1. Introduction
Semiconductor nanowires (NWs) show great promise as fundamental building blocks for use in nanoscience and nanotechnology [
1,
2,
3]. III–V NWs and heterostructures based on such NWs are interesting for applications in nanophotonic devices, particularly those monolithically integrated with a Si electronic platform [
4,
5,
6,
7,
8,
9,
10]. These applications of III–V NWs require a controllable methodology for their n-type and p-type doping. Consequently, significant efforts have been put into the investigation of the NW doping process (see, for example, references [
11,
12,
13] for a review). Most III–V NW are epitaxially grown by the vapor–liquid–solid (VLS) method with metal droplets [
14]. Si is routinely used as an n-type dopant of planar GaAs layers in molecular beam epitaxy (MBE) [
15], but it often becomes a p-type dopant for VLS GaAs NWs [
16,
17,
18,
19,
20,
21,
22]. This amphoteric effect has been attributed to a low As concentration in metal droplets, catalyzing the VLS growth of GaAs NWs [
22].
Due to a low As content in a catalyst droplet, a fractional monolayer (ML) of GaAs NW rapidly consumes a substantial fraction of as atoms available for growth, after which the droplet must be refilled from vapor. This leads to the so-called nucleation antibunching in NWs [
23] and manifests in the periodically changing morphology of the growth interface, which is detectable by the in situ growth monitoring of GaAs NWs inside a transmission electron microscope (TEM) [
24,
25,
26,
27]. For very low As content, fractional ML can even stop growing at a certain size and then evolve much slower at a rate of refill [
28]. Periodic oscillations of the As concentration over the ML growth cycle further decrease the average electron-to-hole ratio achievable with Si doping of VLS GaAs NWs and therefore increase the tendency for p-type doping. This effect has recently been studied in Reference [
29] under the assumption of instantaneous ML growth until reaching the “stopping” size. Instantaneous development of the ML in the initial stage requires that the characteristic time of island growth
is much shorter than the equivalent deposition time of 1 ML
, which is inversely proportional to the As deposition rate. Such a time-scale separation is long known in the NW growth modeling [
30] and is confirmed by in situ growth monitoring in a TEM [
24,
25,
26,
27].
However, we note that in situ TEM data are obtained for relatively low NW growth rates, typically less than 0.15 ML/s, which is usual for molecular beam epitaxy (MBE). The growth rates can be much faster in vapor phase deposition techniques, reaching approximately 15 ML/s in the extreme case of Au-catalyzed GaAs NWs in hydride vapor phase epitaxy (HVPE) [
31]. Such a huge difference (approximately 100 times) does not guarantee that the strong inequality
is satisfied in the entire range of possible VLS growth conditions (separation of the ML nucleation, growth, and refill has recently been investigated in Reference [
32] from a different perspective). Here, we investigate theoretically self-regulated oscillations of group V concentration in a catalyst droplet during the VLS growth of III–V NWs and their impact on the Si doping of GaAs NWs in the general case without the time-scale separation of the ML growth and refill. Our considerations should apply equally well to any epitaxy technique, which is not necessarily restricted to slow NW elongation. Several other factors influencing the As depletion are studied, including the “stopping effect” at very low As concentrations, the role of the maximum As concentration at nucleation, and its desorption at elevated growth temperatures. We map out the electron-to-hole ratio in Si-doped GaAs NWs in different regimes with either large concentration oscillations leading to the suppression of n-type doping, or very weak oscillations leading to negligible effect. These results should be useful for better understanding the concentration oscillations under different conditions and controlling the related Si doping process in VLS GaAs NWs.
2. Model
According to Reference [
22], the ratio
of the atom fractions of silicon atoms replacing Ga and As atoms in solid GaAs is given by
with
and
as the chemical potentials of As (labeled “5”) and Ga (labeled “3”) atoms in a catalyst droplet (in thermal units of
, with
as the Boltzmann constant and
as the absolute temperature), and
as a constant which represents the difference of internal energies of a GaAs cell with Si impurity replacing either the As or Ga atom. Replacing Ga with Si atoms creates an As−Si pair and produces electrons, whereas replacing As with Si atoms creates Ga−Si pairs and produces holes. Hence,
is the ratio of electron-to-hole concentrations (electron-to-hole ratio for brevity). The NW is n-doped at
and p-doped at
. The replaced atoms should be put back to liquid, which explains the presence of the corresponding chemical potentials in the equation. The tendency for n-type doping at larger
is clearly seen. This observation was used in Reference [
22] to explain why adding the Si impurity to VLS GaAs NWs leads to predominantly p-type conductivity in MBE (low
) [
16,
17,
18,
19,
20,
21] but yields n-type conductivity in HVPE (high
) [
22].
