1. Introduction
The Indo Gangetic Plain (IGP) region of South Asia has become a hotspot for anthropogenic aerosol emissions, resulting in adverse impacts on the health and environment of the region [
1,
2]. Several studies based on satellite data and ground observations have depicted the IGP region as one of the most polluted regions of the world due to persistently high levels of atmospheric aerosols [
3,
4,
5,
6]. The high level of atmospheric aerosols in the IGP is not only due to anthropogenic emissions from one of the most densely populated regions of the world, but also due to the conducive conditions for concentrating aerosols created by the local topography and meteorology [
7]. The spatial and seasonal variation in aerosols within the IGP is governed by aerosol sources, vertical and horizontal transport, and local and regional meteorology [
8]. The average aerosol optical depth (AOD), a measure of the proportion of sunlight that is extinguished before reaching the ground, of the entire IGP during 2006–2015 was 0.503, which is more than four times that of the global average [
9]. In the eastern IGP, mainly eastern Uttar Pradesh, north and central Bihar, there were persistent periods of a high AOD of greater than 0.8 [
5]. The major anthropogenic emissions in the IGP derive from fossil fuel combustions (vehicular and industrial emissions) and biomass burning (residential cooking and space heating and crop residue burning in the field) [
10,
11,
12]. The major natural aerosols in the IGP are mineral dust transported from the Thar Desert and west Asian dry regions during pre-monsoon seasons and the sea salt brought from the Arabian sea and the Bay of Bengal [
13,
14]. The increasing trend of aerosols in recent decades in the IGP region is mainly due to the increased emissions of anthropogenic aerosols due to increased urbanization and industrialization [
15,
16,
17]. Recently, in 2018, 16 cities of the IGP were listed as the 20 most polluted cities in the world based on mean annual particulate matter PM
2.5 concentration [
18].
Air pollution remained a leading risk factor for death and disease burden in India in 2017 [
19]. Total premature mortality due to exposure to ambient PM
2.5 in India is estimated to be 999,000 per year, with 24,606,000 years of life lost (YLL), of which the IGP region contributes 71 percent of the Indian total [
20]. Along with the negative effects of atmospheric aerosols on the health of people in the IGP, serious effects are also reported on the natural systems of the region, which are mainly driven by changes in radiative forcing. Ramanathan and Ramana [
21] studied radiative forcing due to atmospheric aerosols in the IGP during the dry season (October to May) from 2001 to 2003 and found that the average reduction in surface radiation was 32 ± 5 Wm
−2. Similarly, Ramachandran and Kedia [
22] estimated the average annual radiative forcing at Kanpur (urban) and Gandhi College (rural) in the IGP from 2006 to 2008 as −35.46 and −36.24 Wm
−2, respectively. The radiative forcing due to aerosols at the eastern IGP stations of Silguri, Kolkata and Sundarban during winter in 2014/2015 was −39.3, −70.3 and −38 Wm
−2, respectively [
23]. Similarly, Kumar et al. [
5] estimated the radiative forcing due to atmospheric aerosols at Varanasi during winter (2014/15) in the range from −51 to −80 Wm
−2. These studies clearly indicate that atmospheric aerosols significantly reduce solar radiation in the IGP, which may affect the natural environment of the IGP.
The global decline in surface solar radiation (SSR) due to atmospheric aerosols, termed ‘surface dimming’, which occurred from 1950 to 1990 [
24], reversed (or brightened) in most places by the end of 20th century, except in India, where surface dimming occurred at the rate of −8 Wm
−2 decade
−1 [
25]. Singh et al. [
26] analysed trends in solar radiation at four meteorological stations in central and northern India during 1960–2003 and found that all stations showed a surface dimming of from 1.5% to 3.4% per decade. By analysing pan evaporation data of 58 widely distributed stations over India during 1971 and 2010, Padmakumari et al. [
27] concluded that there was a decreasing trend in pan evaporation at the rate of 9.24 mm per annum
2 with a statistically significant confidence level of 99.9 percent.
