1. Introduction
One of the main parameters of the marine boundary layer (MABL) determining the interaction between atmosphere and ocean is the wind stress τ (see extensive reviews in [
1,
2]), which is often used in atmospheric circulation models for hurricane forecasting:
where
is the air density and
is the wind friction velocity. It is generally accepted to parametrize the turbulent stress using the drag coefficient and so-called “bulk-formula”:
where
is the aerodynamic drag coefficient and
is the 10 m wind speed. The wind profile for the neutrally stratified atmosphere is:
where κ = 0.4 is the Karman constant,
is the 10 m height, and
z0 is the roughness parameter, which cannot be measured directly and is usually estimated using
and
. The expressions (1)–(3) show a relation between
and the roughness parameter:
A large number of investigations have been conducted to study the dependence of
on
at low and moderate winds [
1,
3,
4,
5,
6,
7]. Initially, it was assumed that
is constant, but later, it was found that it increases linearly on wind speed at a height of 10 m for wind speeds up to 20 m/s [
8,
9,
10,
11]. At the same time experimental investigation demonstrates great uncertainty in the dependence of the drag coefficient
on
at high wind speeds [
12,
13,
14,
15,
16,
17,
18]. Indeed, it has been demonstrated in [
13,
14] that the dependence of
on
tends to saturation at wind speeds of 33–35 m/s. It was shown in [
12,
15,
16] that
decreases with increasing
at wind speeds above 30–35 m/s; alternatively, its increase is demonstrated in [
17,
18], while the level of measurement errors is above 50%. All this leads to significant uncertainties in determining the friction velocity using the bulk formula and has motivated a search for means of the direct measurement of
.
Recently, remote sensing microwave instruments have been actively used to retrieve the MABL parameters, as these make it possible to obtain high spatial resolution data on the state of the ocean surface under any weather conditions. For the retrieval of surface wind speed at hurricane wind speeds along with satellite measurements, brightness temperature measurements from the Stepped Frequency Microwave Radiometer (SFMR) installed on research aircraft belonging to the National Oceanic and Atmospheric Administration (NOAA/HRD) [
19] during their flight through tropical cyclones is widely used. Based on the obtained measurements of the brightness temperature, the sea surface emissivity is reconstructed, which is determined by the properties of the ocean surface, depending on the surface wind speed. This empirical relationship can be used to retrieve the wind speed from the radiometric measurements.
However, since the emissivity of the sea surface is determined by small-scale roughness, including foam bubbles, spray, etc., it can be expected that the value will be impacted by the wind forcing quantified due to the wind turbulent shear stress (the wind friction velocity). In this regard, the present study is aimed at retrieving the dependence of the emissivity on the shear turbulent stress and the roughness parameter (or drag coefficient.
Recently, there have been studies devoted to creating algorithms for wind speed retrieval from satellite active microwave remote sensing data covering hurricane conditions. It is known that at wind speeds exceeding 25–30 m/s, the sensitivity of the traditionally used co-polarization NRCS (normalized radar cross-section) to wind speed change drops significantly. In this regard, algorithms such as CMOD5 [
20] are unsuitable for retrieving wind speed within hurricanes. However, cross-pol NRCS does retain its sensitivity [
21,
22,
23]. When constructing a geophysical model function relating the cross-pol NRCS to the wind speed, SFMR data are used, along with a few ground data. The possibilities of constructing an algorithm for restoring the friction velocity from satellite cross-pol SAR- images were discussed in [
24], where GPS-dropsonde data collocated with the acquisition of cross-pol SAR images were used. The dependencies constructed here, which retrieve the values of the wind friction velocity and the drag coefficient from the airborne SFMR data, provide a significant expansion of the data array compared to the case in which the SAR data are collocated only with GPS-dropsondes.
In this paper, GPS-dropsonde measurements for tropical cyclones and their collocated measurements from SFMR have been used to establish a new geophysical model function (GMF).
Section 3 presents a method for retrieval of the wind friction velocity and the roughness parameter based on the analysis of data obtained from GPS-dropsondes; wind velocity profiles are used for the analysis, and an assumption is made about their self-similarity. In
Section 4, based on a comparison of data obtained from GPS-dropsondes and SFMR measurements, the empirical dependences of wind speed at a height of 10 m, dynamic wind speed, and the aerodynamic drag coefficient on emissivity are proposed. In
Section 5, we obtain the dependencies of the cross-pol NRCS from Sentinel-1 SAR-images on the friction velocity and 10 m wind speed retrieved from the collocated SFMR data for Category 5 hurricanes. In conclusion, we discuss the dependences obtained and the prospects for their use in remote sensing of the dynamic parameters of the atmosphere.
