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Article

Faces of 2-Dimensional Simplex of Order and Chain Polytopes

Department of Pure and Applied Mathematics, Graduate School of Information Science and Technology, Osaka University, Suita, Osaka 565-0871, Japan
Mathematics 2019, 7(9), 851; https://doi.org/10.3390/math7090851
Submission received: 11 August 2019 / Revised: 9 September 2019 / Accepted: 10 September 2019 / Published: 14 September 2019
(This article belongs to the Special Issue Current Trends on Monomial and Binomial Ideals)

Abstract

:
Each of the descriptions of vertices, edges, and facets of the order and chain polytope of a finite partially ordered set are well known. In this paper, we give an explicit description of faces of 2-dimensional simplex in terms of vertices. Namely, it will be proved that an arbitrary triangle in 1-skeleton of the order or chain polytope forms the face of 2-dimensional simplex of each polytope. These results mean a generalization in the case of 2-faces of the characterization known in the case of edges.
MSC:
primary: 52B05; secondary: 06A07

1. Introduction

The combinatorial structure of the order polytope O ( P ) and the chain polytope C ( P ) of a finite poset (partially ordered set) P is explicitly discussed in [1]. Moreover, in [2], the problem when the order polytope O ( P ) and the chain polytope C ( P ) are unimodularly equivalent is solved. It is also proved that the number of edges of the order polytope O ( P ) is equal to that of the chain polytope C ( P ) in [3]. In the present paper we give an explicit description of faces of 2-dimensional simplex of O ( P ) and C ( P ) in terms of vertices. In other words, we show that triangles in 1-skeleton of O ( P ) or C ( P ) are in one-to-one correspondence with faces of 2-dimensional simplex of each polytope. These results are a direct generalizations of [4] (Lemma 4, Lemma 5).

2. Definition and Known Results

Let P = { x 1 , , x d } be a finite poset. To each subset W P , we associate ρ ( W ) = i W e i R d , where e 1 , , e d are the canonical unit coordinate vectors of R d . In particular ρ ( ) is the origin of R d . A poset ideal of P is a subset I of P such that, for all x i and x j with x i I and x j x i , one has x j I . An antichain of P is a subset A of P such that x i and x j belonging to A with i j are incomparable. The empty set is a poset ideal as well as an antichain of P. We say that x j covers x i if x i < x j and x i < x k < x j for no x k P . A chain x j 1 < x j 2 < < x j of P is called saturated if x j q covers x j q 1 for 1 < q . A maximal chain is a saturated chain such that x j 1 is a minimal element and x j is a maximal element of the poset. The rank of P is ( C ) 1 , where C is a chain with maximum length of P.
The order polytope of P is the convex polytope O ( P ) R d which consists of those ( a 1 , a d ) R d such that 0 a i 1 for every 1 i d together with
a i a j
if x i x j in P.
The chain polytope of P is the convex polytope C ( P ) R d which consists of those ( a 1 , , a d ) R d such that a i 0 for every 1 i d together with
a i i + a i 2 + + a i k 1
for every maximal chain x i 1 < x i 2 < < x i k of P.
One has dim O ( P ) = dim C ( P ) = d . The vertices of O ( P ) is those ρ ( I ) for which I is a poset ideal of P ([1] (Corollary1.3)) and the vertices of C ( P ) is those ρ ( A ) for which A is an antichain of P ([1] (Theorem2.2)). It then follows that the number of vertices of O ( P ) is equal to that of C ( P ) . Moreover, the volume of O ( P ) and that of C ( P ) are equal to e ( P ) / d ! , where e ( P ) is the number of linear extensions of P ([1] (Corollary4.2)). It also follows from [1] that the facets of O ( P ) are the following:
  • x i = 0 , where x i P is maximal;
  • x j = 1 , where x j P is minimal;
  • x i = x j , where x j covers x i ,
and that the facets of C ( P ) are the following:
  • x i = 0 , for all x i P ;
  • x i 1 + + x i k = 1 , where x i 1 < < x i k is a maximal chain of P.
In [4] a characterization of edges of O ( P ) and those of C ( P ) is obtained. Recall that a subposet Q of finite poset P is said to be connected in P if, for each x and y belonging to Q, there exists a sequence x = x 0 , x 1 , , x s = y with each x i Q for which x i 1 and x i are comparable in P for each 1 i s .
Lemma 1
([4] (Lemma 4, Lemma 5)) Let P be a finite poset.
1.
Let I and J be poset ideals of P with I J . Then the convex hull of { ρ ( I ) , ρ ( J ) } forms an edge of O ( P ) if and only if I J and J I is connected in P.
2.
Let A and B be antichains of P with A B . Then the convex hull of { ρ ( A ) , ρ ( B ) } forms an edge of C ( P ) if and only if ( A B ) ( B A ) is connected in P.

