1. Introduction
Tongue cancer represents one of the most common subtypes of oral cancer, with the majority of it being squamous cell cancer [
1]. Annually, there are estimated 354,900 new cases and 177,400 deaths associated with oral cancer worldwide [
2]. In addition, an increasing incidence of tongue cancer has been reported over the last few years [
3]. The two major risk factors for developing tongue cancer are tobacco and alcohol abuse. Despite its growing significance in the development of oropharyngeal cancer, human papilloma virus (HPV) does not show major relevance in the etiology of tongue cancer [
4]. Apart from radiation and chemotherapy, primary surgical resection holds the greatest importance in the therapy of tongue cancer. In a randomized, prospective trial, Iyer et al. showed the significant advantage of surgery compared to primary chemo/radiotherapy (C/RT) regarding survival in oral cancer patients [
5]. While surgical treatment remains the first-choice therapy for tongue cancer, a higher focus on its functional outcome must be established. The anatomical reduction in tongue tissue evolves into a functional loss and impairs essential abilities such as speaking, swallowing, and eating, as well as the overall quality of life [
6,
7]. Furthermore, deteriorated tongue functionality can lead to a decline in survival through complications such as aspiration. For this reason, especially for wide tumor resections in advanced tumor stages, flap reconstruction has been firmly established in order to compensate for the loss of tongue volume and function [
6]. However, for early-stage tongue cancer (T1/2), there is an inconsistent opinion on the necessity of flap reconstruction [
8,
9]. In the literature, there is poor data concerning the functional or survival benefits of performing flap reconstruction after smaller resections of tongue tissue. However, a large number of flap-reconstructed early-stage tongue cancers can be observed. Oncologically, the possibility of flap reconstruction during tumor resection might allow an extension of safety margins and thus better survival outcomes. Consequently, the higher rate of tumor-free margins could result in less use of adjuvant therapy in nodal-negative patients. Considering postoperative functionality, flap reconstruction could improve tongue mobility and thus have a positive effect on speech and swallowing function. These aspects prompted us to investigate not only functional but also survival outcomes after partial glossectomy in patients with or without flap reconstruction. We performed a retrospective analysis on a cohort of 384 surgically treated tongue cancer patients regarding therapeutic modalities and survival as well as epidemiological characteristics. Based on this retrospectively analyzed cohort, we recruited patients with surgically treated T1 and T2 tongue carcinomas for further prospective analyses of their functional outcomes. To receive conclusive results, we defined clear inclusion criteria and recruited only patients in tumor stages T1 and T2 with carcinomas of only the mobile tongue to exclude the possible involvement of the floor of the mouth. To form comparable cohorts, only patients who received reconstruction with or without radial-forearm flaps were included. Postoperative functionality was assessed in swallowing as the primary study endpoint, speech as the secondary endpoint, sicca symptoms, mouth-opening, and overall quality of life. The null hypothesis was that flap reconstruction improves functional outcomes.
2. Materials and Methods
2.1. Retrospective Analysis
To get a rough breakdown of patients’ epidemiology, therapeutic regimes, and particularly the type of tongue reconstruction, a total of 384 patients with surgically treated tongue carcinoma were analyzed retrospectively. Patients from both the department of otorhinolaryngology and the clinic for oro-maxillofacial surgery were included. Epidemiological data, e.g., age, gender, therapy, reconstruction method, as well as survival data (death/loss to follow-up), were analyzed according to the UICC manual, 7th edition. Patients with a known history of head and neck cancer were excluded from the study. Retrospective data collection and analysis were confirmed by the local ethical committee.
2.2. Patient Selection
A homogeneous sub-cohort of T1/2 cancer patients was chosen for further functional assessment. To avoid surgical bias, only patients with T1/2 cancer of the mobile tongue and without the involvement of the floor of the mouth were included. Patients were divided into two groups: patients with and without radial forearm flap reconstruction (RFF).
From the 384 retrospectively identified patients, there were 204 T1/2 patients without flap reconstruction and 111 T1/2 patients who received any flap reconstruction. To receive reliable results regarding swallowing function, we excluded all patients with secondary tumors in the head and neck area. To build comparable groups, we additionally excluded all patients who received other flaps than RFF. Finally, 143 T1/2 patients without flap reconstruction or radial forearm flap reconstruction remained. RFF was selected because it is considered the first choice for small defects of the tongue [
10]. A total number of 55 patients who had undergone partial glossectomy agreed to participate in the study, the other 88 patients could not be recruited due to residential distance, missing contact information, personal reasons, their medical condition, or were already deceased (
Figure 1). Informed consent was obtained from all 55 patients.