3. Retrieval of Atmospheric Boundary Layer Dynamic Parameters from GPS-Dropsonde Data
The generally accepted approach used in technical hydrodynamics to describe turbulent boundary layers in pipes and on flat plates is based on the retrieval of the dynamic wind speed from the airflow velocity profiles averaged over turbulent fluctuations (see [
25]). It is assumed that the velocity profiles in the boundary layer are self-similar and can be conditionally subdivided into a logarithmic part (a layer of constant flows) and a “wake” part located above, where the flow adapts to the undisturbed flow [
25]. Using the self-similarity property, the parameters of the wind flow (dynamic wind speed, roughness parameter) can be determined from the data obtained in the region of the profile wake part. Based on the proposed approach, it is possible to avoid the effect of velocity profile deformation due to the wave momentum flux (see, for example, [
26]), as well as to reduce the high level of errors that are observed in the region of constant fluxes close to the surface where measurements are often missing or inaccurate. In the present paper, the proposed approach is applied to wind speed profiles using NOAA (National Oceanic and Atmospheric Administration) GPS dropsondes for selected tropical cyclones (see
Table 1). With these, the problem is especially noticeable for measurements in the vicinity of tropical cyclones, where data loss near the surface is much more significant compared to measurements far from the surface (see [
27]).
The self-similar laws mentioned above may be applied only to the statistically averaged turbulent boundary layer velocity profiles, while the individual airflow velocity profiles measured by the GPS-dropsondes demonstrate stochastic behavior on the vertical coordinate and should be grouped into statistical ensembles for further averaging. In the present study, for each hurricane, a selected dataset from GPS-dropsondes (see
Table 1) was analyzed, and data obtained for several days and containing high wind speeds were considered. The statistical ensembles were formed from sets of wind velocity profiles selected during the day at approximately the same distance from the hurricane center and demonstrated a similar dependence of wind speed on height. To obtain the statistical ensembles, the selected groups of vertical profiles of the boundary layer velocities measured by the GPS-dropsondes were displayed in three-dimensional coordinates—wind speed, vertical coordinates, and distance from the center of a tropical cyclone. For a visual assessment of the configuration of the statistical ensembles see
Figure 1. Such a graphical representation clearly illustrates that profiles with similar qualitative and quantitative characteristics can be conditionally combined into three arrays located at a certain distance from the center of the hurricane: the first array is the profiles grouped inside the eye of the hurricane, with velocities at the upper boundary of the boundary layer less than 20 m/s (red profiles in
Figure 1) (they are excluded from the statistical analysis due to low wind speeds); the second array—GPS-dropsondes with wind speeds at the upper boundary of the boundary layer above 20 m/s (included in the statistical analysis) (green profiles in
Figure 1); the third array—GPS-dropsondes that fell in the area of the outer vortex of the hurricanes, at large distances from the center (blue profiles in
Figure 1) (also not taken into account when compiling the statistical ensemble due to low wind speeds at the upper boundary of the boundary layer—less than 20 m/s).
As a result, wind speed profiles averaged over the profile groups could be obtained (see
Figure 2a).
Since the phenomenon of capping inversion is observed above the convective layer in the planetary boundary layer, it can act as a cover, and the atmospheric boundary layer in a tropical cyclone can be considered to be a flow in a channel. Such flows can typically be subdivided into two characteristic regions (see
Figure 2b): a layer of constant fluxes, for which the velocity profile is characterized by a logarithmic law with a thickness of ~ 0.3δ (δ is the thickness of the turbulent boundary layer, [
29]) and the wake part, in which the maximum wind speed is observed (described by a parabolic dependence, see [
25]). For a tropical cyclone, the thickness of the turbulent boundary layer is usually about 1 km (see, for example,
Figure 2a); consequently, the thickness of the layer of constant fluxes can be estimated as ~300 m. The atmospheric boundary layer in a tropical cyclone as part of the layer of constant fluxes contains a region where momentum is exchanged between the airflow and surface waves, with a scale of λ/10, where λ is the wavelength [
30], so in this region, the sum of turbulent and wave fluxes remains constant [
26]. In the case of intense tropical cyclones of categories 4 and 5, when the wavelengths are in the hundreds of meters, the height of the layer containing the wave flux turns out to be of the order of several tens of meters, which means that the logarithmic approximation of the velocity profile is valid only for a narrow range of heights and the method of dynamic velocity retrieval from the logarithmic part of the profile leads to significant errors. In this regard, an approach was developed based on determining the parameters of the boundary layer from the data obtained in the wake part of self-similar velocity profiles. The authors used a similar approach in laboratory experiments on a wind wave flume when measuring the dynamic wind speed [
28], which was based on the self-similarity property of the velocity defect profile [
25]:
where
is the maximum velocity in the turbulent boundary layer and
is the friction velocity,
—the boundary layer thickness. In [
25], the following self-similar velocity profile approximation was used for the case of a non-gradient turbulent boundary layer on a flat plate or in a wind channel:
where κ = 0.4 is the von Karman constant and
,
are the constants; their values will be defined using an algorithm described below. In [
13] this method was used for estimation of the atmospheric boundary layer parameters in a hurricane. The parameters
included in formula (6) can be easily obtained using the second-degree polynomial approximation of the measured velocity profile in the “wake” part, i.e., at
:
Comparison with (3) implies relations that make it possible to calculate the parameters of the turbulent boundary layer (
):
Figure 2 shows the velocity profiles in the boundary layer which are expressed in the self-similar variables
and
. These profiles were obtained by averaging the ensemble of velocity profiles realizations measured under approximately the same conditions, similar to the example shown in
Figure 1. It is seen from
Figure 3 that the velocity profiles expressed in self-similar variables collapse to one curve expressed by Equation (6).