As discussed in detail in Reference [
29], the main contribution to
is logarithmic [
3,
32,
33], and it can be put as
. Here, we present the As concentration in a catalyst droplet in terms of the effective coverage equivalent to the arsenic content in liquid, denoted
, by normalizing the total number of As atoms in liquid to the number of As atoms (or GaAs pairs) in the full ML of a GaAs NW. In this normalization, the size of fractional ML
changes from zero to unity, so
represents the ML coverage. The equilibrium As content under no-growth conditions equals
, and it depends on the Ga concentration for Au-catalyzed VLS growth [
33]. The As concentration in a catalyst droplet is always much lower than that of Ga [
32]; therefore, the chemical potential oscillations over the ML formation cycle are due to oscillations of
at
[
23]. For the Si doping of GaAs NWs, these considerations yield
with
as the maximum electron-to-hole ratio corresponding to the maximum As content at nucleation
. The value of
is directly related to the nucleation-mediated NW growth rate for both Ga-catalyzed [
34] and Au-catalyzed [
35] VLS growths of GaAs NWs. This normalized electron-to-hole ratio oscillates in synchronization with the ML growth cycle. The average electron-to-hole ratio in the whole NW is obtained by the corresponding averaging of Equation (1) over one ML growth cycle.
The kinetics of the ML coverage and as concentration in liquid is described by [
29]
The initial conditions are given by
and
. The parameters are defined as
Clearly,
is the coverage equivalent to refill, which is proportional to the growth time
, and
is the ratio of the island growth time
over the deposition time
. As discussed above, the previous results of Reference [
29] correspond to the limiting case of instantaneous growth at
. Equation (2) for
shows that the fractional ML progresses at the rate
in this normalization when
, and it stops growing when
. Equation (2) for
shows that the total number of As atoms in liquid and solid changes with time due to As deposition and desorption at the rate of refill. Quadratic dependence of the desorption term on
is due to the desorption of As in the form of As
2 molecules [
33]. The desorption rate from the droplet is determined by the equivalent as content
corresponding to equilibrium of this droplet with vapor providing a given flux onto the droplet surface. The average electron-to-hole ratio is given by
Here,
and
are the normalized growth times of the ML growth and the refill stages, respectively, which are defined as
Our model contains four plausible parameters: standing for the initial as content at nucleation, for its equilibrium content, for desorption, and for the growth kinetics. The parameters , , and scale linearly with the corresponding atomic concentrations of As and with the NW radius , so all are proportional to at the fixed concentrations. is inversely proportional to the square root of the vapor flux and hence decreases for lower fluxes. Lower corresponds to higher fractions of re-evaporated As atoms. The ML deposition time alone does not enter the equations but can be used to express all the results in the real time scale when required.
Without As desorption (at
), we simply have
, because the sum of the ML growth and refill times must equal the time of ML deposition. Solutions to Equation (2) in this case are obtained in the form
The minimum As content at the end of the ML growth stage is given by .
We now note that the value of
is naturally restricted to the range
. According to Equation (6), the minimum
describes the instantaneous growth of fractional ML to either 1 (at
) or the stopping size
(at
) [
29]. The maximum
describes the slowest possible growth of fractional ML at the rate of refill,
, proceeding at a time-independent As content in liquid,
. Using Equation (6) at
, the ML growth time at any
is obtained in the form
Here, is the Lambert function such that. Due to , Equation (8) gives at , meaning that. In this limiting case of slow island growth at the deposition rate, its growth time simply equals the ML deposition time, while the droplet at a constant content requires no refill from vapor. At , solutions to Equation (8) behave very differently depending on whether the stopping size is absent (at ) or present (at). At, the main asymptote of the Lambert function is logarithmic, yielding and hence. This solution corresponds to instantaneous ML growth without the stopping size. On the other hand, at , the Lambert function tends to zero at, giving . This solution describes the instantaneous growth of fractional ML from zero to the stopping size, which is followed by a much slower growth at the rate of refill.
