular diagnostic device SonoSite 180 Plus | BP baPWV cfPWV Carotid arterial compliance | 173 | The study demonstrated that arterial stiffness can be assessed solely through cuff pressure oscillometric BP measurement. Similar to cfPWV and carotid arterial compliance, the estimated API had repeatability. |
Hoffmann et al. [38] | 2019 | Oscillometric BP monitor | Heart rate Peripheral BP Central BP PWV | 8 | Long-term space flight’s vascular ageing biomarkers were assessed at baseline, 4 days, and 8 days post a 6-month International Space Station mission. Heart rate rose significantly 4 days after the return, but not on day 8, in comparison to the baseline. Additionally, central systolic BP also increased 4 days post-return versus the baseline measurement. PWV had an insignificant increase from baseline 4 days post-return and remained elevated on day 8. Overall, no clinically significant changes in early vascular ageing biomarkers were found in the evaluated cosmonauts. |
Juganaru et al. [39] | 2019 | Anteriograph instrument | Waist-to-hip ratio | 313 | The device was able to identify patients at cardiovascular risk before any clinical indicators found arterial stiffness. |
Osman et al. [40] | 2017 | Anteriograph instrument NICOM | Arterial stiffness PWV AIx Cardiac output Stroke volume Total peripheral resistance | 33 | Ultrasound scans were taken at five gestational windows between 11 and 40 weeks of pregnancy. It was discovered that normal pregnancy is associated with significant alterations in the maternal cardiovascular system. Arterial stiffness changes were observed in all measurements during healthy pregnancy, and the aortic PWV showed a significant variation during pregnancy. |
Kostis et al. [41] | 2021 | Computational algorithm | Arterial stiffness 1 (AS1) Arterial stiffness 2 (AS2) | 14097 | Both indices were able to predict the occurrence of strokes. The study found that the indices derived from pulse pressure were more accurate at predicting the occurrence of stroke than pulse pressure or chronological age alone. |
Negoita et al. [42] | 2018 | Computational algorithm: semi-automatic vendor-independent software Vivid E95 ultrasound | PWV | 12 | The study successfully developed software to trace the luminal diameter and blood velocity in the human ascending aorta by drawing from ultrasound images. The technique could calculate the PWV in the ascending aortas of adults. |
Study | Year | Device(s)/Technique | Parameters Measured | Number of Subjects | Major Findings |
---|---|---|---|---|---|
Allen and Murray [49] | 2000 | Bilateral photoplethysmography (PPG) study | Waveform of the pulses from six peripheral sites (including ears, thumbs, and big toes). | 40 | The system validation data showed low levels of root mean square error (RMSE), indicating good right-to-left channel matching. According to the bilateral study, normal patients’ pulses from their right and left sides were highly correlated at every segmental level (that is, the ears, thumbs, and toes). |
Bentham et al. [50] | 2018 | Bilateral multi-site finger and toe PPG study | Multi-site finger and toe PPG | 74 | It was shown, using time-domain analysis, that those with PAD had lower normalised amplitude variability and significantly higher pulse arrival time (PAT) variability at the toe sites. In the frequency domain analysis, patients with PAD had noticeably decreased magnitude-squared coherence (MSC) values across a variety of frequency bands. It was discovered that the right toe had a different signal from the left toe while comparing the left and right sides of the body for the ear, finger, and toe. This resulted in the conclusion that PAD was at least present in one leg. |
Brillante et al. [51] | 2008 | PPG | Peak to peak Stiffness index (SI) Reflection index (RI) | 152 | Age was found to significantly correlate with SI and RI, with race serving as an independent predictor of SI. At the same age, it was discovered that men had higher BP than women. There were no discernible differences between men and women in any of the arterial stiffness measures. |
Jannasz et al. [52] | 2023 | SphygmoCor XCEL (AtCor Medina, Sydney, Australia) | Central and regional PWV cfPWV | 118 | cfPWV was discovered to be more reliable than regional PWV in determining arterial stiffness. There was insufficient evidence that gender affected the risk factors for atherosclerosis. |
Tapolska et al. [53] | 2019 | Pulse Trace PCA 2 device | SI RI | 295 | Patients between the ages of 40 and 54 showed the greatest benefit from SI. The authors concluded that since SI and RI can be assessed non-invasively, they have the potential to be used in routine clinical practice to identify individuals who are at risk of developing future cardiovascular problems. Though RI can still be used as a supplementary measurement, it was found that it seemed to be less useful than SI. |