Reconstruction with an RFF was performed on 22 patients. Thirty-three patients underwent surgery with primary closure or healing by secondary intention. The date of surgical intervention and the date of functional analysis were defined and calculated as delta therapy analysis in months. Additionally, clinical parameters on age, sex, height, and weight, TNM-staging (referring to the UICC 7th edition), grading, and treatment modalities, as well as personal risk factors such as nicotine consumption in pack years and alcohol consumption in quantity and quality, were collected. Furthermore, histopathological data on maximum tumor diameter, maximum depth of penetration, minimal tumor-free margin, as well as tumor-free margins at first pass or by follow-up resection were gathered retrospectively. At least two experienced pathologists histologically reviewed all tumor samples.
The local ethical committee approved the study (289/16S).
2.3. Swallowing Assessment
To assess the extent of dysphagia, patients completed the 100 mL water swallowing test (WST) [
11], which portrays the primary endpoint of the study. The WST previously proved to be a valuable tool to assess post-treatment swallowing performance in head and neck cancer patients [
12,
13]. In addition, swallowing dysfunction was determined by the M.D. Anderson Dysphagia Inventory (MDADI) [
14], which contained 20 dysphagia-related questions and was self-completed by the patients. A score between 0 and 100 could be achieved, with lower scores indicating higher levels of dysphagia. Moreover, a score for changes in eating habits was developed based on the Toxicity Criteria of the Radiation Therapy Oncology Group (RTOG) and the European Organization for Research and Treatment of Cancer (EORTC) [
15]. Patients were categorized into five different groups by the examiner according to their dietary changes (
Table 1).
2.4. Speech Assessment
Speech problems were evaluated using the Speech Handicap Index (SHI) [
16], which was self-completed by the patients. The questionnaire consisted of 30 items dealing with daily impairments in social interactions. A score between 0 (no problems) and 120 (high grade of speech problems) could be obtained.
2.5. Xerostomia Assessment
Mouth dryness was assessed in patients performing the Saxon Test [
17]. To quantify saliva production, patients insalivated a 5 × 5 cm sterile sponge for 2 min. The sponge was weighed before and after salivation. Additionally, all patients completed the Visual Analogue Scale xerostomia questionnaire (VAS) for salivary dysfunction [
18], which contained eight items dealing with problems caused by mouth dryness. For each item, a symptom severity scale between 0 and 100 was calculated; higher levels indicating more symptoms. The test included the following questions:
Q1. Rate your difficulty in talking due to dryness
Q2. Rate your difficulty in chewing due to dryness
Q3. Rate your difficulty in swallowing solid food due to dryness
Q4. Rate the frequency of your sleeping problems due to dryness
Q5. Rate your mouth or throat dryness when eating food
Q6. Rate your mouth or throat dryness while not eating
Q7. Rate the frequency of sipping liquids to aid swallowing food
Q8. Rate the frequency of sipping liquids for oral comfort when not eating
2.6. Mouth-Opening
Due to surgery and radiotherapy in tongue cancer patients, problems with mouth opening are frequently reported [
19]. We assessed mouth opening in all patients as the maximal distance from the upper alveolar ridge to the lower alveolar ridge using a measuring compass. Measurements were taken in millimeters. Furthermore, we determined the Mallampati score in all patients.
2.7. Quality of Life Assessment
In order to assess the physical and psychosocial quality of life after cancer surgery, patients completed the Head and Neck module of the EORTC Quality of Life Questionnaire (QLQ-H&N35) [
20]. The questionnaire contained 35 items and portrayed frequently reported health and lifestyle changes in patients diagnosed with head and neck cancer face, including the categories of pain, swallowing, teeth problems, problems with opening mouth, mouth dryness, sticky saliva, loss of senses, coughing, speech problems, feeling ill, social eating, social contact, sexuality, use of pain killers, use of oral supplements or a feeding tube, as well as weight loss and weight gain. A symptom score between 0 (= no symptoms) and 100 was calculated for each category.
2.8. Statistical Analysis
Statistical analysis of the data obtained was performed with the Statistical Package for the Social Sciences (SPSS Inc., Chicago, IL, USA). Continuous variables were represented by the arithmetic mean and the corresponding standard deviation. Categorical variables were represented by absolute and relative frequencies. Group comparisons between reconstructed and none-reconstructed patients were performed for all retrospectively gathered data as well as for all prospectively assessed functional results, with the WST being the primary study endpoint. Group comparisons of categorical variables were performed using the chi-square test or, for small data sets, the Fisher exact test. For continuous variables, the unpaired Student’s t-test was applied. Survival rates were defined from the date of surgical intervention and were calculated and illustrated using the Kaplan–Meier method. Differences between survival rates were assessed using the log-rank test. A p-value of <0.05 was defined as significant in all statistical tests.