Approximation of the experimental data by formula (6) gives
while the coefficient
with 95% confidence lies in the interval from 0.04648 to 0.09988.The friction velocity
was calculated from the obtained
(see formula (8)) and
, and then, using the obtained values of
the roughness parameter and surface wind speed were determined:
where
= 10 m. And then the aerodynamic drag coefficient can be obtained from (7, 8):
The surface wind speed obtained in this way is different from the surface wind speed
determined through the average wind speed in the 150-m atmospheric layer (see [
19]).
Figure 4 shows the relationship between
and
:
= 0.83
+ 6.79. The overall bias, RMSE, and Cor are −0.3506, 4.8148, and 0.91, respectively. It can be seen that
and
are highly correlated. However, for speeds below 40 m/s, the values are somewhat underestimated, and for speeds above 40 m/s, they are overestimated.
Thus, the estimates of the surface wind speed obtained by the two different approaches appear to be comparatively close. Calculations for individual statistical ensembles constructed from velocity profiles measured under approximately the same conditions were made in order to obtain the values of
,
, and
, using Equations (9) and (10). The dependencies of
and
on
are shown in
Figure 5. The green values were obtained using the procedure of binning, which means that the data was averaged inside the bins for
with a size of 5 m/s.
It can be seen from
Figure 5 that the dependency of
on
is linear, and the aerodynamic drag coefficient does not change within the experimental error
CD ≈ 0.0025 for
< 35 m/s. The obtained dependency is in accordance with the result obtained in [
31], where it was shown that within the rough flow regime, the neutral friction velocity is linearly dependent on the 10 m wind speed for wind speeds less than 25 m/s. When U
10 exceeds the threshold of 35 m/s, the dynamic wind speed becomes a constant
≈ 1.70 m/s within the confidence interval. However, this result needs to be fully verified with a greater amount of data for analysis, so a weak dependence
(
) cannot be excluded. For
> 35 m/s, the drag coefficient decreases proportionally to (
)
−2, and this dependence of
(
) is in a good agreement with the data reported in [
12,
15,
16,
18,
31] (see
Figure 4b). Presumably, the anomalous behavior of the dynamic wind speed and associated wind stress at high wind speeds are concerned with the presence of spray in the marine atmospheric boundary layer [
30,
32], foam at the water surface [
33,
34], the peculiarities of surface wave form drag (e.g., [
35]), etc. However, this problem needs more detailed study in future.
4. Comparison of the Atmospheric Boundary Layer Dynamic Parameters with Values of the Emissivity of the Sea Surface According to SFMR Data
The values of , , and obtained from the GPS-dropsondes data were compared with measurements made by the Stepped Frequency Microwave Radiometer (SFMR), which were synchronized with the launch of the GPS-dropsondes.