Tanaka et al. [54] | 2011 | PPG | Finger arterial elasticity index (FEI) Finger arterial stiffness index (FSI) | 199 | The indices were gathered by occluding the finger, and future measurements of the stiffness of the small artery and arteriole can be made using the indices. |
Wowern et al. [55] | 2015 | SphygmoCor-Px System Meridian digital pulse wave analysis (DPA) | PPG signals DPA Ejection Elasticity Index (EEI) Dicrotic Index (DI) Dicrotic Dilation Index (DDI) | 112 | It was discovered that the EEI should be used for large artery stiffness estimation while the DI and DDI should be used for small artery stiffness estimation. |
Djurić et al. [56] | 2023 | PPG sensor | Blood flow Scalar coefficients | 117 | The study allowed for the analysis of amplitude changes in blood pulse waves. The scalar coefficient ratios declined with age, distinguishing between those above and below 50 years of age. |
Huotari et al. [57] | 2009 | Transmission probe-based PPG device | Pulse waveforms from the left index finger and second toe | Not stated | It was discovered that PPG waveform analysis, as opposed to ultrasound analysis, offered greater details about artery structure and function. |
Zekavat et al. [58] | 2019 | Finger PPG-derived ASI | ASI PPG BP | Approximately 500,000 | It was determined that PPG-derived ASI was an inappropriate proxy for CAD risk but a genetically casual risk factor for BP. |
Sharkey et al. [59] | 2018 | Bilateral PPG setup | Electrocardiogram (ECG) PPG PAT | 181 | A reduced PAT and thus higher arterial stiffness were discovered in heart transplant patients. |
Wei et al. [60] | 2013 | PPG Radial pulse | cfPWV Spring constants | 70 | The PPG-based spring constant can distinguish between normal and pathological characteristics in both non-diabetic and diabetic individuals. |
Park [61] | 2023 | SA-3000P (Medicore Co., Seoul, Republic of Korea) VS-1000 (Fukuda Denshi, Tokyo, Japan) | Second derivative of PPG signals CAVI | 276 | The second derivative of PPG, requiring a single transducer, proved simpler and yielded results in under 2 min. It was concluded that CAVI could not replace the second derivative of PPG. |
Bortolotto et al. [62] | 2000 | Complior (Colson, Garges les Gonesses, France) Fukuda FCP-3166 (Fukuda, Tokyo, Japan) | cfPWV Second derivative of PPG signals | 664 | In patients over 60 with atherosclerosis, PWV and the second derivative of PPG remained higher, whereas in patients aged 60 with atherosclerosis, only PWV remained greater. While the index of the second derivative of PPG was correlated with age and other atherosclerosis risk factors, PWV was associated with age and arterial hypertension. The study found that aortic PWV more accurately captured changes in arterial compliance caused by ageing, high BP, and atherosclerosis than the second derivative of PPG. |
Korneeva and Drapkina [63] | 2015 | PPG-based device | SI RI AIx Systolic BP | 82 | Obese patients with high BP showed vascular stiffness; based on pulse wave characteristics of the PPG signal, both treatments improved the arterial stiffness parameters, reducing SI and RI. Nonetheless, it was noted that compared to atorvastatin, rosuvastatin reduced the AIx. |
Drapkina and Ivashkin [64] | 2014 | PPG-based device | SI RI AIx Systolic BP | 82 | The study found increased arterial stiffness in obese patients with high BP according to pulse wave analysis. |
Drapkina [65] | 2014 | PPG-based device | SI RI AIx Systolic BP | 82 | The study found increased arterial stiffness in high-risk patients with high BP. |
Wowern et al. [66] | 2019 | PPG | DPA | 139 | It was concluded that DPA reflects longitudinal changes in arterial compliance in normal pregnancy. In uncomplicated pregnancy, it was found that arterial stiffness changes in both large and small arteries significantly with gestational age. |
Lefferts et al. [67] | 2021 | PPG Tonometry Ultrasound Doppler | BP cfPWV Carotid stiffness Blood velocity pulsatility index | 30 | Despite younger adults having larger carotid dilations, pulsatile damping decreased in both middle-aged and young adult groups. According to the study’s findings, the carotid diameter and cerebrovascular pulsatility are altered differently in young and middle-aged adults. The study suggested that changes in intracranial cerebral pulsatility could be slowed down by cerebrovascular characteristics. |
Salvi et al. [68] | 2008 | Complior PulsePen PulseTrace | Aortic PWV SI | 50 | Complior and PulsePen were found to be accurate at estimating PWV via Bland–Altman analysis whereas PulseTrace was found to be an unsuitable substitute for PWV. |