Averaging Equation (7) gives the average electron-to-hole ratio in Si-doped GaAs NWs in the form
where
is given by Equation (8). In the absence of desorption, Si doping depends on the three parameters
,
and
.
With As desorption, solutions to Equation (2) write
with
,
, and
. In this more complex case, the normalized growth time can only be obtained numerically from Equation (10) at
. Then, the minimum As content in liquid
is calculated from Equation (11). After the ML is completed, the solution to Equation (2) for
at
yields the result of Reference [
29]:
The normalized refill time is easily obtained from this equation in the form
The ML formation cycles end at
After some calculations, the average normalized electron-to-hole ratio can be presented as
and depends on the four parameters
,
,
, and
.
3. Results and Discussion
Figure 1a shows the normalized ML growth time
as a function of
in the absence of As desorption, where the refill time
. The curves were obtained from Equation (8) with different
ranging from 0.35 to 2. In all cases,
monotonically increases with
and reaches unity at
, meaning that the ML growth takes a longer time for larger
values. In the absence of the stopping effect (at
), the curves start from zero at
, which corresponds to the instantaneous growth of the whole ML. In the presence of the stopping effect (at
, a fractional ML evolves instantaneously only from zero to the stopping size
and then grows at the rate of refill, which is why
is larger than zero at
[
29].
Figure 1b shows one cycle of the ML formation in terms of the ML coverage
and As content in liquid
versus the refill
. The curves were obtained from Equations (6) to (8) at a fixed
0.35 and
0.7, for two different values of
. At a small
0.02, there is a clear separation between the steps of fast growth of the ML coverage from zero to the stopping size of 0.35 ML and a much slower growth from 0.35 ML to the full ML. The As content rapidly drops to a value which is just slightly above equilibrium, and then it increases linearly to resume the initial value of 0.7 for the next nucleation event. At a large
0.3, the ML grows almost at the rate of refill all the time, while the As content in liquid does not much change over the entire ML formation cycle. For the Si doping of GaAs NWs, the first case should yield a considerable drop of the electron-to hole ratio, while the second case should lead to an almost negligible effect due to the absence of concentration oscillations.
Figure 2 shows the normalized electron-to-hole ratios in Si-doped GaAs as a function of
and
, along with the corresponding ML growth times, in the absence of as desorption. The curves in
Figure 2a were obtained from Equations (8) and (9) at a fixed
and two different
=0.35 and 0.05, where the stopping effect can be present. A smaller
yields stronger suppression of the electron-to-hole ratio due to larger oscillations of As concentration. In both cases, the curves of
are close to
, showing that the ML growth time is the main factor determining the electron-to-hole ratio. A smaller
value always correspond to lower
. Therefore, faster island growth rates relative to refill enhance the tendency for p-type Si doping of GaAs NWs. The curves in
Figure 2b were obtained from Equations (8) and (9) at a fixed
0.02 (fast island growth relative to refill), and two different
= 0.35 for a higher and 0.05 for a lower growth temperature. The behavior of Si doping with
is non-monotonic in both cases, revealing the tendency for achieving a minimum electron-to-hole ratio at intermediate
. At low
close to equilibrium, the VLS growth proceeds under near-equilibrium conditions, where the Si doping should be almost the same as for planar layers. Very high
are equivalent to strongly non-equilibrium VLS growth without the stopping size, where the electron-to-hole ratio is less affected by the chemical potential oscillations.
Figure 3 illustrates how the ML growth kinetics influences the Si doping process in systems with as desorption.
