1. Introduction
Pilotis-type building was firstly introduced in 1923 by Le Corbusier, one of the most important modern architects, as an RC residential building whose first-floor was designed to be a wide open space, isolating the structure from the ground level [
1]. This modern conception, together with the development of reinforced concrete technology during the ‘50–‘60s, led to the erection of a great number of Pilotis RC frames in Italy and in other parts of the world. However, seismic awareness was only at the beginning and the design of most of these buildings was carried out for gravity loads only, bringing to an increase of vulnerable built heritage [
2].
Typical structural deficiencies of Pilotis buildings consist of poor ductility capacity and shear resistance of columns, as clearly put in evidence during the San Fernando Earthquake (1971), where the soft-storey effect led to the collapse of the Olive View Hospital main building [
3] and the Mexico City’s Earthquake experience (1985) [
4,
5]. Nowadays, it is well known how masonry infilled panels of RC frames can experience in-plane failure or out-of-plane expulsion under the effect of earthquake loads, as also occurred in recent Central Italy Earthquakes of L’Aquila (2009) and Amatrice (2016) [
6,
7]. The effects of masonry infill panels collapse are reflected not only on the building itself [
8], but on the nearby areas, increasing the damage incidence [
9,
10] and repair costs [
11].
While modern design codes take in account strength and ductility capacity of both structural and non-structural elements, in earthquake prone geographical areas there is a great number of existing Pilotis buildings that still need urgent retrofit interventions due to severe structural deficiencies. Several studies have been published concerning the seismic retrofit of existing RC frames, comparing different rehabilitation strategies and including cost-benefit analysis; among the others, see [
12,
13,
14,
15]. However, thorough studies that are focused on Pilotis RC frames are not known to the authors.
An accurate assessment of the as-built and retrofit structural configurations can be obtained by using non-linear numerical models, suitable to describe the inelastic behavior of frame elements, and of in-plane masonry panels. The importance of non-linear time history analysis and advanced simplified design method, such as the Direct Displacement Based Design (DDBD) [
16] or updated traditional Force-Based Design (FBD), to define the correct structural performance under earthquake actions was documented by many authors; among the others, see [
17,
18,
19]. It has been emphasized how traditional FBD usually overestimates seismic actions, particularly for existing structures, due to the need of a preliminary selection of the behavior factor q, which plays a significant role [
20].
The main purpose of this study is to develop a design strategy for the seismic retrofit of Pilotis RC frames, in order to select the most suitable advanced technique from both the structural performance and the intervention cost point of view. Additionally, among the many inelastic numerical models available in the literature, the most efficient modelling approach is selected in order to support professionals in facing time-requiring computational efforts and conceptual complexity related to the application of non-linear analysis and advanced design methods.
This paper presents the case study of a strategic Pilotis RC frame hosting essential functions and located in Italy. After a preliminary discussion about the proper implementation of non-linear models using a commercial software, a non-linear time history analysis of the as-built configuration is carried out in order to assess structural vulnerabilities, according to Italian Building Code (NTC 2018) [
21] and Eurocode 8 [
22] requirements. Subsequently, four different retrofit projects are proposed, based on advanced retrofit techniques. Two retrofit projects operate interventions at the local level by strengthening masonry infilled panels with the Fiber Reinforced Cementitious Matrix (FRCM) technique and alternatively by replacing infilled panels with light prefabricated panels disconnected from the structure in order to prevent the panel/frame interaction. FRCM technique has been widely investigated during the last decades for the strengthening of masonry walls in both in and out-of-plane directions [
23,
24,
25,
26,
27,
28]. On the other hand, infill panels disconnection from the structure has proved to be an efficient way to remove the typical Pilotis behavior [
29,
30,
31]. Two more retrofit projects operate interventions at the global level by improving the overall structural performance by means of Friction Dampers (FD) [
32,
33] and, alternatively, Lead Rubber Bearings (LRB) [
34] applications. Energy Dissipation and Base Isolation techniques have been developed in Italy for many years [
35] but they have found extensive application in rehabilitations projects [
36,
37,
38,
39] after the inclusion of such innovative retrofit techniques in the 2008 Building Code [
40] upgrade. Nonlinear time history analysis is also carried out for the retrofitted structural configurations to evaluate the obtained structural performances. Additionally, intervention costs analysis is performed and presented. Finally, improvements that are offered by the proposed retrofit techniques are compared in terms of structural behavior, expected damage, and economic impact.
