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Entropy Applications in Condition Monitoring and Fault Diagnosis

A special issue of Entropy (ISSN 1099-4300). This special issue belongs to the section "Signal and Data Analysis".

Deadline for manuscript submissions: closed (20 July 2024) | Viewed by 10792

Special Issue Editors


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Guest Editor
Department of Test and Control Engineering, Harbin Institute of Technology, Harbin 150001, China
Interests: prognostics and health management; machine learning; electronic measurement; signal processing; intelligent computing
Deep Space Exploration Research Center, Harbin Institute of Technology, Harbin 150001, China
Interests: condition monitoring; signal processing; anomaly detection; fault diagnosis; task optimization; swarm intelligence
Special Issues, Collections and Topics in MDPI journals

Special Issue Information

Dear Colleagues,

With the increasing automation of industrial production, the complexity of the system has increased significantly. The study of complex system condition monitoring and fault diagnosis technology is of great importance to improve both the level of technology and productivity. The long-term development of information theory makes it possible to use information-theoretic methods for signal feature extraction analysis of complex systems. Entropy, as a characteristic indicator to measure the uncertainty of signal state distribution and signal complexity, can quantitatively describe the information contained inside the signal. The study of how to use entropy to reflect the operation state and characteristic information of complex systems has become one of the current research hotspots in the field of condition monitoring and fault diagnosis.

Dr. Liansheng Liu
Dr. Yuqing Li
Guest Editors

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Keywords

  • information theory
  • condition monitoring
  • signal processing
  • complexity measure
  • fault diagnosis
  • anomaly detection
  • remaining useful life prediction
  • machine learning
  • intelligent maintenance.

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Published Papers (8 papers)

