Promoting Generalized Learning in Balance Recovery Interventions
Abstract
:1. Introduction
2. Current Approaches to Training Balance Recovery Skills
2.1. Evidence for the Effectiveness of PBT
2.2. Limited Transfer between Conditions
3. Can We Train Peoples’ Behavioral Flexibility to Preserve Upright Posture?
3.1. The Importance of Transfer of Learning
3.2. What Are the Necessary Conditions for Transfer?
3.3. Relationship to Training Balance Recovery Skills
3.4. Summary
4. Recommendations for Clinical Application
4.1. Relationship to Training Balance Recovery Skills
4.2. Points to Consider When Designing PBT Training Protocols for Fall Prevention
- Individualization of training.
- Individualized baseline. The baseline assessment is a critical stage to determine the specific needs for a given individual [9,80,81,82]. In some cases, training may need to start very simple to develop a component skill in isolation before advancing to a more difficult task (e.g., practicing a step response when nudged by a therapist).
- Personalized progression. Training increments need to cater to the individual. The idea is to progressively increase demand based on the individuals’ stage of skill development, and always within a safe setting (e.g., catch harness). We suggest initial training blocks that focus on a component skill (e.g., train slip on one day, then trip another day) before moving on to a random mixture, and only after some mastery of each skill is achieved [24,31]. Again, these increments need to be guided by carefully monitoring the patient’s ability instead of relying on arbitrary set points.
- Perturbation parameters.
- Predictability. In the early stages, it is okay if the individual is aware of the perturbation details (intensity, direction, location, etc.), but this should change as the training program is made more difficult over time. Changing predictability is important because people rarely have advanced knowledge of the event that causes the loss of stability, and foreknowledge of the event gives a clear (and unnatural) advantage to fall prevention mechanisms [83]. To provide the most realistic training, the goal is to develop the reactive component of balance recovery rather than anticipatory mechanisms.
- Direction specificity. Transfer of balance recovery skill to an untrained condition is limited. Thus, an optimal program needs to eventually expose people to various perturbation directions, to imitate real life where a loss of balance can occur in any direction. A simple and reasonable method to enhance PBT training is to gradually progress towards including a range of perturbation directions [74]. Depending on baseline characteristics, it would be prudent to start with a single direction of perturbation, before practicing a new direction on a later date. Training could start with a slip, for example, then progress to a trip on separate days. Lateral stepping and compensatory upper limb responses should also be trained subsequently. PBT could progress to involve a random mixture of perturbation directions, which could span the range of all likely perturbation directions in the latter stages of training.
- Intensity. Start with manageable, smaller perturbations and then progress to larger ones. Intensity changes may also include changing the speed the participant is walking when the perturbation occurs. Given that we tend to scale our reactions to what we expect, intensity should eventually be randomized and unpredictable. For examples of recent studies where walking speed and perturbation intensity in balance training are individually adjusted, see [66,84].
- Response environment. The environment under which a fall occurs generally places several constraints on the appropriate compensatory responses, where some responses will have a higher likelihood of success. As the training program progresses, the constraints and responses afforded should be manipulated along with variables which impair or challenge the response decision process, exemplified by changes in lighting or presence of distracting stimuli. While perturbation parameters are sometimes manipulated in standard PBT (e.g., randomized slips and trips whilst walking [38,39]), adjustments to the response environment are much less common and may enhance skill transfer through the introduction of task variation [74,85]. Some options to consider are:
- Imposing an obstacle to a step or manipulating the presence of a support handle. Introducing options and restrictions on balance recovery could amplify the demand on behavioral flexibility and encourage participants to learn more flexible ways of responding to a loss of balance.
- Altering the types of obstacles and handles may provide a unique opportunity to instill deeper learning of how to establish a new support base without relying on any particular cue or afforded response. For example, a standard safety handle could be presented in one case, but then a flat countertop in another. The idea is to learn how to adapt the upper limb response to whatever support base is available (i.e., one involves grasping a handle, while the other involves planting a flat hand to brace the body). The premise here is for patients to learn abstract procedures for how to recover balance using whatever effectors are available and not to become dependent on a specific sensory cue.
- Challenging the decision process by manipulating information processing. For example, training to react under a dim lighting condition where environmental cues are harder to recognize or dealing with random sensory distractions (e.g., sound or lights) could be useful to mimic some of the settings we face in daily life, such as when we walk down a busy city street.
- Cognitive Challenge. Contending with complex situations involves greater reliance on cognitive resources. The idea of adjusting cognitive challenge overlaps with some of the points already presented, such as adding complexity to the response setting, adjusting the predictability of the perturbation, or dealing with distraction. That said, manipulating cognitive challenge is worth exploring independently given the distinct training needs for dual-tasking versus direct cognitive involvement in the balance recovery task.
- Dual-task training involves performance of a cognitive task (e.g., counting backwards by serial sevens) in parallel with the balance recovery task. In this way, the cognitive task is a source of interference or at least is in competition for the same cognitive resources. Recent PBT programs have begun adding this element to their training regimen [66], informed by the knowledge that there is degraded performance in cognitive and postural tasks when both run concurrently [86]. The idea is that we can train our capacity to manage both tasks and are therefore better equipped to resist a fall if we lose balance while engaged in a separate cognitive task.