4. Performance Comparison of Retrofit Projects
In order to thoroughly compare RP1, RP2, RP3, and RP4 to AB structures in terms of structural behavior, their performance has been plotted on the Acceleration-Displacement Response Spectrum (ADRS) graph of
Figure 25 for the SD Limit State of the considered site according to NTC 2018 [
21].
RP1 and RP2 are based on local interventions. In terms of energy dissipation rate, they provide an average equivalent damping in X and Y directions, ξeq, of about 26% very similar to the 29% of the AB configuration. RP1 fundamental periods, T, in X and Y directions (2 s and 1.5 s, respectively) are very similar to the AB configuration (2.4 s and 1.7 s, respectively), while RP2 fundamental periods (2.9 s and 3 s, respectively) are higher than the AB configuration due to the lack of infill panels-RC frame interaction. The RP1 and AB solutions have similar spectral accelerations (about 0.15 g and 0.2 g in X and Y directions, respectively) and displacements (about 17 cm and 13 cm in X and Y directions, respectively) while RP2 has lower spectral acceleration (about 0.1 g in both X and Y directions) and higher displacement (about 25 cm in both X and Y directions).
RP3 and RP4 are based on global interventions. In terms of energy dissipation rate, they provide an average equivalent damping in X and Y directions, ξeq, of about 45% and 75%, respectively, much higher than the 29% of the AB configuration. RP3 fundamental periods, T, in X and Y directions (on average 1.1 s) are much lower than the AB configuration (2.4 s and 1.7 s, respectively), while RP4 fundamental periods (in average 3.4 s) are much higher than the AB configuration. RP3 has higher spectral acceleration (in average 0.23 g in X and Y directions) and lower displacement (in average 7 cm in both X and Y directions) when compared with the AB configuration. On the contrary, RP4 has lower spectral acceleration (in average 0.05 g in X and Y directions) and higher displacement (on average 25 cm in both X and Y directions) if compared with the AB configuration.
It is interesting to underline that RP2 and RP4 equalize the structural performance in X and Y directions, decrease the seismic actions more efficiently than RP1 and RP3, and provide a safety level as high as the expected for a new construction.
A thorough structural performance evaluation must account both safety and damage issues. The proposed retrofit projects can have similar safety indexes, but much different expected damage levels, as outlined by the performance assessment presented in
Section 3.
In order to perform a full comparison, damage indexes for frame elements,
, and infill panels,
, have been set as ratio between demand and capacity of the deformation excursions in the inelastic field, and they have been expressed as function of ductility demands
, and capacities
using the following Equations (14) and (15):
where:
and are the frame elements chord rotation and panels displacement demand, respectively;
and are the frame elements chord rotation at yielding and panels displacement at cracking, respectively; and,
and are the frame elements chord rotation and panels displacement capacity, respectively.
Global damage indexes for frame elements,
, and infill panels,
, have also been defined as ratio between summations, over the
i-th structural elements, of demand and capacity of the deformation excursions in the inelastic field, as given by (16) and (17) correspondingly. Global damage indexes
and
have been set to range between 0 and 1, where 0 means no damage and 1 means the ultimate failure of all the structural elements. Global damage indexes have been introduced in order to measure how much the damaged elements affect the overall structure.
