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Article

Nonlinear Spectrum and Fixed Point Index for a Class of Decomposable Operators

1
The Institute of Applied Mathematics, Shanxi Datong University, Datong 037009, China
2
Department of Mathematics and Statistics, Queen’s University, Kingston, ON K7L 3N6, Canada
3
Departments of Mathematics and Computer Science, Trent University, Peterborough, ON K9L 0G2, Canada
*
Author to whom correspondence should be addressed.
Mathematics 2021, 9(3), 278; https://doi.org/10.3390/math9030278
Submission received: 28 December 2020 / Revised: 28 January 2021 / Accepted: 28 January 2021 / Published: 31 January 2021
(This article belongs to the Special Issue Advances in Nonlinear Spectral Theory)

Abstract

:
We study a class of nonlinear operators that can be written as the composition of a linear operator and a nonlinear map. We obtain results on fixed point index based on parameters that are related to the definitions of nonlinear spectra. As a particular case, existence of positive solutions for a second-order differential equation with separated boundary conditions is proved. The result also provides a spectral interval for the corresponding Hammerstein integral operator.

1. Introduction

Nonlinear spectral theory has been shown to have applications in the study of existence of solutions for operator equations, particularly in integral equations [1,2]. On the other hand, fixed point index is well known as a popular technique to prove existence and multiplicity of positive solutions for Boundary Value Problems (BVPs). For example, a common method in studying differential equations with various boundary conditions is to convert the problem to an integral equation using the Green’s function, then apply a fixed point theorem. Usually, the integral equation can be written as composition of a bounded linear operator and a nonlinear map.
In this paper, we are interested in operators in the form L F : P P E , where L is a linear operator, F is a nonlinear map, and P is an order cone of the Banach space E. We obtain results on fixed point index of the nonlinear operator L F based on parameters that are related to the nonlinear spectra. We also extend the continuation principle for stably-solvable maps to the operator L F on a cone. The stably-solvable property is a key concept in the definition of nonlinear spectra [3,4]. As a particular case, we prove existence of positive solutions for a second-order differential equation with separated boundary conditions [5] and thus obtain a spectral interval for the Hammerstein integral operator.
Let E , F be Banach spaces and f : E F be a continuous nonlinear map. The Furi–Martelli–Vignoli-spectrum (fmv-spectrum) [3,4] is defined by two parameters d ( f ) , ω ( f ) and the stably-solvable property. Later, the Feng-spectrum [1,6] was introduced with the parameters ω ( f ) , ν ( f ) and m ( f ) . It is shown that the Feng-spectrum ( σ F ( f ) ) contains all eigenvalues of the operator f.
We briefly review definitions of the related parameters. Let α ( Ω ) denote the Measure of Noncompactness of Ω E [1]. Then,
α ( f ) = inf { k 0 : α ( f ( Ω ) ) k α ( Ω ) for   every   bounded Ω E } ,
ω ( f ) = sup { k 0 ; α ( f ( Ω ) ) k α ( Ω ) for   every   bounded Ω E } ,
m ( f ) = sup { k 0 : f ( x ) k x for   all x E } ,
d ( f ) = lim inf x f ( x ) x , | f | = lim sup x f ( x ) x ,
where | f | is called the quasinorm of f.
Definition 1.
The nonlinear map f : E F is stably-solvable if and only if given any compact map h : E F with | h | = 0 , the equation
f ( x ) = h ( x )
has a solution in E.
Next, an order cone of Banach space introduces a partial order for the space so that positive solutions can be studied.
Definition 2.
Let E be a Banach space, P is a subset of E. P is called an order cone iff:
(i) 
P is closed, nonempty, and P { 0 } ;
(ii) 
a , b R , a , b 0 , x , y P a x + b y P ;
(iii) 
x P and x P x = 0 .
Let P be an order cone of the Banach space E. For r > 0 , denote P r = { u P , u < r } , and P r = { u P , u = r } .
The following two lemmas on fixed point index [7] have been applied to prove existence of solutions for boundary value problems [8] and many other applications [7,9].
Lemma 1.
Let N : P P be a completely continuous mapping. If
N u μ u , f o r a l l u P r , a n d a l l μ 1 ,
then the fixed point index i ( N , P r , P ) = 1 .
Lemma 2.
let N : P P be a completely continuous mapping and satisfy N u u for u P r . If N u u , for u P r , then the fixed point index i ( N , P r , P ) = 0 .

