1. Introduction
Before Elliott and Niu in [
1] introduced the notion of tracial approximation by abstract classes of unital
-algebras, tracially approximately finite-dimensional (TAF) algebras and tracially approximately interval (TAI) algebras were considered by Lin [
2,
3]. The idea here is that if
A can be well-approximated by well-behaved algebras in trace, then we can expect that
A is well-behaved too. Many properties can be inherited from the given class to tracially approximated
-algebras. In [
1], finiteness (stably finiteness), being stable rank one, having nonempty tracial state space, the property that the strict order on projections is determined by traces, and the property that any state on the
group comes from a tracial state are considered. Elliott, Fan, and Fang in [
4] investigated the inheritance of several comparison properties and divisibility. Elliott and Fan [
5] also proved that tracial approximation is stable for some classes of unital
-algebras. Fu and Lin developed the notion of asymptotical tracial approximation in [
6], trying to find a tracial version of Toms–Winter conjecture. Approximation is widely used in other mathematical areas. The reader is referred to [
7,
8] for new trend in fractional calculus and functional equations.
Putnam introduced the orbit-breaking subalgebra of the crossed product of the Cantor set by a minimal homeomorphism in [
9]. His technique is widely used and has many applications; for examples, see [
10,
11,
12,
13]. Phillips introduced large subalgebras in [
14], which is an abstraction of Putnam’s orbit-breaking subalgebra. In [
14], Phillips studied properties such as stably finite, pure infinite, the restriction map between trace state spaces, and the relationship between their radius comparison. Later, Archey and Phillips in [
15] introduced centrally large subalgebras and proved that the property of stable rank one can be inherited. In [
16], Archey, Buck, and Phillips studied the property of tracial
-absorbing when
A is stably finite. Fan, Fang, and Zhao investigated several comparison properties in [
17], and they also studied the inheritance of almost divisibility [
18] and the inheritance of the tracial nuclear dimension for centrally large subalgebras [
19].
Following Lin’s tracial approximation and Phillips’ large subalgebras, Elliott, Fan, and Fang introduced the notion of weakly tracially approximated
C*-algebras, which generalizes both tracial approximation and centrally large subalgebras. Tracially
-absorbing, tracial nuclear dimension, property (SP), and
m-almost divisibility have been studied in their work [
20] thus far.
In this paper, we point out that the definition of weak tracial approximation can be reformulated to adapt to non-unital cases. The symmetry of
C*-algebras allows us to use the machinery of Cuntz subequivalence to work in this non-unital setting. A known example of weak tracial approximation is proved in
Section 3.
2. Preliminaries
Let A be a C*-algebra. . We say that a is Cuntz subequivalent to b, denoted by , if there exists a sequence such that . We say that a is Cuntz equivalent to b if and (written as ).
Let
denote the algebraic direct limit of the system
with upper-left embedding. The Cuntz subequivalence can be defined similarly for the positive elements in
; see [
14] (Rek. 1.2).
Sometimes we write to represent .
The following lemma about Cuntz subequivalence is well known and frequently used. We list them below for the reader’s convenience.
Lemma 1. Let A be a C*-algebra.
- (1)
Let . If , then .
- (2)
Let . If , then .
- (3)
Let . If are mutually orthogonal, then .
- (4)
Let be a nonzero element, and . Then, for any ,
In particular, if , then . Proof. Part (1) is [
21] (Lem. 2.3(b)). Part (2) is [
22] (Lem. 2.7(i)). Part (3) is [
22] (Lem. 2.8 (ii)). Part (4) is from [
23] (Lem. 2.3). □
The following lemma is also well known. See [
14] (Lem. 2.4) or [
24] (Lem. 4.7) for an elementary proof.
Lemma 2. Let A be a simple non-elementary C*-algebra. Then, for any , there are the nonzero positive elements which are mutually orthogonal and .
Elliott, Fan, and Fang introduced a class of generalized tracial approximation
-algebras in [
20] (Def. 1.1). They defined as follows the class of
-algebras that can be weakly tracially approximated by
-algebras in
and denote this class by
.
Definition 1 ([
20]).
Let Ω
be a class of unital -algebras. A simple unital -algebra A is said to belong to the class if, for any , any finite subset and any nonzero element , there exists a -subalgebra with , a projection with , and an element with , such that- (1)
, for all ;
- (2)
for all ;
- (3)
;
- (4)
.