- Cognitive abilities must often be directly involved in solving the challenge of recovering balance. Here, we draw attention to the fact that the ability to dual-task and the direct use of cognitive resources to recover balance are both important in everyday life, but the latter is often neglected. This could be a significant oversight given that increasing complexity in adapting to the task at hand (i.e., solving the loss of balance problem) would help develop generalization in balance recovery skills. Using higher brain processes to adapt our reactions to a complex setting is distinct from dual-task training where attention is diverted away from the balance recovery task. The benefits of directly engaging cognitive resources to aid skill acquisition versus dual-tasking has been recently explored (See [61]).
- Aside from dual-tasking where a cognitive task is managed concurrently with the balance task, we also should consider engagement in a simultaneous motor task such as carrying groceries while walking. Such tasks present a challenge in allocating attention, which may be a trainable skill—one that could be introduced as a participant improves over the course of training. It is notable that disengaging from an ongoing motor task, such as holding onto an object, can delay onset in the perturbation-evoked compensatory response [73]. Thus, training to overcome this type of challenge could represent another important consideration when seeking to optimize PBT.
- Contextual interference. Perhaps counterintuitively, evidence suggests that the in-depth cognitive processes required to contend with learning several tasks concurrently (i.e., contextual interference) can result in more robust learning [74,85]. In the case of PBT, multi-directional training is an example for how task complexity could be increased to introduce contextual interference. Notably, this idea of interference could equally involve manipulation of other parameters discussed above.
- Perturbations during gait and/or during transitions. To have the greatest relevance to fall prevention in daily life, training during gait or in-motion states is essential [70]. Due to the extra complexity, this skill should be added further along in the training progression and is dependent on the peoples’ starting point. While PBT during walking has been completed, many studies will use gait speeds or perturbation intensities that are set in absolute terms (e.g., 3 mph) and not per individual (e.g., 0.8 times the speed of the individual’s self-selected walking speed).
- Keep motivation/arousal optimal to facilitate learning. If the skills trained are too simple or difficult, optimal learning will be curtailed. Therefore, programs need to be individualized to keep the challenge appropriate for each individual, and the program should be planned and implemented in a way that makes it fun and ‘time well spent’. This will encourage participant engagement to promote learning. In addition, if numerous training sessions will be required over the course of several weeks, adherence must be ensured for success. One way to potentially create a fun learning environment while gradually increasing the challenge is to use gaming technology and/or virtual reality training environments. Such approaches have been undertaken in recent years and represent an important step towards how we deliver PBT for maximal effect (e.g., The Computer Assisted Rehabilitation ENvironment, or ‘CAREN’ treadmill-based training system [87]).
- Value of booster training sessions. While PBT can elicit positive gains with minimal training, it has been suggested that this effect could potentially be enhanced with an occasional booster session in the months or years following the initial training protocol [88]. This seems to be a reasonable supplement to any PBT program if time and resources allow.
5. Final Thoughts
Future Directions
- The optimal ‘training dose’ is unknown. It is encouraging that a single training session can elicit lasting gains in older adults [30], and this may be necessary due to limited time and resources. In such instances, a single, brief training session may be a viable approach. However, if we aim to address how we can optimize PBT, the poor transfer associated with training a single perturbation type makes it clear that there is a trade-off between training time and development of a complete set of balance recovery skills. The optimal training dose to elicit improvement remains an open question.
- The most common types of perturbations and responses experienced in the real world need to be identified to focus training efforts. Here we need to establish the minimal set of different perturbations and responses that will provide sufficient variability to generalize across the most common causes for falls.
- Injury mitigation strategies may be an effective means of reducing fall risk [89]. Specifically learning to fall properly may be an effective way to reduce or prevent injury, which is distinct from the idea of preventing the fall altogether.
- As a final point, we acknowledge that what we have proposed was geared primarily for community-dwelling, healthy older adult populations, which means that suitable adaptations would likely be needed for more vulnerable populations. Future efforts would need to determine how training could best accommodate the unique needs of different clinical groups.
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Conflicts of Interest
References
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Harper, S.A.; Beethe, A.Z.; Dakin, C.J.; Bolton, D.A.E. Promoting Generalized Learning in Balance Recovery Interventions. Brain Sci. 2021, 11, 402. https://doi.org/10.3390/brainsci11030402
Harper SA, Beethe AZ, Dakin CJ, Bolton DAE. Promoting Generalized Learning in Balance Recovery Interventions. Brain Sciences. 2021; 11(3):402. https://doi.org/10.3390/brainsci11030402
Chicago/Turabian StyleHarper, Sara A., Anne Z. Beethe, Christopher J. Dakin, and David A. E. Bolton. 2021. "Promoting Generalized Learning in Balance Recovery Interventions" Brain Sciences 11, no. 3: 402. https://doi.org/10.3390/brainsci11030402
APA StyleHarper, S. A., Beethe, A. Z., Dakin, C. J., & Bolton, D. A. E. (2021). Promoting Generalized Learning in Balance Recovery Interventions. Brain Sciences, 11(3), 402. https://doi.org/10.3390/brainsci11030402