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Research

22 pages, 4525 KiB  
Article
Research on a Transformer Vibration Fault Diagnosis Method Based on Time-Shift Multiscale Increment Entropy and CatBoost
by Haikun Shang, Tao Huang, Zhiming Wang, Jiawen Li and Shen Zhang
Entropy 2024, 26(9), 721; https://doi.org/10.3390/e26090721 - 23 Aug 2024
Viewed by 655
Abstract
A mechanical vibration fault diagnosis is a key means of ensuring the safe and stable operation of transformers. To achieve an accurate diagnosis of transformer vibration faults, this paper proposes a novel fault diagnosis method based on time-shift multiscale increment entropy (TSMIE) combined [...] Read more.
A mechanical vibration fault diagnosis is a key means of ensuring the safe and stable operation of transformers. To achieve an accurate diagnosis of transformer vibration faults, this paper proposes a novel fault diagnosis method based on time-shift multiscale increment entropy (TSMIE) combined with CatBoost. Firstly, inspired by the concept of a time shift, TSMIE was proposed. TSMIE effectively solves the problem of the information loss caused by the coarse-graining process of traditional multiscale entropy. Secondly, the TSMIE of transformer vibration signals under different operating conditions was extracted as fault features. Finally, the features were sent into the CatBoost model for pattern recognition. Compared with different models, the simulation and experimental results showed that the proposed model had a higher diagnostic accuracy and stability, and this provides a new tool for transformer vibration fault diagnoses. Full article
(This article belongs to the Special Issue Entropy Applications in Condition Monitoring and Fault Diagnosis)
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26 pages, 11603 KiB  
Article
A Federated Adversarial Fault Diagnosis Method Driven by Fault Information Discrepancy
by Jiechen Sun, Funa Zhou, Jie Chen, Chaoge Wang, Xiong Hu and Tianzhen Wang
Entropy 2024, 26(9), 718; https://doi.org/10.3390/e26090718 - 23 Aug 2024
Viewed by 713
Abstract
Federated learning (FL) facilitates the collaborative optimization of fault diagnosis models across multiple clients. However, the performance of the global model in the federated center is contingent upon the effectiveness of the local models. Low-quality local models participating in the federation can result [...] Read more.
Federated learning (FL) facilitates the collaborative optimization of fault diagnosis models across multiple clients. However, the performance of the global model in the federated center is contingent upon the effectiveness of the local models. Low-quality local models participating in the federation can result in negative transfer within the FL framework. Traditional regularization-based FL methods can partially mitigate the performance disparity between local models. Nevertheless, they do not adequately address the inconsistency in model optimization directions caused by variations in fault information distribution under different working conditions, thereby diminishing the applicability of the global model. This paper proposes a federated adversarial fault diagnosis method driven by fault information discrepancy (FedAdv_ID) to address the challenge of constructing an optimal global model under multiple working conditions. A consistency evaluation metric is introduced to quantify the discrepancy between local and global average fault information, guiding the federated adversarial training mechanism between clients and the federated center to minimize feature discrepancy across clients. In addition, an optimal aggregation strategy is developed based on the information discrepancies among different clients, which adaptively learns the aggregation weights and model parameters needed to reduce global feature discrepancy, ultimately yielding an optimal global model. Experiments conducted on benchmark and real-world motor-bearing datasets demonstrate that FedAdv_ID achieves a fault diagnosis accuracy of 93.09% under various motor operating conditions, outperforming model regularization-based FL methods by 17.89%. Full article
(This article belongs to the Special Issue Entropy Applications in Condition Monitoring and Fault Diagnosis)
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24 pages, 5520 KiB  
Article
Fault Diagnosis Method for Wind Turbine Gearbox Based on Ensemble-Refined Composite Multiscale Fluctuation-Based Reverse Dispersion Entropy
by Xiang Wang and Yang Du
Entropy 2024, 26(8), 705; https://doi.org/10.3390/e26080705 - 20 Aug 2024
Viewed by 938
Abstract
The diagnosis of faults in wind turbine gearboxes based on signal processing represents a significant area of research within the field of wind power generation. This paper presents an intelligent fault diagnosis method based on ensemble-refined composite multiscale fluctuation-based reverse dispersion entropy (ERCMFRDE) [...] Read more.
The diagnosis of faults in wind turbine gearboxes based on signal processing represents a significant area of research within the field of wind power generation. This paper presents an intelligent fault diagnosis method based on ensemble-refined composite multiscale fluctuation-based reverse dispersion entropy (ERCMFRDE) for a wind turbine gearbox vibration signal that is nonstationary and nonlinear and for noise problems. Firstly, improved complete ensemble empirical mode decomposition with adaptive noise (ICEEMDAN) and stationary wavelet transform (SWT) are adopted for signal decomposition, noise reduction, and restructuring of gearbox signals. Secondly, we extend the single coarse-graining processing method of refined composite multiscale fluctuation-based reverse dispersion entropy (RCMFRDE) to the multiorder moment coarse-grained processing method, extracting mixed fault feature sets for denoised signals. Finally, the diagnostic results are obtained based on the least squares support vector machine (LSSVM). The dataset collected during the gearbox fault simulation on the experimental platform is employed as the research object, and the experiments are conducted using the method proposed in this paper. The experimental results demonstrate that the proposed method is an effective and reliable approach for accurately diagnosing gearbox faults, exhibiting high diagnostic accuracy and a robust performance. Full article