The expected impact of continued surface dimming on the Indian monsoon remains unclear. For example, reduced evaporation from the ocean, due to reduced solar radiation, may also reduce the moisture inflow to south Asia and weaken monsoon precipitation [
28]. In addition to this, surface dimming in the IGP is suggested to be responsible for the weakening of the land–sea temperature gradient and result in a southward shift in the Asian monsoon circulation, decreasing its intensity [
28]. Conversely, using the elevated heat pump (EHP) hypothesis, the increased loading of aerosols in the IGP during the pre-monsoon season may be responsible for the increased heating of the upper troposphere with the formation of an upper-level warm core anticyclone over the Tibetan Plateau from April to May, which may result in the advance of the monsoon into northern India and a subsequent increase in rainfall in the Indian sub-continent [
29,
30]. Recently, Frechet et al. [
31] analysed the effect of local aerosols using numerical simulations (1982–2016) at the regional scale and found that the maximum temperature during winter is reduced by 0.5 °C in north-eastern India (eastern IGP), and precipitation is locally decreased by 0.5 mm day
−1 over north India due to anthropogenic aerosols. Despite these different theories on the effect of aerosols on the summer monsoon, all these studies recognized that the occurrence and pattern of the monsoon is affected by high levels of atmospheric aerosols in the IGP region. Since the summer monsoon provides from 75 to 90 percent of precipitation in the IGP, the agricultural performance of the IGP is largely affected by the monsoon pattern and performance. High aerosol levels are also expected to affect other agriculturally relevant meteorological features in the region. Wide areas of the IGP, from Pakistan to Bangladesh, are engulfed by fog/low cloud during winter due to fine aerosols contributing to fog formation as cloud condensation nuclei [
32]. Fog frequency in the IGP increased by 118.4% during 1971–2015 in the winter months of December and January [
33]. Fog events negatively affect the growth and development of wheat due to a reduction in solar radiation availability, increased cold stress and favourable conditions for disease and pest [
34]. It is believed that the increased aerosols in the IGP also indirectly affect crop production in the region through the change in natural systems viz. changes in monsoon precipitation, disease, pest population, water availability, etc. Along with those indirect effects, the reduced solar radiation, due to high levels of atmospheric aerosols, may also directly affect crop production in the IGP. In this context, studies related to the direct effect of atmospheric aerosols on crop production are discussed below.
Assessments of the effect of atmospheric aerosols on crop production are mainly performed via three types of studies viz. experimental, statistical model and process-based model studies. Experimental studies, using open-top field chambers, are mainly conducted to study the effect of air pollutants in gaseous form viz. O
3, SO
2, NO
2, etc. [
35,
36,
37,
38]. In a chamber study, Hirano et al. [
39] studied the effect of particulate matter deposition on the leaf surface and found that it affects stomatal conductance, photosynthesis, and transpiration by shading, plugging the stomata and increasing the leaf temperature. Similarly, the accumulation of particulate matter and trace elements on vegetation is reported to be affected by air pollution level, rainfall and the passage of time [
40]. Weerakody et al. [
41], using natural and synthetic leaves in experiments on the accumulation of particulate matter, found that all three characteristics of leaves viz. leaf size, leaf shapes and leaf surface characteristics are influential in the capture and retention of particulate matter. In a recent experimental study on the effect of deposition of aerosols on rice leaves at New Delhi in the IGP by Mina et al. [
42], they found that aerosols reduced the yield of rice (Basmati varieties). Experimental studies on the effect of aerosols on crop production mainly focus on the effect of gaseous aerosols and the deposition of particulate matter on leaves, not on the effect on crop production of atmospheric aerosols reducing surface solar radiation.
Statistical modelling has also been used to study the effect of atmospheric aerosols on crop production in India and China. Auffhammer et al. [
43] used a statistical model of historical rice harvest in India, coupled with a regional climate scenario, to suggest that increased brown cloud and greenhouse gases reduced harvest growth in the last two decades. Similarly, using a statistical model, Burney and Ramachandran [
44] concluded that the combined effect of climate change and short-lived climate pollutants (SLCPs) from 1980 to 2010 reduced wheat yield by up to 36% in India. Gupta et al. [
45] analysed the impact of temperature and solar radiation (due to atmospheric aerosols) on wheat production through a regression analysis of data from 208 districts in India from 1981 to 2009 and found that every 1 °C increase in average daily maximum and minimum temperature tends to lower yield by 2–4% and 1% increase in solar radiation increases yield by about 1%. By using historical MODIS AOD data during 2001–2013, their study also indicated that a one standard deviation decrease in AOD is estimated to increase wheat yield by about 4.8% in India. Likewise, in China, various statistical modelling results have shown that reduced solar radiation due to increased atmospheric aerosols resulted in a decline in rice, wheat and maize production [
46,
47,
48].
Process-based crop simulation models are also widely used to study the effects of atmospheric aerosols on crop production and to investigate different scenarios. Using the Crop Environment Resource Synthesis (CERES) 3.1 model, Chameides et al. [
49] presented a 1:1 relationship between change in solar irradiance and change in rice and wheat yield in China; they suggested that the yield of 70% of crop growth is reduced by from 5 to 30% due to the regional haze in China. Greenwald et al. [
50] used a modified CERES crop model to study the influence of aerosols on rice, wheat and maize production under various atmospheric conditions. They also found that aerosols tend to decrease plant water stress by reducing soil evaporation and transpiration when crops are grown under rainfed conditions.
