1. Introduction
Flightpath 2050 [
1,
2], published in 2011 by the European Union, confirms the need to reduce the negative environmental impact (EI) of civil aviation. Nowadays, aircraft are mainly designed to have minimal operating costs. The EI of civil aviation could be reduced by designing aircraft not only based on costs but also based on their influence on the environment by including environmental aspects in the aircraft design optimization path. In the future, environmental requirements (ERs) will gain importance due to new aviation standards. The aim of this paper is to present a first step towards the integration of ER into preliminary aircraft design.
This objective can be achieved through the application of life cycle assessment (LCA) methodology. The LCA is defined in ISO 14040 [
3] as “the compilation and evaluation of the inputs, outputs and the potential environmental impacts of a product system during its life cycle”. By assessing potential environmental impacts of an aircraft during the early stages of its development, LCA may help designers with the integration of ER into the whole ensemble of design requirements [
4,
5]. Gathering EI data to support decision making during conceptual and preliminary design is crucial in order to achieve the goal of reducing the footprint of the aviation sector. An LCA is divided into four phases [
6]: scope definition; inventory analysis; impact assessment and interpretation. As the name suggests, the first phase defines the goal and scope of the LCA. This includes, among other aspects, the definition of the product system, system boundaries, assumptions and limitations. The second LCA phase involves the “compilation and quantification of inputs and outputs for a product throughout its life cycle” [
3]. This means the calculation of all inputs from the environment and all outputs released into the environment. The third phase consists of an analysis of the EI of a product, the aircraft life in this case, based on the number of inputs and outputs calculated in the second LCA phase. Several methodologies exist to conduct the assessment, and each of them aims at linking outputs to the environment with standard impact categories [
7], e.g., global warming potential. In the fourth phase, “the findings of either the inventory analysis or the impact assessment, or both, are evaluated in relation to the defined goal and scope in order to reach conclusions and recommendations” [
3].
However, LCA is a data-intensive technique which requires detailed information about a product life cycle; conversely, an aircraft design is ever-changing during the early phases, and its characteristics are uncertain [
8]. Since a full LCA can be time- and resource-consuming, there is a need to use simplified methods. In order to evaluate the reliability of simplified methods, it is important to study what type of information they need, how they use design data and which kind of results they produce [
9]. These approaches go by the name of streamlined life cycle assessment (SLCA), a slimmed down version of a full LCA [
10]. The acronym SLCA is used here to refer to Streamlined LCA, however the same acronym is also used for Social LCA, which is a completely different discipline and will not be covered in this article. It has been estimated that SLCA can reveal up to 80% of the main environmental issues in a fraction of the time of a full LCA. SLCA methodologies are particularly suitable for the great uncertainty of the design phase [
11]. Much research aimed at implementing reliable and objective approaches in this field, and a notable example is provided by professor S. Suh’s works [
12,
13], where the basis of today’s developments could be identified. His most noteworthy book is “
The computational structure of life cycle assessment” [
12], where LCA computational structure (CS) is presented and discussed. The book captures the arithmetical rules involved in carrying out a streamlined LCA study, representing a first step towards the possibility of developing LCA models.
Some examples of LCA application can also be found directly in the aviation industry. Main LCA methodologies applied here are economic input–output (EIO) [
14] and process-based [
15]. The first one links environmental impact with economic value [
16] while the second one calculates the whole impact as the sum of all those of aircraft components [
12]. Many articles have used the A320 as case study [
17,
18] because of its widespread employment.
In wider terms, the literature review shows that LCAs have been gaining increasing interest in civil aeronautical research in recent years. Nevertheless, this research is still in its infancy as few works have conducted and integrated LCAs into conceptual aircraft design. In comparison to the few existing approaches, the aim of this paper is to give a more general and efficient approach for the integration of LCA into aircraft design by providing equations that have been successfully integrated into an LCA parametric model.
This model is an evolution of the work carried out in the thesis [
19]. Two ideas are fundamental to this development:
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The aviation sector is different from other industrial sectors. This is because the number of different manufactured products is quite small. Thereby, the environmental impact of a single product is of little interest;
- -
The aviation sector is evolving through architectures that employ hybrid propulsion and use energy sources of different kinds with the aim of drastically reducing the impact of fossil-derived carbon fuels.
Starting from these two statements, the assessment method develops the following characteristics. The first one is a general approach which requires minimal changes in order to adapt to aircraft of different categories. This is because it is based on parametric equations that use information from preliminary design as the input. The second characteristic is the level of detail, since all phases of the aircraft’s life are considered and broken down as follows: production, operations, maintenance and end of life. In addition, for each of the phases, the required data are simultaneously specific and well-defined at the preliminary design stage, e.g., the aircraft is divided into systems, subsystems and major components, and an environmental impact is associated with each of them. Lastly, there is a possibility to analyze innovative architectures, e.g., hybrid electric aircraft, due to the consideration of new technologies in the database. From this perspective, fuels that can be assessed are kerosene based, biofuels, liquid hydrogen and electricity. All the consequently changes into operations phase are also considered.