In addition, the total number of damaged frame elements, DEtot,θ, and infill panels, DEtot,d, have been set as ratio between the number of frame elements and infill panels with damage index , and the total number of frame elements and infill panels, respectively. Finally, the total number of failed frame elements, FEtot,θ, and infill panels, FEtot,d, have been set as the ratio between the number of frame elements and infill panels with damage index , and the total number of frame elements and infill panels, respectively.
Table 7 reports frame elements and infill panels DI, DE
tot and FE
tot in percentage.
Frame elements DIθ are always lower than 1%; however, the DIθ values of RP1 and RP2 are higher while RP3 and RP4 are lower than the AB configuration (DIθ = 0.44%). The better performance is given by RP4 with a DIθ = 0%; the worst performance is given by RP1 with a DIθ = 0.99%. Infill panels DId strongly depend on the retrofit configuration; DId values of all the RPs are lower than the AB configuration (DId = 87.37%). The better performance is given by RP2 with a DId = 0%; the worst performance is given by RP1 with a DIθ = 51.28%.
Frame elements DEtot,θ are always lower than 10%; however, DEtot,θ values of RP1 and RP2 are higher, while RP3 and RP4 are lower than the AB configuration (DEtot,θ = 6.58%). The better performance is given by RP4 with a DEtot,θ = 0%; the worst performance is given by RP1 with a DEtot,θ = 10.31%. The infill panels DEtot,d strongly depend on the retrofit configuration; DEtot,d values of all the RPs are lower than the AB configuration (DEtot,d = 75%). The better performance is given by RP2 with a DEtot,d = 0%; the worst performance is given by RP1 with a DEtot,d = 67.50%.
Frame elements FEtot,θ = 0% for all of the considered structural configuration. Infill panels FEtot,d strongly depend on the retrofit configuration; FEtot,d values of all the RPs are lower than the AB configuration (FEtot,d = 43.75%). The better performance is given by RP2 and RP4 with a FEtot,d = 0%; the worst performance is given by RP1 with a FEtot,d = 21.25%.
It is interesting to highlight that RP2 and RP4 result to be the more efficient RP configurations, providing the better performance for both infill panels and frame elements.
The number of frame elements, DE
θ, and infill panels, DE
d, which have reached a certain level of damage,
and
, respectively, have also been computed and expressed in percent respect the number of total elements. DE
θ and DE
d are evaluated in distributed form, i.e., as total damaged elements’ percentage for each
, interval and, in cumulative form, i.e., as total damaged elements’ percentage up to the
, interval. In
Figure 26, DE
θ and DE
d in both distributed and cumulative forms are plotted vs.
and
, respectively, with
, intervals of 0.1.
For frame elements, DEθ maximum value is lower than 10% for a of about 0.1 for all of the RPs. The number of elements that reach higher values of are progressively lower, as confirmed by the cumulative plot of DEθ that is set constant for > 0.3. The damage level of frame elements is low and involves a limited percentage of elements (about 10%) for all of the proposed RPs configuration. RP4 configuration still highlights the better performance due to damage lacking.
For infill panels, DEd maximum value is about 40% for a of about 1 for the AB configuration, 20% for the RP1 and lower than 5% for the other RPs. The cumulative plot of DEd increases linearly with , due to an almost uniform damage distribution for all of the RPs. The damage level of infill panels is generally high and involve a significant percentage of elements (between 40 and 80%), depending on the proposed RPs configuration. RP2 configuration highlights the better performance due to damage lacking; however, RP4 exhibits a good performance in term of infills damage, reaching a maximum = 0.6 for less than 10% of elements, without any failure occurrence.