(This article belongs to the Special Issue Entropy Applications in Condition Monitoring and Fault Diagnosis)
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23 pages, 7581 KiB  
Article
Fault Diagnosis of Wind Turbine Gearbox Based on Modified Hierarchical Fluctuation Dispersion Entropy of Tan-Sigmoid Mapping
by Xiang Wang and Yang Du
Entropy 2024, 26(6), 507; https://doi.org/10.3390/e26060507 - 11 Jun 2024
Cited by 2 | Viewed by 810 | Correction
Abstract
Vibration monitoring and analysis are important methods in wind turbine gearbox fault diagnosis, and determining how to extract fault characteristics from the vibration signal is of primary importance. This paper presents a fault diagnosis approach based on modified hierarchical fluctuation dispersion entropy of [...] Read more.
Vibration monitoring and analysis are important methods in wind turbine gearbox fault diagnosis, and determining how to extract fault characteristics from the vibration signal is of primary importance. This paper presents a fault diagnosis approach based on modified hierarchical fluctuation dispersion entropy of tan-sigmoid mapping (MHFDE_TANSIG) and northern goshawk optimization–support vector machine (NGO–SVM) for wind turbine gearboxes. The tan-sigmoid (TANSIG) mapping function replaces the normal cumulative distribution function (NCDF) of the hierarchical fluctuation dispersion entropy (HFDE) method. Additionally, the hierarchical decomposition of the HFDE method is improved, resulting in the proposed MHFDE_TANSIG method. The vibration signals of wind turbine gearboxes are analyzed using the MHFDE_TANSIG method to extract fault features. The constructed fault feature set is used to intelligently recognize and classify the fault type of the gearboxes with the NGO–SVM classifier. The fault diagnosis methods based on MHFDE_TANSIG and NGO–SVM are applied to the experimental data analysis of gearboxes with different operating conditions. The results show that the fault diagnosis model proposed in this paper has the best performance with an average accuracy rate of 97.25%. Full article
(This article belongs to the Special Issue Entropy Applications in Condition Monitoring and Fault Diagnosis)
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18 pages, 9687 KiB  
Article
Research on Three-Phase Asynchronous Motor Fault Diagnosis Based on Multiscale Weibull Dispersion Entropy
by Fengyun Xie, Enguang Sun, Shengtong Zhou, Jiandong Shang, Yang Wang and Qiuyang Fan
Entropy 2023, 25(10), 1446; https://doi.org/10.3390/e25101446 - 13 Oct 2023
Cited by 2 | Viewed by 1942
Abstract
Three-phase asynchronous motors have a wide range of applications in the machinery industry and fault diagnosis aids in the healthy operation of a motor. In order to improve the accuracy and generalization of fault diagnosis in three-phase asynchronous motors, this paper proposes a [...] Read more.
Three-phase asynchronous motors have a wide range of applications in the machinery industry and fault diagnosis aids in the healthy operation of a motor. In order to improve the accuracy and generalization of fault diagnosis in three-phase asynchronous motors, this paper proposes a three-phase asynchronous motor fault diagnosis method based on the combination of multiscale Weibull dispersive entropy (WB-MDE) and particle swarm optimization–support vector machine (PSO-SVM). Firstly, the Weibull distribution (WB) is used to linearize and smooth the vibration signals to obtain sharper information about the motor state. Secondly, the quantitative features of the regularity and orderliness of a given sequence are extracted using multiscale dispersion entropy (MDE). Then, a support vector machine (SVM) is used to construct a classifier, the parameters are optimized via the particle swarm optimization (PSO) algorithm, and the extracted feature vectors are fed into the optimized SVM model for classification and recognition. Finally, the accuracy and generalization of the model proposed in this paper are tested by adding raw data with Gaussian white noise with different signal-to-noise ratios and the CHIST-ERA SOON public dataset. This paper builds a three-phase asynchronous motor vibration signal experimental platform, through a piezoelectric acceleration sensor to discern the four states of the motor data, to verify the effectiveness of the proposed method. The accuracy of the collected data using the WB-MDE method proposed in this paper for feature extraction and the extracted features using the optimization of the PSO-SVM method for fault classification and identification is 100%. Additionally, the proposed model is tested for noise resistance and generalization. Finally, the superiority of the present method is verified through experiments as well as noise immunity and generalization tests. Full article
(This article belongs to the Special Issue Entropy Applications in Condition Monitoring and Fault Diagnosis)
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23 pages, 3241 KiB  
Article
Incorporating Heterogeneous Features into the Random Subspace Method for Bearing Fault Diagnosis
by Yan Chu, Syed Muhammad Ali, Mingfeng Lu and Yanan Zhang
Entropy 2023, 25(8), 1194; https://doi.org/10.3390/e25081194 - 11 Aug 2023
Cited by 1 | Viewed by 1460
Abstract
In bearing fault diagnosis, machine learning methods have been proven effective on the basis of the heterogeneous features extracted from multiple domains, including deep representation features. However, comparatively little research has been performed on fusing these multi-domain heterogeneous features while dealing with the [...] Read more.