Figure 3a shows the ML coverage and as content in liquid versus refill. The curves were obtained from Equations (10) to (13) with
0.05,
0.7, and
0.75 (high desorption rates) for two different
values. In the regime with fast island growth (
0.02), the As content rapidly drops to a minimum, which is noticeably above equilibrium. The evolution of the system in the ML growth stage is indistinguishable of that without desorption, meaning that all the arriving As atoms are consumed by the growing ML and do not re-evaporate. After the ML is completed, the refill is strongly non-linear and takes a much longer time than without desorption, so the ML formation cycle ends at
. The situation is very different at a large
0.5, corresponding to slow island growth relative to refill. In this case, desorption becomes important already in the stage of ML growth. This stage is much longer than without desorption, with the As concentration decreasing more slowly to a minimum that is far above the equilibrium level. On the other hand, this minimum is lower than it would be without desorption. The refill is non-linear but faster than at a small
0.02. Overall, the ML formation cycle is longer (
) than in the previous case, which is mainly due to a longer ML growth stage.
Figure 3b shows the normalized electron-to-hole ratios in Si-doped GaAs in systems with desorption as a function of
. The curves were obtained from Equations (10) to (13) at a fixed
0.02 and
0.05, with (at
0.7) and without (at
) the stopping effect. The electron-to-hole ratio gradually decreases with increasing
in both cases, showing that n-type Si doping is more suppressed for lower desorption rates. Deconvolution of the total ratio
in the regime with the stopping effect shows that the contribution of the refill stage dominates over the one due to ML growth.
Let us now formulate the most important trends for the concentration oscillations and the related Si doping of GaAs NWs in terms of temperature, NW growth rate, NW radius, and epitaxy technique. First, we have seen that larger oscillations of As concentration always lead to lower electron-to-hole ratios. The stopping effect always increases the amplitude of these oscillations, because the As concentration stays near equilibrium for a considerable fraction of the ML growth cycle. The stopping effect is observed at
and
, which requires (1) small NW radii, (2) slow NW growth rates (low
), and (3) low growth temperatures to avoid desorption (high
). Such growth regimes are more usual for the highly non-equilibrium MBE technique, where the Si doping leads to p-type conductivity [
14,
15,
16,
17,
18,
19,
20]. Second, in the absence of the time-scale separation for the island growth and refill (large
), we observe a new regime in which the ML develops at the rate of deposition without changing the As concentration in the droplet, and no refill is required. We suspect that such regimes occur in HVPE, which is a near-equilibrium growth process characterized by high temperatures and huge material inputs [
31]. Metal organic vapor phase epitaxy (MOVPE) [
32] is closer to equilibrium than MBE but yields lower NW growth rates compared to HVPE. Hence, an intermediate amplitude of the concentration oscillations is expected in MOVPE. This observation further supports the result of Ref. [
22] for the n-type Si doping of HVPE-grown GaAs NWs. We strongly believe that a near-equilibrium VLS process should yield the Si doping levels in NWs similar with those in planar layers, as suggested by the curves in
Figure 2b and
Figure 3b. Third, the stopping effect is observed in situ only for wurtzite GaAs NWs with planar growth interface [
26,
27] (and growing at low rates). Zincblende NWs have the truncation at the top [
24,
25,
26,
27], which provides an additional source of material to complete the ML. This explains why the ML progression is instantaneous in truncated NWs. However, a truncated growth interface should not much affect the Si-doping process. When ML is rapidly completed by using a required amount of material from the truncation, the same amount of material must be returned to the truncation from vapor through the droplet. For Si doping, this process is equivalent to the continuing fractional ML above the stopping size at the equilibrium as concentration. Fourth, increasing
far above the equilibrium value always suppress the concentration oscillations and hence favors n-type Si doping, as seen in
Figure 2b and
Figure 3b for small
. High
and low
correspond to MBE growth at low temperatures and high deposition rates (which also suppresses As desorption), so the n-type Si doping of MBE grown GaAs NWs is more probable in such regimes. Finally, here, we discussed only the VLS-type Si doping through the droplets. In many cases, Si [
20] and other dopants [
36,
37] prefer to incorporate to NWs through their side facets or even the corners separating the facets in the vapor–solid (VS) mode. For the Si doping of GaAs NWs, the VS process should lead to n-type doping and compete with p-type doping by the VLS mechanism. A competition of the VLS versus VS Si doping occurs when the NW core is grown by the VLS mode through the droplet, and the shell is grown by a step-mediated VS process on the NW sidewalls. In this case, the shell should be n-doped, while the core should be p-doped. The VS incorporation in MBE is generally preferred to the VLS one at low temperatures [
3], which should again favor n-type Si doping.