2. Stably-Solvable Maps and Fixed Point Index

Let E be a Banach space and P E be an order cone. We consider the linear homeomorphism L : E E . It is known that [4,6]
m ( L ) 1 L 1 , ω ( L ) 1 L 1 , d ( L ) = 1 L 1 .
Let F : P P be a nonlinear map. We use the following notations,
d ( F ) P = lim inf x P , x F ( x ) x , | F | P = lim sup x P , x F ( x ) x ,
d ( F ) 0 = lim inf x P , x 0 F ( x ) x , | F | 0 = lim sup x P , x 0 F ( x ) x .
The stably-solvable maps on a cone P E are defined below.
Definition 3.
The nonlinear map F : P P is stably-solvable on the cone P if and only if given any compact map h : P P with | h | P = 0 , the equation
f ( x ) = h ( x )
has a solution x P .
The following theorem is an extension of the continuation principle for stably-solvable maps to the class of decomposable operators L F : P P .
Theorem 1.
If F : P P is stably-solvable on the cone P and L : P P is bijective.
(1) 
L F is also stably-solvable on P.
(2) 
Assume that h : P × [ 0 , 1 ] P is compact such that h ( x , 0 ) = 0 for all x P . Let
S = { x P : L F ( x ) = h ( x , t ) f o r   s o m e t [ 0 , 1 ] } .
If F ( S ) is bounded, then the equation
L F ( x ) = h ( x , 1 )
has a solution x P .
Proof. 
(1) If h : P P is a compact operator with | h | P = 0 . Then, L 1 h : P P is compact and | L 1 h | P L | h | P = 0 . Therefore, the equation
F ( x ) = L 1 h ( x )
has a solution x P . Thus L F ( x ) = h ( x ) has a solution. By definition, L F is stably-solvable on P.
(2) Consider the operator L 1 h : P × [ 0 , 1 ] P . L 1 h is compact and L 1 h ( x , 0 ) = 0 . Let
S = { x P : F ( x ) = L 1 h ( x , t ) for   some t [ 0 , 1 ] } .
As F is stably-solvable on P, S = { x P : L F ( x ) = h ( x , t ) for some t [ 0 , 1 ] } , and F ( S ) is bounded by assumption (2), the equation F ( x ) = L 1 h ( x , 1 ) has a solution x P . Thus L F ( x ) = h ( x , 1 ) has a solution. □
Our next result is on the fixed point index of the nonlinear operator L F based on the parameters such as | F | P and d ( F ) P that are related to the definition of the fmv-spectrum [4].
Theorem 2.
Assume that L : E E is a linear homeomorphism and F : P P is a nonlinear map such that the composition L F : P P is completely continuous.
(1) 
If | F | P < d ( L 1 ) , then there exists R 1 > 0 such that for all R > R 1 , i ( L F , P R , P ) = 1 .
(2) 
If | F | 0 < d ( L 1 ) , then there exists r 1 > 0 such that for all r < r 1 , i ( L F , P r , P ) = 1 .
(3) 
If d ( F ) P d ( L ) > 1 , then there exists R 2 > 0 such that for all R > R 2 , i ( L F , P R , P ) = 0 .
(4) 
If d ( F ) 0 d ( L ) > 1 , then there exists r 2 > 0 such that for all r < r 2 , i ( L F , P r , P ) = 0 .
Proof. 
Define
O 1 = { x P : L F ( x ) = μ x , μ 1 } ,
and
O 2 = { x P : F ( x ) L 1 x } .
We prove that under condition (1), O 1 is bounded. Condition (2) ensures that O 1 is bounded below. Thus, there exists δ > 0 such that for u E , u < δ , then u O 1 . Similarly, under condition (3), O 2 is bounded. Condition (4) implies O 2 is bounded below.
We only prove (1) and (4). (2) and (3) can be proved following the similar ideas.
Under condition (1), assume O 1 is unbounded. Then, there exist x n O 1 such that x n as n .
L F ( x n ) L F ( x n ) = μ n x n x n .
F ( x n ) x n 1 L .
Therefore, | F | P = lim sup x P , x F ( x ) x 1 L . This contradicts the condition | F | P < d ( L 1 ) = 1 L .
On the other hand, if condition (4) holds, assume there exists x n O 2 such that x n 0 as n . We have
F ( x n ) x n L 1 .
Thus,
d ( F ) 0 = lim inf x P , x 0 F ( x ) x L 1 = 1 d ( L ) .
This contradicts the assumption d ( F ) 0 d ( L ) > 1 .
Next, if O 1 is bounded, we can select R large enough such that
L F x μ x , for all x P R , and all μ 1 .
By Lemma 1, we have i ( L F , P R , P ) = 1 .
On the other hand, if O 1 is bounded below, we can select r small enough such that
L F x μ x , for all x P r , and all μ 1 .
Again by Lemma 1, we have i ( L F , P r , P ) = 1 .
If O 2 is bounded, we can select R large enough such that F ( x ) > L 1 x for x P R . Then, L F ( x ) x for all x P R . Otherwise, if there exists x 0 P R such that L F ( x 0 ) = x 0 , we would get the contradiction F ( x 0 ) = L 1 ( x 0 ) and F ( x 0 ) = L 1 ( x 0 ) L 1 x 0 . Next,
L F x 1 L 1 F ( x ) x , for all x P R .
By Lemma 2, we have i ( L F , P R , P ) = 0
Similarly, if O 2 is bounded below, we can select r small enough such that
L F x x , for all x P r .
By Lemma 2, we have i ( L F , P r , P ) = 0
The proof is complete. □
Theorem 2 can be used to prove existence of positive solutions for nonlinear operator equations involving a parameter.
Theorem 3.
Let L and F be defined as Theorem 2. Assume that
d ( F ) 0 > L 1 a n d | F | P < 1 L .
Then, the operator equation λ L F ( x ) = x has a positive solution x P for 1 λ < d ( L 1 ) | F | P .
Proof. 
The condition d ( F ) 0 > L 1 implies d ( F ) 0 d ( L ) > 1 and | F | P < 1 L ensures d ( L 1 ) | F | P > 1 . For λ 1 , we have d ( F ) 0 d ( λ L ) = λ d ( F ) 0 d ( L ) d ( F ) 0 d ( L ) > 1 . By Theorem 2 (4), there exists r > 0 small enough such that i ( λ L F , P r , P ) = 0 . On the other side, if λ < d ( L 1 ) | F | P , then | F | P < d ( L 1 ) λ = d ( ( λ L ) 1 ) . By Theorem 2 (1), there exists R > 0 large enough such that i ( λ L F , P R , P ) = 1 . Therefore, there exists a fixed point λ L F ( x ) = x , x Ω R \ Ω r ¯ , where Ω R = { x : x P , x < R } . □
As the Feng-spectrum contains all eigenvalues and it is closed [6], the following result on spectral interval follows from Theorem 3.
Corollary 1.
Under the conditions of Theorem 3, the nonlinear operator L F has the spectral interval
[ L | F | P , 1 ] σ F ( L F ) .