A cost analysis has been performed for the considered RPs in order to complete the retrofit projects comparison. Retrofit total costs are classified in direct and indirect costs. Direct costs include the structural and related non-structural work costs, estimated using Italian medium prices [
63]. Indirect costs take in account the occupants dislocation costs during the rehabilitation works, estimated using Italian month-rent medium costs for a 100 m
2 apartment and including the moving costs. Dislocation time has been estimated based on a single work-month for each building floor. Eventual repair costs have also been considered for future post-earthquake rehabilitation interventions, estimated using Italian medium prices [
63]. The repair costs include the strengthening of yielded frame elements using FRP, the demolition and reconstruction of collapsed masonry infill panels and the restoration of cracked panels, but they do not include the costs of eventual displaced occupants, since minor damage levels are expected.
Retrofit total costs and eventual repair costs that are evaluated in Euros are collected in
Table 8 together with the achieved risk levels for the considered RPs and the expected seismic risk reduction with respect to the AB structural configuration. Retrofit total costs and eventual repair costs in Euros and in Euros per unit surface are also graphically compared in
Figure 27.
Based on the obtained results, RP4 is by far the most efficient intervention technique among the considered RPs, achieving the highest safety levels with the lowest total costs. Differently from the other RPs, RP4 provides very low storey accelerations during a major earthquake and the occupants’ danger perception can be very reduced. Furthermore, RP4 exhibits lower eventual post-earthquake repair costs, due to the lack of post-earthquake structural damage, while slightly damaged infill panels can be easily and inexpensively restored. Finally, RP4 execution does not interfere with the building occupants’ life, and current activities are not interrupted during the whole duration of rehabilitation works. RP2 also reveals to be a very promising retrofit strategy, achieving the highest safety level with limited damage and relatively low costs. However, due to the high impact of rehabilitation works on the occupants’ lifestyle, it is mainly suggested for the retrofit of unoccupied buildings.
5. Conclusions
In this study, four different retrofit projects have been developed and compared for the seismic rehabilitation of an existing Pilotis RC frame, designed for gravity loads only and located in a high seismic risk region of Italy. Advanced retrofit techniques have been applied both at the local and global structural level. Two retrofit projects have been defined at the local level by strengthening the original masonry infilled panels with FRCM (RP1) and alternatively replacing the original infilled panels with not interacting and light prefabricated panels (RP2). Two more retrofit projects have been defined at the global level by improving the overall structural capacity by means of FDs (RP3) and LRBs (RP4) applications. Nonlinear time history analysis has been carried out for as-built (AB) and retrofit (RPs) structural configurations in order to assess the structural performance according to Eurocode 8 [
22] and NTC 2018 [
21].
The main remarks are collected below:
In RP1 configuration, in-plane and out-of-plane stiffness and strength of infilled masonry panels are much higher than in the AB configuration, due to the FRCM application. The overall structural stiffness and base shear force are also increased and shear failure and yielding occur in some first-floor RC beams and columns, without reaching the ultimate chord rotation. Thanks to RP1, a Seismic Risk Class type C is assessed according to Sismabonus [
55]. RP1 provides an average equivalent damping ξ
eq in X and Y directions of about 27%, very similar to the 29% of the AB configuration. RC frame elements and masonry infilled panels result in being slightly and moderately damaged with a DI
θ of 0.99% and a DI
d of 52%, respectively. Structural damage affects the 10.31% of RC frame elements, without failure occurrence, and the 67.50% of infill panels, with failure occurrence of 21.25%. RP1 realization cost is about 241 €/m
2 with an eventual repair cost of 89 €/m
2 after a major earthquake. Furthermore, occupants are accounted to leave the building during both the rehabilitation and repair interventions.
In RP2 configuration, original infilled masonry panels are removed and replaced by non- interacting light prefabricated panels, so that the activated seismic response corresponds to the bare frame seismic response. The overall structural stiffness is substantially reduced due to the abolition of the Pilotis frame behavior, leading to lower base shear forces and higher inter-storey drifts and top displacements. RC columns yielding occurs at different storey heights, without reaching the ultimate chord rotation. Thanks to RP2, a Risk Class A+ is assessed according to Sismabonus [
55]. RP2 provides an average equivalent damping ξ
eq in X and Y directions of approximately 25%, very similar to the 29% of the AB configuration. RC frame elements and masonry infilled panels result slightly and no damaged with a DI
θ of 0.65% and a DI
d of 0%, respectively. Structural damage affects the 6.80% of RC frame elements, without failure occurrence. RP2 realization cost is about 228 €/m
2 with an eventual repair cost of 31 €/m
2 after a major earthquake. Furthermore, occupants are accounted to leave the building during both the rehabilitation and repair interventions.