The principle of the wind speed retrieval method of a tropical cyclone is to use a geophysical model function (GMF) representing the dependency of the ocean surface emissivity
on the surface wind speed (see [
19]):
where the coefficients have the following values:
The time series of the
Usfc value retrieved using this algorithm can be found at the website (
https://www.aoml.noaa.gov/hurricane-research-division (accessed on 14 July 2022)). In the current study, the Formulas (11) and (12) were used to determine the emissivity
. It was calculated at the points corresponding to the coordinates of the GPS-dropsondes and then averaged over the GPS-dropsonde groups defined earlier. The obtained
values were compared to the
,
, and
calculated on the basis of the method proposed in
Section 2. To obtain the dependences of the average values of
,
, and
, on the mean
, the data were grouped (binned) by the
value and averaged. The results of such processing are shown in
Figure 6. It can be seen (
Figure 6a) that, within the error limits, Formula (11) (dashed curve on
Figure 6a) describes the experimental data for
(
). In this article, we propose another empirical function
(
) representing two power approximations:
It allows a uniform description of the empirical relationships between
and two other dynamic characteristics of the atmospheric boundary layer that can be obtained independently on the basis of processing data from the falling GPS dropsondes,
(
Figure 6b), and
(
Figure 6c). Similar to Formula (13), the approximations of the dependences
and
using two power functions have the form:
Formulas (13)–(15) are consistent with each other and are in agreement with the data in
Figure 6.
Figure 7 illustrates the retrieval of the atmospheric boundary layer dynamic parameters using the expressions (13)–(15), and the ocean surface emissivity is measured using SFMR. The values retrieved are for the surface wind speed
, the dynamic wind speed
, and the drag coefficient
along the flight path crossing the eye of hurricane Irma on 2017/09/07. A small difference in the values of the surface wind speed, obtained by formula (13) and the method reported in [
6], can be observed in
Figure 7. This is the result of the fact that the data set for the analysis used in obtaining expressions (13)–(15) did not include data for the region of low and moderate wind speeds with values of less than 15 m/s, so the obtained expressions are not applicable for the eye of the tropical cyclone, where low wind speeds are observed.
Some differences between the surface wind speed obtained by expression (13) and by the algorithm reported in [
19] for high wind speeds are also observed. These have probably been introduced by a lack of data and the resulting statistical errors.
It is seen from Equation (14) that the friction wind speed is constant when the emissivity is high (it corresponds to the wall of the tropical cyclone); this is the result of the saturation effect observed in the dependency of
(
) at
> 35 m/s (see
Figure 5). It should be noted that if additional data are analyzed in the future, a weak dependence
may be observed. A feature of the drag coefficient is the significant decrease in its values in the area of the wall of the hurricane, where the highest wind speeds are observed. Moreover, in the region of relatively weak winds, it is constant. This is also a consequence of using a limited dataset and will likely be overcome when expanded.
6. Discussion
The retrieval of dynamic atmospheric boundary layer parameters, i.e., the surface wind speed, the wind friction velocity, and the aerodynamic drag coefficient, on the basis of collocated measurements from NOAA GPS-dropsondes and SFMR for hurricane conditions has been considered. The analysis was made for 20 Category 4 and 5 tropical cyclones observed during the hurricane seasons 2001–2017 in the Atlantic basin. To obtain the dynamic parameters of the atmospheric boundary layer from the GPS-dropsonde measurements, an algorithm based on the self-similarity of the velocity profile in the boundary layer was used. This algorithm had previously been applied by the authors to determine the wind parameters from the measurements made in the wake part of the boundary layer in a wind wave flume [
26].
Based on a comparison of the data obtained from the GPS-dropsondes and measurements with the SFMR, a method has been proposed for retrieval of the parameters of the atmospheric boundary layer from the data on ocean surface emissivity. This method differs from the traditional approach, in which first the wind speed is retrieved from the radiometric data and then the value of the dynamic wind speed is estimated with the “bulk formulas”. This method has a significant drawback, since the () dependence is non-linear, and in addition, the and values were obtained for averaged wind speed profiles under different conditions. The approach proposed in this paper is based on the reconstruction of all the wind parameters based on the measured “here and now”.
We should note that the empirical dependences that relate the emissivity of the ocean surface with the dynamic parameters of the atmospheric boundary layer proposed in this paper are preliminary. In order to refine them (in particular, in the region of wind speeds above 35 m/s), an extended data set will be considered in the future.
At the final stage of research, we considered the measurements from the SFMR collocated with SAR images obtained from the Sentinel-1 satellite for hurricane Maria (2017/09/18–2017/09/27, Category 5 (SSHS)) and Irma (2017/09/03–2017/09/10, Category 5 (SSHS)). A relationship was obtained between the emissivity of the ocean surface and the NRCS, and then, based on the proposed method for reconstructing the atmospheric boundary layer data from radiometric measurements, the dependencies of the NRCS on wind speed and turbulent stress (friction velocity) were proposed. These relationships could be used as the basis for further qualitative and quantitative improvement of the methods for the retrieval of atmospheric boundary layer parameters from satellite remote sensing data previously proposed by the authors [
24].