Many articles in the literature almost exclusively analyze the production and operational phases. For example, Johanning and Scholz [
20] argue that the operational phase contributes predominantly to the environmental impact of an aircraft, representing 99.8% of the total. Similar conclusions have been drawn by numerous other authors [
21,
22,
23]. However, considering only these two phases of a product’s life is a limitation since it does not give the possibility of precisely understanding the effect of innovative technologies which usually significantly affect the development phase. Furthermore, these studies often simplify the analysis of the operational phase, typically considering flight hours as an average value per year or over the entire lifespan, often neglecting maintenance events. Yet, maintenance events are critical to ensuring reliable flight operations and are influenced by the timing of the flight itself, including factors such as the number and duration of flights performed [
24].
A model implemented in Python
®, named Aircraft Life Cycle Impact Assessment, has been developed and put into practice. It can be utilized to quickly obtain results and check the validity of the approach, with the purpose of easily varying the parameters of the equations in calibration. In order to validate results obtained through the method presented in this work, four studies have been taken as comparison cases. Studies that have applied a rigorous replicable method and have taken the A320 as a case study have been chosen. This last requirement is due to the high similitude between A320 and CeRAS [
25] aircraft, whose data are available online for researcher and universities. Comparison studies are presented in
Section 5.
The article is divided into three parts.
Section 2 thoroughly explains the developed method by presenting general equations and the path followed to build the database. In the third section, a case study, the CeRAS aircraft design, is analyzed, and results are briefly commented on. Eventually, in the last section, a comparison between four prominent articles on aircraft LCA is presented, with the objective of validating the proposed model.
4. Results
Results are here reported for illustrative purposes, and the only impact category whose values can be found in
Table 4 is climate change, expressed in kg of CO
2 equivalent. This is despite many more impact categories being considered by the method, whose values can be calculated using the model:
Stratospheric ozone depletion; human carcinogenic toxicity; fine particulate matter formation; terrestrial acidification; human non-carcinogenic toxicity; marine eutrophication; ionizing radiation; terrestrial ecotoxicity; land use; ozone formation, terrestrial ecosystems; ozone formation, human health; fossil resource scarcity; water consumption; mineral resource scarcity; freshwater ecotoxicity; global warming; freshwater eutrophication; marine ecotoxicity.
The whole set of results for every impact category can be found in the GitHub repository indicated in the data availability and in
Appendix A.
It can be seen from these values that the operative life, accounting for both mission and maintenance impacts, occupies the larger portion of the entire environmental impact, representing as much as 99%. However, this is due to the production of fuel and its subsequent burning, with every single kilogram of kerosene burned producing almost 3.66 kg of CO2 equivalent.
The global warming potential (GWP) breakdown for aircraft subsystem production can be visualized in
Figure 3.
5. Discussion
The number of publications that have applied a rigorous methodology that eases the comparison of results is still restricted. Here, it has been decided to summarize four of them that have been used as a starting base and also as a comparison point when the model has been correctly implemented:
- -
The first one is S. Howe’s thesis [
17], which aimed to identify the key challenges relating to environmental efficiency within the aviation industry by examining routing strategies, analyzing the viability of alternative fuels and conducting a holistic life cycle assessment of a commercial airliner, the Airbus A320;
- -
In the same years, T. Lewis [
18] employed two different methods in order to analyze the environmental impacts of commercial air transport, the first being a process-based LCA utilizing the
Ecoinvent database, and the second being an economic input–output life cycle assessment;
- -
In their master’s thesis, J. Lopes [
28] analyzed the environmental impact of an Airbus A330-200 using a process-based methodology; in particular, he took into account every life phase, from cradle to grave, placing more emphasis on the operations where data deriving from a real airliner were used in order to obtain more consistent results;
- -
The last article is the more recent, and it has been published by A. Rahn et al. [
15]. The study aimed to use discrete-event simulation in accordance with life cycle assessment. Discrete-event simulation consists of state variables that change at discrete points in time during a simulation and thus model and execute a process as a series of individual events. Its main advantage is the ability to simulate complex systems wherein inputs and variables can be quickly exchanged to gain insight into their significance.
Differences are visually explained in
Table 5. Another pair of references which have not been used for the comparison are J. Verstraete [
14] and A. E. Scholz et al. [
37].
The main difference of the approach presented in this article resides in the fact that it is more generalized. In this way, the model can calculate the impact of many different aircraft by just changing the inputs and losing very little confidence in the results if correctly calibrated for the aircraft category. In fact, the comparison with these detailed analyses conducted on individual aircraft showed that the proposed model was able to give results that fell within ±10% of the reference values.
This section is divided into three subsections; in this way, it is possible to compare results obtained through the method previously described with results reported in the state-of-the-art articles. While Rahn’s study is quite detailed for every life phase, others are usually more focused on one single stage.