In RP3 configuration, the global performance under seismic actions is improved by using energy dissipation that is supplied by FDs system. The overall structural stiffness is increased, leading to a substantial reduction of inter-storey drifts and top displacements together with a meaningful increase of base shear forces. However, the frame demand is decreased due to FDs system efficacy and RC columns yielding occurs in very few elements, without reaching the ultimate chord rotation. Thanks to RP3, a Risk Class B is assessed according to Sismabonus [
55]. RP3 provides an average equivalent damping ξ
eq in X and Y directions of about 45%, higher than the 29% of the AB configuration. RC frame elements and masonry infilled panels result in slightly and moderately damaged with a DI
θ of 0,11% and a DI
d of 28%, respectively. Structural damage affects the 1.32% of RC frame elements, without failure occurrence, and the 36.67% of infill panels, with failure occurrence of 3.33%. RP3 realization cost is about 433 €/m
2 with an eventual repair cost of 76 €/m
2 after a major earthquake. Furthermore, occupants are accounted to leave the building during both the rehabilitation and repair interventions.
In RP4 configuration, the global performance under seismic action is improved using base isolation that is supplied by LRBs system. The main oscillation period is conveniently increased, leading to a meaningful reduction of base shear forces and inter-storey drifts even though with increased top displacements. Thanks to RP4, a Risk Class A+ is assessed according to Sismabonus [
55]. RP4 provides an average equivalent damping ξ
eq in X and Y directions of about 75%, much higher than the 29% of the AB configuration. RC frame elements results without damage, and masonry infilled panels result in being slightly damaged with a DI
θ of 0% and a DI
d of 13%, respectively. Structural damage affects the 40.00% of infill panels, without failure occurrence. RP4 realization cost is about 134 €/m
2 with an eventual repair cost of 13 €/m
2 after a major earthquake. Differently by previous cases, occupants are not accounted to leave the building during both the rehabilitation and repair interventions.
The base isolation technique, based on LRBs application, has provided the better overall structural performance with much higher equivalent damping and much lower associated costs than the other considered rehabilitation techniques, confirming to be a very effective and competitive retrofit technique for Pilotis RC frames rehabilitation. Additionally, occupants’ activities are not interrupted during the whole duration of rehabilitation works. However, base isolation technique is not always permitted, as in the presence of nearby buildings or soft soils, so the other retrofit configurations can still be very useful as design tools for professionals.
Energy dissipation technique, based on FDs application, has also proved to be a sound solution, but with high associated costs despite the high equivalent damping provided. The FRCM strengthening technique is suggested as complementary technique only, in case base isolation or energy dissipation techniques need further interventions due to a highly vulnerable as-built structure. Finally, the replacement of original masonry infill panels with non-interacting light prefabricated panels has also proved to be a very promising retrofit strategy for Pilotis RC frames. However, due to the high impact of rehabilitation works on the occupants’ lifestyle, it is suggested mainly for the retrofit of unoccupied buildings.
It is to recall that the considered structure was originally designed to host essential functions, with high quality RC elements detailing if compared to the standard detailing of the construction time. The considered rehabilitation techniques can lead to different results when applied to RC frames with poor detailing or different structural typologies. This work also emphasizes that non-linear numerical analysis provides a more accurate assessment of the existing structures performance, fully taking into account the available ductility and capacity of the structural elements, including infill panels, and helping professionals to identify the better rehabilitation technique according to different requirements.