Djeldjli et al. [69] | 2021 | Imaging PPG (iPPG) Contact PPG (cPPG) | 16 features of the pulse wave relating to arterial stiffness and BP | 12 | A comparison was made between the iPPG and cPPG, whereby cPPG recorded signals using contact probes and iPPG used a quick camera to record signals remotely. High agreement between the results and the features captured by the reference sensors was observed. The contact and contactless PPG features (from two separate sites) were found to share strong correlations. The non-invasive iPPG approach provided quantitative data on the underlying mechanisms of waveform shape from various body sites and allowed for a remote means to evaluate waveform features. |
Kock et al. [70] | 2019 | ABI PPG | Peak to peak time | 93 | The results showed that ABI was not related to PPG indicators. |
Murakami et al. [71] | 2019 | Rossmax International LTD SB200 pulse oximeter (Taiwan, China) | ASI baPWV | 18 | The fingertip PPG device was found to be capable of measuring arterial stiffness in line with the baPWV. |
Clarenbach et al. [72] | 2012 | PPG Radial tonometry | SI AIx | 83 | Both devices distinguished between people with high and low cardiovascular risk accurately. However, unlike AIx, SI could also distinguish between people at intermediate and high risk, making it potentially more effective in sizable clinical research. Low failure rates were present in both devices. |
Dall’Olio et al. [73] | 2020 | Machine learning (ML) Deep learning (DL) | Raw PPG signal | 4769 | It was discovered that individuals do not age at the same rate. The study reported that women had better health than men in terms of vascular ageing. |
Shin et al. [74] | 2022 | DL | PPG pulse signals | 752 | The model outperformed earlier models at the time without the requirement for an additional feature detection process. |
Park and Shin [75] | 2022 | Artificial neural network-based regression model | Incident and reflected waves from PPG waveform | 757 | It was determined that the reflected wave’s features may be used to assess vascular ageing, with the amplitude-related feature of the reflected wave being more favourable than the time-related feature in doing so. |
Lian et al. [78] | 2023 | 3 Lead ADS1292 ECG (Texas Instruments, Dallas, TX, USA) Remote PPG (rPPG) | ECG Heart rate | 30 | ECG signals were obtained as reference values. Video recordings from the rPPG were transferred for analysis; however, the results were limited to the Han ethnicity, lacking diversity. |
Zhao et al. [79] | 2023 | 700-MAX-ECG MONITOR (Maxim Integrated, San Jose, CA, USA) rPPG | ECG Heart rate | 12 | Unlike PPG and ECG, which may cause skin irritation and discomfort, rPPG offers a solution by eliminating adherence to the body. |
Casalino et al. [80] | 2023 | rPPG | Blood oxygen saturation (SpO2) | 10 | Experimental results showed no significant differences with slight head movements. Further work is needed to explore potential light-condition impacts on real-time measurements. |
Perpetuini et al. [81] | 2019 | Multi-site ECG and PPG | baPWV | 78 | It was discovered that the results were age-sensitive and had high signal quality since cross-talk effects were absent. The baPWV was found to be consistent when the results were compared to those from a commercial pulse sensor device, Enverdis Vascular Explorer (Düsseldorf, Germany). |
Hydren et al. [83] | 2019 | Finger PPG-based device (Finapres Medical Systems, Amsterdam, The Netherlands) Doppler ultrasound | BP Single continuous pass leg movement (sPLM) Leg blood flow Leg vascular conductance | 24 | It was found that age-related decline in peripheral vascular function was found to be susceptible to sPLM. It was concluded that sPLM simplified the process and reduced the amount of equipment needed to just perform a Doppler ultrasound as compared to a standard passive leg movement. |
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Karimpour, P.; May, J.M.; Kyriacou, P.A. Photoplethysmography for the Assessment of Arterial Stiffness. Sensors 2023, 23, 9882. https://doi.org/10.3390/s23249882
Karimpour P, May JM, Kyriacou PA. Photoplethysmography for the Assessment of Arterial Stiffness. Sensors. 2023; 23(24):9882. https://doi.org/10.3390/s23249882
Chicago/Turabian StyleKarimpour, Parmis, James M. May, and Panicos A. Kyriacou. 2023. "Photoplethysmography for the Assessment of Arterial Stiffness" Sensors 23, no. 24: 9882. https://doi.org/10.3390/s23249882
APA StyleKarimpour, P., May, J. M., & Kyriacou, P. A. (2023). Photoplethysmography for the Assessment of Arterial Stiffness. Sensors, 23(24), 9882. https://doi.org/10.3390/s23249882