5.1. Comparison over the Entire Life
Comparing results previously explained with those found by Rahn’s study, both calculated for the aircraft design proposed by CeRAS, it is possible to immediately notice that the impact of the end of life is positive in one case and negative in the other. The simple reason behind that is the approach used. In this work, it was decided to account for the environmental impact of aircraft disposal the same way as in every other phase. On the contrary, in the other paper, the base idea is that recycling components and materials gives an environmental discount due to the minor use of virgin material being much more impactful. Looking at the other phases, it is possible to see that numbers are quite similar, especially in the manufacturing stage where the difference is around 5% and where every component, from structure to systems, has been taken in account in both the analyses. Differences over the operative life derive from the fact that the typical mission considered is slightly different; in the analysis presented in this paper, an average route of around 960 km repeated for a life of 25 years has been considered, while in Rahn’s work, even if life length is the same, the average route is around 1200 km. To overcome this issue, it is possible to compare results normalized per passenger per kilometer of flight (PKM). In this way, resultant values are quite similar, as shown in
Table 6.
In this analysis, both the EIs due to maintenance work and due to component substitution are included. In particular, using statistical data of A to D checks for the liner category, it has been possible to calculate their impact. A similar statistical approach has been used to decide substitution rates of components, e.g., it has been considered that tires need to be changed after every 250 landings. Due to the small difference between results, the approach used must have been quite similar to that adopted by Rahn’s study.
5.2. Comparison of Manufacturing Stage
Howe’s work has been chosen to compare the environmental impact of the production of the aircraft. The reason is that Howe’s paper is very accurate regarding impacts derived from production; it also compares the environmental impact of structures consisting 100% of composites or 100% of aluminum. The only obstacle is the use of a different scale of impact indicators, but it can be overcome through a comparison with percentages. In fact, it is easier to compare the impact of every system divided by the impact of the whole aircraft, since it is independent from the scale used, than moving from one scale to the other. The weight of one subsystem EI for the whole aircraft production EI is indicated, as shown in
Table 7.
As can be immediately seen, results are quite similar, especially for the wing and the fuselage where there is a minor difference. The environmental impact on tails and landing gear would be even closer if Howe’s study had considered the structure as also consisting of the nacelles and pylons, as is achieved by the proposed method. Nevertheless, the weight of these components in Howe’s study was probably spread evenly over other subsystems.
5.3. Comparison of Operative Life
Neither of the last two studies of Lopes and Lewis are especially accurate from the point of view of manufacturing, since they consider only the structure and the engines. On the other side, from the point of view of the operative life, they are very reliable, providing an accurate study for different missions that can be completed. Moreover, Lewis considered three aircraft deriving from the Airbus family, the A320, A330 and A380. These are the reasons behind the choice of using their results as reference values. To overcome the problem of different routes, results are presented in
Table 8 normalized per passenger per kilometer.
In operative life environmental impact, the size of the aircraft, and the longer routes it can fly as a consequence, becomes more evident as an important factor. Moreover, the number of passengers increases from around 150 in an A320 to approximately 330 onboard an A330 and up to more than 800 in an A380. These two characteristics lead to the results showing that the A330 is usually more efficient from the point of view of environmental impact, always considering that the aircraft flies with a load factor of at least 80–85%.
6. Conclusions
The method presented and the model resulting from it have been derived from LCA methodologies merged with some parametric analysis concepts typical of the life cycle cost discipline. The methodology has been designed to have a broad generality, in order to be reliable for the evaluation of different aircraft categories and the possibility of analyzing each aircraft life phase and even aircraft with non-traditional architectures, which use innovative technologies. The proposed model is based on a database where most of aircraft components are modeled using the Ecoinvent datasets. Uncertainty about their environmental impact has been reduced by using data deriving from different sources and by using mean values where possible. Finally, the results from the CeRAS case study have been used to carry out a comparison with articles dealing with the same topic. All the comparisons made have shown how results deriving from the developed model are comparable to other literature works. This means that, even if not specifically calibrated to an individual aircraft or category, the model is capable of predicting the environmental impact of the product with reasonable precision, i.e., an uncertainty of ±20%, on the results, in accordance with the common uncertainty of data during the conceptual design phase. The presented model is generalized and accurate. If correctly implemented, it gives the possibility to analyze different architectures and designs, also including innovative technologies, in a simple and fast way. Having analyzed the positive aspects of the model, it is important to state that this is a preliminary work, which brings with it a few limitations. Furthermore, the method relies on a limited database, where components have been modeled in an essential way. Finally, not all the processes that occur during the life of the aircraft have been considered, both because their number is very high and also because it is often difficult to obtain reliable information. However, the intention of the authors is to expand the method to include more processes and obtain a database based on more reliable data, especially regarding innovative technologies whose environmental costs are now difficult to evaluate.