3. Positive Solutions and Spectral Interval for BVPs

In this section, we study the following second-order differential equation with separated boundary conditions:
u ( t ) + λ f ( t , u ( t ) ) = 0 , t [ 0 , 1 ] ,
θ u ( 0 ) α u ( 0 ) = 0 ,
γ u ( 1 ) + β u ( 1 ) = 0 ,
where θ , α , β > 0 , γ 0 , λ > 0 , and f : [ 0 , 1 ] × ( 0 , ) R + is continuous and non-negative. When λ = 1 , problem (3)–(5) was studied in [9] under the conditions that α > 0 , β > 0 and θ γ + θ β + α γ > 0 . Conditions (4) and (5) are an extension of the boundary conditions α u ( 0 ) β u ( 0 ) = 0 , u ( 1 ) = 0 studied in [10], and a special case of the non-local boundary value problem involving linear functionals a u ( 0 ) b u ( 0 ) = α [ u ] , u ( 1 ) = β [ u ] [5,11,12]. Equation (5) can also been seen as the limiting case of the basic three-point boundary value problem [13], σ u ( 1 ) + u ( η ) = 0 , as η 1 . It is known that the three-point boundary value problem can be explained as a model of a thermostat with a temperature controller [13,14,15].
In the following, we prove existence of positive solutions of BVP (3)–(5) using Lemmas 1 and 2 and obtain a spectral interval for the corresponding Hammerstein integral operator that can be written as the composition of a linear operator L and a nonlinear map F.
Notice that existence of a solution for (3)–(5) is equivalent to the existence of a fixed point for the following Hammerstein operator [5]:
N ( λ , u ) ( t ) = λ 0 1 G ( t , s ) f ( s , u ( s ) ) d s ,
where the Green’s function
G ( t , s ) = ( α + θ s ) ( γ + β γ t ) θ ( γ + β ) + α γ 0 s t 1 , ( α + θ t ) ( γ + β γ s ) θ ( γ + β ) + α γ 0 t s 1 .
Let C [ 0 , 1 ] denote a Banach space of continuous functions with the norm
u = max { | u ( t ) | : t [ 0 , 1 ] } .
We use the cone P with parameter 0 < c 0 < 1 :
P = { u C [ 0 , 1 ] : u ( t ) c 0 u , for t [ 0 , 1 ] } ,
c 0 = α α + θ , i f γ = 0 , α α + θ , i f γ 0 , β γ α θ 1 , β β + γ , i f γ 0 , β γ α θ 1 , α β ( α + θ ) ( γ + β ) , i f γ 0 , 1 < β γ α θ < 1 .
Define the operators L and F: C [ 0 , 1 ] C [ 0 , 1 ] :
( L u ) ( t ) = 0 1 G ( t , s ) u ( s ) d s , ( F u ) ( t ) = f ( t , u ( t ) ) , u C [ 0 , 1 ] .
Then, N ( λ , u ) = λ ( L F ) ( u ) . Note that the linear operator L is not a homeomorphism on the space C [ 0 , 1 ] . However, we will show that L : P P and is injective on P. Following Lemma 2.1 of [5], we know that the Green’s function G satisfies the strong positivity condition [9]:
c 0 G ( s , s ) G ( t , s ) G ( s , s ) , for 0 t , s 1 .
For u P , (10) ensures that
c 0 N ( λ , u ) c 0 0 1 λ G ( s , s ) f ( s , u ( s ) ) d s 0 1 λ G ( t , s ) f ( s , u ( s ) ) d s = N ( λ , u ) .
Therefore, N ( λ , P ) P .
We first prove a property of the linear operator L that is related to the so-called u 0 -positive linear operator on a cone [16], that later was generalized to u 0 -positive linear operator relative to a pair of cones [9,17]. The following lemma shows that L actually satisfies stronger conditions than the requirements of u 0 -positive linear operators.
Lemma 3.
Let L be defined by (9). Then L : P P is completely continuous and satisfies
k 1 u ( 1 ) L u k 2 u ( 1 ) , f o r   a n y u P ,
for some k 1 , k 2 > 0 .
Proof. 
For u P , by property (10), we have