3. Faces of 2-Dimensional Simplex

Using Lemma 1, we show the following description of faces of 2-dimensional simplex.
Theorem 1.
Let P be a finite poset. Let I, J, and K be pairwise distinct poset ideals of P. Then the convex hull of { ρ ( I ) , ρ ( J ) , ρ ( K ) } forms a 2-face of O ( P ) if and only if I J K and K I is connected in P.
Proof. 
(“Only if”) If the convex hull of { ρ ( I ) , ρ ( J ) , ρ ( K ) } forms a 2-face of O ( P ) , then the convex hulls of { ρ ( I ) , ρ ( J ) } , { ρ ( J ) , ρ ( K ) } , and { ρ ( I ) , ρ ( K ) } form edges of O ( P ) . It then follows from Lemma 1 that I J K and K I is connected in P.
(“If”) Suppose that the convex hull of { ρ ( I ) , ρ ( J ) , ρ ( K ) } has dimension 1. Then there exists a line passing through the lattice points ρ ( I ) , ρ ( J ) , and ρ ( K ) . Hence ρ ( I ) , ρ ( J ) , and ρ ( K ) cannot be vertices of O ( P ) . Thus the convex hull of { ρ ( I ) , ρ ( J ) , ρ ( K ) } has dimension 2.
Let P = { x 1 , , x d } . If there exists a maximal element x i of P not belonging to I J K , then the convex hull of { ρ ( I ) , ρ ( J ) , ρ ( K ) } lies in the facet x i = 0 . If there exists a minimal element x j of P belonging to I J K , then the convex hull of { ρ ( I ) , ρ ( J ) , ρ ( K ) } lies in the facet x j = 1 . Hence, working with induction on d ( 2 ) , we may assume that I J K = P and I J K = . Suppose that = I J K = P and K I = P is connected.
Case 1. ( J ) = 1 .
Let J = { x i } and P = P { x i } . Then P is a connected poset. Let x i 1 , , x i q be the maximal elements of P and A i j = { y P | y < x i j } , where 1 j q . Then we write
b k = ( { i j | x k A i j } ) if k { i 1 , , i q , i } 0 if k = i ( A i j ) if k { i 1 , , i q } .
We then claim that the hyperplane H of R d defined by the equation h ( x ) = k = 1 d b k x k = 0 is a supporting hyperplane of O ( P ) and that H O ( P ) coincides with the convex hull of { ρ ( ) , ρ ( J ) , ρ ( P ) } . Clearly h ( ρ ( ) ) = h ( ρ ( P ) ) = 0 and h ( ρ ( J ) ) = b i = 0 . Let I be a poset ideal of P with I , I P and I J . We have to prove that h ( ρ ( I ) ) > 0 . To simplify the notation, suppose that I { x i 1 , , x i q } = { x i 1 , , x i r } , where 0 r < q . If r = 0 , then h ( ρ ( J ) ) > 0 . Let 1 r < q , I = I { x i } , and K = j = 1 r ( A i j { x i j } ) . Then I and K are poset ideals of P and h ( ρ ( K ) ) h ( ρ ( I ) ) = h ( ρ ( I ) ) . We claim h ( ρ ( K ) ) > 0 . One has h ( ρ ( K ) ) 0 . Moreover, h ( ρ ( K ) ) = 0 if and only if no z K belongs to A i r + 1 A i q . Now, since P is connected, it follows that there exists z K with z A i r + 1 A i q . Hence h ( ρ ( K ) ) > 0 . Thus h ( ρ ( I ) ) > 0 .
Case 2. ( J ) = d 1 .
Let P J = { x i } and P = P { x i } . Then P is a connected poset. Thus we can show the existence of a supporting hyperplane of O ( P ) which contains the convex hull of { ρ ( ) , ρ ( J ) , ρ ( P ) } by the same argument in Case 1.
Case 3. 2 ( J ) d 2 .
To simplify the notation, suppose that J = { x 1 , , x } . Then P J = { x + 1 , , x d } . Since J and P J are subposets of P, these posets are connected. Let x i 1 , , x i q be the maximal elements of J and x i q + 1 , , x i q + r the maximal elements of P J . Then we write