4. Discussion
Flap reconstruction is firmly established in the advanced stages of tongue carcinomas, aiming to restore volume and preserve tongue mobility [
6,
21]. Our retrospective analyses of the large cohort of 384 tongue cancer patients showed significantly more cases of advanced T- and N-status as well as positive R-status in the reconstruction group when compared to the none-reconstruction group. In addition, escalation of therapy via adjuvant C/RT was depicted more often in the reconstruction group, which is coherent with advanced T-, N-, and positive R-status. These findings are consistent with the current literature [
22,
23,
24]. Interestingly, our retrospective analyses also depicted a large amount of reconstructed early-stage tongue cancer. In fact, we were able to denote that the majority of reconstructed patients were diagnosed with either T1 (32%) or T2 (38%). This observation suggests either a functional or a survival benefit from performing flap reconstruction and prompted us to further investigate these parameters.
From a surgical point of view, survival can be improved by extending the distance between the tumor and the resection margin. Several studies have shown that the margin size and achieving R0 on the main sample correlate with significant improvements in recurrence-free intervals (RFI) and thus OS [
25,
26]. Consequently, the possibility of flap reconstruction might surgically lead to a more generous tumor resection and improve the chances of R0 on the main sample. Through this consideration, reconstruction could contribute to a survival benefit. Analyses of the histopathological data of our functionally examined patients did not show a statistically significant difference concerning R0 on the main sample between the groups. This indicates that sufficient resection can be achieved even without flap reconstruction. These results were confirmed by the analysis of overall survival in the large retrospective group. There were no statistically significant differences regarding OS in the T1 and T2 stages between the none-reconstruction and reconstruction groups (116 vs. 118 months,
p = 0.47). In contrast, we were able to depict the more frequent use of adjuvant C/RT in the none-reconstructed group when compared to the RFF group (39% vs. 28%), despite the predominant N0 status in both groups (82% and 77%). Indications for adjuvant radiotherapy in T1/2 oral cancer include positive resection margins (R1) or the presence of lymph node metastases (N+) [
27]. Lymph node metastases with extracapsular extension (ECE) are an indication of adjuvant chemo-radiotherapy [
28]. In the case of close margins, adjuvant radiotherapy is also frequently applied [
27]. Since the none-reconstructed group showed fewer R0 resections on the main sample, there are higher chances of close margins in these cases. The higher presence of close margins consequently led to the more frequent use of adjuvant C/RT escalation in the none-reconstruction group, comprising 21% and 5%, respectively. In turn, these results suggest that, due to the possibility of flap reconstruction, a more generous tumor resection was possible in the RFF group, with lower chances of close margins and therefore a less frequent need for adjuvant C/RT and its respective concomitant toxicities. However, this tendency failed to achieve statistical significance in our study (
p = 0.09). Lu et al. compared margin size and recurrence rate in a large cohort of 347 early-stage tongue carcinoma patients and found that the utilization of flap reconstruction achieved a significantly larger pathologic free margin and had significantly lower recurrence rates [
29].
The surgical objective after partial tongue resection should not only include the best oncological outcome but also consider functional aspects. Essential functions such as airway protection, swallowing, and speaking should be safely practicable and maintain an optimal quality of life for the patient. Regarding functionality in advanced tumor stages, Canis et al. compared microvascular flap reconstruction and primary closure in T3 tongue carcinomas and showed significant functional impairments in patients who did not receive flap reconstruction [
30]. Our study assessed functionality in T1 and T2 tongue carcinomas in both subjective and objective test batteries. Our results show that there is no significant functional advantage in any field examined. Regarding swallowing, the none-reconstruction group even showed a slightly better mean of water-drinking time, a lower symptom score in the QLQ-HN35, a lower RTOG dysphagia score, and better results in the MD Anderson dysphagia inventory, despite not being statistically significant. Only the presence of nasal reflux was observed to be less frequent in the RFF reconstruction group. A similar trend could be observed in the subjective speech questionnaires: both the QLQ-HN35 symptom score for speech problems and the SHI portrayed slightly more problems with speech in the RFF-reconstruction group, although this could not be regarded as statistically significant. These findings demonstrate that the flap not only serves to provide bulk and improve mobility but can also interfere with processes such as articulation or swallowing and necessitates training. Similar results were obtained in a study by Ji et al. showing significantly worse functional outcomes in articulation, tongue mobility, and speech intelligibility in flap-reconstructed tongue carcinoma patients [
6]. A study by Kaur et al. placed the main emphasis on subjective patient satisfaction and found that higher levels were achieved for the primary closure of smaller defects and for flap reconstruction of larger tongue defects [
31]. Interestingly, the most important factor regarding the QLQ-HN35 with the highest symptom scores for both groups was mouth dryness, which was also demonstrated to be relevant in the Sicca VAS score. This subjectively present mouth dryness was objectively confirmed in the Saxon test, demonstrating a mean saliva production of <2.75 g/2 min in both groups, which was defined as pathological [
17]. A major factor that can cause dry mouth is the use of adjuvant C/RT.