Along with the CERES crop model, the Agriculture Production System Simulator (APSIM) model [
51] is also used to study the effect of atmospheric aerosols on crop production. The model has been widely and robustly tested in South Asian cropping systems [
52]. Liu et al. [
53] used a calibrated APSIM model to study the impact of air pollution on wheat yield in the North China Plain and found that the reduction in incoming solar radiation due to air pollution significantly affects wheat yield. Similarly, Xiao and Tao [
54] studied detailed field experiment data from four stations in the North China Plain from 1980 to 2009 and used the APSIM to investigate the impact of changes in climate on winter wheat yield and found that the significant decline in solar radiation (at rates ranging from 0.06 to 0.15 MJm
−2 decade
−1) over the past three decades reduced wheat yield by 3–12% across the stations. Likewise, Zhang et al. [
55] also found that declining average daily sunshine hours (at the rate of 0.0239 h/season) in the North China Plain, due to increasing air pollution, resulted in a decline in wheat yield from 1979 to 2012.
APSIM has also been used in the North China Plain to investigate the impact of aerosols on maize production. Sun et al. [
56] indicated a positive linear correlation between maize yield and sunshine hours (from silking to harvest stage) and the important role of radiation during the grain-filling stage for the final yield of maize. Similarly, by using a calibrated APSIM model, Xiao and Tao [
57] found that changes in climate variables from 1981 to 2009 in the North China Plain reduced maize yield by from 15 to 30%. They also found that, among the changing climate variables, the highest reduction in maize yield 12–24% was due to the reduction in solar radiation (caused by increased atmospheric aerosols) during that period. Crop simulation modelling is an important tool for quantifying the effect of atmospheric aerosols on wheat and maize production in China.
The impact of aerosols on the natural system and crop production in the IGP is an emerging area of interest for policymakers and the scientific community. Studies on the effects of atmospheric aerosols on crop production in IGP are very important with respect to food security in this region, as this region produces 53% of rice and 93% of wheat produced in the IGP countries (Pakistan, India, Nepal, and Bangladesh) [
58]. The IGP is home to about 800 million people spreads across four countries [
59] and the negative effects of atmospheric aerosols on crop production could threaten the livelihoods of many people in this region. In the eastern IGP, the effect could be more serious because of the comparatively higher atmospheric aerosol levels and dominance of agriculture by smallholders (with low risk-bearing capacity). Of particular interest is the impact of relatively high levels of aerosols during winter in the eastern IGP [
5,
60,
61] and their effect on the performance of the major winter crop, wheat. Some studies based on statistical models [
43,
44,
45] have shown a significant negative effect of atmospheric aerosols on crop production (rice and wheat) in India. However, studies on the effects of atmospheric aerosols in the IGP using process-based models in the IGP are lacking. In this context, this study aimed to investigate the effect of atmospheric aerosols on winter wheat production in the eastern IGP using a calibrated APSIM model. This study also intended to quantify the economic implications of the impact of air pollution on winter wheat production in the IGP to inform policymakers about the potential benefits of pollution control programs in the region.
4. Summary and Conclusions
In the context of persistently high levels of anthropogenic aerosols during winter in the eastern IGP, the present study examines the effect of anthropogenic aerosols on one of the important winter crops, wheat, using the process-based APSIM model. The APSIM model was calibrated and validated using data from the SRFSI project on-farm trials of rice-wheat cropping system at 8 nodes in the eastern IGP (4 in Bangladesh and 2 each in Nepal and India). The calibrated APSIM model was run with the observed meteorological data, which provides an estimate of wheat crop performance under anthropogenic aerosols at the eastern IGP nodes. Wheat crop performance without anthropogenic aerosols was obtained in two ways, first by running the model with adjusted observed solar radiation by estimating changed radiative forcing (considering only the radiative effect of anthropogenic aerosols), and second by running the model with adjusted solar radiation and maximum temperature data (considering the radiation as well as temperature effect of anthropogenic aerosols). The radiative effect of anthropogenic aerosols is estimated via the empirical model of clear-sky radiative forcing developed by Shrestha et. al. [
77] and MERRA cloud fraction and cloud albedo over the SRFSI nodes and seasonal anthropogenic emission coefficients. In addition to the radiative effect, the temperature effect of anthropogenic aerosols in the eastern IGP was adapted in terms of a reduction of 0.5 °C on maximum temperature as suggested by Freychet et al. [
31]. The impact of anthropogenic aerosols when considering only the radiative effect and the radiative and temperature effects was analysed at all 8 SRFSI nodes during 2015–2017. In addition, the aerosol loading, its trend, radiative forcing and the solar radiation trend at the study nodes were also analysed. The major findings of this study are listed below.