In bearing fault diagnosis, machine learning methods have been proven effective on the basis of the heterogeneous features extracted from multiple domains, including deep representation features. However, comparatively little research has been performed on fusing these multi-domain heterogeneous features while dealing with the interrelation and redundant problems to precisely discover the bearing faults. Thus, in the current study, a novel diagnostic method, namely the method of incorporating heterogeneous representative features into the random subspace, or IHF-RS, is proposed for accurate bearing fault diagnosis. Primarily, via signal processing methods, statistical features are extracted, and via the deep stack autoencoder (DSAE), deep representation features are acquired. Next, considering the different levels of predictive power of features, a modified lasso method incorporating the random subspace method is introduced to measure the features and produce better base classifiers. Finally, the majority voting strategy is applied to aggregate the outputs of these various base classifiers to enhance the diagnostic performance of the bearing fault. For the proposed method’s validity, two bearing datasets provided by the Case Western Reserve University Bearing Data Center and Paderborn University were utilized for the experiments. The results of the experiment revealed that in bearing fault diagnosis, the proposed method of IHF-RS can be successfully utilized. Full article
(This article belongs to the Special Issue Entropy Applications in Condition Monitoring and Fault Diagnosis)
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21 pages, 7388 KiB  
Article
Fault Diagnosis for Rolling Bearing of Combine Harvester Based on Composite-Scale-Variable Dispersion Entropy and Self-Optimization Variational Mode Decomposition Algorithm
by Wei Jiang, Yahui Shan, Xiaoming Xue, Jianpeng Ma, Zhong Chen and Nan Zhang
Entropy 2023, 25(8), 1111; https://doi.org/10.3390/e25081111 - 25 Jul 2023
Cited by 6 | Viewed by 1269
Abstract
Because of the influence of harsh and variable working environments, the vibration signals of rolling bearings for combine harvesters usually show obvious characteristics of strong non-stationarity and nonlinearity. Accomplishing accurate fault diagnosis using these signals for rolling bearings is a challenging subject. In [...] Read more.
Because of the influence of harsh and variable working environments, the vibration signals of rolling bearings for combine harvesters usually show obvious characteristics of strong non-stationarity and nonlinearity. Accomplishing accurate fault diagnosis using these signals for rolling bearings is a challenging subject. In this paper, a novel fault diagnosis method based on composite-scale-variable dispersion entropy (CSvDE) and self-optimization variational mode decomposition (SoVMD) is proposed, systematically combining the nonstationary signal analysis approach and machine learning technology. Firstly, an improved SoVMD algorithm is developed to realize adaptive parameter optimization and to further extract multiscale frequency components from original signals. Subsequently, a CSvDE-based feature learning model is established to generate the multiscale fault feature space (MsFFS) of frequency components for the improvement of fault feature learning ability. Finally, the generated MsFFS can serve as the inputs of the Softmax classifier for fault category identification. Extensive experiments on the vibration datasets collected from rolling bearings of combine harvesters are conducted, and the experimental results demonstrate the more superior and robust fault diagnosis performance of the proposed method compared to other existing approaches. Full article
(This article belongs to the Special Issue Entropy Applications in Condition Monitoring and Fault Diagnosis)
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16 pages, 12616 KiB  
Article
Multi-Fault Classification and Diagnosis of Rolling Bearing Based on Improved Convolution Neural Network
by Xiong Zhang, Jialu Li, Wenbo Wu, Fan Dong and Shuting Wan
Entropy 2023, 25(5), 737; https://doi.org/10.3390/e25050737 - 29 Apr 2023
Cited by 10 | Viewed by 1988
Abstract
At present, the fault diagnosis methods for rolling bearings are all based on research with fewer fault categories, without considering the problem of multiple faults. In practical applications, the coexistence of multiple operating conditions and faults can lead to an increase in classification [...] Read more.
At present, the fault diagnosis methods for rolling bearings are all based on research with fewer fault categories, without considering the problem of multiple faults. In practical applications, the coexistence of multiple operating conditions and faults can lead to an increase in classification difficulty and a decrease in diagnostic accuracy. To solve this problem, a fault diagnosis method based on an improved convolution neural network is proposed. The convolution neural network adopts a simple structure of three-layer convolution. The average pooling layer is used to replace the common maximum pooling layer, and the global average pooling layer is used to replace the full connection layer. The BN layer is used to optimize the model. The collected multi-class signals are used as the input of the model, and the improved convolution neural network is used for fault identification and classification of the input signals. The experimental data of XJTU-SY and Paderborn University show that the method proposed in this paper has a good effect on the multi-classification of bearing faults. Full article
(This article belongs to the Special Issue Entropy Applications in Condition Monitoring and Fault Diagnosis)
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