c 0 L u c 0 0 1 G ( s , s ) u ( s ) d s 0 1 G ( t , s ) u ( s ) d s = L u ,
So L ( P ) P . Moreover,
c 0 u ( 1 ) c 0 u u ( t ) u u ( 1 ) c 0 , t [ 0 , 1 ] .
Thus
c 0 2 0 1 G ( s , s ) d s u ( 1 ) = 0 1 c 0 G ( s , s ) c 0 u ( 1 ) d s 0 1 G ( t , s ) c 0 u d s 0 1 G ( t , s ) u ( s ) d s
and
0 1 G ( t , s ) u ( s ) d s 0 1 G ( t , s ) u d s 0 1 G ( t , s ) u ( 1 ) c 0 d s 1 c 0 0 1 G ( s , s ) d s u ( 1 ) .
Let k 1 = c 0 2 0 1 G ( s , s ) d s , k 2 = 1 c 0 0 1 G ( s , s ) d s , then
k 1 u ( 1 ) L u k 2 u ( 1 ) .
Applying the Ascoli-Arzela theorem, we can prove that L is completely continuous. □
Remark 1.
The constants k 1 and k 2 (12) can be calculated using (7) and (8).
0 1 G ( s , s ) d s = 1 6 θ γ + 1 2 θ β + 1 2 α γ + α β ( θ γ + θ β + α γ ) = 1 2 + 3 α β θ γ 3 ( θ γ + θ β + α γ ) = 1 2 i f θ γ = 3 α β , < 1 2 i f θ γ > 3 α β , > 1 2 i f θ γ < 3 α β .
As
k 1 = c 0 2 0 1 G ( s , s ) d s , k 2 = 1 c 0 0 1 G ( s , s ) d s ,
k 1 > c 0 2 2 if θ γ < 3 α β and k 2 < 1 2 c 0 if θ γ > 3 α β . If θ γ = 3 α β , then k 1 = c 0 2 2 and k 2 = 1 2 c 0 . In the special case, α = θ and γ = β , we can calculate that k 1 = 13 288 and k 2 = 26 9 for the boundary conditions u ( 0 ) u ( 0 ) = 0 , u ( 1 ) + u ( 1 ) = 0 .
Next, property (12) ensures that
c 0 k 1 u L u k 2 u , for   any u P .
For u P , if L ( u ) = 0 , then u = 0 . Therefore, L is injective on P. The spectral radius of L, r ( L ) > 0 [9]. We now prove existence of a positive solution for problem (3)–(5) which implies a spectral interval for the operator L F . The proof follows similar ideas as that of [8].
Theorem 4.
Assume that f ( t , x ) > 0 for x > 0 . Denote
d ( f ) = lim inf x min t [ 0 , 1 ] f ( t , x ) x , | f | 0 = lim sup x 0 max t [ 0 , 1 ] f ( t , x ) x .
If d ( f ) = , 0 < | f | 0 < , then BVP (3) has at least one positive solution for λ 0 , 1 | f | 0 r ( L ) .
Proof. 
Let λ < 1 | f | 0 r ( L ) . Select ϵ > 0 small enough such that λ ( | f | 0 + ϵ ) r ( L ) < 1 . Assume δ > 0 such that f ( t , x ) x < | f | 0 + ϵ for x ( 0 , 2 δ ) . Therefore, we have N ( λ , u ) μ u for u P δ , and μ 1 . Otherwise, there exist u 0 P δ and μ 0 1 such that N ( λ , u 0 ) = μ 0 u 0 . Then
μ 0 u 0 ( t ) = N ( λ , u 0 ) ( t ) λ ( | f | 0 + ϵ ) 0 1 G ( t , s ) u 0 ( s ) d s = λ ( | f | 0 + ϵ ) L u 0 ( t ) .
Thus L u 0 ( t ) μ 0 λ ( | f | 0 + ϵ ) u 0 ( t ) , this implies r ( L ) μ 0 λ ( | f | 0 + ϵ ) . As λ ( | f | 0 + ϵ ) r ( L ) < 1 , we have a contradiction. By Lemma 1, i ( N , P δ , P ) = 1 .
On the other hand, select M large enough such that
λ M c 0 0 1 G ( 1 , s ) d s > 1 .
As d ( f ) = , there exists M 1 > 0 , such that f ( t , x ) x > M for x > M 1 . We take M 1 > max { c 0 , 2 δ } and let R = M 1 c 0 . For u P R , we have
u ( t ) c 0 u = M 1 for t [ 0 , 1 ] .
Therefore,
N ( λ , u ) λ 0 1 G ( 1 , s ) f ( s , u ( s ) ) d s λ M c 0 u 0 1 G ( 1 , s ) d s > u .
By Lemma 2, i ( N , P R , P ) = 0 . From the property of fixed point index,
i ( N , P R \ P δ ¯ , P ) = i ( N , P R , P ) i ( N , P δ , P ) = 1
Therefore, N has a fixed point in P R \ P δ . □
Remark 2.
Theorem 4 implies that the decomposable nonlinear operator L F has a spectral interval [ | f | 0 r ( L ) , ) σ F ( L F ) and the spectral radius r ( L F ) = [6].