A i j = { y J | y < x i j } if 1 j q { y P J | y < x i j } if q + 1 j r
and
b k = ( { i j | x i A i j } ) if k { i 1 , , i q , i q + 1 , , i q + r } ( A i j ) if k { i 1 , , i q , i q + 1 , , i q + r } .
We then claim that the hyperplane H of R d defined by the equation h ( x ) = k = 1 d b k x k = 0 is a supporting hyperplane of O ( P ) and H O ( P ) coincides with the convex hull of { ρ ( ) , ρ ( J ) , ρ ( P ) } . Clearly h ( ρ ( ) ) = h ( ρ ( J ) ) = h ( ρ ( P J ) ) = 0 , then h ( ρ ( P ) ) = h ( ρ ( J ) ) + h ( ρ ( P J ) ) = 0 . Let I be a poset ideal of P with I , I P and I J . What we must prove is h ( ρ ( I ) ) > 0 .
If I J , then I is a poset ideal of J. To simplify the notation, suppose that I { x i 1 , , x i q } = { x i 1 , , x i s } , where 0 s < q . If s = 0 , then h ( ρ ( I ) ) > 0 . Let 1 s < q , K = j = 1 s ( A i j { x i j } ) . Then K is a poset ideal of J and h ( ρ ( K ) ) h ( ρ ( I ) ) . Thus we can show h ( ρ ( K ) ) > 0 by the same argument in Case 1 (Replace r with s and P with J).
If J I , then I J is a poset ideal of P J . To simplify the notation, suppose that ( I J ) { x i q + 1 , , x i q + r } = { x i q + 1 , , x i q + t } , where 0 t < r . If t = 0 , then h ( ρ ( I ) ) = h ( ρ ( J ) ) + h ( ρ ( I J ) ) = h ( ρ ( I J ) ) > 0 . Let 1 t < r , K = j = q + 1 q + t ( A i j { x i j } ) . Then K is a poset ideal of P J and h ( ρ ( K ) ) h ( ρ ( I J ) ) = h ( ρ ( I ) ) . Thus we can show h ( ρ ( K ) ) > 0 by the same argument in Case 1 (Replace r with q + t , q with q + r and P with P J ). Consequently, h ( ρ ( I ) ) > 0 , as desired. □
Let A B denote the symmetric difference of the sets A and B, that is A B = ( A B ) ( B A ) .
Theorem 2.
Let P be a finite poset. Let A, B, and C be pairwise distinct antichains of P. Then the convex hull of { ρ ( A ) , ρ ( B ) , ρ ( C ) } forms a 2-face of C ( P ) if and only if A B , B C and C A are connected in P.
Proof. 
(“Only if”) If the convex hull of { ρ ( A ) , ρ ( B ) , ρ ( C ) } forms a 2-face of C ( P ) , then the convex hulls of { ρ ( A ) , ρ ( B ) } , { ρ ( B ) , ρ ( C ) } , and { ρ ( A ) , ρ ( C ) } form edges of C ( P ) . It then follows from Lemma 1 that A B , B C and C A are connected in P.
(“If”) Suppose that the convex hull of { ρ ( A ) , ρ ( B ) , ρ ( C ) } has dimension 1. Then there exists a line passing through the lattice points ρ ( A ) , ρ ( B ) , and ρ ( C ) . Hence ρ ( A ) , ρ ( B ) , and ρ ( C ) cannot be vertices of C ( P ) . Thus the convex hull of { ρ ( A ) , ρ ( B ) , ρ ( C ) } has dimension 2.
Let P = { x 1 , , x d } . If A B C P and x i A B C , then the convex hull of { ρ ( A ) , ρ ( B ) , ρ ( C ) } lies in the facet x i = 0 . Furthermore, if A B C = P and A B C , then x j A B C is isolated in P and x j itself is a maximal chain of P. Thus the convex hull of { ρ ( A ) , ρ ( B ) , ρ ( C ) } lies in the facet x j = 1 . Hence, working with induction on d ( 2 ) , we may assume that A B C = P and A B C = . As stated in the proof of [3] ([Theorem 2.1]), if A B is connected in P, then A and B satisfy either (i) B A or (ii) y < x whenever x A and y B are comparable. Hence, we consider the following three cases:
