1. Introduction
The study of the dynamic response of structures under ambient vibrations is fundamental in many engineering fields, including, but not limited to, Structural Health Monitoring (SHM). Even in the range of small linear deformations, such as are observed under ambient excitation, understanding the dynamic behavior of a system might be challenging, especially when testing rigid and massive structures. To make things more difficult, there are then the interactions with the surrounding environment, the uncertainty in geometry, materials characteristics, details, and above all the difficulty in defining the constraints, which often call for simplified models to drive the modal identification process.
In its broadest sense, system identification can be defined as the field of study where models are fitted into measured data [
1]. In civil engineering, output-only modal identification techniques allow to significantly extend the range of structures where modal analysis can be applied [
2], overcoming the difficulty deriving from producing and measuring proper excitations in large-sized structures. Practically, ambient vibration testing is used in all contexts in which only the dynamic response can be measured, while excitation (e.g., wind, traffic, environmental noise, etc.) is known only in a probabilistic sense or is even unknown [
3,
4]. Like in any other kind of experimental modal analysis, the measured data come from the record of the sensors at different locations of the structure [
3]. A comprehensive amount of literature on the comparison of output-only modal techniques can be found in [
4,
5,
6,
7,
8].
Throughout the years, output-only dynamic identification relied primarily on the time-domain approach, which declines in many robust and accurate algorithms [
7]. Since the theoretical part overcomes the goal of this paper, references can be found in [
9,
10,
11,
12,
13]. Time-domain techniques, in particular, are demonstrated to be very effective in the detection of closely spaced modes, easy to optimize, and automate [
13]. It should be also pointed out that, in the presence of strong non-stationary components, a possible option is recurring in time–frequency representations and algorithms [
14].
The main results deriving from linear identification techniques are the modal parameters of the structure, as they result from diagrams of stabilization to the varying of the order of the system used in the identification. The discrimination of authentic modal components from spurious ones is achieved with the use of modal assurance criteria, and sometimes exploiting clustering techniques, which consist in dividing different data from a data set into property-based groups. However, the detection and classification of the authentic modal parameters from the numerical solutions to the inverse problem are not exempt from criticalities.
The main critical aspect certainly lies in the well-known limitations of experimental modal analysis procedures in massive or otherwise rigid structures. Indeed, identification algorithms have been successfully applied to structures presenting a diaphragmatic behavior, for instance on multi-span concrete bridges, e.g., see [
10,
13,
15,
16]. However, the sensitivity of the identification process to the external or mutual constraints of these diaphragms has never been investigated.
The second criticality concerns the choice of the model used in the identification process. In structures with complex, sometimes non-linear, interactions, a choice could be to adopt black-box models [
17,
18]. In spite of many successful applications of such an approach, the solution of the inverse problem strongly depends on the choice of the parameters of the black-box model [
19]. Thus, an alternative approach consists of the improvement of analytical models using test data [
20], possibly recurring to surrogate models to increase the computational efficiency of the whole process [
21]. In fact, this tool not only allows to overcome the problem of the high number of modes resulting from the identification but also to identify and differentiate local modes from global ones, especially regarding tight couplings between vertical and horizontal modes. In the case of bridges [
22], the local damage can be detected often at very high modes, better identified by a surrogate model. Similar results can be obtained on specific schemes by using model reduction techniques, as far as applicable.
The main purpose of the present work is to propose a methodology to approach interconnected diaphragmatic structures (interacting at their joints, at the external constraints, and the surrounding environment, e.g., embankment), and the identification of their modal parameters, aided by parametric analyses on simplified/reduced analytical models.
To accomplish the scope stated above, the case study of the Pavilion V of Turin Exhibition Center is analyzed. This hypogeum pavilion, designed in 1959 by Riccardo Morandi, represents a fascinating case study of a structure composed of three macro blocks separated by two joints. The fundamental static scheme of the structure is a version of Morandi’s balanced beam. The diaphragmatic and massive behavior of the roofing system, with post-tensioned concrete ribs, the uncertainties related to the soil-structure interaction, and the effectiveness of the joints are just a few elements that contribute to the high complexity of the building’s dynamics.
The paper is organized as follows. In
Section 2, the dynamic equation for rigid diaphragms interacting at linear elastic joints is developed. The methodology is then applied in
Section 3 on a numerical benchmark to demonstrate the effective contribution of the joints to the dynamic behavior of the structure. As a result, the effects of the variation of the stiffness of the springs governing the interaction are investigated, and, consequently, a discrimination between the global and the local modes is provided. In
Section 4, the case study of Pavilion V is first introduced and then the description of the experimental setups of a test campaign carried out in 2019 is reported. The modal identification of the structure is then finally carried out by exploiting a simplified analytical model and the modal parameters are extracted in
Section 5. The outcomes of an analysis to investigate the effectiveness of the joints are reported in
Section 6. Conclusions are drawn in
Section 7.
2. Dynamic Equilibrium Equation for Structures with Interacting Diaphragms
For simplicity, diaphragms are assumed to have only three degrees of freedom, namely two in-plane translations, along x- and y-directions, and the rotation around the z-direction.