Author Contributions

Formal analysis, S.K., Y.Z. and W.F.; Methodology, S.K., Y.Z. and W.F.; Project administration, W.F. All authors have read and agreed to the published version of the manuscript.

Funding

The research was supported by the National Natural Sciences Foundation of China (11871314), Natural Science Foundation of Shanxi Province (201801D121001), Natural Science Foundation of Datong City (2018146), and the Natural Sciences and Engineering Research Council of Canada (NSERC).

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Acknowledgments

The authors are grateful to the five anonymous referees for their significant comments and corrections that helped to improve the quality of paper.

Conflicts of Interest

The authors declare no conflict of interest.

References

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Kang, S.; Zhang, Y.; Feng, W. Nonlinear Spectrum and Fixed Point Index for a Class of Decomposable Operators. Mathematics 2021, 9, 278. https://doi.org/10.3390/math9030278

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Kang S, Zhang Y, Feng W. Nonlinear Spectrum and Fixed Point Index for a Class of Decomposable Operators. Mathematics. 2021; 9(3):278. https://doi.org/10.3390/math9030278

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Kang, Shugui, Yanlei Zhang, and Wenying Feng. 2021. "Nonlinear Spectrum and Fixed Point Index for a Class of Decomposable Operators" Mathematics 9, no. 3: 278. https://doi.org/10.3390/math9030278

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Kang, S., Zhang, Y., & Feng, W. (2021). Nonlinear Spectrum and Fixed Point Index for a Class of Decomposable Operators. Mathematics, 9(3), 278. https://doi.org/10.3390/math9030278

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