(a) If B A , then A B = A B is connected in P, and thus ( A B ) = 1 . Let A B = { x k } . If C A , then C A = { x k } , since A B C = C B = . Namely x k is isolated in P. Hence B C = B C = A B C = P cannot be connected. Thus C A = . In this case, we may assume z < x if x A and z C are comparable. Furthermore, P has rank 1.
(b) If B A and B A , then we may assume y < x if x A and y B are comparable. If C B with C A B = , then as stated in (a), C A cannot be connected. Since C B , we may assume z < y if y B and z C are comparable. If C B , then C A = and P has rank 1 or 2. Similarly, if C B = , then C A = and P has rank 2.
(c) Let B A and B A = . We may assume that if x A and y B are comparable, then y < x . If C B , then we regard this case as equivalent to (a). Let C B . We may assume z < y if y B and z C are comparable. Moreover, if C B , then we regard this case as equivalent to (b). If C B = , then C A = and P has rank 2.
Consequently, there are five cases as regards antichains for C ( P ) .
Case 1. B A , C A = , and C B = .
For each x i B we write b i for the number of elements z C with z < x i . For each x j C we write c j for the number of elements y B with x j < y . Let a k = 0 for A B = { x k } . Clearly x i B b i = x j C c j = q , where q is the number of pairs ( y , z ) with y B , z C and z < y . Let h ( x ) = x i B b i x i + x j C c j x j + a k x k and let H be the hyperplane of R d defined by h ( x ) = q . Then h ( ρ ( A ) ) = h ( ρ ( B ) ) = h ( ρ ( C ) ) = q . We claim that, for any antichain D of P with D A , D B , and D C , one has h ( ρ ( D ) ) < q . Let D = B 1 C 1 or D = { x k } C 1 with B 1 B and C 1 C . Suppose D = B 1 C 1 . Since B C is connected and since D is an antichain of P, it follows that x i B 1 b i + x j C 1 c j < q . Thus h ( ρ ( D ) ) < q . Suppose that D = { x k } C 1 . It follows that x j C 1 c j + a k = x j C 1 c j < x j C c j = q . Thus h ( ρ ( D ) ) < q .
Case 2. B A , B A , C B , C B , C A = , and P has rank 1.
We define four numbers as follows:
α i = ( { y B A | y < x i , x i A B } ) ; γ j = ( { x A B | x j < x , x j B A } ) ; α k = ( { z C B | z < x k , x k B C } ) ; γ = ( { y B C | x < y , x C B } ) .
Since P has rank 1, B A C = P . It follows that A = ( A B ) ( B C ) , C = ( B A ) ( C B ) . Then
x s A α s = x i A B α i + x k B C α k = q ; x j B A γ j + x k B C α k = q ; x u C γ u = x j B A γ j + x C B γ = q ,
where q 1 is the number of pairs ( x , y ) with x A B , y B A and y < x , q 2 is the number of pairs ( y , z ) with y B C , z C B and z < y , and q = q 1 + q 2 . Let
h ( x ) = x s A α s x s + x u C γ u x u = x i A B α i x i + x j B A γ j x j + x k B C α k x k + x C B γ x
and H the hyperplane of R d defined by h ( x ) = q . Then h ( ρ ( A ) ) = h ( ρ ( B ) ) = h ( ρ ( C ) ) = q . We claim that, for any antichain D of P with D A , D B and D C , one has h ( ρ ( D ) ) < q . Let D = D 1 D 2 with D 1 is an antichain of A B and D 2 is an antichain of B C . Since A B , B C are connected, it follows that h ( ρ ( D 1 ) ) < q 1 and h ( ρ ( D 2 ) ) < q 2 . Thus h ( ρ ( D ) ) = h ( ρ ( D 1 ) ) + h ( ρ ( D 2 ) ) < q 1 + q 2 = q .