Note that
appears as a whole in the definition above. We use a new variable
and a different notation
to represent a possible non-unital
or a non-unital
A. The idea of condition (3’) below comes from [
23] (Def. 1.1).
Definition 2. Let Ω be a class of -algebras. A simple -algebra A is said to belong to the class if, for any , any finite subset , any positive elements with , and any with , there exist a -subalgebra with and an element with such that
- (1’)
, for all ;
- (2’)
for all ;
- (3’)
;
- (4’)
.
Proposition 1. If A and all algebras in Ω are unital, then is equivalent to .
Proof. If
, apply Definition 1 with
for any given
, obtaining the corresponding
, and
g. Then,
satisfies
where the first
is from Lemma 1(4), the second
is by the definition of Cuntz subequivalence, the third
is from Lemma 1(1).
Now, suppose that
. For any given
, set
, where
and
. Let
Then,
for
. By [
25] (Lem. 2.5.11(1)), find
such that if
for any
-algebra
C with
,
, and
, then
.
Applying Definition 2 with , and the same F and a, we obtain a -subalgebra in and with such that for all . By combining with , we have and, similarly, for all . Note that is also true by our choice of and .
We next prove condition (3) with
and
. Using Lemma 1(1) at the third step and condition (3’) at the last step, we have
Finally, . Therefore, we have . □
Remark 1. From the proof above, we know that if A is unital, then condition (3’) in Definition 2 can be replaced by .
The following two lemmas can be seen as a positive element analog of [
26] (Prop. 9.5) which modify condition (4’) of Definition 2. The first lemma allows that condition (4’) can be replaced by another positive element of norm one.
Lemma 3. Let Ω be a class of -algebras. Let A be a simple -algebra that belongs to the class . Then, for any , any finite subset , and any positive elements with and , there exist a -algebra with and an element with such that
- (1)
, for all ;
- (2)
for all ;
- (3)
;
- (4)
.
Proof. A similar method and technique from [
23] (Lem. 3.9). □
When A is finite, condition (4’) is implied by condition (3’) in Definition 2.
Lemma 4. Let Ω be a class of -algebras. Let A be a finite-/infinite-dimensional simple unital -algebra. Suppose that, for any , any finite set , and any nonzero element , there exist a -subalgebra with and an element with such that
- (1)
, for all ;
- (2)
for all ;
- (3)
.
Then, A belongs to the class .
Proof. Since
A is finite and unital, apply [
14] (Lem. 2.9) to the given
A,
a, and
, obtaining a nonzero positive element
such that whenever
for
with
, then
.
Apply the hypothesis with y in place of a and everything else as given, obtaining -subalgebra and with . We have and from the choice of y. □
The following proposition slightly strengthens condition (1’) in Definition 2. It is similar to [
14] (Prop. 4.4), but we could not follow the proof there. We give another proof for the sake of completeness.
Proposition 2. Let Ω be a class of -algebras and A be a unital -algebra in . Then, for any , any , and any positive element with , there exists , a -subalgebra with , and an element with , such that
- (1)
for all ;
- (2)
, for all ;
- (3)
for all ;
- (4)
;
- (5)
.
Proof. Therefore,
,
, and
for
. Let
be the unit of
such that
. For example, one may take
Let
such that
. Applying [
25] (Lem. 2.5.11(1)) to
and
, there exists
such that for any elements
and
with
, if
, then
.
Apply the definition with and with in place of , obtaining with such that , and . Let . Then, , and . Therefore, .
Since
and
, there exists
such that
and
. Set
To verify , note that and . Similarly, we have . Condition (2) is verified.
To check
, note that
Finally, since
, we have
Therefore, . □
3. Main Results
Niu’s tracial approximation theorem (see Theorem 1) provides us with an example of generalized tracial approximation. Ref. [
20] mentioned it after Definition 1.1 without an explicit explanation. For the reader’s convenience, we state Niu’s theorem below.
Let be a topological dynamical system, where is a discrete amenable group. Recall that a tower is a subset and a finite subset such that the sets for are pairwise disjoint. A castle is a finite collection of towers , such that the sets for are pairwise disjoint. The castle is closed if each base is closed in X.