The analysis of AERONET AOD in the eastern IGP stations during 2003–2017 indicate that, in all months except during monsoon season, the average AOD of eastern IGP stations are high (greater than 0.5), with a peak during winter months. Annual mean particulate matter PM2.5 at eastern IGP stations was found to be more than from 7 to 11 times higher than WHO guidelines. At all the stations in the eastern IGP, the monthly average particulate matter is increasing in post-monsoon months and reaches a peak during winter, which could be due to increased emissions from biomass burning, fossil fuel emissions, as well as enhanced atmospheric stabilization during winter months.
The estimated average annual radiative forcing due to anthropogenic aerosols at the SRFSI districts in the eastern IGP ranges from −49.83 to −63.15 Wm−2. Regarding the seasonal distribution of radiative forcing, highest radiative forcing is observed during the winter season and the lowest radiative forcing is observed during monsoon season. Regarding the annual trend, all the SRFSI districts showed a statistically significant declining trend of radiative forcing during 2003–2017, at least at the statistical significance level of 0.01. The rate of decline varied from 1.01 Wm−2 year−1 at Rajshahi to 1.5 Wm−2 year−1 at Rangpur during 2003–2017. Regarding seasonal radiative forcing, pre-monsoon season radiative forcing shows a declining trend in all SRFSI districts, at least at the statistical significance level of 0.05.
The historical trend of annual average sunshine hours at Sunsari and Rajshahi showed a declining trend at the rate of 0.42 and 0.52% per annum at least at the statistical significance level of 0.05. Regarding the monthly average trend in sunshine hours, both districts showed a statistically significant declining trend in the winter months of December and January at the rate of more than 1% per annum. The higher declining trend of sunshine hours during winter months could be due to an increased level of anthropogenic aerosols. Due to the high declining trend of sunshine hours during winter months, it is expected this will significantly affect winter crops.
The APSIM simulation results when only considering the radiative effect of anthropogenic aerosols indicate that the average grain yield loss in the eastern IGP is 615 kg/ha (13.5%). When considering both the radiative and temperature effects the simulation results showed the average loss of wheat grain yield at 498.7 kg/ha (11.2%) in the eastern IGP nodes. From these results, it can be concluded that anthropogenic aerosols result in significant grain yield loss at the range of 0.5 t/ha in the eastern IGP nodes. It is also revealed that the reduction in per capita wheat production due to anthropogenic aerosols in the eastern IGP is about 3.2 kg per annum. Hence, the substantial decline in wheat grain yield indicates a threat to the food security of the eastern IGP by anthropogenic aerosols (air pollution).
The APSIM model results also showed that anthropogenic aerosols significantly reduced biomass yield at all eastern IGP nodes. When considering the radiative-only and the radiative and temperature effects of anthropogenic aerosols, the average biomass yield in the eastern IGP nodes reduced by 22% and 21.2%, respectively. The reduction in biomass yield by the anthropogenic aerosols may also affect soil organic matter and animal fodder in the eastern IGP.
The APSIM model simulations when considering only the anthropogenic aerosols radiative effect reduced average wheat crop evapotranspiration by 42 mm (13.5%) at the eastern IGP nodes. When considering both radiative and temperature effects of anthropogenic aerosols, wheat crop evapotranspiration reduced by 47.9 mm (15.1%). Significant reductions in crop evapotranspiration due to anthropogenic aerosols, if considered during irrigation scheduling, may significantly save irrigation water.
By combining the average wheat yield loss from nodes in each country due to anthropogenic aerosols, average wheat-cultivated area in each country component of the eastern IGP, and the average wheat price for the study period, the estimated loss in wheat production due to anthropogenic aerosols was estimated in the eastern IGP. When considering only the radiative effect, wheat production loss caused by anthropogenic aerosols was estimated at USD 339.52 million in the eastern IGP per annum during 2015–2017. When considering both the radiative and temperature effects, wheat production loss caused by anthropogenic aerosols was estimated at USD 302.25 million in the eastern IGP per annum during 2015–2017. As the wheat production lost due to anthropogenic aerosols is found to be a significant, similar studies also need to be conducted for the other major crops in the eastern IGP to estimate the total economic loss from all crop production, which would make a significant contribution to assessing the economic loss due to air pollution in the eastern IGP.