Referring to the i-th diaphragm, one can define as the mass, as the polar moment of inertia and and as static moments, and as, respectively, the translational stiffnesses in the x-direction and in the y-direction, as the torsional stiffness, and mixed stiffness terms that regulate the coupling between the translational and rotational degree of freedom, and , and as the displacements in the x-direction, in the y-direction, and the rotation, respectively.
In free undamped vibration conditions, the dynamic equilibrium of the
i-th diaphragm, if connected only to the ground, writes:
Now assume that the generic i-th diaphragm is part of a system of n interacting diaphragms. The interaction is assumed to be chain-like, i.e., only between adjacent diaphragms, and it is described by means of linear springs.
In analogy with Equation (1), it is possible to define the mass matrices of the system
and
, the matrix of polar moments of inertia
and the matrices of the static moments
and
, as well as the stiffness matrices along the three directions
,
and
, and the mixed terms stiffness matrices
and
, so that the equilibrium equation in compact form writes in terms of 3
n × 3
n matrices:
Defining then the translational stiffness of the springs connecting the
i-th diaphragm with two adjacent diaphragms in the x-direction as
and
, the stiffness matrix along the x-direction
writes:
Similarly to Equation (3), also the stiffness matrix along the y-direction, , and rotation γ, , can be formulated.
The interaction between the
i-th diaphragm and the adjacent ones by means of linear springs is described in
Figure 1.
3. Numerical Benchmark: System with Three Interacting Diaphragms
The lumped mass model of three adjacent interacting diaphragms represented in
Figure 2 is now considered. The system, presenting a diaphragmatic behavior with a chain-like interaction, is composed of three masses
,
and
, and their respective polar moments of inertia
,
and
.
The values of the translational stiffnesses along the x-direction,
,
and
, the translational stiffnesses along the y-direction,
,
and
, the torsional stiffnesses
,
and
around γ, were chosen to represent typical values of square concrete diaphragms of 50 m on each side. The mixed terms of stiffnesses
,
,
and
,
,
, and the static moments
,
,
and
,
,
have been calculated accordingly. The numerical values of masses, polar moments of inertia, static moments, and stiffnesses are reported in
Table 1.
The stiffnesses describing the interaction
,
,
, and
,
,
are set as a fraction (factor varying between 0 and 2), defined as
, of the values reported in
Table 1, which corresponds to the continuity of the spring. The eigenvalue problem of the above-mentioned system has been then solved to extract the modal parameters, i.e., natural frequencies and mode shapes of the system.
Parametric simulations were conducted to study the relative variation of the modal frequencies of the system with respect to . A simultaneous uniform variation of , , , and , , has been considered. To this aim, the modal frequencies of the system, generally called (with r varying from 1 to 9), were normalized with respect to the fundamental frequency.
Figure 3,
Figure 4 and
Figure 5 represent the variation of the 9 modes and of the 9 natural frequencies of the system with respect to
. To have a better visualization, the representation is divided into groups of 3 modes each:
Figure 3 represents the modes from 1 to 3,
Figure 4 from 4 to 6, and
Figure 5 from 7 to 9. It is worth noting that the y-axis scales of
Figure 3,
Figure 4 and
Figure 5 are different.
Considerations can be made concerning the modal parameters of the system. In general, an increasing linear trend can be observed in the case of the natural frequencies.
Figure 3 shows that the curve corresponding to the first natural frequency
is almost flat, while a clear variation of
can be observed for the curves corresponding to the second and the third ones (
and
). A similar trend is observed for the other two groups reported in
Figure 4 and
Figure 5. Therefore, it can be said that increasing values of the stiffness characterizing the interaction clearly affect the higher modal frequencies of each group more. Comparing the three figures, it is noticeable that in the case of the groups of frequencies
,
,
and
,
,
, for values of
equal to 0, the numerical value of the frequencies is almost the same. The same behavior is not found for the group of frequencies
,
and
, where the numerical value of
is almost double the numerical values of
and
.
Concerning the mode shapes, when
is equal to 0 the diaphragms are uncoupled and show the same three modes. The first mode corresponds to a translational mode along the transversal direction (y-direction) of the system, while the second mode corresponds to a rotational one. While the first mode does not change as a function of
, in the case of the second mode, the stiffening effect of the springs characterizing the interaction can be clearly observed: indeed, if the presence of the interaction is clearly visible for values of
equal to 0.8, in the case of higher values of
the three masses tend to rotate as one single mass, showing therefore a monolithic behavior (see
Figure 3).
If the frequency curves present a crossing, the modes undergo the so-called re-ordering phenomenon, consisting of a change of order of the modes of the system. In the case of this numerical benchmark, a re-ordering can be observed in two cases, as reported in
Figure 6.
A first re-ordering of modes can be observed in correspondence with the third and fourth natural frequencies
and
of the system for increasing values of
(
Figure 6a): indeed, in the case of the third one, a translational mode along the longitudinal direction (x-direction) is observed for high values of
, instead of a mixed torsional-bending one, observed at low values of
(the mode shapes can be found in
Figure 3 and
Figure 4). A similar situation (
Figure 6b) can be observed for the sixth and seventh mode (the mode shapes can be found in
Figure 4 and
Figure 5).