Recall that
is said to have the Uniform Rokhlin Property (URP), if for any
and finite subset
, there exists a closed castle
such that each shape
is
-invariant and the orbit capacity of the remainder
is less than
(see [
24]) (Def. 3.1). Denote by
the
-invariant Borel probability measures on
X. Then, the second condition of the URP ensures that
for all
.
Theorem 1 ([
24] (Thm. 3.9)).
Let be a free minimal topological dynamical system, where X is a compact Hausdorff space and Γ is an infinite countable discrete amenable group. If has the URP, then the C*-algebra has the following property: for any finite set , with , for a closed set , and any , there exists a positive element with , a C*-subalgebra with for , and some locally compact Hausdorff spaces together with compact subsets , , , and such that if , then- (i)
, , ;
- (ii)
, ;
- (iii)
, , , ;
- (iv)
, ;
- (v)
for all ;
- (vi)
under the isomorphism , one haswhere μ runs through ; - (vii)
under the isomorphism , the element p has the form
, where , and - (viii)
under the isomorphism , any diagonal element of C is in , and if is a diagonal element satisfying , , then, as an element of ,
In the proof of Theorem 1, Niu constructs each from an open cover of the base with a bounded order. In his proof, each is actually a locally compact subset of with . We need only conditions (i), (ii), (iii), and (v) in Theorem 1 to show that under another condition named (COS), such A is in for some class .
Recall that
is said to have a Cuntz comparison of open sets (COS), if there exists
and
such that for any open subsets
with
for all
, one has
in
, where
can be any non-negative function on
X such that its open support is
E; see [
24] (Def. 4.1).
Proposition 3. Let be a free minimal topological dynamical system, where X is a compact Hausdorff space and Γ is an infinite countable discrete amenable group. If has the URP and (COS), then the C*-algebra belongs to the class , where Ω is the class of C*-algebras of the form , where , each , and each is a locally compact Hausdorff space.
Proof. Suppose that
satisfies
-(COS) for
and
. Given any finite subset
of
A, any
, and any nonzero
, we are supposed to find a C*-algebra
B in
such that
A can be generally tracially approximated by
B. By Lemma 2, there exists mutually orthogonal nonzero elements
such that
. Apply [
24] (Lem. 4.2), obtaining a nonzero function
such that
.
Since
X is compact,
is a positive number, where
runs over all
. Applying Theorem 1 with
,
,
,
one gets
(not necessarily a projection) with
, a
-subalgebra
with
, and
in
A such that
- (i)
for ;
- (ii)
for ;
- (iii)
, for ;
- (iv)
for all .
Let
. Then,
and, similarly,
. So, condition (1’) in Definition 1 is verified. Additionally, we have
and, similarly,
. Thus,
for all
. This verifies condition (2’). Condition (iv) implies that
for all
. Therefore,
by
-(COS). Using Lemma 1(3) during the second step, Lemma 1(2) during the last step, we have
. This verifies condition (3’) by Remark 1. Condition (4’) can be omitted when
A is finite by Proposition 4. In fact, under these conditions
A has stable rank one by [
27] (Thm. 7.8). □
One might hope that
can be restricted to a smaller class, such as
C*-algebras of the form
with a uniformly bounded dimension ratio, i.e.,
Unfortunately, this is not the case in Niu’s approach. In fact, in Theorem 1 only a compact subset of each satisfies this inequality, and the subset is large (under the isomorphism) in a dynamical sense.
According to [
24] (Lem. 3.5) and [
28] (Thm. 5.5), if
X is a compact metric space with an infinite covering dimension and
is a minimal homeomorphism, then
has the URP and (COS). Proposition 3 holds for the crossed product algebra of such a dynamical system.
Let be the class of unitization of algebras in .
Lemma 5. For a unital C*-algebra A and an arbitary class Ω of C*-algebras, if , then .
Proof. Suppose that A is unital and . By Remark 1, for any , any finite subset , and any nonzero positive element , applying Definition 2 with in place of , F in place of F, and in place of a, there exists and with satisfying
- (1)
, for all ;
- (2)
for all ;
- (3)
;
- (4)
.
Then, with and satisfy the definition of . □
Corollary 1. Let and Ω be as in Proposition 3. Then, A belongs to the class .
As we can see, the notion of allows us to approximate an algebra in trace without performing a unitization. Therefore, it may help us to prove directly that a non-unital algebra is well-behaved.