The time range between the end of therapy and functional assessment was 78 months and 66 months, respectively; therefore, this study mainly depicts long-term functional outcomes. In this period of time, other factors might have impacted speech and swallowing function, which must be considered when applying the results for clinical purposes. Still, a comparison considering long-term functional outcomes was possible since the period between therapy and functional assessment did not differ significantly between the groups (p = 0.49).
When analyzing our retrospective cohort, we saw a statistically significant higher distribution of women receiving flap reconstruction (
p = 0.02). To identify whether this was due to an also advanced T-status in women, we analyzed the T-status distribution among reconstructed male and female patients. Surprisingly, analyses showed significantly smaller T status in reconstructed women when compared to men (
p = 0.005). In conclusion, this shows that women received flap reconstruction despite having a smaller T-status. Anatomically, women tend to have smaller oral cavities and less tongue tissue, which indicates that T1 or T2 tongue carcinomas in women are proportionally larger than in men. Therefore, the more frequent usage of flap reconstruction is conclusive. Generally, these findings suggest that not only the tumor size should be taken into consideration but also its proportion to the remaining tongue tissue and protection of the mandible. A uniform classification system for tongue reconstruction does not yet exist. However, possible solutions have been pointed out in various studies so far. Mannelli et al. proposed a strategic approach for surgery of different types of tongue defects where a specific reconstruction algorithm is available for each type of defined tongue defect [
23]. Ansarin et al. proposed a similar classification system that is based on the anatomical and functional components of the tongue and the spread routes of tongue cancer [
32]. A proportional concept with consideration of the actual size of the tongue and oral cavity is missing in both studies. Given our results, the distance between the tumor and the tongue midline, for instance, could serve as an indicator of the relative volume loss and consequently be used as a criterion for flap reconstruction. Our research revealed no other previous study describing differences in tongue reconstruction in women.
To further determine whether N or R status exerted an influence on the decision to perform flap reconstruction, we specifically analyzed their distribution in early tumor stages of tongue carcinoma in the retrospective cohort. Again, there was no significant difference between the groups. This underlines the fact that the decision to perform flap reconstruction depends individually on the local expertise of the surgeon.
Apart from fitting the proportionally perfect flap, performing microvascular flap reconstruction also involves the management and training of non-innervated tissue, which is crucial for abilities such as speaking and eating. Furthermore, RFF reconstruction involves the loss of the radial artery at the donor site and possible complications such as necrosis of the flap due to vascular anastomosis insufficiency [
33,
34]. A major advantage when performing primary closure of the tongue is the shorter operative time and thus lower risk of delirium, more likely avoidance of tracheostomy, and no or short intensive care duration.
To our knowledge, this is the first study analyzing objective and subjective parameters in surgically treated early-stage tongue cancer, specifically comparing none-reconstruction to RFF-reconstruction, which is one of the strengths of this study. TNM stages, age, and gender were also evenly distributed between the functionally studied groups, which supports the results from the group comparison. At the same time, the small case number of the functionally examined cohort must be taken into account, as must the possible bias in patient selection. Moreover, the long time range between the end of therapy and functional assessment must be considered when applying the results for clinical purposes, as other factors might have impacted speech and swallowing functions during this period. In contrast, the retrospective analysis of 384 surgically treated tongue carcinoma patients provides a broad overview regarding epidemiological differences and treatment regimens. By including patients from the ENT and maxillofacial surgery departments, we were able to form a very heterogeneous collective, which can be well applied to actual clinical practice. In addition to overall survival, it would have been interesting to measure disease-specific survival as well. This could not be conducted because it was not evident from our existing data if death was caused by a tumor diagnosis. In summary, our findings indicate that a more restrained approach to the usage of flap reconstruction in smaller carcinomas of the tongue is favorable and that the loss of tongue tissue proportionally to the remaining tongue volume should be taken into consideration for an optimal functional outcome. For surgical therapy of T3/4 tongue carcinoma, flap reconstruction is undoubtedly recommended.