Consequently, it can be said that for very high values of , i.e., when the three masses behave as one single mass, the first three modes result to be the global modes of the system, corresponding to the translations in the directions x and y and to the rotation. On the other hand, the modes from 4 to 9 can be defined as local modes of the system.
The application of the reported dynamic equation on a numerical benchmark highlights the influence of the interaction between adjacent diaphragms on the dynamic behavior of the system.
6. Interpretation of the Results and Discussion
For a hypogeum pavilion, vertical modes are relatively more amplified than horizontal ones, especially in the presence of important slab spans. Consequently, the identification of horizontal modes can be affected by unfavorable levels of signal-to-noise ratio (SNR), with respect to the vertical ones. This resulted from a comparison between the normalized spectral entropy of vertical and horizontal channels data, which indicates how close is a spectrum to the Gaussian noise condition. For further details about the relation between entropy and SNR, one can refer to [
30,
31]. Furthermore, in Morandi’s pavilion, the roofing system is connected at the extrados by non-structural materials, including waterproofing layers. In particular, while the expansion joints between the blocks measure about 0.04 m, the blocks are connected by a thin concrete screed (approximately 0.05 m tick) to create continuity on the walking surface. It was precisely the uncertainty described above that prompted the authors to aid the identifications with the analytical model reported in
Section 2.
As said before, since the model admits only diaphragmatic degrees of freedom, to compare the experimental results with the model prediction, the horizontal components of the first horizontal mode (identified at 2.57 Hz) have been estimated with the least squares method, also to reduce spillover effects. If
denotes the identified eigenvector matrix, the equivalent diaphragmatic body mode components of the eigenvectors can be estimated with a linear transformation matrix
D as
, where
contains the diaphragmatic components, i.e., the two horizontal translations and the rotation about the vertical axis of each block, and
is the linear transformation matrix. In accordance with the theoretical model of
Section 2,
Figure 13 limits the representation to the horizontal components of the examined mode (undeformed configuration in dashed lines, with sensor positions).
From a preliminary analysis of the first mode, the blocks are not appreciably affected by mutual interaction, this being indicative of the full effectiveness of the joints. In other words, the three blocks are likely to behave as fairly separated dynamic systems. This observation can be extended also to joints with relatively low nominal stiffnesses (see
Figure 3,
Figure 4 and
Figure 5). On the other hand, this uncoupled behavior is reflected in
Figure 13.
To shed light on the effectiveness of the joints, a numerical analysis was carried out on the nominal values of the model stiffnesses of the joints. The multiplier of the three stiffness components of each joint was varied between 0 and 1. In particular, with reference to
Figure 10, two multipliers have been defined as
and
, respectively. The Modal Assurance Criterion (MAC) [
32] between the identified mode shape and the predicted ones was then calculated for each combination of the two multipliers. Defining
as the double of the number of modes, the objective function
writes [
33,
34]:
where, for each
j-th combination of the two multipliers,
and
are the weights of the residuals in frequency and mode shapes, respectively,
is the
j-th identified natural frequency,
is the
j-th predicted natural frequency, and
is the
j-th MAC between the identified mode shape and the
j-th predicted mode shape.
Figure 14 reports the resulting plot of the objective function, with the assumption to consider only the first vibration mode.
It can be observed from
Figure 14 that the objective function tends to decrease dramatically for very low values of
and
, corresponding to full effectiveness of all the joints. A local minimum is also visible, which is associated with the frequency residual only. Therefore, a further investigation has been conducted for the values of
and
varying between 0 and 1 × 10
−3. The results obtained for very low values of the joint stiffnesses are reported in
Figure 15, showing that the absolute minimum happens when the joints are fully effective.
The above-described analyses also highlighted a high sensitivity of the joint stiffnesses for values of and close to zero.
7. Conclusions
The dynamics of many civil engineering structures, e.g., multi-span bridges and buildings with interacting bodies, are influenced by the presence of joints, this introducing complexity in the modal response. In particular, uncertainties related to the possible degradation of materials as well as in boundary conditions make it difficult to infer the modal parameters. Consequently, modal identification, even if conducted in the linear field, can become a difficult task, calling for simplified models to unravel different components and aid the mode attribution process.
Morandi’s Pavilion V of the Turin Exhibition Center is an example of a building with interacting bodies, thus reflecting all the previously stated criticalities. A further problem of this structure is related to its underground configuration, which results in low SNR unfavorably affecting the operational modal analysis.
From the results of this work, the following general conclusions can be drawn:
Not only the presence of joints does result in modal complexity, but also in very high sensitivity of the stiffness parameters, especially when the joints are fully effective.
This complexity also affects the design of the experimental setups, which often are not able to capture the whole-body dynamics.
Possible development of the analysis will contemplate the identification of the three blocks as independent bodies with the consequent updating of a high-fidelity numerical model. It is worth noting that the results reported in this paper are valid in operational conditions. This means that, in the presence of a strong excitation (e.g., an earthquake), the stiffness of the joints could be activated in the non-linear field, giving rise to even more complex behavior.