Case 3. B A , B A , C B , C B , C A = , and P has rank 2.
For each x i P we write c ( i ) for the number of maximal chains, which contain x i . Let q be the number of maximal chains in P. Since each x i A is maximal element and each x k C is minimal element, x i A c ( i ) = x k C c ( k ) = q . Then
x j B c ( j ) = x s B A c ( s ) + x t B C c ( t ) + x u B ( A C ) c ( u ) = x s B A c ( s ) + x t B C c ( t ) + x v A B c ( v ) x t B C c ( t ) = x i A c ( i ) = q .
Let h ( x ) = x i P c ( i ) x i and H the hyperplane of R d defined by h ( x ) = q . Then h ( ρ ( A ) ) = h ( ρ ( B ) ) = h ( ρ ( C ) ) = q . We claim that, for any antichain D of P with D A , D B and D C , one has h ( ρ ( D ) ) < q . D = A 1 B 1 C 1 with A 1 A B , B 1 B , and C 1 C B . Now, we define two subsets of B:
B 2 = { x j B | x j < x i , x i A 1 } ; B 3 = { x j B | x k < x j , x k C 1 } .
Then B 1 B 2 = B 1 B 3 = B 2 B 3 = and B 1 B 2 B 3 B 3 . Let x i A c ( i ) = q 1 , x j B 1 c ( j ) = q 2 , x k C 1 c ( k ) = q 3 , x j B 2 c ( j ) = q 1 , and x j B 3 c ( j ) = q 3 . Since A B , B C are connected, it follows that q 1 < q 1 and q 3 < q 3 . Hence
h ( ρ ( D ) ) = x i A 1 c ( i ) + x j B 1 c ( j ) + x k C 1 c ( k ) = q 1 + q 2 + q 3 < q 1 + q 2 + q 3 = x j B 2 c ( j ) + x j B 1 c ( j ) + x j B 3 c ( j ) x j B c ( j ) = q .
Thus h ( ρ ( D ) ) < q .
Case 4. B A , B A , C B = , and C A = .
Since P has rank 2, we can show h ( ρ ( D ) ) < q by the same argument in Case 3 (Suppose C B = ).
Case 5. B A , B A = , C B = and C A = .
Since P has rank 2, we can show h ( ρ ( D ) ) < q by the same argument in Case 3 (Suppose B A = C B = ).
In conclusion, each H is a supporting hyperplane of C ( P ) and H C ( P ) coincides with the convex hull of { ρ ( A ) , ρ ( B ) , ρ ( C ) } , as desired. □
Corollary 1.
Triangles in 1-skeleton of O ( P ) or C ( P ) are in one-to-one correspondence with faces of 2-dimensional simplex of each polytope.

Funding

This research received no external funding.

Conflicts of Interest

The author declares no conflict of interest.

References

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Mori, A. Faces of 2-Dimensional Simplex of Order and Chain Polytopes. Mathematics 2019, 7, 851. https://doi.org/10.3390/math7090851

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Mori A. Faces of 2-Dimensional Simplex of Order and Chain Polytopes. Mathematics. 2019; 7(9):851. https://doi.org/10.3390/math7090851

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Mori, Aki. 2019. "Faces of 2-Dimensional Simplex of Order and Chain Polytopes" Mathematics 7, no. 9: 851. https://doi.org/10.3390/math7090851

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Mori, A. (2019). Faces of 2-Dimensional Simplex of Order and Chain Polytopes. Mathematics, 7(9), 851. https://doi.org/10.3390/math7090851

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